Radcliffe Capital Management

Radcliffe Capital Management as of March 31, 2016

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 32 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Prospect Capital Corp note 13.3 $73M 72M 1.01
Icon 2 1/2 06/01/16 12.0 $65M 66M 0.99
Fifth Str Fin Corp note 5.375% 4/0 8.8 $48M 48M 1.00
Prospect Capital Corporation note 5.875 7.5 $41M 44M 0.94
Ares Capital Corp 5.125 2016 conv 7.3 $40M 39M 1.01
Ares Capital Corp conv 7.0 $38M 38M 1.01
New Mountain Finance Corp conv 6.2 $34M 35M 0.97
Tcp Cap Corp note 5.250%12/1 5.4 $29M 30M 0.98
Ares Capital Corporation convertible cor 5.1 $28M 28M 1.02
Prospect Capital Corporati mtnf 5.375% 5.1 $28M 28M 0.98
Technology Invstmt Cap Corp conv 4.6 $25M 25M 0.99
Psec Us conv 4.4 $24M 25M 0.97
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 4.1 $22M 22M 1.03
Tpg Specialty Lending In conv 3.0 $17M 17M 0.99
Arcc 4 7/8 03/15/17 2.7 $15M 15M 1.02
Prospect Capital Corp conv 1.9 $10M 12M 0.88
Shutterfly Inc note 0.250% 5/1 0.4 $2.1M 2.1M 1.00
Toll Bros Finance Corp. convertible bond 0.4 $2.0M 2.0M 0.98
Rovi Corp Note 0.500% 3/0 bond 0.2 $1.2M 1.2M 0.96
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.2 $1.0M 1.0M 1.02
American Capital 0.1 $526k 35k 15.25
Crossroads Cap 0.1 $401k 153k 2.62
Firsthand Tech Value (SVVC) 0.1 $344k 46k 7.50
Solar Cap (SLRC) 0.1 $257k 15k 17.25
Blackrock Kelso Capital 0.1 $261k 28k 9.42
Golub Capital BDC (GBDC) 0.0 $215k 12k 17.34
Iconix Brand 0.0 $175k 22k 8.06
Hercules Technology Growth Capital (HTGC) 0.0 $161k 13k 12.01
Prospect Capital Corporation (PSEC) 0.0 $174k 24k 7.25
Fifth Street Finance 0.0 $128k 25k 5.04
Horizon Technology Fin (HRZN) 0.0 $132k 11k 11.58
Alcentra Cap 0.0 $122k 11k 11.62