Radcliffe Capital Management

Radcliffe Capital Management as of March 31, 2020

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 117 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Twitter Inc note 1.000% 9/1 7.9 $42M 45M 0.95
Prospect Capital Corporation conb 7.8 $41M 48M 0.86
Blackrock Capital Investment Note 5.000 6/1 6.6 $35M 42M 0.85
New Mtn Fin Corp note 5.750% 8/1 6.3 $34M 41M 0.82
Prospect Capital Corporation note 4.7 $25M 29M 0.85
Fireeye Series B convertible security 4.6 $25M 27M 0.90
Ares Capital Corp convertible security 4.2 $22M 26M 0.87
Tcp Capital Corp convertible security 3.7 $20M 22M 0.89
Tpg Specialty Lending Inc note 4.500% 8/0 3.2 $17M 18M 0.93
Goldman Sachs deb 3.0 $16M 17M 0.94
Teva Pharm Finance Llc Cvt cv bnd 2.8 $15M 16M 0.93
Supernus Pharmaceuticals Inc note 0.625% 4/0 1.9 $10M 13M 0.80
Ares Capital Corp convertible security 1.7 $9.1M 10M 0.90
Hercules Capital Inc dbcv 4.375% 2/0 1.5 $7.9M 8.6M 0.92
Fireeye Series A convertible security 1.4 $7.5M 7.7M 0.98
Cardtronics Inc note 1.000%12/0 1.4 $7.4M 7.8M 0.95
Hennessy Cap Acqustion Corp unit 99/99/9999 1.3 $7.2M 710k 10.11
Gores Metropoulos 1.2 $6.6M 650k 10.16
Acamar Partners Acqsition Co cl a 1.1 $6.0M 605k 9.85
Haymaker Acquisition Corp Ii 1.1 $5.9M 600k 9.79
Thunder Brdg Acquistion Ii L Cl A 1.0 $5.5M 562k 9.85
Diamondpeak Hldgs Cor 1.0 $5.2M 500k 10.40
Collier Creek Holdings 1.0 $5.2M 506k 10.23
Spartan Energy Acquisition Cl A Unt 1.0 $5.1M 500k 10.12
Rmg Acquisition Corp cl a 0.9 $5.0M 500k 9.92
Cf Fin Acquisition Corp unit 04/30/2025 0.9 $4.9M 479k 10.29
Churchill Cap Corp Ii cl a 0.9 $4.8M 481k 9.95
Experience Investment Corp 0.7 $4.0M 410k 9.67
Dish Network Corp note 2.375% 3/1 0.7 $4.0M 5.0M 0.79
Pivotal Acq Corp Ii 0.7 $3.9M 398k 9.91
Osprey Technlgy Aquistion 0.7 $3.9M 405k 9.72
Trine Acquisition Cl A Ord 0.7 $3.6M 362k 9.94
Lgl Sys Acquisition Corp unit 10/24/2024 0.7 $3.5M 350k 10.07
Churchill Capital Iii Corp 0.6 $3.3M 328k 10.00
Citic Capital Acquisition unit 0.6 $3.2M 325k 9.90
New Providence Acquisitin 0.6 $3.2M 326k 9.77
Fintech Acquisition Corp Iii 0.6 $3.2M 316k 10.01
Crescent Acquisition Corp 0.6 $3.0M 300k 9.85
Landcadia Hldgs Ii Inc cl a 0.5 $2.9M 298k 9.80
Finserv Acquisition Corp cl a 0.5 $2.9M 300k 9.63
Interprivate Acquisition Cor unit 10/29/2024 0.5 $2.7M 275k 9.89
Tortoise Acquisition Corp cl a 0.5 $2.7M 265k 10.04
Dmy Technology Group Inc unit 99/99/9999 0.5 $2.6M 263k 9.83
Dfp Healthcare Acquisitns Co unit 03/31/2025 0.5 $2.5M 250k 9.85
Healthcare Merger Corp A 0.5 $2.4M 247k 9.87
Owl Rock Capital Corporation (OBDC) 0.4 $2.4M 205k 11.54
Ciig Merger Corp Cl A 0.4 $2.3M 240k 9.57
Healthcare Merger Corp unit 12/17/2021 0.4 $2.2M 215k 10.30
Apex Technology Acquisitn Co unit 06/11/2026 0.4 $2.1M 204k 10.15
Schultze Special Purpose Acquisi Unt 0.4 $2.0M 196k 10.12
Juniper Indl Hldgs 0.4 $2.0M 206k 9.62
East Stone Acquisition Corp unit 12/31/2026 0.4 $2.0M 200k 9.80
Software Acquisition Group I 0.4 $1.9M 198k 9.81
Ares Capital Corporation (ARCC) 0.4 $1.9M 180k 10.78
Apex Technology Acquisitn 0.4 $1.9M 196k 9.75
Silver Spike Acquisition Cor cl a 0.4 $1.9M 193k 9.83
Golub Capital BDC (GBDC) 0.4 $1.9M 150k 12.56
Chp Merger Corp 0.3 $1.8M 190k 9.70
Lf Cap Acquisition Corp unit 06/19/2025 0.3 $1.8M 176k 10.29
Union Acquisition Corp Ii unit 99/99/9999 0.3 $1.8M 180k 9.78
Flying Eagle Acquisition Cor unit 99/99/9999 0.3 $1.7M 175k 9.97
Scvx Corp unit 99/99/9999 (SCVXU) 0.3 $1.7M 175k 9.97
Amci Acquisition Corp unit 01/07/2019 0.3 $1.7M 165k 10.16
Replay Acquisition Corp 0.3 $1.6M 159k 9.88
Arya Sciences Acquisition-a shs cl a 0.3 $1.6M 154k 10.18
Galileo Acquisition Corp 0.3 $1.5M 157k 9.68
Barings Bdc (BBDC) 0.3 $1.5M 199k 7.48
Hercules Technology Growth Capital (HTGC) 0.3 $1.4M 182k 7.64
Netfin Acquisition Corp shs cl a 0.3 $1.4M 139k 9.84
Gores Hldgs Iv Inc unit 02/01/2023 0.3 $1.4M 136k 10.07
Gx Acquisition Corp 0.2 $1.3M 131k 9.80
South Mtn Merger Corp 0.2 $1.2M 127k 9.70
Megalith Finl Acquisition Co unit 09/30/2025 0.2 $1.1M 110k 10.29
Chp Merger Corp unit 11/22/2024 0.2 $1.1M 110k 9.89
Oaktree Specialty Lending Corp 0.2 $1.0M 320k 3.24
Switchback Energy Acquisitio 0.2 $1.0M 105k 9.65
Stable Rd Acquisition Corp 0.2 $1.0M 103k 9.75
Juniper Indl Hldgs Inc unit 11/13/2026 0.2 $999k 102k 9.83
Solar Cap (SLRC) 0.2 $989k 85k 11.64
Osprey Technlgy Aquistion Co unit 10/30/2024 0.2 $976k 100k 9.76
Fs Investment Corporation 0.2 $975k 325k 3.00
Yunhong Intl unit 99/99/9999 0.2 $970k 100k 9.70
Finserv Acquisition Corp unit 12/31/2026 0.2 $959k 95k 10.08
Oaktree Strategic Income Cor 0.2 $957k 173k 5.54
Fidus Invt (FDUS) 0.2 $948k 143k 6.62
Gigcapital2 Acq Corp 0.2 $930k 94k 9.94
Tpg Specialty Lnding Inc equity 0.2 $905k 65k 13.92
Pivotal Invt Corp Ii unit 06/01/2025 0.2 $897k 90k 9.96
Prospect Capital Corp conv 0.2 $888k 888k 1.00
Trine Acquisition Corp unit 03/31/2021 0.2 $869k 86k 10.12
Capital Southwest Corporation (CSWC) 0.2 $857k 75k 11.43
Solar Senior Capital 0.2 $855k 88k 9.71
New Mountain Finance Corp (NMFC) 0.2 $853k 125k 6.80
Oaktree Acquisition Corp shs cl a 0.2 $839k 84k 10.00
Main Street Capital Corporation (MAIN) 0.2 $820k 40k 20.50
Crescent Capital Bdc (CCAP) 0.2 $805k 83k 9.65
New Providence Acquisitin Co unit 09/01/2024 0.1 $798k 78k 10.27
Bain Cap Specialty Fin (BCSF) 0.1 $788k 85k 9.27
Switchback Energy acquisitio unit 0.1 $761k 78k 9.75
Saratoga Investment (SAR) 0.1 $748k 65k 11.51
Stellus Capital Investment (SCM) 0.1 $710k 97k 7.29
Blackrock Tcp Cap Corp (TCPC) 0.1 $642k 103k 6.25
Goldman Sachs Bdc 0.1 $640k 52k 12.33
Triplepoint Venture Gr Bdc cs (TPVG) 0.1 $631k 110k 5.74
Tcg Bdc (CGBD) 0.1 $572k 110k 5.22
Gx Acquisiton Unt 0.1 $505k 50k 10.10
Software Acquisition Group I *w exp 10/01/202 0.1 $491k 50k 9.82
Newborn Acquisition Corp unit 99/99/9999 0.1 $485k 50k 9.70
PennantPark Investment (PNNT) 0.1 $397k 153k 2.59
Lifesci Acquisition Corp unit 03/31/2025 0.1 $372k 37k 9.99
Blackrock Kelso Capital 0.1 $282k 128k 2.20
Ciig Merger Corp unit 12/31/2026 0.0 $217k 22k 9.82
Tuscan Holdings Corp unit 99/99/9999 0.0 $183k 18k 9.98
Forum Merger Ii Corp cl a 0.0 $154k 15k 10.27
Graf Industrial Corp 0.0 $153k 15k 10.20
Merida Merger Corp I 0.0 $149k 15k 9.72
Trident Acquisitions Corp 0.0 $114k 11k 10.87