Regent Investment Management as of March 31, 2014
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 188 positions in its portfolio as reported in the March 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| CVS Caremark Corporation (CVS) | 2.8 | $5.3M | 71k | 74.86 | |
| Johnson & Johnson (JNJ) | 2.6 | $5.0M | 51k | 98.24 | |
| Apple (AAPL) | 2.5 | $4.8M | 9.0k | 536.74 | |
| Walgreen Company | 2.5 | $4.7M | 72k | 66.03 | |
| Google Inc Class C | 2.3 | $4.3M | 3.9k | 1114.39 | |
| Procter & Gamble Company (PG) | 2.3 | $4.3M | 54k | 80.60 | |
| JPMorgan Chase & Co. (JPM) | 2.1 | $4.0M | 65k | 60.71 | |
| Farmers Capital Bank | 2.0 | $3.9M | 172k | 22.46 | |
| Macy's (M) | 1.9 | $3.6M | 61k | 59.29 | |
| Diageo (DEO) | 1.9 | $3.5M | 28k | 124.60 | |
| McKesson Corporation (MCK) | 1.9 | $3.5M | 20k | 176.57 | |
| Gilead Sciences (GILD) | 1.9 | $3.5M | 50k | 70.86 | |
| Chevron Corporation (CVX) | 1.6 | $2.9M | 25k | 118.90 | |
| International Business Machines (IBM) | 1.4 | $2.7M | 14k | 192.51 | |
| Coca-Cola Company (KO) | 1.4 | $2.6M | 68k | 38.66 | |
| Halliburton Company (HAL) | 1.4 | $2.6M | 43k | 58.89 | |
| V.F. Corporation (VFC) | 1.3 | $2.5M | 41k | 61.89 | |
| Express Scripts Holding | 1.3 | $2.4M | 32k | 75.08 | |
| Verizon Communications (VZ) | 1.2 | $2.3M | 49k | 47.57 | |
| E.I. du Pont de Nemours & Company | 1.2 | $2.3M | 35k | 67.11 | |
| Time Warner | 1.2 | $2.3M | 35k | 65.33 | |
| Capitala Finance | 1.2 | $2.2M | 115k | 19.28 | |
| Williams Companies (WMB) | 1.1 | $2.2M | 53k | 40.58 | |
| Celgene Corporation | 1.1 | $2.1M | 15k | 139.59 | |
| Kinder Morgan (KMI) | 1.1 | $2.0M | 62k | 32.48 | |
| Cisco Systems (CSCO) | 1.0 | $1.9M | 86k | 22.41 | |
| Prudential Financial (PRU) | 1.0 | $1.9M | 23k | 84.66 | |
| ConocoPhillips (COP) | 1.0 | $1.9M | 27k | 70.36 | |
| iShares Russell Midcap Growth Idx. (IWP) | 1.0 | $1.9M | 22k | 85.79 | |
| General Mills (GIS) | 1.0 | $1.8M | 36k | 51.81 | |
| Mylan | 0.9 | $1.7M | 36k | 48.82 | |
| AmerisourceBergen (COR) | 0.9 | $1.7M | 26k | 65.60 | |
| Pepsi (PEP) | 0.9 | $1.7M | 20k | 83.51 | |
| iShares Russell 2000 Growth Index (IWO) | 0.9 | $1.7M | 12k | 136.08 | |
| Eaton (ETN) | 0.9 | $1.7M | 22k | 75.14 | |
| Exxon Mobil Corporation (XOM) | 0.9 | $1.7M | 17k | 97.67 | |
| Hertz Global Holdings | 0.8 | $1.6M | 59k | 26.64 | |
| Baxter International (BAX) | 0.8 | $1.5M | 21k | 73.57 | |
| Merck & Co (MRK) | 0.8 | $1.5M | 27k | 56.77 | |
| General Electric Company | 0.8 | $1.5M | 58k | 25.89 | |
| Walt Disney Company (DIS) | 0.7 | $1.4M | 17k | 80.07 | |
| TJX Companies (TJX) | 0.7 | $1.4M | 22k | 60.64 | |
| ConAgra Foods (CAG) | 0.7 | $1.4M | 44k | 31.03 | |
| McDonald's Corporation (MCD) | 0.7 | $1.3M | 14k | 98.00 | |
| 3M Company (MMM) | 0.7 | $1.3M | 9.7k | 135.62 | |
| Union Pacific Corporation (UNP) | 0.7 | $1.3M | 7.0k | 187.60 | |
| U.S. Bancorp (USB) | 0.7 | $1.3M | 30k | 42.85 | |
| Seagate Technology Com Stk | 0.7 | $1.3M | 23k | 56.18 | |
| Schlumberger (SLB) | 0.7 | $1.2M | 13k | 97.53 | |
| MetLife (MET) | 0.7 | $1.3M | 24k | 52.78 | |
| iShares Russell 2000 Value Index (IWN) | 0.7 | $1.2M | 12k | 100.84 | |
| Yum! Brands (YUM) | 0.6 | $1.2M | 16k | 75.40 | |
| Templeton Dragon Fund (TDF) | 0.6 | $1.2M | 49k | 24.49 | |
| Vanguard Emerging Markets ETF (VWO) | 0.6 | $1.2M | 29k | 40.59 | |
| American Express Company (AXP) | 0.6 | $1.2M | 13k | 90.00 | |
| Ensco Plc Shs Class A | 0.6 | $1.2M | 22k | 52.76 | |
| Target Corporation (TGT) | 0.6 | $1.2M | 19k | 60.53 | |
| Oracle Corporation (ORCL) | 0.6 | $1.1M | 28k | 40.92 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $1.1M | 9.4k | 120.21 | |
| United Technologies Corporation | 0.6 | $1.1M | 9.3k | 116.82 | |
| Wal-Mart Stores (WMT) | 0.6 | $1.1M | 14k | 76.39 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.0M | 20k | 51.94 | |
| American International (AIG) | 0.6 | $1.0M | 21k | 49.99 | |
| UnitedHealth (UNH) | 0.5 | $1.0M | 12k | 82.00 | |
| priceline.com Incorporated | 0.5 | $1.0M | 860.00 | 1191.86 | |
| Medtronic | 0.5 | $960k | 16k | 61.53 | |
| Qualcomm (QCOM) | 0.5 | $953k | 12k | 78.85 | |
| Ace Limited Cmn | 0.5 | $909k | 9.2k | 99.04 | |
| Phillips 66 (PSX) | 0.5 | $899k | 12k | 77.10 | |
| Honeywell International (HON) | 0.5 | $898k | 9.7k | 92.75 | |
| Intel Corporation (INTC) | 0.5 | $862k | 33k | 25.82 | |
| EMC Corporation | 0.5 | $845k | 31k | 27.41 | |
| Flowserve Corporation (FLS) | 0.4 | $830k | 11k | 78.29 | |
| Whirlpool Corporation (WHR) | 0.4 | $818k | 5.5k | 149.54 | |
| Home Depot (HD) | 0.4 | $795k | 10k | 79.10 | |
| Eli Lilly & Co. (LLY) | 0.4 | $802k | 14k | 58.84 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $787k | 17k | 47.19 | |
| General Motors Company (GM) | 0.4 | $800k | 23k | 34.41 | |
| Devon Energy Corporation (DVN) | 0.4 | $779k | 12k | 66.95 | |
| Via | 0.4 | $773k | 9.1k | 84.95 | |
| United Rentals (URI) | 0.4 | $770k | 8.1k | 94.94 | |
| Kroger (KR) | 0.4 | $753k | 17k | 43.66 | |
| eBay (EBAY) | 0.4 | $730k | 13k | 55.24 | |
| Apollo Investment | 0.4 | $715k | 86k | 8.31 | |
| Vodafone Group New Adr F (VOD) | 0.4 | $725k | 20k | 36.83 | |
| Ameriprise Financial (AMP) | 0.4 | $700k | 6.4k | 110.01 | |
| Illumina (ILMN) | 0.4 | $702k | 4.7k | 148.57 | |
| Philip Morris International (PM) | 0.4 | $676k | 8.3k | 81.91 | |
| China Petroleum & Chemical | 0.3 | $648k | 7.2k | 89.50 | |
| Danaher Corporation (DHR) | 0.3 | $643k | 8.6k | 74.99 | |
| Unilever (UL) | 0.3 | $619k | 15k | 42.78 | |
| Microsoft Corporation (MSFT) | 0.3 | $599k | 15k | 40.97 | |
| Wells Fargo & Company (WFC) | 0.3 | $601k | 12k | 49.76 | |
| Koninklijke Philips Electronics NV (PHG) | 0.3 | $611k | 17k | 35.17 | |
| Maxim Integrated Products | 0.3 | $613k | 19k | 33.14 | |
| Stryker Corporation (SYK) | 0.3 | $583k | 7.2k | 81.54 | |
| Web | 0.3 | $578k | 17k | 34.02 | |
| Mondelez Int (MDLZ) | 0.3 | $586k | 17k | 34.55 | |
| Nextera Energy (NEE) | 0.3 | $562k | 5.9k | 95.56 | |
| Schwab U S Broad Market ETF (SCHB) | 0.3 | $573k | 13k | 45.70 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.3 | $546k | 8.1k | 67.16 | |
| At&t (T) | 0.3 | $525k | 15k | 35.05 | |
| Energy Transfer Partners | 0.3 | $531k | 9.9k | 53.74 | |
| Ciena Corporation (CIEN) | 0.3 | $519k | 23k | 22.74 | |
| Apache Corporation | 0.3 | $487k | 5.9k | 82.95 | |
| Jabil Circuit (JBL) | 0.3 | $483k | 27k | 17.99 | |
| Vanguard REIT ETF (VNQ) | 0.3 | $501k | 7.1k | 70.56 | |
| iShares S&P NA Tec.-SW. Idx. Fund (IGV) | 0.3 | $487k | 5.9k | 83.25 | |
| Plum Creek Timber | 0.2 | $468k | 11k | 42.00 | |
| Humana (HUM) | 0.2 | $472k | 4.2k | 112.62 | |
| Lincoln National Corporation (LNC) | 0.2 | $461k | 9.1k | 50.66 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $462k | 4.2k | 110.24 | |
| Travelers Companies (TRV) | 0.2 | $459k | 5.4k | 85.03 | |
| Newell Rubbermaid (NWL) | 0.2 | $463k | 16k | 29.87 | |
| Baker Hughes Incorporated | 0.2 | $461k | 7.1k | 65.02 | |
| Hewlett-Packard Company | 0.2 | $453k | 14k | 32.38 | |
| Amgen (AMGN) | 0.2 | $432k | 3.5k | 123.43 | |
| Norfolk Southern (NSC) | 0.2 | $408k | 4.2k | 97.14 | |
| Henry Schein (HSIC) | 0.2 | $418k | 3.5k | 119.43 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $418k | 17k | 24.32 | |
| Kraft Foods | 0.2 | $425k | 7.6k | 56.14 | |
| BP (BP) | 0.2 | $401k | 8.3k | 48.05 | |
| PNC Financial Services (PNC) | 0.2 | $397k | 4.6k | 87.00 | |
| Abbott Laboratories (ABT) | 0.2 | $388k | 10k | 38.48 | |
| Deere & Company (DE) | 0.2 | $404k | 4.5k | 90.75 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $400k | 4.2k | 95.24 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $390k | 4.4k | 89.04 | |
| J.M. Smucker Company (SJM) | 0.2 | $397k | 4.1k | 97.18 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.2 | $390k | 10k | 39.03 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.2 | $371k | 1.6k | 236.31 | |
| Abbvie (ABBV) | 0.2 | $380k | 7.4k | 51.46 | |
| Caterpillar (CAT) | 0.2 | $363k | 3.7k | 99.32 | |
| ON Semiconductor (ON) | 0.2 | $364k | 39k | 9.41 | |
| Banco Latinoamericano De Comercio Exteri (BLX) | 0.2 | $359k | 14k | 26.40 | |
| Nationstar Mortgage | 0.2 | $360k | 11k | 32.43 | |
| Hartford Financial Services (HIG) | 0.2 | $342k | 9.7k | 35.26 | |
| Western Digital (WDC) | 0.2 | $341k | 3.7k | 91.91 | |
| Mid-America Apartment (MAA) | 0.2 | $341k | 5.0k | 68.20 | |
| Royal Dutch Shell | 0.2 | $339k | 4.6k | 73.15 | |
| Lowe's Companies (LOW) | 0.2 | $337k | 6.9k | 48.90 | |
| Tenne | 0.2 | $348k | 6.0k | 58.00 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $318k | 7.7k | 41.06 | |
| Suncor Energy (SU) | 0.2 | $325k | 9.3k | 34.94 | |
| FedEx Corporation (FDX) | 0.2 | $312k | 2.4k | 132.71 | |
| Tractor Supply Company (TSCO) | 0.2 | $307k | 4.3k | 70.67 | |
| Altria (MO) | 0.2 | $298k | 8.0k | 37.44 | |
| WellPoint | 0.2 | $299k | 3.0k | 99.67 | |
| Stericycle (SRCL) | 0.2 | $301k | 2.7k | 113.58 | |
| Cameron International Corporation | 0.2 | $306k | 5.0k | 61.82 | |
| iShares Russell Midcap Value Index (IWS) | 0.2 | $309k | 4.5k | 68.64 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $271k | 14k | 20.04 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $259k | 3.8k | 68.34 | |
| United Parcel Service (UPS) | 0.1 | $260k | 2.7k | 97.23 | |
| Genuine Parts Company (GPC) | 0.1 | $261k | 3.0k | 87.00 | |
| BB&T Corporation | 0.1 | $262k | 6.5k | 40.20 | |
| PowerShares Preferred Portfolio | 0.1 | $262k | 18k | 14.24 | |
| Yongye International | 0.1 | $267k | 39k | 6.82 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.1 | $263k | 19k | 13.53 | |
| Comcast Corporation (CMCSA) | 0.1 | $247k | 4.9k | 50.10 | |
| Pfizer (PFE) | 0.1 | $251k | 7.8k | 32.17 | |
| Hillenbrand (HI) | 0.1 | $249k | 7.7k | 32.28 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $243k | 2.7k | 89.87 | |
| MarkWest Energy Partners | 0.1 | $237k | 3.6k | 65.20 | |
| Annaly Capital Management | 0.1 | $232k | 21k | 10.96 | |
| Mattel (MAT) | 0.1 | $222k | 5.5k | 40.18 | |
| Ford Motor Company (F) | 0.1 | $224k | 14k | 15.59 | |
| Cardinal Health (CAH) | 0.1 | $217k | 3.1k | 70.00 | |
| Molson Coors Brewing Company (TAP) | 0.1 | $202k | 3.4k | 58.98 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $214k | 23k | 9.25 | |
| PowerShares Fin. Preferred Port. | 0.1 | $213k | 12k | 17.82 | |
| Actavis | 0.1 | $210k | 1.0k | 205.88 | |
| KKR Financial Holdings | 0.1 | $171k | 15k | 11.55 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $133k | 10k | 13.20 | |
| Blackrock Strategic Municipal Trust | 0.1 | $130k | 10k | 12.83 | |
| Singapore Fund | 0.1 | $137k | 11k | 12.45 | |
| Vimpel | 0.1 | $117k | 13k | 9.00 | |
| Tianyin Pharmaceutical | 0.0 | $24k | 25k | 0.98 | |
| Orient Paper | 0.0 | $24k | 10k | 2.40 | |
| Guanwei Recycling (GPRC) | 0.0 | $28k | 10k | 2.80 | |
| Chinacast Education Corporation (CAST) | 0.0 | $984.000000 | 16k | 0.06 | |
| HQ Sustainable Maritime Industries | 0.0 | $0 | 10k | 0.00 | |
| Yuhe International (YUII) | 0.0 | $1.0k | 13k | 0.08 | |
| Cresud Sa Commercial | 0.0 | $5.0k | 101k | 0.05 | |
| Renhuang Pharmaceuticals | 0.0 | $0 | 11k | 0.00 | |
| Xcelmobility (XCLL) | 0.0 | $1.1k | 11k | 0.10 | |
| Amarantus Bioscience Hld | 0.0 | $8.1k | 101k | 0.08 | |
| Reneuron Group Plc Ord F | 0.0 | $5.0k | 100k | 0.05 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
