Regent Investment Management as of Sept. 30, 2016
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 186 positions in its portfolio as reported in the September 2016 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Apple (AAPL) | 3.3 | $6.4M | 56k | 113.04 | |
CVS Caremark Corporation (CVS) | 3.2 | $6.2M | 69k | 88.99 | |
Walgreen Boots Alliance (WBA) | 3.2 | $6.1M | 76k | 80.61 | |
JPMorgan Chase & Co. (JPM) | 3.0 | $5.8M | 87k | 66.59 | |
Johnson & Johnson (JNJ) | 2.7 | $5.2M | 44k | 118.13 | |
Farmers Capital Bank | 2.5 | $4.9M | 165k | 29.64 | |
Procter & Gamble Company (PG) | 2.4 | $4.6M | 51k | 89.74 | |
Celgene Corporation | 2.2 | $4.3M | 41k | 104.54 | |
Alphabet Inc Class C cs (GOOG) | 2.1 | $4.0M | 5.2k | 777.30 | |
Facebook Inc cl a (META) | 2.0 | $4.0M | 31k | 128.26 | |
Time Warner | 1.8 | $3.4M | 43k | 79.61 | |
General Electric Company | 1.7 | $3.2M | 108k | 29.62 | |
priceline.com Incorporated | 1.6 | $3.1M | 2.1k | 1471.54 | |
At&t (T) | 1.6 | $3.1M | 75k | 40.61 | |
Gilead Sciences (GILD) | 1.6 | $3.1M | 39k | 79.12 | |
Alphabet Inc Class A cs (GOOGL) | 1.5 | $3.0M | 3.7k | 804.03 | |
Chevron Corporation (CVX) | 1.4 | $2.8M | 27k | 102.92 | |
Cisco Systems (CSCO) | 1.3 | $2.5M | 79k | 31.72 | |
Merck & Co (MRK) | 1.3 | $2.4M | 39k | 62.41 | |
Prudential Financial (PRU) | 1.2 | $2.3M | 29k | 81.66 | |
McKesson Corporation (MCK) | 1.2 | $2.2M | 13k | 166.74 | |
V.F. Corporation (VFC) | 1.1 | $2.2M | 40k | 56.06 | |
Whirlpool Corporation (WHR) | 1.1 | $2.1M | 13k | 162.18 | |
Diageo (DEO) | 1.0 | $2.0M | 17k | 116.01 | |
Coca-Cola Company (KO) | 1.0 | $1.9M | 46k | 42.31 | |
Verizon Communications (VZ) | 1.0 | $1.9M | 37k | 51.99 | |
Honeywell International (HON) | 0.9 | $1.8M | 15k | 116.62 | |
Kraft Heinz (KHC) | 0.9 | $1.8M | 20k | 89.51 | |
Mylan Nv | 0.9 | $1.7M | 46k | 38.12 | |
AmerisourceBergen (COR) | 0.8 | $1.6M | 20k | 80.80 | |
UnitedHealth (UNH) | 0.8 | $1.6M | 12k | 140.00 | |
Pfizer (PFE) | 0.8 | $1.6M | 46k | 33.88 | |
TJX Companies (TJX) | 0.8 | $1.6M | 21k | 74.77 | |
StoneMor Partners | 0.8 | $1.5M | 59k | 25.04 | |
Thermo Fisher Scientific (TMO) | 0.8 | $1.5M | 9.2k | 159.08 | |
Kimberly-Clark Corporation (KMB) | 0.7 | $1.4M | 11k | 126.15 | |
Intel Corporation (INTC) | 0.7 | $1.4M | 37k | 37.74 | |
E.I. du Pont de Nemours & Company | 0.7 | $1.3M | 20k | 66.96 | |
FedEx Corporation (FDX) | 0.7 | $1.3M | 7.5k | 174.62 | |
Williams Companies (WMB) | 0.7 | $1.3M | 42k | 30.73 | |
Express Scripts Holding | 0.7 | $1.3M | 19k | 70.51 | |
Lamar Advertising Co-a (LAMR) | 0.7 | $1.3M | 20k | 65.31 | |
General Mills (GIS) | 0.7 | $1.3M | 20k | 63.87 | |
Vanguard Emerging Markets ETF (VWO) | 0.7 | $1.3M | 33k | 37.62 | |
Bristol Myers Squibb (BMY) | 0.6 | $1.2M | 23k | 53.93 | |
3M Company (MMM) | 0.6 | $1.2M | 6.9k | 176.27 | |
Kroger (KR) | 0.6 | $1.2M | 40k | 29.68 | |
Exxon Mobil Corporation (XOM) | 0.6 | $1.2M | 13k | 87.31 | |
Texas Instruments Incorporated (TXN) | 0.6 | $1.2M | 17k | 70.15 | |
Landmark Infrastructure | 0.6 | $1.2M | 66k | 17.56 | |
Chubb (CB) | 0.6 | $1.1M | 9.1k | 125.66 | |
Cardinal Health (CAH) | 0.6 | $1.1M | 15k | 77.67 | |
Carnival Corporation (CCL) | 0.6 | $1.1M | 23k | 48.81 | |
Schlumberger (SLB) | 0.6 | $1.1M | 14k | 78.68 | |
Home Depot (HD) | 0.6 | $1.1M | 8.3k | 128.69 | |
Yum! Brands (YUM) | 0.5 | $1.0M | 11k | 90.80 | |
Oracle Corporation (ORCL) | 0.5 | $1.0M | 26k | 39.27 | |
American International (AIG) | 0.5 | $1.0M | 17k | 59.36 | |
iShares Russell 2000 Value Index (IWN) | 0.5 | $1.0M | 9.6k | 104.79 | |
Mondelez Int (MDLZ) | 0.5 | $999k | 23k | 43.92 | |
ConocoPhillips (COP) | 0.5 | $934k | 22k | 43.46 | |
iShares FTSE/Xinhua China 25 Index (FXI) | 0.5 | $932k | 25k | 37.99 | |
MetLife (MET) | 0.5 | $919k | 21k | 44.44 | |
ON Semiconductor (ON) | 0.5 | $878k | 71k | 12.32 | |
Schwab Emerging Markets Equity ETF (SCHE) | 0.5 | $880k | 38k | 23.06 | |
Abbvie (ABBV) | 0.5 | $891k | 14k | 63.07 | |
Energy Transfer Partners | 0.5 | $874k | 24k | 36.99 | |
Hewlett Packard Enterprise (HPE) | 0.5 | $873k | 38k | 22.76 | |
Microsoft Corporation (MSFT) | 0.4 | $847k | 15k | 57.59 | |
United Technologies Corporation | 0.4 | $854k | 8.4k | 101.61 | |
Pepsi (PEP) | 0.4 | $820k | 7.5k | 108.74 | |
Walt Disney Company (DIS) | 0.4 | $801k | 8.6k | 92.87 | |
Humana (HUM) | 0.4 | $804k | 4.5k | 176.90 | |
iShares Russell Midcap Index Fund (IWR) | 0.4 | $816k | 4.7k | 174.28 | |
Phillips 66 (PSX) | 0.4 | $811k | 10k | 80.54 | |
Brown-Forman Corporation (BF.B) | 0.4 | $787k | 17k | 47.47 | |
Stryker Corporation (SYK) | 0.4 | $792k | 6.8k | 116.37 | |
Seagate Technology Com Stk | 0.4 | $782k | 20k | 38.53 | |
Allergan | 0.4 | $798k | 3.5k | 230.17 | |
Illumina (ILMN) | 0.4 | $754k | 4.2k | 181.69 | |
Qualcomm (QCOM) | 0.4 | $716k | 11k | 68.50 | |
Delta Air Lines (DAL) | 0.4 | $715k | 18k | 39.37 | |
U.S. Bancorp (USB) | 0.4 | $692k | 16k | 42.88 | |
Philip Morris International (PM) | 0.4 | $692k | 7.1k | 97.29 | |
Skyworks Solutions (SWKS) | 0.4 | $694k | 9.1k | 76.18 | |
Nextera Energy (NEE) | 0.3 | $678k | 5.5k | 122.41 | |
Molson Coors Brewing Company (TAP) | 0.3 | $651k | 5.9k | 109.87 | |
Morgan Stanley (MS) | 0.3 | $659k | 21k | 32.07 | |
Ameriprise Financial (AMP) | 0.3 | $635k | 6.4k | 99.80 | |
Norfolk Southern (NSC) | 0.3 | $631k | 6.5k | 97.08 | |
Ciena Corporation (CIEN) | 0.3 | $638k | 29k | 21.80 | |
Halliburton Company (HAL) | 0.3 | $620k | 14k | 44.85 | |
Capitala Finance | 0.3 | $617k | 47k | 13.11 | |
Newell Rubbermaid (NWL) | 0.3 | $593k | 11k | 52.66 | |
Lincoln National Corporation (LNC) | 0.3 | $578k | 12k | 46.99 | |
Mid-America Apartment (MAA) | 0.3 | $580k | 6.2k | 93.93 | |
Amgen (AMGN) | 0.3 | $584k | 3.5k | 166.86 | |
Henry Schein (HSIC) | 0.3 | $570k | 3.5k | 162.86 | |
Travelers Companies (TRV) | 0.3 | $562k | 4.9k | 114.58 | |
Danaher Corporation (DHR) | 0.3 | $560k | 7.1k | 78.40 | |
Eaton (ETN) | 0.3 | $531k | 8.1k | 65.70 | |
Western Digital (WDC) | 0.3 | $510k | 8.7k | 58.52 | |
Wells Fargo & Company (WFC) | 0.3 | $491k | 11k | 44.24 | |
Maxim Integrated Products | 0.3 | $509k | 13k | 39.92 | |
iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $481k | 13k | 37.47 | |
Abbott Laboratories (ABT) | 0.2 | $482k | 11k | 42.29 | |
ConAgra Foods (CAG) | 0.2 | $485k | 10k | 47.11 | |
Ventas (VTR) | 0.2 | $487k | 6.9k | 70.63 | |
Emerson Electric (EMR) | 0.2 | $460k | 8.4k | 54.46 | |
Altria (MO) | 0.2 | $462k | 7.3k | 63.24 | |
Apollo Investment | 0.2 | $465k | 80k | 5.80 | |
International Business Machines (IBM) | 0.2 | $446k | 2.8k | 158.95 | |
Anheuser-Busch InBev NV (BUD) | 0.2 | $447k | 3.4k | 131.47 | |
American Express Company (AXP) | 0.2 | $432k | 6.7k | 64.05 | |
Royal Caribbean Cruises (RCL) | 0.2 | $414k | 5.5k | 74.86 | |
Adobe Systems Incorporated (ADBE) | 0.2 | $424k | 3.9k | 108.44 | |
Brown-Forman Corporation (BF.A) | 0.2 | $416k | 8.4k | 49.76 | |
Cavium | 0.2 | $419k | 7.2k | 58.19 | |
PNC Financial Services (PNC) | 0.2 | $409k | 4.5k | 90.16 | |
Devon Energy Corporation (DVN) | 0.2 | $409k | 9.3k | 44.07 | |
Lowe's Companies (LOW) | 0.2 | $396k | 5.5k | 72.17 | |
Baidu (BIDU) | 0.2 | $410k | 2.3k | 182.22 | |
Templeton Dragon Fund (TDF) | 0.2 | $399k | 23k | 17.62 | |
Taiwan Semiconductor Mfg (TSM) | 0.2 | $391k | 13k | 30.58 | |
Jabil Circuit (JBL) | 0.2 | $387k | 18k | 21.80 | |
American Airls (AAL) | 0.2 | $381k | 10k | 36.63 | |
Paypal Holdings (PYPL) | 0.2 | $383k | 9.4k | 40.96 | |
Hartford Financial Services (HIG) | 0.2 | $368k | 8.6k | 42.79 | |
Union Pacific Corporation (UNP) | 0.2 | $367k | 3.8k | 97.45 | |
Kindred Healthcare | 0.2 | $374k | 37k | 10.22 | |
Unilever (UL) | 0.2 | $356k | 7.5k | 47.47 | |
Alibaba Group Holding (BABA) | 0.2 | $366k | 3.5k | 105.78 | |
Anthem (ELV) | 0.2 | $357k | 2.8k | 125.48 | |
Medtronic (MDT) | 0.2 | $363k | 4.2k | 86.43 | |
Comcast Corporation (CMCSA) | 0.2 | $344k | 5.2k | 66.41 | |
Eli Lilly & Co. (LLY) | 0.2 | $337k | 4.2k | 80.28 | |
MasterCard Incorporated (MA) | 0.2 | $334k | 3.3k | 101.83 | |
BioMarin Pharmaceutical (BMRN) | 0.2 | $319k | 3.5k | 92.46 | |
Genuine Parts Company (GPC) | 0.2 | $318k | 3.2k | 100.47 | |
eBay (EBAY) | 0.2 | $324k | 9.9k | 32.89 | |
Royal Dutch Shell | 0.2 | $327k | 6.2k | 52.87 | |
Weyerhaeuser Company (WY) | 0.2 | $329k | 10k | 31.94 | |
J.M. Smucker Company (SJM) | 0.2 | $330k | 2.4k | 135.58 | |
Criteo Sa Ads (CRTO) | 0.2 | $320k | 9.1k | 35.11 | |
Berkshire Hathaway (BRK.B) | 0.2 | $312k | 2.2k | 144.58 | |
McDonald's Corporation (MCD) | 0.2 | $312k | 2.7k | 115.34 | |
Wal-Mart Stores (WMT) | 0.2 | $302k | 4.2k | 72.20 | |
Dow Chemical Company | 0.2 | $304k | 5.9k | 51.74 | |
Target Corporation (TGT) | 0.2 | $317k | 4.6k | 68.69 | |
Tenne | 0.2 | $303k | 5.2k | 58.27 | |
Annaly Capital Management | 0.1 | $297k | 28k | 10.49 | |
Occidental Petroleum Corporation (OXY) | 0.1 | $292k | 4.0k | 73.00 | |
Tractor Supply Company (TSCO) | 0.1 | $274k | 4.1k | 67.34 | |
Computer Sciences Corporation | 0.1 | $261k | 5.0k | 52.20 | |
iShares MSCI EAFE Index Fund (EFA) | 0.1 | $275k | 4.7k | 59.16 | |
Activision Blizzard | 0.1 | $271k | 6.1k | 44.37 | |
Hillenbrand (HI) | 0.1 | $244k | 7.7k | 31.63 | |
iShares Russell 2000 Growth Index (IWO) | 0.1 | $253k | 1.7k | 148.74 | |
iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $251k | 2.6k | 97.48 | |
CBS Corporation | 0.1 | $231k | 4.2k | 54.65 | |
Baker Hughes Incorporated | 0.1 | $237k | 4.7k | 50.43 | |
Royal Dutch Shell | 0.1 | $235k | 4.7k | 50.00 | |
Zimmer Holdings (ZBH) | 0.1 | $234k | 1.8k | 130.00 | |
Texas Roadhouse (TXRH) | 0.1 | $222k | 5.7k | 38.95 | |
Caterpillar (CAT) | 0.1 | $220k | 2.5k | 88.89 | |
United Parcel Service (UPS) | 0.1 | $215k | 2.0k | 109.35 | |
Spectra Energy | 0.1 | $211k | 4.9k | 42.80 | |
LifePoint Hospitals | 0.1 | $208k | 3.5k | 59.26 | |
Berkshire Hathaway (BRK.A) | 0.1 | $216k | 1.00 | 216000.00 | |
Macy's (M) | 0.1 | $215k | 5.8k | 37.07 | |
Stericycle (SRCL) | 0.1 | $212k | 2.7k | 80.00 | |
Nxp Semiconductors N V (NXPI) | 0.1 | $211k | 2.1k | 101.93 | |
American Midstream Partners Lp us equity | 0.1 | $202k | 14k | 14.74 | |
iShares MSCI Japan Index | 0.1 | $168k | 13k | 12.54 | |
Web | 0.1 | $177k | 10k | 17.30 | |
Liberty All-Star Equity Fund (USA) | 0.1 | $175k | 34k | 5.19 | |
Ford Motor Company (F) | 0.1 | $161k | 13k | 12.08 | |
Trina Solar | 0.1 | $128k | 13k | 10.24 | |
BGC Partners | 0.1 | $105k | 12k | 8.71 | |
Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.1 | $89k | 11k | 8.50 | |
BioTime | 0.0 | $39k | 10k | 3.90 | |
Inspyr Therapeutics | 0.0 | $32k | 230k | 0.14 | |
China Green Agriculture | 0.0 | $15k | 10k | 1.50 | |
Reneuron Group Plc Ord F | 0.0 | $3.0k | 100k | 0.03 | |
Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 11k | 0.00 | |
First Mexican Gold F | 0.0 | $1.0k | 25k | 0.04 |