Regent Investment Management

Regent Investment Management as of Sept. 30, 2016

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 186 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 3.3 $6.4M 56k 113.04
CVS Caremark Corporation (CVS) 3.2 $6.2M 69k 88.99
Walgreen Boots Alliance (WBA) 3.2 $6.1M 76k 80.61
JPMorgan Chase & Co. (JPM) 3.0 $5.8M 87k 66.59
Johnson & Johnson (JNJ) 2.7 $5.2M 44k 118.13
Farmers Capital Bank 2.5 $4.9M 165k 29.64
Procter & Gamble Company (PG) 2.4 $4.6M 51k 89.74
Celgene Corporation 2.2 $4.3M 41k 104.54
Alphabet Inc Class C cs (GOOG) 2.1 $4.0M 5.2k 777.30
Facebook Inc cl a (META) 2.0 $4.0M 31k 128.26
Time Warner 1.8 $3.4M 43k 79.61
General Electric Company 1.7 $3.2M 108k 29.62
priceline.com Incorporated 1.6 $3.1M 2.1k 1471.54
At&t (T) 1.6 $3.1M 75k 40.61
Gilead Sciences (GILD) 1.6 $3.1M 39k 79.12
Alphabet Inc Class A cs (GOOGL) 1.5 $3.0M 3.7k 804.03
Chevron Corporation (CVX) 1.4 $2.8M 27k 102.92
Cisco Systems (CSCO) 1.3 $2.5M 79k 31.72
Merck & Co (MRK) 1.3 $2.4M 39k 62.41
Prudential Financial (PRU) 1.2 $2.3M 29k 81.66
McKesson Corporation (MCK) 1.2 $2.2M 13k 166.74
V.F. Corporation (VFC) 1.1 $2.2M 40k 56.06
Whirlpool Corporation (WHR) 1.1 $2.1M 13k 162.18
Diageo (DEO) 1.0 $2.0M 17k 116.01
Coca-Cola Company (KO) 1.0 $1.9M 46k 42.31
Verizon Communications (VZ) 1.0 $1.9M 37k 51.99
Honeywell International (HON) 0.9 $1.8M 15k 116.62
Kraft Heinz (KHC) 0.9 $1.8M 20k 89.51
Mylan Nv 0.9 $1.7M 46k 38.12
AmerisourceBergen (COR) 0.8 $1.6M 20k 80.80
UnitedHealth (UNH) 0.8 $1.6M 12k 140.00
Pfizer (PFE) 0.8 $1.6M 46k 33.88
TJX Companies (TJX) 0.8 $1.6M 21k 74.77
StoneMor Partners 0.8 $1.5M 59k 25.04
Thermo Fisher Scientific (TMO) 0.8 $1.5M 9.2k 159.08
Kimberly-Clark Corporation (KMB) 0.7 $1.4M 11k 126.15
Intel Corporation (INTC) 0.7 $1.4M 37k 37.74
E.I. du Pont de Nemours & Company 0.7 $1.3M 20k 66.96
FedEx Corporation (FDX) 0.7 $1.3M 7.5k 174.62
Williams Companies (WMB) 0.7 $1.3M 42k 30.73
Express Scripts Holding 0.7 $1.3M 19k 70.51
Lamar Advertising Co-a (LAMR) 0.7 $1.3M 20k 65.31
General Mills (GIS) 0.7 $1.3M 20k 63.87
Vanguard Emerging Markets ETF (VWO) 0.7 $1.3M 33k 37.62
Bristol Myers Squibb (BMY) 0.6 $1.2M 23k 53.93
3M Company (MMM) 0.6 $1.2M 6.9k 176.27
Kroger (KR) 0.6 $1.2M 40k 29.68
Exxon Mobil Corporation (XOM) 0.6 $1.2M 13k 87.31
Texas Instruments Incorporated (TXN) 0.6 $1.2M 17k 70.15
Landmark Infrastructure 0.6 $1.2M 66k 17.56
Chubb (CB) 0.6 $1.1M 9.1k 125.66
Cardinal Health (CAH) 0.6 $1.1M 15k 77.67
Carnival Corporation (CCL) 0.6 $1.1M 23k 48.81
Schlumberger (SLB) 0.6 $1.1M 14k 78.68
Home Depot (HD) 0.6 $1.1M 8.3k 128.69
Yum! Brands (YUM) 0.5 $1.0M 11k 90.80
Oracle Corporation (ORCL) 0.5 $1.0M 26k 39.27
American International (AIG) 0.5 $1.0M 17k 59.36
iShares Russell 2000 Value Index (IWN) 0.5 $1.0M 9.6k 104.79
Mondelez Int (MDLZ) 0.5 $999k 23k 43.92
ConocoPhillips (COP) 0.5 $934k 22k 43.46
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $932k 25k 37.99
MetLife (MET) 0.5 $919k 21k 44.44
ON Semiconductor (ON) 0.5 $878k 71k 12.32
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $880k 38k 23.06
Abbvie (ABBV) 0.5 $891k 14k 63.07
Energy Transfer Partners 0.5 $874k 24k 36.99
Hewlett Packard Enterprise (HPE) 0.5 $873k 38k 22.76
Microsoft Corporation (MSFT) 0.4 $847k 15k 57.59
United Technologies Corporation 0.4 $854k 8.4k 101.61
Pepsi (PEP) 0.4 $820k 7.5k 108.74
Walt Disney Company (DIS) 0.4 $801k 8.6k 92.87
Humana (HUM) 0.4 $804k 4.5k 176.90
iShares Russell Midcap Index Fund (IWR) 0.4 $816k 4.7k 174.28
Phillips 66 (PSX) 0.4 $811k 10k 80.54
Brown-Forman Corporation (BF.B) 0.4 $787k 17k 47.47
Stryker Corporation (SYK) 0.4 $792k 6.8k 116.37
Seagate Technology Com Stk 0.4 $782k 20k 38.53
Allergan 0.4 $798k 3.5k 230.17
Illumina (ILMN) 0.4 $754k 4.2k 181.69
Qualcomm (QCOM) 0.4 $716k 11k 68.50
Delta Air Lines (DAL) 0.4 $715k 18k 39.37
U.S. Bancorp (USB) 0.4 $692k 16k 42.88
Philip Morris International (PM) 0.4 $692k 7.1k 97.29
Skyworks Solutions (SWKS) 0.4 $694k 9.1k 76.18
Nextera Energy (NEE) 0.3 $678k 5.5k 122.41
Molson Coors Brewing Company (TAP) 0.3 $651k 5.9k 109.87
Morgan Stanley (MS) 0.3 $659k 21k 32.07
Ameriprise Financial (AMP) 0.3 $635k 6.4k 99.80
Norfolk Southern (NSC) 0.3 $631k 6.5k 97.08
Ciena Corporation (CIEN) 0.3 $638k 29k 21.80
Halliburton Company (HAL) 0.3 $620k 14k 44.85
Capitala Finance 0.3 $617k 47k 13.11
Newell Rubbermaid (NWL) 0.3 $593k 11k 52.66
Lincoln National Corporation (LNC) 0.3 $578k 12k 46.99
Mid-America Apartment (MAA) 0.3 $580k 6.2k 93.93
Amgen (AMGN) 0.3 $584k 3.5k 166.86
Henry Schein (HSIC) 0.3 $570k 3.5k 162.86
Travelers Companies (TRV) 0.3 $562k 4.9k 114.58
Danaher Corporation (DHR) 0.3 $560k 7.1k 78.40
Eaton (ETN) 0.3 $531k 8.1k 65.70
Western Digital (WDC) 0.3 $510k 8.7k 58.52
Wells Fargo & Company (WFC) 0.3 $491k 11k 44.24
Maxim Integrated Products 0.3 $509k 13k 39.92
iShares MSCI Emerging Markets Indx (EEM) 0.2 $481k 13k 37.47
Abbott Laboratories (ABT) 0.2 $482k 11k 42.29
ConAgra Foods (CAG) 0.2 $485k 10k 47.11
Ventas (VTR) 0.2 $487k 6.9k 70.63
Emerson Electric (EMR) 0.2 $460k 8.4k 54.46
Altria (MO) 0.2 $462k 7.3k 63.24
Apollo Investment 0.2 $465k 80k 5.80
International Business Machines (IBM) 0.2 $446k 2.8k 158.95
Anheuser-Busch InBev NV (BUD) 0.2 $447k 3.4k 131.47
American Express Company (AXP) 0.2 $432k 6.7k 64.05
Royal Caribbean Cruises (RCL) 0.2 $414k 5.5k 74.86
Adobe Systems Incorporated (ADBE) 0.2 $424k 3.9k 108.44
Brown-Forman Corporation (BF.A) 0.2 $416k 8.4k 49.76
Cavium 0.2 $419k 7.2k 58.19
PNC Financial Services (PNC) 0.2 $409k 4.5k 90.16
Devon Energy Corporation (DVN) 0.2 $409k 9.3k 44.07
Lowe's Companies (LOW) 0.2 $396k 5.5k 72.17
Baidu (BIDU) 0.2 $410k 2.3k 182.22
Templeton Dragon Fund (TDF) 0.2 $399k 23k 17.62
Taiwan Semiconductor Mfg (TSM) 0.2 $391k 13k 30.58
Jabil Circuit (JBL) 0.2 $387k 18k 21.80
American Airls (AAL) 0.2 $381k 10k 36.63
Paypal Holdings (PYPL) 0.2 $383k 9.4k 40.96
Hartford Financial Services (HIG) 0.2 $368k 8.6k 42.79
Union Pacific Corporation (UNP) 0.2 $367k 3.8k 97.45
Kindred Healthcare 0.2 $374k 37k 10.22
Unilever (UL) 0.2 $356k 7.5k 47.47
Alibaba Group Holding (BABA) 0.2 $366k 3.5k 105.78
Anthem (ELV) 0.2 $357k 2.8k 125.48
Medtronic (MDT) 0.2 $363k 4.2k 86.43
Comcast Corporation (CMCSA) 0.2 $344k 5.2k 66.41
Eli Lilly & Co. (LLY) 0.2 $337k 4.2k 80.28
MasterCard Incorporated (MA) 0.2 $334k 3.3k 101.83
BioMarin Pharmaceutical (BMRN) 0.2 $319k 3.5k 92.46
Genuine Parts Company (GPC) 0.2 $318k 3.2k 100.47
eBay (EBAY) 0.2 $324k 9.9k 32.89
Royal Dutch Shell 0.2 $327k 6.2k 52.87
Weyerhaeuser Company (WY) 0.2 $329k 10k 31.94
J.M. Smucker Company (SJM) 0.2 $330k 2.4k 135.58
Criteo Sa Ads (CRTO) 0.2 $320k 9.1k 35.11
Berkshire Hathaway (BRK.B) 0.2 $312k 2.2k 144.58
McDonald's Corporation (MCD) 0.2 $312k 2.7k 115.34
Wal-Mart Stores (WMT) 0.2 $302k 4.2k 72.20
Dow Chemical Company 0.2 $304k 5.9k 51.74
Target Corporation (TGT) 0.2 $317k 4.6k 68.69
Tenne 0.2 $303k 5.2k 58.27
Annaly Capital Management 0.1 $297k 28k 10.49
Occidental Petroleum Corporation (OXY) 0.1 $292k 4.0k 73.00
Tractor Supply Company (TSCO) 0.1 $274k 4.1k 67.34
Computer Sciences Corporation 0.1 $261k 5.0k 52.20
iShares MSCI EAFE Index Fund (EFA) 0.1 $275k 4.7k 59.16
Activision Blizzard 0.1 $271k 6.1k 44.37
Hillenbrand (HI) 0.1 $244k 7.7k 31.63
iShares Russell 2000 Growth Index (IWO) 0.1 $253k 1.7k 148.74
iShares Russell Midcap Growth Idx. (IWP) 0.1 $251k 2.6k 97.48
CBS Corporation 0.1 $231k 4.2k 54.65
Baker Hughes Incorporated 0.1 $237k 4.7k 50.43
Royal Dutch Shell 0.1 $235k 4.7k 50.00
Zimmer Holdings (ZBH) 0.1 $234k 1.8k 130.00
Texas Roadhouse (TXRH) 0.1 $222k 5.7k 38.95
Caterpillar (CAT) 0.1 $220k 2.5k 88.89
United Parcel Service (UPS) 0.1 $215k 2.0k 109.35
Spectra Energy 0.1 $211k 4.9k 42.80
LifePoint Hospitals 0.1 $208k 3.5k 59.26
Berkshire Hathaway (BRK.A) 0.1 $216k 1.00 216000.00
Macy's (M) 0.1 $215k 5.8k 37.07
Stericycle (SRCL) 0.1 $212k 2.7k 80.00
Nxp Semiconductors N V (NXPI) 0.1 $211k 2.1k 101.93
American Midstream Partners Lp us equity 0.1 $202k 14k 14.74
iShares MSCI Japan Index 0.1 $168k 13k 12.54
Web 0.1 $177k 10k 17.30
Liberty All-Star Equity Fund (USA) 0.1 $175k 34k 5.19
Ford Motor Company (F) 0.1 $161k 13k 12.08
Trina Solar 0.1 $128k 13k 10.24
BGC Partners 0.1 $105k 12k 8.71
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $89k 11k 8.50
BioTime 0.0 $39k 10k 3.90
Inspyr Therapeutics 0.0 $32k 230k 0.14
China Green Agriculture 0.0 $15k 10k 1.50
Reneuron Group Plc Ord F 0.0 $3.0k 100k 0.03
Wonder Auto Tech Inc Xxx Escro 0.0 $0 11k 0.00
First Mexican Gold F 0.0 $1.0k 25k 0.04