Relative Value Partners

Relative Value Partners Group as of Dec. 31, 2017

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 126 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.2 $56M 474k 118.64
Tri-Continental Corporation (TY) 4.1 $37M 1.4M 26.94
Ishares Tr cmn (GOVT) 4.0 $36M 1.4M 25.08
TCW Strategic Income Fund (TSI) 3.7 $34M 5.7M 5.87
Nuveen Mtg opportunity term (JLS) 3.7 $34M 1.4M 24.69
PowerShares FTSE RAFI US 1000 3.6 $33M 286k 113.58
BlackRock Floating Rate Income Strat. Fn (FRA) 3.3 $30M 2.2M 13.79
THE GDL FUND Closed-End fund (GDL) 3.2 $29M 3.0M 9.73
Special Opportunities Fund (SPE) 3.1 $28M 1.9M 14.88
Eaton Vance Limited Duration Income Fund (EVV) 3.0 $28M 2.0M 13.65
Special Opp 3.5% Pfd Conv 3.0 $27M 1.0M 25.85
BlackRock Credit All Inc Trust IV (BTZ) 3.0 $27M 2.0M 13.32
Ishares Tr fltg rate nt (FLOT) 2.8 $25M 499k 50.82
Allianzgi Nfj Divid Int Prem S cefs 2.7 $25M 1.9M 13.05
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 2.6 $24M 369k 63.94
Vanguard Total Stock Market ETF (VTI) 2.6 $23M 170k 137.25
wisdomtreetrusdivd.. (DGRW) 2.4 $22M 523k 41.43
MFS Charter Income Trust (MCR) 2.4 $21M 2.5M 8.48
Deutsche Multi-mkt Income Tr Shs cef 1.9 $17M 1.9M 8.85
General American Investors (GAM) 1.9 $17M 489k 34.40
Nuveen Real (JRI) 1.8 $16M 901k 17.80
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.6 $15M 177k 83.85
Western Asset Vrble Rate Strtgc Fnd 1.6 $15M 842k 17.37
Vanguard Information Technology ETF (VGT) 1.6 $14M 85k 164.73
Spdr Euro Stoxx 50 Etf (FEZ) 1.5 $14M 332k 40.71
MFS Government Markets Income Trust (MGF) 1.4 $13M 2.7M 4.79
MFS Intermediate Income Trust (MIN) 1.4 $13M 3.1M 4.15
SPDR KBW Bank (KBE) 1.4 $13M 268k 47.34
First Trust/Four Corners SFRI Fund II (FCT) 1.4 $12M 960k 12.90
Liberty All-Star Equity Fund (USA) 1.3 $12M 1.9M 6.30
Templeton Emerging Markets (EMF) 1.2 $11M 679k 16.41
Eaton Vance Floating-Rate Income Trust (EFT) 1.1 $10M 720k 14.33
Eaton Vance Short Duration Diversified I (EVG) 1.1 $10M 701k 14.35
Spdr S&p Emerging Mkts Dividen inx (EDIV) 1.1 $10M 306k 32.85
iShares Lehman 3-7 Yr Treasury Bond (IEI) 1.0 $8.7M 72k 122.16
Vanguard Short-Term Bond ETF (BSV) 0.9 $8.5M 107k 79.10
Alerian Mlp Etf 0.9 $8.3M 772k 10.79
Pioneer Floating Rate Trust (PHD) 0.9 $8.0M 700k 11.47
Rivernorth Doubleline Strate (OPP) 0.7 $6.6M 357k 18.38
Voya Prime Rate Trust sh ben int 0.6 $5.6M 1.1M 5.07
Dws Strategic Income Trust 0.6 $5.5M 445k 12.44
Nuveen Mortgage opportunity trm fd2 0.6 $5.2M 217k 23.74
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $4.9M 90k 54.72
BlackRock Ltd. Duration Income Trust (BLW) 0.5 $4.5M 286k 15.89
Ares Capital Corporation (ARCC) 0.5 $4.4M 280k 15.72
PennantPark Investment (PNNT) 0.5 $4.4M 636k 6.91
Pennantpark Floating Rate Capi (PFLT) 0.5 $4.2M 306k 13.72
Ladder Capital Corp Class A (LADR) 0.5 $4.2M 306k 13.63
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.4 $4.0M 430k 9.23
American Cap Sr Floating 0.4 $3.7M 347k 10.53
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.4 $3.4M 32k 105.56
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $3.1M 377k 8.22
Alpine Total Dyn Fd New cefs 0.3 $3.1M 325k 9.47
Ares Coml Real Estate (ACRE) 0.3 $3.0M 229k 12.90
BlackRock Enhanced Government Fund (EGF) 0.3 $2.6M 195k 13.40
Colony Northstar 0.3 $2.6M 226k 11.41
Granite Pt Mtg Tr (GPMT) 0.3 $2.6M 146k 17.74
Eaton Vance Risk Managed Diversified (ETJ) 0.3 $2.5M 262k 9.63
Two Hbrs Invt Corp Com New reit 0.3 $2.5M 155k 16.26
Tortoise Pwr & Energy (TPZ) 0.3 $2.3M 112k 20.60
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.2 $2.1M 1.6k 1309.70
Equity Commonwealth (EQC) 0.2 $1.8M 61k 30.50
Williams Companies (WMB) 0.2 $1.6M 52k 30.49
Anworth Mortgage Asset Corporation 0.2 $1.6M 295k 5.44
MFA Mortgage Investments 0.1 $1.4M 176k 7.92
Deutsche High Income Opport 0.1 $1.4M 92k 15.02
Microsoft Corporation (MSFT) 0.1 $1.1M 13k 85.51
Ares Dynamic Cr Allocation (ARDC) 0.1 $1.0M 63k 16.43
Oaktree Strategic Income Cor 0.1 $1.1M 133k 8.40
Tcp Capital 0.1 $1.0M 66k 15.27
Loews Corporation (L) 0.1 $893k 18k 50.06
BlackRock Income Trust 0.1 $888k 144k 6.17
Aberdn Emring Mkts Telecomtions 0.1 $886k 61k 14.54
Eagle Pt Cr (ECC) 0.1 $864k 46k 18.81
Johnson & Johnson (JNJ) 0.1 $715k 5.1k 139.65
Intel Corporation (INTC) 0.1 $757k 16k 46.16
Blackstone Gso Strategic (BGB) 0.1 $611k 39k 15.71
Bank of America Corporation (BAC) 0.1 $531k 18k 29.50
Chevron Corporation (CVX) 0.1 $501k 4.0k 125.25
Bank of the Ozarks 0.1 $516k 11k 48.41
Putnam Municipal Opportunities Trust (PMO) 0.1 $506k 41k 12.34
Citigroup (C) 0.1 $575k 7.7k 74.40
Exxon Mobil Corporation (XOM) 0.1 $436k 5.2k 83.69
Wal-Mart Stores (WMT) 0.1 $435k 4.4k 98.86
iShares MSCI EAFE Index Fund (EFA) 0.1 $479k 6.8k 70.37
iShares S&P 500 Value Index (IVE) 0.1 $433k 3.8k 114.19
Utilities SPDR (XLU) 0.1 $448k 8.5k 52.71
General Motors Company (GM) 0.1 $415k 10k 40.97
Jp Morgan Alerian Mlp Index (AMJ) 0.1 $448k 16k 27.50
Nuveen Muni Value Fund (NUV) 0.1 $436k 43k 10.12
BlackRock New York Insured Municipal 0.1 $421k 32k 13.16
Ihs Markit 0.1 $472k 11k 45.13
Spdr S&p 500 Etf (SPY) 0.0 $322k 1.2k 267.00
Cisco Systems (CSCO) 0.0 $375k 9.8k 38.27
Unum (UNM) 0.0 $316k 5.8k 54.96
Procter & Gamble Company (PG) 0.0 $368k 4.0k 92.00
Vanguard Emerging Markets ETF (VWO) 0.0 $368k 8.0k 45.94
WisdomTree India Earnings Fund (EPI) 0.0 $394k 14k 27.86
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $405k 28k 14.52
New Germany Fund (GF) 0.0 $382k 20k 19.44
Ellsworth Fund (ECF) 0.0 $398k 42k 9.41
Royce Global Value Tr (RGT) 0.0 $325k 30k 10.81
Ishares Msci Japan (EWJ) 0.0 $364k 6.1k 59.86
Union Pacific Corporation (UNP) 0.0 $268k 2.0k 134.00
Emerson Electric (EMR) 0.0 $244k 3.5k 69.71
International Business Machines (IBM) 0.0 $291k 1.9k 153.16
Merck & Co (MRK) 0.0 $253k 4.5k 56.22
John Bean Technologies Corporation (JBT) 0.0 $277k 2.5k 110.80
Southside Bancshares (SBSI) 0.0 $261k 7.7k 33.69
iShares S&P 500 Growth Index (IVW) 0.0 $271k 1.8k 152.76
Alpine Global Dynamic 0.0 $235k 22k 10.80
Nuveen Multi-mkt Inc Income (JMM) 0.0 $305k 40k 7.63
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $264k 11k 23.20
Eli Lilly & Co. (LLY) 0.0 $211k 2.5k 84.40
Pfizer (PFE) 0.0 $217k 6.0k 36.17
European Equity Fund (EEA) 0.0 $168k 17k 9.87
Lazard Global Total Return & Income Fund (LGI) 0.0 $212k 12k 18.03
WisdomTree Japan Total Dividend (DXJ) 0.0 $219k 3.7k 59.30
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $196k 16k 12.12
Macquarie Global Infr Total Rtrn Fnd 0.0 $201k 7.8k 25.84
Lazard World Dividend & Income Fund 0.0 $144k 12k 11.61
Japan Equity Fund ietf (JEQ) 0.0 $147k 16k 9.02
Ishares Tr hdg msci eafe (HEFA) 0.0 $217k 7.3k 29.73
Eqc 6 1/2 12/31/49 (EQC.PD) 0.0 $213k 8.1k 26.29
Genworth Financial (GNW) 0.0 $83k 27k 3.11
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $122k 10k 12.20