Rocky Mountain Advisers as of Sept. 30, 2016
Portfolio Holdings for Rocky Mountain Advisers
Rocky Mountain Advisers holds 233 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Berkshire Hathaway (BRK.B) | 9.2 | $1.8M | 12k | 144.48 | |
| Willis Towers Watson (WTW) | 8.6 | $1.7M | 13k | 132.78 | |
| Boulder Growth & Income Fund (STEW) | 7.0 | $1.3M | 160k | 8.38 | |
| Southern Company (SO) | 4.7 | $903k | 18k | 51.30 | |
| Vanguard Dividend Appreciation ETF (VIG) | 4.5 | $855k | 10k | 83.91 | |
| SPDR S&P Dividend (SDY) | 4.0 | $763k | 9.1k | 84.31 | |
| 3M Company (MMM) | 3.2 | $609k | 3.5k | 176.32 | |
| Schwab Strategic Tr 0 (SCHP) | 2.9 | $561k | 9.8k | 57.11 | |
| Schwab U S Broad Market ETF (SCHB) | 2.7 | $518k | 9.9k | 52.34 | |
| Wal-Mart Stores (WMT) | 2.6 | $508k | 7.1k | 72.06 | |
| Berkshire Hathaway (BRK.A) | 2.2 | $432k | 2.00 | 216000.00 | |
| International Business Machines (IBM) | 2.2 | $421k | 2.7k | 158.87 | |
| Schwab Strategic Tr us dividend eq (SCHD) | 2.0 | $378k | 8.9k | 42.27 | |
| Microsoft Corporation (MSFT) | 1.9 | $355k | 6.2k | 57.58 | |
| Vanguard Short-Term Bond ETF (BSV) | 1.8 | $350k | 4.3k | 80.85 | |
| PIMCO Corporate Opportunity Fund (PTY) | 1.5 | $292k | 20k | 14.60 | |
| Procter & Gamble Company (PG) | 1.5 | $287k | 3.2k | 89.69 | |
| Johnson & Johnson (JNJ) | 1.4 | $262k | 2.2k | 118.28 | |
| Schwab Strategic Tr sht tm us tres (SCHO) | 1.3 | $249k | 4.9k | 50.87 | |
| Yum! Brands (YUM) | 1.2 | $235k | 2.6k | 90.73 | |
| inv grd crp bd (CORP) | 1.2 | $235k | 2.2k | 106.82 | |
| Exxon Mobil Corporation (XOM) | 1.2 | $224k | 2.6k | 87.47 | |
| Tanger Factory Outlet Centers (SKT) | 1.2 | $222k | 5.7k | 38.95 | |
| Vanguard High Dividend Yield ETF (VYM) | 1.1 | $214k | 3.0k | 72.05 | |
| Chevron Corporation (CVX) | 1.1 | $212k | 2.1k | 103.01 | |
| Coca-Cola Company (KO) | 1.1 | $206k | 4.9k | 42.37 | |
| iShares Dow Jones Select Dividend (DVY) | 1.1 | $204k | 2.4k | 85.89 | |
| Kimberly-Clark Corporation (KMB) | 1.0 | $189k | 1.5k | 126.00 | |
| Cincinnati Financial Corporation (CINF) | 1.0 | $189k | 2.5k | 75.60 | |
| SPDR Gold Trust (GLD) | 1.0 | $188k | 1.5k | 125.33 | |
| Paychex (PAYX) | 0.8 | $162k | 2.8k | 57.86 | |
| Vanguard Total Bond Market ETF (BND) | 0.8 | $160k | 1.9k | 84.21 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.8 | $158k | 2.8k | 55.54 | |
| Union Pacific Corporation (UNP) | 0.8 | $156k | 1.6k | 97.50 | |
| Merck & Co (MRK) | 0.7 | $138k | 2.2k | 62.44 | |
| iShares Dow Jones U.S. Index Fund (IYY) | 0.7 | $138k | 1.3k | 108.66 | |
| Great Plains Energy Incorporated | 0.7 | $124k | 4.5k | 27.26 | |
| Apple (AAPL) | 0.6 | $122k | 1.1k | 113.17 | |
| AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) | 0.6 | $118k | 8.0k | 14.75 | |
| Vanguard Total Stock Market ETF (VTI) | 0.6 | $111k | 994.00 | 111.67 | |
| Meritage Homes Corporation (MTH) | 0.5 | $104k | 3.0k | 34.67 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.5 | $103k | 4.8k | 21.46 | |
| Tesla Motors (TSLA) | 0.5 | $102k | 500.00 | 204.00 | |
| Capitol Federal Financial (CFFN) | 0.5 | $90k | 6.4k | 14.01 | |
| iShares Russell 2000 Growth Index (IWO) | 0.4 | $81k | 545.00 | 148.62 | |
| General Mills (GIS) | 0.4 | $77k | 1.2k | 64.17 | |
| iShares Silver Trust (SLV) | 0.4 | $73k | 4.0k | 18.25 | |
| Schwab International Equity ETF (SCHF) | 0.4 | $71k | 2.5k | 28.98 | |
| Target Corporation (TGT) | 0.4 | $69k | 1.0k | 69.00 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.4 | $69k | 650.00 | 106.15 | |
| Realty Income (O) | 0.3 | $67k | 1.0k | 67.00 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.3 | $63k | 3.9k | 16.09 | |
| Schwab Strategic Tr cmn (SCHV) | 0.3 | $63k | 1.4k | 45.65 | |
| Black Hills Corporation (BKH) | 0.3 | $61k | 1.0k | 61.00 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.3 | $61k | 50.00 | 1220.00 | |
| Mesa Laboratories (MLAB) | 0.3 | $57k | 500.00 | 114.00 | |
| PowerShares Preferred Portfolio | 0.3 | $53k | 3.5k | 15.14 | |
| Nuveen Energy Mlp Total Return etf | 0.3 | $53k | 4.0k | 13.21 | |
| Schwab Strategic Tr us aggregate b (SCHZ) | 0.3 | $51k | 953.00 | 53.52 | |
| Intel Corporation (INTC) | 0.3 | $49k | 1.3k | 37.69 | |
| Eli Lilly & Co. (LLY) | 0.2 | $48k | 600.00 | 80.00 | |
| Trinity Industries (TRN) | 0.2 | $48k | 2.0k | 24.00 | |
| Cisco Systems (CSCO) | 0.2 | $44k | 1.4k | 31.43 | |
| Exelon Corporation (EXC) | 0.2 | $45k | 1.3k | 33.58 | |
| At&t (T) | 0.2 | $42k | 1.0k | 40.50 | |
| ConocoPhillips (COP) | 0.2 | $43k | 996.00 | 43.17 | |
| Advance Auto Parts (AAP) | 0.2 | $42k | 281.00 | 149.47 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.2 | $43k | 500.00 | 86.00 | |
| Flaherty & Crumrine/Claymore Total Retur (FLC) | 0.2 | $42k | 2.0k | 21.00 | |
| Wells Fargo & Company (WFC) | 0.2 | $38k | 850.00 | 44.71 | |
| JPMorgan Chase & Co. (JPM) | 0.2 | $37k | 558.00 | 66.31 | |
| Novagold Resources Inc Cad (NG) | 0.2 | $34k | 6.0k | 5.67 | |
| General Electric Company | 0.2 | $33k | 1.1k | 29.46 | |
| Unilever (UL) | 0.1 | $28k | 600.00 | 46.67 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $28k | 250.00 | 112.00 | |
| Time Warner | 0.1 | $27k | 333.00 | 81.08 | |
| Pimco Total Return Etf totl (BOND) | 0.1 | $27k | 250.00 | 108.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $25k | 550.00 | 45.45 | |
| John Hancock Pref. Income Fund II (HPF) | 0.1 | $23k | 1.0k | 23.00 | |
| Bank of America Corporation (BAC) | 0.1 | $22k | 1.4k | 15.37 | |
| Adams Express Company (ADX) | 0.1 | $21k | 1.6k | 13.02 | |
| BlackRock Municipal Income Trust II (BLE) | 0.1 | $21k | 1.3k | 16.41 | |
| Goldman Sachs (GS) | 0.1 | $19k | 120.00 | 158.33 | |
| Phillips 66 (PSX) | 0.1 | $20k | 248.00 | 80.65 | |
| SYSCO Corporation (SYY) | 0.1 | $15k | 300.00 | 50.00 | |
| Anadarko Petroleum Corporation | 0.1 | $16k | 250.00 | 64.00 | |
| Sun Life Financial (SLF) | 0.1 | $16k | 500.00 | 32.00 | |
| SPDR DB Int'l Govt Infl Pro Bond (WIP) | 0.1 | $15k | 260.00 | 57.69 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.1 | $16k | 200.00 | 80.00 | |
| American Express Company (AXP) | 0.1 | $13k | 200.00 | 65.00 | |
| Honeywell International (HON) | 0.1 | $14k | 124.00 | 112.90 | |
| Liberty Media | 0.1 | $14k | 686.00 | 20.41 | |
| Clorox Company (CLX) | 0.1 | $13k | 100.00 | 130.00 | |
| Harmony Gold Mining (HMY) | 0.1 | $14k | 4.0k | 3.50 | |
| Kinross Gold Corp (KGC) | 0.1 | $13k | 3.0k | 4.33 | |
| Twenty-first Century Fox | 0.1 | $13k | 552.00 | 23.55 | |
| Principal Financial (PFG) | 0.1 | $11k | 211.00 | 52.13 | |
| Walt Disney Company (DIS) | 0.1 | $11k | 118.00 | 93.22 | |
| Bristol Myers Squibb (BMY) | 0.1 | $12k | 225.00 | 53.33 | |
| Transocean (RIG) | 0.1 | $11k | 1.0k | 11.00 | |
| Allstate Corporation (ALL) | 0.1 | $11k | 160.00 | 68.75 | |
| Intuitive Surgical (ISRG) | 0.1 | $11k | 15.00 | 733.33 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $11k | 1.0k | 11.00 | |
| American Software (AMSWA) | 0.1 | $11k | 1.0k | 11.00 | |
| Iamgold Corp (IAG) | 0.1 | $12k | 3.0k | 4.00 | |
| WisdomTree India Earnings Fund (EPI) | 0.1 | $12k | 565.00 | 21.24 | |
| PowerShares Global Water Portfolio | 0.1 | $11k | 490.00 | 22.45 | |
| Kinder Morgan (KMI) | 0.1 | $12k | 534.00 | 22.47 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.1 | $12k | 370.00 | 32.43 | |
| Legg Mason | 0.1 | $10k | 300.00 | 33.33 | |
| CBS Corporation | 0.1 | $9.0k | 158.00 | 56.96 | |
| Oracle Corporation (ORCL) | 0.1 | $10k | 252.00 | 39.68 | |
| SCANA Corporation | 0.1 | $10k | 135.00 | 74.07 | |
| iShares Gold Trust | 0.1 | $10k | 800.00 | 12.50 | |
| Vectren Corporation | 0.1 | $10k | 190.00 | 52.63 | |
| iShares MSCI Australia Index Fund (EWA) | 0.1 | $9.0k | 450.00 | 20.00 | |
| Liberty Broadband Cl C (LBRDK) | 0.1 | $9.0k | 121.00 | 74.38 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $10k | 12.00 | 833.33 | |
| Safety Insurance (SAFT) | 0.0 | $7.0k | 100.00 | 70.00 | |
| United Parcel Service (UPS) | 0.0 | $7.0k | 60.00 | 116.67 | |
| Host Hotels & Resorts (HST) | 0.0 | $8.0k | 511.00 | 15.66 | |
| Prudential Financial (PRU) | 0.0 | $7.0k | 87.00 | 80.46 | |
| Fastenal Company (FAST) | 0.0 | $8.0k | 200.00 | 40.00 | |
| Tsakos Energy Navigation | 0.0 | $7.0k | 1.4k | 5.00 | |
| Oneok Partners | 0.0 | $8.0k | 200.00 | 40.00 | |
| Plains All American Pipeline (PAA) | 0.0 | $8.0k | 244.00 | 32.79 | |
| Nuveen Select Tax-Free Incom Portfolio 3 | 0.0 | $8.0k | 500.00 | 16.00 | |
| Duke Energy (DUK) | 0.0 | $8.0k | 100.00 | 80.00 | |
| Libertyinteractivecorp lbtventcoma | 0.0 | $8.0k | 190.00 | 42.11 | |
| Eversource Energy (ES) | 0.0 | $8.0k | 150.00 | 53.33 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $8.0k | 10.00 | 800.00 | |
| Rli (RLI) | 0.0 | $5.0k | 66.00 | 75.76 | |
| Equifax (EFX) | 0.0 | $6.0k | 42.00 | 142.86 | |
| Costco Wholesale Corporation (COST) | 0.0 | $6.0k | 40.00 | 150.00 | |
| Via | 0.0 | $6.0k | 152.00 | 39.47 | |
| Markel Corporation (MKL) | 0.0 | $5.0k | 5.00 | 1000.00 | |
| Westar Energy | 0.0 | $6.0k | 100.00 | 60.00 | |
| Assured Guaranty (AGO) | 0.0 | $6.0k | 230.00 | 26.09 | |
| Morgan Stanley China A Share Fund (CAF) | 0.0 | $6.0k | 340.00 | 17.65 | |
| Tortoise Energy Infrastructure | 0.0 | $5.0k | 175.00 | 28.57 | |
| PIMCO 1-5 Year US TIPS Index Fund (STPZ) | 0.0 | $6.0k | 115.00 | 52.17 | |
| Vanguard Star Fd Intl Stk Idxf (VXUS) | 0.0 | $6.0k | 129.00 | 46.51 | |
| Starz - Liberty Capital | 0.0 | $6.0k | 185.00 | 32.43 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.0 | $6.0k | 185.00 | 32.43 | |
| Crown Holdings (CCK) | 0.0 | $3.0k | 45.00 | 66.67 | |
| Pfizer (PFE) | 0.0 | $4.0k | 118.00 | 33.90 | |
| Archer Daniels Midland Company (ADM) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Brookfield Asset Management | 0.0 | $3.0k | 85.00 | 35.29 | |
| Brown & Brown (BRO) | 0.0 | $3.0k | 68.00 | 44.12 | |
| Copart (CPRT) | 0.0 | $3.0k | 62.00 | 48.39 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $3.0k | 25.00 | 120.00 | |
| Ross Stores (ROST) | 0.0 | $4.0k | 58.00 | 68.97 | |
| National-Oilwell Var | 0.0 | $3.0k | 82.00 | 36.59 | |
| UnitedHealth (UNH) | 0.0 | $3.0k | 18.00 | 166.67 | |
| W.R. Berkley Corporation (WRB) | 0.0 | $3.0k | 49.00 | 61.22 | |
| Arch Capital Group (ACGL) | 0.0 | $3.0k | 33.00 | 90.91 | |
| Landstar System (LSTR) | 0.0 | $4.0k | 54.00 | 74.07 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.0 | $3.0k | 38.00 | 78.95 | |
| Jack Henry & Associates (JKHY) | 0.0 | $3.0k | 39.00 | 76.92 | |
| TransDigm Group Incorporated (TDG) | 0.0 | $3.0k | 9.00 | 333.33 | |
| WD-40 Company (WDFC) | 0.0 | $4.0k | 34.00 | 117.65 | |
| Royce Value Trust (RVT) | 0.0 | $4.0k | 331.00 | 12.08 | |
| Targa Res Corp (TRGP) | 0.0 | $4.0k | 81.00 | 49.38 | |
| Annaly Capital Management | 0.0 | $2.0k | 230.00 | 8.70 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $2.0k | 71.00 | 28.17 | |
| Canadian Natl Ry (CNI) | 0.0 | $2.0k | 34.00 | 58.82 | |
| Expeditors International of Washington (EXPD) | 0.0 | $2.0k | 36.00 | 55.56 | |
| M&T Bank Corporation (MTB) | 0.0 | $2.0k | 13.00 | 153.85 | |
| Monsanto Company | 0.0 | $1.0k | 14.00 | 71.43 | |
| Home Depot (HD) | 0.0 | $2.0k | 16.00 | 125.00 | |
| Bank of Hawaii Corporation (BOH) | 0.0 | $1.0k | 15.00 | 66.67 | |
| CarMax (KMX) | 0.0 | $2.0k | 34.00 | 58.82 | |
| Brown-Forman Corporation (BF.B) | 0.0 | $2.0k | 44.00 | 45.45 | |
| Laboratory Corp. of America Holdings (LH) | 0.0 | $2.0k | 17.00 | 117.65 | |
| DaVita (DVA) | 0.0 | $2.0k | 24.00 | 83.33 | |
| Analog Devices (ADI) | 0.0 | $2.0k | 27.00 | 74.07 | |
| AmerisourceBergen (COR) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Novartis (NVS) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Colgate-Palmolive Company (CL) | 0.0 | $2.0k | 26.00 | 76.92 | |
| eBay (EBAY) | 0.0 | $1.0k | 24.00 | 41.67 | |
| Praxair | 0.0 | $1.0k | 10.00 | 100.00 | |
| Schlumberger (SLB) | 0.0 | $1.0k | 14.00 | 71.43 | |
| Unilever | 0.0 | $2.0k | 37.00 | 54.05 | |
| United Technologies Corporation | 0.0 | $2.0k | 16.00 | 125.00 | |
| Statoil ASA | 0.0 | $2.0k | 100.00 | 20.00 | |
| Qualcomm (QCOM) | 0.0 | $2.0k | 25.00 | 80.00 | |
| TJX Companies (TJX) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Illinois Tool Works (ITW) | 0.0 | $2.0k | 17.00 | 117.65 | |
| Sap (SAP) | 0.0 | $1.0k | 15.00 | 66.67 | |
| Dollar Tree (DLTR) | 0.0 | $2.0k | 22.00 | 90.91 | |
| Visa (V) | 0.0 | $2.0k | 28.00 | 71.43 | |
| Balchem Corporation (BCPC) | 0.0 | $2.0k | 20.00 | 100.00 | |
| Discovery Communications | 0.0 | $999.840000 | 48.00 | 20.83 | |
| Omni (OMC) | 0.0 | $2.0k | 24.00 | 83.33 | |
| Primerica (PRI) | 0.0 | $2.0k | 38.00 | 52.63 | |
| Gra (GGG) | 0.0 | $2.0k | 33.00 | 60.61 | |
| Toyota Motor Corporation (TM) | 0.0 | $2.0k | 17.00 | 117.65 | |
| Amphenol Corporation (APH) | 0.0 | $2.0k | 32.00 | 62.50 | |
| Estee Lauder Companies (EL) | 0.0 | $1.0k | 16.00 | 62.50 | |
| Eaton Vance | 0.0 | $2.0k | 58.00 | 34.48 | |
| Syntel | 0.0 | $2.0k | 52.00 | 38.46 | |
| Cognex Corporation (CGNX) | 0.0 | $2.0k | 30.00 | 66.67 | |
| Cinemark Holdings (CNK) | 0.0 | $2.0k | 57.00 | 35.09 | |
| Sally Beauty Holdings (SBH) | 0.0 | $2.0k | 62.00 | 32.26 | |
| Celgene Corporation | 0.0 | $2.0k | 20.00 | 100.00 | |
| First Cash Financial Services | 0.0 | $2.0k | 36.00 | 55.56 | |
| World Fuel Services Corporation (WKC) | 0.0 | $1.0k | 32.00 | 31.25 | |
| Wabtec Corporation (WAB) | 0.0 | $1.0k | 18.00 | 55.56 | |
| Badger Meter (BMI) | 0.0 | $2.0k | 72.00 | 27.78 | |
| Clarcor | 0.0 | $2.0k | 33.00 | 60.61 | |
| Glacier Ban (GBCI) | 0.0 | $999.950000 | 35.00 | 28.57 | |
| Owens & Minor (OMI) | 0.0 | $2.0k | 47.00 | 42.55 | |
| Fortinet (FTNT) | 0.0 | $2.0k | 61.00 | 32.79 | |
| Aon | 0.0 | $2.0k | 16.00 | 125.00 | |
| Asml Holding (ASML) | 0.0 | $2.0k | 20.00 | 100.00 | |
| Liberty Global Inc C | 0.0 | $2.0k | 50.00 | 40.00 | |
| News (NWSA) | 0.0 | $2.0k | 138.00 | 14.49 | |
| Cdw (CDW) | 0.0 | $2.0k | 34.00 | 58.82 | |
| Intercontinental Exchange (ICE) | 0.0 | $2.0k | 7.00 | 285.71 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $2.0k | 425.00 | 4.71 | |
| Time | 0.0 | $999.990000 | 41.00 | 24.39 | |
| Paypal Holdings (PYPL) | 0.0 | $1.0k | 24.00 | 41.67 | |
| Commercehub Inc Com Ser C | 0.0 | $1.0k | 36.00 | 27.78 | |
| Sears Holdings Corporation | 0.0 | $0 | 43.00 | 0.00 | |
| Kinder Morgan Inc/delaware Wts | 0.0 | $0 | 817.00 | 0.00 | |
| Sears Canada (SRSCQ) | 0.0 | $0 | 18.00 | 0.00 | |
| Royce Global Value Tr (RGT) | 0.0 | $0 | 47.00 | 0.00 | |
| Lands' End (LE) | 0.0 | $0 | 12.00 | 0.00 | |
| Now (DNOW) | 0.0 | $0 | 20.00 | 0.00 | |
| Newcastle Investment Corporati | 0.0 | $0 | 100.00 | 0.00 | |
| Liberty Global | 0.0 | $0 | 6.00 | 0.00 | |
| Brookfield Business Partners unit (BBU) | 0.0 | $0 | 1.00 | 0.00 | |
| Commercehub Inc Com Ser A | 0.0 | $0 | 18.00 | 0.00 |
