Roosevelt Investment as of Sept. 30, 2013
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 267 positions in its portfolio as reported in the September 2013 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Facebook Inc cl a (META) | 4.2 | $94M | 1.9M | 50.23 | |
Home Depot (HD) | 3.1 | $71M | 934k | 75.85 | |
Morgan Stanley (MS) | 3.1 | $71M | 2.6M | 26.95 | |
Discover Financial Services (DFS) | 3.1 | $70M | 1.4M | 50.54 | |
Hertz Global Holdings | 3.0 | $68M | 3.1M | 22.16 | |
Pfizer (PFE) | 2.9 | $66M | 2.3M | 28.72 | |
Wells Fargo & Company (WFC) | 2.8 | $62M | 1.5M | 41.32 | |
Chicago Bridge & Iron Company | 2.6 | $58M | 862k | 67.77 | |
Celgene Corporation | 2.5 | $57M | 370k | 154.14 | |
Regeneron Pharmaceuticals (REGN) | 2.5 | $55M | 176k | 312.87 | |
WisdomTree Japan Total Dividend (DXJ) | 2.4 | $54M | 1.1M | 47.93 | |
Biogen Idec (BIIB) | 2.4 | $54M | 223k | 240.76 | |
Industries N shs - a - (LYB) | 2.3 | $52M | 710k | 73.23 | |
eBay (EBAY) | 2.3 | $51M | 914k | 55.79 | |
EOG Resources (EOG) | 2.2 | $51M | 299k | 169.28 | |
Eli Lilly & Co. (LLY) | 2.2 | $51M | 1.0M | 50.33 | |
Microchip Technology (MCHP) | 2.2 | $50M | 1.2M | 40.29 | |
Nomura Holdings (NMR) | 2.2 | $50M | 6.4M | 7.81 | |
Barclays Bk Plc Ipsp croil etn | 2.2 | $49M | 2.0M | 24.23 | |
American International (AIG) | 2.1 | $48M | 994k | 48.63 | |
Gnc Holdings Inc Cl A | 2.1 | $47M | 859k | 54.63 | |
Archer Daniels Midland Company (ADM) | 2.1 | $47M | 1.3M | 36.84 | |
Ocwen Financial Corporation | 2.0 | $46M | 822k | 55.77 | |
Raytheon Company | 2.0 | $45M | 585k | 77.07 | |
Cree | 1.9 | $44M | 729k | 60.19 | |
Cognizant Technology Solutions (CTSH) | 1.6 | $36M | 442k | 82.12 | |
Kinder Morgan Management | 1.6 | $36M | 482k | 74.96 | |
Kansas City Southern | 1.6 | $36M | 330k | 109.36 | |
Broadcom Corporation | 1.6 | $36M | 1.4M | 26.02 | |
Energy Xxi | 1.5 | $34M | 1.1M | 30.21 | |
Workday Inc cl a (WDAY) | 1.4 | $31M | 379k | 80.93 | |
Eaton (ETN) | 1.3 | $29M | 418k | 68.84 | |
ICICI Bank (IBN) | 1.1 | $26M | 836k | 30.48 | |
Nordstrom (JWN) | 1.0 | $23M | 416k | 56.20 | |
SLM Corporation (SLM) | 0.9 | $21M | 826k | 24.90 | |
Stratasys (SSYS) | 0.8 | $19M | 188k | 101.26 | |
Proto Labs (PRLB) | 0.8 | $18M | 237k | 76.39 | |
Pimco Etf Tr 25yr+ zero u s (ZROZ) | 0.8 | $18M | 201k | 88.32 | |
Timken Company (TKR) | 0.8 | $17M | 284k | 60.40 | |
Cme (CME) | 0.7 | $15M | 203k | 73.88 | |
Cit | 0.6 | $14M | 280k | 48.77 | |
Apple (AAPL) | 0.6 | $13M | 28k | 476.72 | |
ProShares UltraShrt Mrkt | 0.6 | $13M | 567k | 22.14 | |
International Business Machines (IBM) | 0.5 | $12M | 66k | 185.17 | |
General Electric Company | 0.5 | $12M | 482k | 23.89 | |
Novo Nordisk A/S (NVO) | 0.5 | $11M | 63k | 169.21 | |
McDonald's Corporation (MCD) | 0.5 | $11M | 110k | 96.20 | |
Westport Innovations | 0.4 | $9.5M | 392k | 24.19 | |
Ishares Trust Msci China msci china idx (MCHI) | 0.4 | $9.2M | 219k | 41.89 | |
Enterprise Products Partners (EPD) | 0.4 | $9.0M | 148k | 61.04 | |
iShares MSCI Brazil Index (EWZ) | 0.4 | $8.5M | 190k | 44.77 | |
Bristol Myers Squibb (BMY) | 0.4 | $8.4M | 181k | 46.27 | |
iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.4 | $8.3M | 78k | 106.39 | |
Philip Morris International (PM) | 0.4 | $8.1M | 93k | 86.58 | |
Precision Castparts | 0.3 | $8.0M | 35k | 227.23 | |
Nextera Energy (NEE) | 0.3 | $7.4M | 92k | 80.15 | |
0.3 | $7.1M | 8.1k | 875.80 | ||
Tyco International Ltd S hs | 0.3 | $7.0M | 200k | 34.98 | |
Berkshire Hathaway (BRK.B) | 0.3 | $6.6M | 59k | 113.49 | |
Cabot Oil & Gas Corporation (CTRA) | 0.3 | $6.3M | 168k | 37.32 | |
iShares MSCI Japan Index | 0.3 | $6.0M | 519k | 11.51 | |
MasterCard Incorporated (MA) | 0.2 | $5.6M | 8.3k | 672.71 | |
Plum Creek Timber | 0.2 | $5.7M | 123k | 46.83 | |
National-Oilwell Var | 0.2 | $4.9M | 63k | 78.11 | |
Mead Johnson Nutrition | 0.2 | $5.0M | 67k | 74.25 | |
iShares MSCI Turkey Index Fund (TUR) | 0.2 | $4.8M | 82k | 58.31 | |
iShares MSCI United Kingdom Index | 0.2 | $4.8M | 262k | 18.47 | |
Stanleyblack&decker5.75 p | 0.2 | $4.8M | 216k | 22.02 | |
Proshs Ultrashrt S&p500 Prosha etf | 0.2 | $4.7M | 128k | 36.57 | |
Aetna | 0.2 | $4.6M | 71k | 64.02 | |
Johnson & Johnson (JNJ) | 0.2 | $4.3M | 49k | 86.69 | |
iShares MSCI Poland Investable ETF (EPOL) | 0.2 | $4.0M | 158k | 25.37 | |
Deutsche Bank 6.625% p | 0.2 | $4.1M | 164k | 24.65 | |
Discover Finl Svs | 0.2 | $3.9M | 166k | 23.52 | |
ETFS Physical Palladium Shares | 0.2 | $3.6M | 51k | 70.72 | |
Rayonier (RYN) | 0.1 | $3.1M | 56k | 55.64 | |
Kinder Morgan (KMI) | 0.1 | $3.3M | 92k | 35.57 | |
Us Bancorp | 0.1 | $3.1M | 116k | 26.94 | |
Microsoft Corporation (MSFT) | 0.1 | $3.0M | 90k | 33.27 | |
Jp Morgan Chase Cap Xx1 p | 0.1 | $2.8M | 111k | 25.41 | |
Goldman Sachs Group Inc 6.125% preferred | 0.1 | $2.9M | 118k | 24.36 | |
Hess (HES) | 0.1 | $2.7M | 35k | 77.32 | |
iShares MSCI Germany Index Fund (EWG) | 0.1 | $2.6M | 101k | 25.97 | |
iShares MSCI France Index (EWQ) | 0.1 | $2.7M | 108k | 24.77 | |
Hsbc Holdings Plc Pfd preferr | 0.1 | $2.4M | 90k | 27.04 | |
Vornado Realty Trust | 0.1 | $2.4M | 97k | 25.15 | |
Public Storage | 0.1 | $2.4M | 100k | 24.61 | |
Us Bancorp 6.5% Pfd preferred | 0.1 | $2.4M | 93k | 25.98 | |
Nextera Energy Capital 5.7% Pf p | 0.1 | $2.5M | 118k | 21.25 | |
JPMorgan Chase & Co. (JPM) | 0.1 | $2.2M | 42k | 51.67 | |
Verizon Communications (VZ) | 0.1 | $2.3M | 49k | 46.67 | |
Lockheed Martin Corporation (LMT) | 0.1 | $2.2M | 17k | 127.50 | |
ConAgra Foods (CAG) | 0.1 | $2.3M | 76k | 30.33 | |
Questar Corporation | 0.1 | $2.1M | 96k | 22.48 | |
iShares MSCI Spain Index (EWP) | 0.1 | $2.2M | 73k | 30.59 | |
Public Storage | 0.1 | $2.2M | 87k | 25.19 | |
D Qwest Corp 7.375%, 6/1/51 pfddom | 0.1 | $2.2M | 88k | 25.01 | |
Kimco Realty Corporation | 0.1 | $2.2M | 100k | 21.93 | |
Mondelez Int (MDLZ) | 0.1 | $2.2M | 70k | 31.42 | |
Omnicare Inc dbcv 3.250%12/1 | 0.1 | $1.9M | 1.8M | 1.06 | |
Target Corporation (TGT) | 0.1 | $2.0M | 31k | 63.96 | |
Ford Motor Company (F) | 0.1 | $1.9M | 115k | 16.87 | |
Exxon Mobil Corporation (XOM) | 0.1 | $1.7M | 20k | 86.01 | |
Dow Chemical Company | 0.1 | $1.9M | 49k | 38.38 | |
TECO Energy | 0.1 | $1.8M | 107k | 16.54 | |
Waste Management (WM) | 0.1 | $1.6M | 38k | 41.22 | |
Southern Company (SO) | 0.1 | $1.6M | 39k | 41.16 | |
Hershey Company (HSY) | 0.1 | $1.6M | 17k | 92.45 | |
Lorillard | 0.1 | $1.6M | 35k | 44.78 | |
Cheniere Energy (LNG) | 0.1 | $1.7M | 49k | 34.13 | |
Natural Resource Partners | 0.1 | $1.5M | 79k | 19.05 | |
Aegon Nv 7.2500% Series p | 0.1 | $1.6M | 66k | 25.05 | |
Duke Energy (DUK) | 0.1 | $1.6M | 24k | 66.77 | |
Kraft Foods | 0.1 | $1.7M | 32k | 52.46 | |
Comcast Corp. 5% Pfd. p | 0.1 | $1.6M | 76k | 21.24 | |
Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.7M | 70k | 23.75 | |
Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.3M | 29k | 43.62 | |
Blackstone | 0.1 | $1.3M | 52k | 24.87 | |
Tractor Supply Company (TSCO) | 0.1 | $1.3M | 20k | 67.16 | |
At&t (T) | 0.1 | $1.3M | 39k | 33.80 | |
MDU Resources (MDU) | 0.1 | $1.3M | 47k | 27.95 | |
Royal Dutch Shell | 0.1 | $1.4M | 21k | 65.63 | |
Verisk Analytics (VRSK) | 0.1 | $1.2M | 19k | 64.94 | |
Entergy Corporation (ETR) | 0.1 | $1.4M | 23k | 63.16 | |
Alexion Pharmaceuticals | 0.1 | $1.3M | 11k | 116.15 | |
Holly Energy Partners | 0.1 | $1.4M | 44k | 33.05 | |
Protective Life | 0.1 | $1.4M | 33k | 42.55 | |
Kinder Morgan Energy Partners | 0.1 | $1.3M | 16k | 79.80 | |
D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 24.79 | |
D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.4M | 57k | 23.98 | |
Pentair | 0.1 | $1.4M | 22k | 64.92 | |
Hasbro (HAS) | 0.1 | $1.0M | 22k | 47.10 | |
U.S. Bancorp (USB) | 0.1 | $1.1M | 30k | 36.58 | |
United Parcel Service (UPS) | 0.1 | $1.2M | 13k | 91.30 | |
3M Company (MMM) | 0.1 | $1.1M | 9.3k | 119.39 | |
Cisco Systems (CSCO) | 0.1 | $1.1M | 46k | 23.42 | |
Intel Corporation (INTC) | 0.1 | $1.1M | 48k | 22.90 | |
AmerisourceBergen (COR) | 0.1 | $1.2M | 20k | 61.09 | |
Berkshire Hathaway (BRK.A) | 0.1 | $1.2M | 7.00 | 170285.71 | |
Marsh & McLennan Companies (MMC) | 0.1 | $1.2M | 27k | 43.54 | |
Stericycle (SRCL) | 0.1 | $1.2M | 10k | 115.36 | |
TJX Companies (TJX) | 0.1 | $1.2M | 21k | 56.37 | |
CenterPoint Energy (CNP) | 0.1 | $1.1M | 45k | 23.97 | |
Park Electrochemical | 0.1 | $1.1M | 39k | 28.63 | |
Williams Partners | 0.1 | $1.1M | 21k | 52.85 | |
Church & Dwight (CHD) | 0.1 | $1.2M | 20k | 60.01 | |
iShares MSCI South Korea Index Fund (EWY) | 0.1 | $1.2M | 19k | 61.45 | |
iShares MSCI Canada Index (EWC) | 0.1 | $1.0M | 38k | 27.05 | |
Hsbc Usa Inc. New Prf. G p | 0.1 | $1.1M | 51k | 20.78 | |
Pnc Financial Services Group | 0.1 | $1.2M | 47k | 25.22 | |
Tribune Co New Cl A | 0.1 | $1.2M | 20k | 63.09 | |
Monsanto Company | 0.0 | $988k | 9.5k | 104.27 | |
Ross Stores (ROST) | 0.0 | $848k | 12k | 72.73 | |
Simpson Manufacturing (SSD) | 0.0 | $807k | 25k | 32.54 | |
Olin Corporation (OLN) | 0.0 | $1.0M | 44k | 23.06 | |
Altria (MO) | 0.0 | $953k | 28k | 34.33 | |
UnitedHealth (UNH) | 0.0 | $877k | 12k | 71.55 | |
Accenture (ACN) | 0.0 | $907k | 12k | 73.57 | |
ITC Holdings | 0.0 | $923k | 9.8k | 93.79 | |
Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.0 | $964k | 14k | 69.55 | |
Intel Corp sdcv | 0.0 | $810k | 750k | 1.08 | |
National Fuel Gas (NFG) | 0.0 | $928k | 14k | 68.74 | |
Reed Elsevier | 0.0 | $804k | 15k | 53.85 | |
Getty Realty (GTY) | 0.0 | $805k | 42k | 19.42 | |
Weatherford International Lt reg | 0.0 | $995k | 65k | 15.32 | |
iShares MSCI Australia Index Fund (EWA) | 0.0 | $795k | 34k | 23.68 | |
iShares MSCI Switzerland Index Fund (EWL) | 0.0 | $884k | 30k | 29.72 | |
iShares MSCI Italy Index | 0.0 | $888k | 70k | 12.74 | |
Aegon N V Pfd Perp 6.375 ps | 0.0 | $1.0M | 44k | 23.18 | |
Pvr Partners | 0.0 | $840k | 36k | 23.12 | |
Reinsurance Grp Of Amerpfd 6.2 p | 0.0 | $916k | 37k | 24.71 | |
Capital One Finl 6% Pfd B p | 0.0 | $875k | 40k | 21.87 | |
Weyerhaeuser C conv prf | 0.0 | $796k | 15k | 52.94 | |
Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $849k | 13k | 64.20 | |
Bank of America Corporation (BAC) | 0.0 | $605k | 44k | 13.79 | |
Costco Wholesale Corporation (COST) | 0.0 | $641k | 5.6k | 115.08 | |
Chevron Corporation (CVX) | 0.0 | $782k | 6.4k | 121.43 | |
Hawaiian Electric Industries (HE) | 0.0 | $609k | 24k | 25.07 | |
International Paper Company (IP) | 0.0 | $628k | 14k | 44.78 | |
American Financial (AFG) | 0.0 | $727k | 14k | 54.01 | |
CIGNA Corporation | 0.0 | $733k | 9.5k | 76.82 | |
Fluor Corporation (FLR) | 0.0 | $773k | 11k | 70.88 | |
Procter & Gamble Company (PG) | 0.0 | $708k | 9.4k | 75.56 | |
United Technologies Corporation | 0.0 | $630k | 5.9k | 107.69 | |
WellPoint | 0.0 | $727k | 8.7k | 83.54 | |
Weyerhaeuser Company (WY) | 0.0 | $655k | 23k | 28.60 | |
Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $602k | 18k | 33.08 | |
SLM Corporation (SLMPRA) | 0.0 | $638k | 13k | 47.77 | |
Public Service Enterprise (PEG) | 0.0 | $658k | 20k | 32.90 | |
Oracle Corporation (ORCL) | 0.0 | $758k | 23k | 33.14 | |
Roper Industries (ROP) | 0.0 | $773k | 5.8k | 132.73 | |
CF Industries Holdings (CF) | 0.0 | $585k | 2.8k | 210.58 | |
Harte-Hanks | 0.0 | $571k | 65k | 8.83 | |
Alaska Air (ALK) | 0.0 | $623k | 10k | 62.56 | |
Boston Beer Company (SAM) | 0.0 | $755k | 3.1k | 244.18 | |
Metlife Inc. 6.5% Pfd Non-cumu p | 0.0 | $612k | 25k | 24.85 | |
iShares MSCI Austria Investable Mkt (EWO) | 0.0 | $689k | 39k | 17.51 | |
Bb&t Pfd 5.625% | 0.0 | $634k | 31k | 20.56 | |
Wells Fargo pre | 0.0 | $689k | 33k | 21.02 | |
American Express Company (AXP) | 0.0 | $362k | 4.8k | 75.42 | |
Abbott Laboratories (ABT) | 0.0 | $423k | 13k | 33.18 | |
Spdr S&p 500 Etf (SPY) | 0.0 | $380k | 2.3k | 167.77 | |
Cardinal Health (CAH) | 0.0 | $422k | 8.1k | 52.10 | |
R.R. Donnelley & Sons Company | 0.0 | $550k | 35k | 15.76 | |
Kroger (KR) | 0.0 | $349k | 8.7k | 40.23 | |
Diageo (DEO) | 0.0 | $369k | 2.9k | 126.85 | |
Merck & Co (MRK) | 0.0 | $366k | 7.7k | 47.57 | |
Danaher Corporation (DHR) | 0.0 | $506k | 7.3k | 69.28 | |
Murphy Oil Corporation (MUR) | 0.0 | $371k | 6.2k | 60.17 | |
Xcel Energy (XEL) | 0.0 | $385k | 14k | 27.60 | |
Hugoton Royalty Trust (HGTXU) | 0.0 | $394k | 53k | 7.46 | |
Domino's Pizza (DPZ) | 0.0 | $387k | 5.7k | 67.88 | |
Banco Macro SA (BMA) | 0.0 | $360k | 15k | 24.00 | |
USANA Health Sciences (USNA) | 0.0 | $490k | 5.6k | 86.77 | |
Ypf Sa (YPF) | 0.0 | $426k | 21k | 20.09 | |
Precision Drilling Corporation | 0.0 | $418k | 42k | 9.91 | |
iShares MSCI Taiwan Index | 0.0 | $467k | 34k | 13.90 | |
iShares MSCI Thailand Index Fund (THD) | 0.0 | $399k | 5.4k | 74.50 | |
WisdomTree India Earnings Fund (EPI) | 0.0 | $417k | 27k | 15.29 | |
Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $461k | 17k | 27.42 | |
Vornado Realty Lp 7.875% Call | 0.0 | $386k | 15k | 26.17 | |
Citigroup (C) | 0.0 | $348k | 7.2k | 48.49 | |
Marathon Petroleum Corp (MPC) | 0.0 | $373k | 5.8k | 64.31 | |
Dillards Capital Trust (DDT) | 0.0 | $520k | 20k | 25.67 | |
State Street Corp | 0.0 | $557k | 27k | 20.46 | |
Farmer Mac Pfd 5.875% Series preferred | 0.0 | $350k | 17k | 20.29 | |
Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $561k | 26k | 21.41 | |
Companhia de Bebidas das Americas | 0.0 | $303k | 7.9k | 38.29 | |
Travelers Companies (TRV) | 0.0 | $262k | 3.1k | 84.46 | |
Nu Skin Enterprises (NUS) | 0.0 | $229k | 2.4k | 95.42 | |
Johnson Controls | 0.0 | $207k | 5.0k | 41.40 | |
Regions Financial Corporation (RF) | 0.0 | $231k | 25k | 9.24 | |
Emerson Electric (EMR) | 0.0 | $204k | 3.2k | 64.56 | |
Hca | 0.0 | $215k | 5.1k | 42.57 | |
Valero Energy Corporation (VLO) | 0.0 | $224k | 6.6k | 34.03 | |
Thermo Fisher Scientific (TMO) | 0.0 | $331k | 3.6k | 91.92 | |
McKesson Corporation (MCK) | 0.0 | $254k | 2.0k | 128.02 | |
Macy's (M) | 0.0 | $207k | 4.8k | 43.22 | |
Pepsi (PEP) | 0.0 | $250k | 3.1k | 79.49 | |
New York Community Ban | 0.0 | $169k | 11k | 15.09 | |
Delta Air Lines (DAL) | 0.0 | $265k | 11k | 23.51 | |
Key (KEY) | 0.0 | $213k | 19k | 11.35 | |
Petrobras Energia Participaciones SA | 0.0 | $212k | 38k | 5.62 | |
Western Refining | 0.0 | $319k | 11k | 30.03 | |
Cognex Corporation (CGNX) | 0.0 | $261k | 8.3k | 31.28 | |
Teleflex Incorporated (TFX) | 0.0 | $312k | 3.8k | 82.24 | |
Alliance Resource Partners (ARLP) | 0.0 | $296k | 4.0k | 74.00 | |
Banco Bradesco SA (BBD) | 0.0 | $247k | 18k | 13.87 | |
Senomyx | 0.0 | $320k | 91k | 3.53 | |
iShares MSCI Malaysia Index Fund | 0.0 | $170k | 11k | 15.03 | |
Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $304k | 12k | 24.62 | |
Clearwire Communications Llc E conv | 0.0 | $333k | 300k | 1.11 | |
Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $325k | 14k | 23.47 | |
Morgan Stanley Cap Tr Vi p | 0.0 | $236k | 9.5k | 24.84 | |
Ppl Corporation 8.75% pfd cv | 0.0 | $200k | 3.7k | 53.69 | |
Partnerre | 0.0 | $306k | 12k | 25.08 | |
Pvh Corporation (PVH) | 0.0 | $327k | 2.8k | 118.35 | |
Monster Beverage | 0.0 | $290k | 5.6k | 52.10 | |
Abbvie (ABBV) | 0.0 | $232k | 5.2k | 44.62 | |
Goldman Sachs Group | 0.0 | $202k | 9.0k | 22.44 | |
Hilton Hotels Pfd 8% preferred | 0.0 | $285k | 12k | 24.40 | |
Frontier Communications | 0.0 | $44k | 11k | 4.18 | |
National Bank of Greece | 0.0 | $89k | 22k | 4.04 | |
Capstone Turbine Corporation | 0.0 | $23k | 20k | 1.15 | |
Consumer Portfolio Services (CPSS) | 0.0 | $71k | 12k | 5.92 | |
Chembio Diagnostics | 0.0 | $68k | 19k | 3.63 | |
Wind Energy America | 0.0 | $0 | 30k | 0.00 |