Roosevelt Investment as of Dec. 31, 2013
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 261 positions in its portfolio as reported in the December 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Discover Financial Services (DFS) | 3.7 | $82M | 1.5M | 55.95 | |
| Morgan Stanley (MS) | 3.5 | $79M | 2.5M | 31.36 | |
| Home Depot (HD) | 3.3 | $73M | 883k | 82.34 | |
| Chicago Bridge & Iron Company | 3.2 | $70M | 844k | 83.14 | |
| Biogen Idec (BIIB) | 3.1 | $68M | 244k | 279.57 | |
| Hertz Global Holdings | 3.1 | $68M | 2.4M | 28.62 | |
| WisdomTree Japan Total Dividend (DXJ) | 3.0 | $67M | 1.3M | 50.84 | |
| Pfizer (PFE) | 3.0 | $66M | 2.1M | 30.63 | |
| Wells Fargo & Company (WFC) | 2.9 | $65M | 1.4M | 45.40 | |
| Industries N shs - a - (LYB) | 2.9 | $65M | 808k | 80.28 | |
| Facebook Inc cl a (META) | 2.8 | $61M | 1.1M | 54.65 | |
| Celgene Corporation | 2.6 | $59M | 347k | 168.97 | |
| Gnc Holdings Inc Cl A | 2.6 | $58M | 984k | 58.45 | |
| Cognizant Technology Solutions (CTSH) | 2.4 | $53M | 525k | 100.98 | |
| Microchip Technology (MCHP) | 2.4 | $52M | 1.2M | 44.75 | |
| Raytheon Company | 2.3 | $51M | 557k | 90.70 | |
| EOG Resources (EOG) | 2.2 | $48M | 285k | 167.84 | |
| Stratasys (SSYS) | 2.1 | $47M | 347k | 134.70 | |
| Nomura Holdings (NMR) | 2.0 | $45M | 5.8M | 7.77 | |
| Ocwen Financial Corporation | 1.9 | $43M | 771k | 55.45 | |
| Eaton (ETN) | 1.8 | $40M | 523k | 76.12 | |
| Eli Lilly & Co. (LLY) | 1.8 | $39M | 760k | 51.00 | |
| Regeneron Pharmaceuticals (REGN) | 1.8 | $39M | 141k | 275.24 | |
| Kansas City Southern | 1.7 | $38M | 310k | 123.83 | |
| Workday Inc cl a (WDAY) | 1.7 | $38M | 458k | 83.16 | |
| ICICI Bank (IBN) | 1.7 | $37M | 1.0M | 37.17 | |
| Broadcom Corporation | 1.7 | $37M | 1.2M | 29.65 | |
| Kinder Morgan Management | 1.6 | $35M | 459k | 75.66 | |
| Cree | 1.3 | $29M | 466k | 62.52 | |
| Cit | 1.3 | $28M | 539k | 52.13 | |
| eBay (EBAY) | 1.1 | $25M | 456k | 54.86 | |
| Archer Daniels Midland Company (ADM) | 1.1 | $25M | 573k | 43.40 | |
| Incyte Corporation (INCY) | 1.1 | $24M | 475k | 50.63 | |
| Proto Labs (PRLB) | 1.1 | $24M | 340k | 71.18 | |
| American International (AIG) | 1.0 | $23M | 452k | 51.05 | |
| Timken Company (TKR) | 1.0 | $22M | 407k | 55.07 | |
| Fanuc Ltd-unpons (FANUY) | 0.9 | $20M | 662k | 30.67 | |
| Barclays Bk Plc Ipsp croil etn | 0.8 | $18M | 796k | 23.12 | |
| Visa (V) | 0.8 | $18M | 80k | 222.67 | |
| Apple (AAPL) | 0.7 | $16M | 29k | 561.02 | |
| Cme (CME) | 0.7 | $15M | 191k | 78.46 | |
| General Electric Company | 0.7 | $14M | 510k | 28.03 | |
| 0.6 | $12M | 11k | 1120.74 | ||
| Novo Nordisk A/S (NVO) | 0.5 | $12M | 63k | 184.76 | |
| Bristol Myers Squibb (BMY) | 0.4 | $9.7M | 183k | 53.15 | |
| Enterprise Products Partners (EPD) | 0.4 | $9.7M | 146k | 66.30 | |
| Precision Castparts | 0.4 | $9.5M | 35k | 269.29 | |
| McDonald's Corporation (MCD) | 0.4 | $9.0M | 93k | 97.03 | |
| MasterCard Incorporated (MA) | 0.4 | $8.6M | 10k | 835.47 | |
| Ishares Trust Msci China msci china idx (MCHI) | 0.4 | $8.5M | 182k | 46.53 | |
| Nextera Energy (NEE) | 0.4 | $8.0M | 93k | 85.62 | |
| Philip Morris International (PM) | 0.4 | $7.9M | 90k | 87.13 | |
| Berkshire Hathaway (BRK.B) | 0.3 | $7.3M | 62k | 118.56 | |
| Westport Innovations | 0.3 | $7.1M | 362k | 19.61 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.3 | $6.8M | 174k | 38.76 | |
| iShares MSCI Japan Index | 0.3 | $6.2M | 519k | 12.01 | |
| National-Oilwell Var | 0.2 | $5.1M | 64k | 79.52 | |
| Spdr S&p 500 Etf (SPY) | 0.2 | $4.9M | 27k | 184.70 | |
| Aetna | 0.2 | $4.9M | 71k | 68.58 | |
| Ross Stores (ROST) | 0.2 | $4.7M | 63k | 74.93 | |
| iShares MSCI United Kingdom Index | 0.2 | $4.7M | 233k | 20.14 | |
| Johnson & Johnson (JNJ) | 0.2 | $4.5M | 49k | 91.59 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.2 | $4.4M | 60k | 73.58 | |
| International Business Machines (IBM) | 0.2 | $4.1M | 22k | 187.56 | |
| Deutsche Bank 6.625% p | 0.2 | $4.0M | 160k | 24.86 | |
| Vornado Realty Trust | 0.2 | $4.1M | 170k | 24.06 | |
| Tyco International Ltd S hs | 0.2 | $3.8M | 94k | 41.04 | |
| iShares MSCI Poland Investable ETF (EPOL) | 0.2 | $3.7M | 127k | 28.92 | |
| Stanleyblack&decker5.75 p | 0.2 | $3.8M | 179k | 21.38 | |
| Us Bancorp | 0.2 | $3.6M | 132k | 27.37 | |
| Microsoft Corporation (MSFT) | 0.1 | $3.4M | 91k | 37.41 | |
| Kinder Morgan (KMI) | 0.1 | $3.2M | 90k | 36.00 | |
| Public Storage | 0.1 | $3.3M | 140k | 23.35 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $3.1M | 54k | 58.47 | |
| Plum Creek Timber | 0.1 | $3.2M | 69k | 46.51 | |
| Hess (HES) | 0.1 | $3.2M | 39k | 82.99 | |
| iShares MSCI Germany Index Fund (EWG) | 0.1 | $3.0M | 102k | 29.43 | |
| iShares MSCI France Index (EWQ) | 0.1 | $3.1M | 114k | 27.53 | |
| Discover Finl Svs | 0.1 | $3.0M | 131k | 23.04 | |
| Gilead Sciences (GILD) | 0.1 | $2.8M | 37k | 75.11 | |
| Goldman Sachs Group Inc 6.125% preferred | 0.1 | $2.9M | 120k | 24.36 | |
| D Qwest Corp 7.375%, 6/1/51 pfddom | 0.1 | $2.8M | 122k | 23.13 | |
| Nextera Energy Capital 5.7% Pf p | 0.1 | $2.9M | 138k | 20.90 | |
| Kimco Realty Corporation | 0.1 | $2.9M | 137k | 20.87 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $2.6M | 17k | 148.63 | |
| ConAgra Foods (CAG) | 0.1 | $2.6M | 76k | 33.70 | |
| iShares MSCI Turkey Index Fund (TUR) | 0.1 | $2.8M | 51k | 54.40 | |
| Jp Morgan Chase Cap Xx1 p | 0.1 | $2.6M | 102k | 25.32 | |
| Pnc Financial Services Group | 0.1 | $2.7M | 106k | 25.25 | |
| Verizon Communications (VZ) | 0.1 | $2.4M | 49k | 49.13 | |
| Rayonier (RYN) | 0.1 | $2.4M | 57k | 42.10 | |
| iShares MSCI Spain Index (EWP) | 0.1 | $2.5M | 68k | 36.32 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $2.3M | 87k | 26.94 | |
| Mondelez Int (MDLZ) | 0.1 | $2.4M | 68k | 35.30 | |
| Dow Chemical Company | 0.1 | $2.2M | 49k | 44.40 | |
| Lorillard | 0.1 | $2.2M | 44k | 50.69 | |
| Questar Corporation | 0.1 | $2.1M | 93k | 22.99 | |
| Us Bancorp 6.5% Pfd preferred | 0.1 | $2.2M | 83k | 26.30 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $2.0M | 20k | 101.18 | |
| Target Corporation (TGT) | 0.1 | $2.0M | 31k | 63.26 | |
| Cheniere Energy (LNG) | 0.1 | $2.0M | 47k | 43.12 | |
| Waste Management (WM) | 0.1 | $1.7M | 38k | 44.87 | |
| R.R. Donnelley & Sons Company | 0.1 | $1.7M | 83k | 20.28 | |
| TECO Energy | 0.1 | $1.8M | 107k | 17.24 | |
| Hershey Company (HSY) | 0.1 | $1.7M | 17k | 97.20 | |
| iShares MSCI Italy Index | 0.1 | $1.8M | 124k | 14.73 | |
| Aegon N V Pfd Perp 6.375 ps | 0.1 | $1.7M | 71k | 23.41 | |
| Pentair | 0.1 | $1.7M | 22k | 77.69 | |
| Kraft Foods | 0.1 | $1.7M | 31k | 53.89 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.1 | $1.9M | 76k | 24.27 | |
| Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.7M | 72k | 23.58 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.1 | $1.5M | 1.4M | 1.07 | |
| Tractor Supply Company (TSCO) | 0.1 | $1.6M | 20k | 77.57 | |
| DaVita (DVA) | 0.1 | $1.7M | 26k | 63.35 | |
| Royal Dutch Shell | 0.1 | $1.5M | 21k | 71.27 | |
| Southern Company (SO) | 0.1 | $1.6M | 39k | 41.12 | |
| Entergy Corporation (ETR) | 0.1 | $1.4M | 23k | 63.29 | |
| Alexion Pharmaceuticals | 0.1 | $1.5M | 12k | 132.84 | |
| Natural Resource Partners | 0.1 | $1.6M | 78k | 19.94 | |
| Metlife Inc. 6.5% Pfd Non-cumu p | 0.1 | $1.6M | 64k | 24.90 | |
| Aegon Nv 7.2500% Series p | 0.1 | $1.6M | 63k | 25.37 | |
| Public Storage | 0.1 | $1.5M | 66k | 23.37 | |
| Duke Energy (DUK) | 0.1 | $1.7M | 24k | 69.00 | |
| Tribune Co New Cl A | 0.1 | $1.5M | 20k | 77.39 | |
| U.S. Bancorp (USB) | 0.1 | $1.2M | 31k | 40.40 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.4M | 29k | 46.93 | |
| United Parcel Service (UPS) | 0.1 | $1.4M | 13k | 105.06 | |
| 3M Company (MMM) | 0.1 | $1.3M | 9.3k | 140.23 | |
| At&t (T) | 0.1 | $1.4M | 40k | 35.17 | |
| Intel Corporation (INTC) | 0.1 | $1.2M | 48k | 25.96 | |
| AmerisourceBergen (COR) | 0.1 | $1.3M | 19k | 70.30 | |
| MDU Resources (MDU) | 0.1 | $1.4M | 47k | 30.55 | |
| Olin Corporation (OLN) | 0.1 | $1.3M | 44k | 28.85 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $1.3M | 28k | 48.36 | |
| TJX Companies (TJX) | 0.1 | $1.3M | 21k | 63.74 | |
| Energy Xxi | 0.1 | $1.3M | 46k | 27.06 | |
| Verisk Analytics (VRSK) | 0.1 | $1.3M | 19k | 65.70 | |
| Church & Dwight (CHD) | 0.1 | $1.3M | 20k | 66.28 | |
| Kinder Morgan Energy Partners | 0.1 | $1.3M | 16k | 80.64 | |
| D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 24.86 | |
| Hasbro (HAS) | 0.1 | $1.2M | 22k | 55.01 | |
| Monsanto Company | 0.1 | $1.1M | 9.6k | 116.54 | |
| Cisco Systems (CSCO) | 0.1 | $1.1M | 47k | 22.42 | |
| Altria (MO) | 0.1 | $1.1M | 28k | 38.40 | |
| Stericycle (SRCL) | 0.1 | $1.2M | 10k | 116.13 | |
| CenterPoint Energy (CNP) | 0.1 | $1.0M | 45k | 23.17 | |
| Boston Beer Company (SAM) | 0.1 | $1.2M | 4.9k | 241.86 | |
| Williams Partners | 0.1 | $1.1M | 21k | 50.84 | |
| Holly Energy Partners | 0.1 | $1.1M | 35k | 32.34 | |
| Old Dominion Freight Line (ODFL) | 0.1 | $1.1M | 20k | 53.01 | |
| Protective Life | 0.1 | $1.2M | 24k | 50.67 | |
| Weatherford International Lt reg | 0.1 | $1.0M | 67k | 15.49 | |
| iShares MSCI South Korea Index Fund (EWY) | 0.1 | $1.1M | 17k | 64.67 | |
| iShares MSCI Switzerland Index Fund (EWL) | 0.1 | $1.0M | 32k | 31.97 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.1M | 47k | 23.87 | |
| Weyerhaeuser C conv prf | 0.1 | $1.0M | 18k | 56.02 | |
| Chevron Corporation (CVX) | 0.0 | $779k | 6.2k | 124.84 | |
| Simpson Manufacturing (SSD) | 0.0 | $911k | 25k | 36.73 | |
| American Financial (AFG) | 0.0 | $777k | 14k | 57.72 | |
| Berkshire Hathaway (BRK.A) | 0.0 | $978k | 6.00 | 163000.00 | |
| CIGNA Corporation | 0.0 | $828k | 9.5k | 87.51 | |
| Procter & Gamble Company (PG) | 0.0 | $783k | 9.6k | 81.40 | |
| UnitedHealth (UNH) | 0.0 | $930k | 12k | 75.26 | |
| WellPoint | 0.0 | $804k | 8.7k | 92.39 | |
| ITC Holdings | 0.0 | $929k | 9.7k | 95.77 | |
| Intel Corp sdcv | 0.0 | $840k | 750k | 1.12 | |
| Oracle Corporation (ORCL) | 0.0 | $882k | 23k | 38.26 | |
| National Fuel Gas (NFG) | 0.0 | $964k | 14k | 71.40 | |
| Reed Elsevier | 0.0 | $897k | 15k | 60.08 | |
| Ypf Sa (YPF) | 0.0 | $782k | 24k | 32.98 | |
| Hsbc Usa Inc. New Prf. G p | 0.0 | $881k | 43k | 20.28 | |
| United States Cellular Corp | 0.0 | $845k | 37k | 22.64 | |
| Pvr Partners | 0.0 | $975k | 36k | 26.84 | |
| Comcast Corp. 5% Pfd. p | 0.0 | $898k | 44k | 20.65 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.0 | $696k | 19k | 37.60 | |
| Bank of America Corporation (BAC) | 0.0 | $622k | 40k | 15.56 | |
| Costco Wholesale Corporation (COST) | 0.0 | $663k | 5.6k | 119.03 | |
| Hawaiian Electric Industries (HE) | 0.0 | $633k | 24k | 26.06 | |
| International Paper Company (IP) | 0.0 | $683k | 14k | 49.05 | |
| United Technologies Corporation | 0.0 | $666k | 5.9k | 113.85 | |
| Weyerhaeuser Company (WY) | 0.0 | $723k | 23k | 31.57 | |
| Danaher Corporation (DHR) | 0.0 | $564k | 7.3k | 77.22 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $692k | 18k | 37.76 | |
| Public Service Enterprise (PEG) | 0.0 | $721k | 23k | 32.04 | |
| Alliance Data Systems Corporation (BFH) | 0.0 | $592k | 2.3k | 262.99 | |
| Roper Industries (ROP) | 0.0 | $742k | 5.3k | 138.77 | |
| CF Industries Holdings (CF) | 0.0 | $647k | 2.8k | 232.90 | |
| Alaska Air (ALK) | 0.0 | $731k | 10k | 73.40 | |
| Park Electrochemical | 0.0 | $559k | 20k | 28.74 | |
| Getty Realty (GTY) | 0.0 | $761k | 42k | 18.36 | |
| iShares MSCI Taiwan Index | 0.0 | $578k | 40k | 14.43 | |
| iShares MSCI Canada Index (EWC) | 0.0 | $588k | 21k | 28.66 | |
| iShares MSCI Austria Investable Mkt (EWO) | 0.0 | $692k | 35k | 19.53 | |
| Capital One Finl 6% Pfd B p | 0.0 | $652k | 30k | 21.73 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.0 | $659k | 27k | 24.45 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $759k | 13k | 60.53 | |
| BP (BP) | 0.0 | $375k | 7.7k | 48.58 | |
| American Express Company (AXP) | 0.0 | $436k | 4.8k | 90.83 | |
| Abbott Laboratories (ABT) | 0.0 | $489k | 13k | 38.35 | |
| Cardinal Health (CAH) | 0.0 | $541k | 8.1k | 66.79 | |
| Kroger (KR) | 0.0 | $343k | 8.7k | 39.54 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $401k | 3.6k | 111.36 | |
| Diageo (DEO) | 0.0 | $358k | 2.7k | 132.59 | |
| Murphy Oil Corporation (MUR) | 0.0 | $400k | 6.2k | 64.87 | |
| Accenture (ACN) | 0.0 | $520k | 6.3k | 82.17 | |
| SLM Corporation (SLMPRA) | 0.0 | $395k | 8.7k | 45.43 | |
| Xcel Energy (XEL) | 0.0 | $390k | 14k | 27.96 | |
| Hugoton Royalty Trust (HGTXU) | 0.0 | $396k | 53k | 7.50 | |
| Domino's Pizza (DPZ) | 0.0 | $416k | 6.0k | 69.59 | |
| Teleflex Incorporated (TFX) | 0.0 | $356k | 3.8k | 93.83 | |
| USANA Health Sciences (USNA) | 0.0 | $427k | 5.6k | 75.62 | |
| Precision Drilling Corporation | 0.0 | $395k | 42k | 9.36 | |
| Senomyx | 0.0 | $459k | 91k | 5.06 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $390k | 14k | 27.25 | |
| Citigroup (C) | 0.0 | $374k | 7.2k | 52.11 | |
| Dillards Capital Trust (DDT) | 0.0 | $514k | 20k | 25.37 | |
| Bb&t Pfd 5.625% | 0.0 | $482k | 24k | 20.36 | |
| Wells Fargo pre | 0.0 | $475k | 24k | 20.08 | |
| State Street Corp | 0.0 | $498k | 24k | 20.69 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $428k | 20k | 21.05 | |
| Lear Corporation (LEA) | 0.0 | $202k | 2.5k | 80.80 | |
| Caterpillar (CAT) | 0.0 | $256k | 2.8k | 90.88 | |
| Travelers Companies (TRV) | 0.0 | $281k | 3.1k | 90.59 | |
| Medtronic | 0.0 | $207k | 3.6k | 57.36 | |
| Nu Skin Enterprises (NUS) | 0.0 | $332k | 2.4k | 138.33 | |
| Regions Financial Corporation (RF) | 0.0 | $247k | 25k | 9.88 | |
| Emerson Electric (EMR) | 0.0 | $222k | 3.2k | 70.25 | |
| Hca | 0.0 | $241k | 5.1k | 47.72 | |
| McKesson Corporation (MCK) | 0.0 | $320k | 2.0k | 161.29 | |
| Macy's (M) | 0.0 | $256k | 4.8k | 53.44 | |
| Merck & Co (MRK) | 0.0 | $329k | 6.6k | 50.01 | |
| Pepsi (PEP) | 0.0 | $261k | 3.1k | 82.99 | |
| Exelon Corporation (EXC) | 0.0 | $230k | 8.4k | 27.45 | |
| New York Community Ban (NYCB) | 0.0 | $193k | 11k | 16.86 | |
| Delta Air Lines (DAL) | 0.0 | $310k | 11k | 27.50 | |
| Mead Johnson Nutrition | 0.0 | $252k | 3.0k | 83.92 | |
| Harte-Hanks | 0.0 | $252k | 32k | 7.83 | |
| Key (KEY) | 0.0 | $246k | 18k | 13.40 | |
| Petrobras Energia Participaciones SA | 0.0 | $268k | 48k | 5.54 | |
| Questcor Pharmaceuticals | 0.0 | $222k | 4.1k | 54.36 | |
| Telecom Argentina (TEO) | 0.0 | $236k | 14k | 17.22 | |
| Western Refining | 0.0 | $289k | 6.8k | 42.44 | |
| Cognex Corporation (CGNX) | 0.0 | $319k | 8.3k | 38.23 | |
| Alliance Resource Partners (ARLP) | 0.0 | $308k | 4.0k | 77.00 | |
| Diana Shipping (DSX) | 0.0 | $210k | 16k | 12.88 | |
| iShares MSCI South Africa Index (EZA) | 0.0 | $232k | 3.6k | 64.41 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $295k | 12k | 24.69 | |
| Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $303k | 14k | 22.36 | |
| Vornado Realty Lp 7.875% Call | 0.0 | $318k | 12k | 25.97 | |
| Morgan Stanley Cap Tr Vi p | 0.0 | $248k | 10k | 24.55 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $260k | 2.8k | 91.71 | |
| Partnerre | 0.0 | $281k | 11k | 25.32 | |
| Pvh Corporation (PVH) | 0.0 | $310k | 2.3k | 136.20 | |
| Abbvie (ABBV) | 0.0 | $275k | 5.2k | 52.87 | |
| Wells Fargo p | 0.0 | $321k | 16k | 20.11 | |
| National Bk Greece S A spn adr rep 1 sh | 0.0 | $171k | 37k | 4.69 | |
| Farmer Mac Pfd 5.875% Series preferred | 0.0 | $228k | 12k | 18.91 | |
| Allstate Corp 6.75 p | 0.0 | $233k | 9.1k | 25.60 | |
| Frontier Communications | 0.0 | $52k | 11k | 4.61 | |
| Capstone Turbine Corporation | 0.0 | $26k | 20k | 1.30 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 |
