Roosevelt Investment as of March 31, 2014
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 221 positions in its portfolio as reported in the March 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Discover Financial Services (DFS) | 3.9 | $83M | 1.4M | 58.19 | |
| Biogen Idec (BIIB) | 3.4 | $74M | 242k | 305.87 | |
| Industries N shs - a - (LYB) | 3.3 | $71M | 799k | 88.94 | |
| Wells Fargo & Company (WFC) | 3.3 | $71M | 1.4M | 49.74 | |
| Home Depot (HD) | 3.2 | $69M | 872k | 79.13 | |
| Morgan Stanley (MS) | 3.2 | $69M | 2.2M | 31.17 | |
| Pfizer (PFE) | 3.1 | $67M | 2.1M | 32.12 | |
| Chicago Bridge & Iron Company | 3.0 | $64M | 736k | 87.15 | |
| Eaton (ETN) | 2.8 | $60M | 793k | 75.12 | |
| Facebook Inc cl a (META) | 2.7 | $58M | 965k | 60.24 | |
| EOG Resources (EOG) | 2.6 | $56M | 283k | 196.17 | |
| Microchip Technology (MCHP) | 2.5 | $55M | 1.1M | 47.76 | |
| Raytheon Company | 2.5 | $55M | 555k | 98.79 | |
| Cognizant Technology Solutions (CTSH) | 2.4 | $53M | 1.0M | 50.60 | |
| WisdomTree Japan Total Dividend (DXJ) | 2.4 | $51M | 1.1M | 47.34 | |
| Archer Daniels Midland Company (ADM) | 2.3 | $51M | 1.2M | 43.39 | |
| Kinder Morgan Management | 2.3 | $50M | 698k | 71.67 | |
| Celgene Corporation | 2.2 | $47M | 340k | 139.60 | |
| American International (AIG) | 2.1 | $46M | 920k | 50.01 | |
| Stratasys (SSYS) | 2.1 | $45M | 427k | 106.09 | |
| Gnc Holdings Inc Cl A | 2.0 | $43M | 965k | 44.02 | |
| Hertz Global Holdings | 2.0 | $42M | 1.6M | 26.64 | |
| Regeneron Pharmaceuticals (REGN) | 1.9 | $41M | 136k | 300.28 | |
| Kansas City Southern | 1.9 | $41M | 398k | 102.06 | |
| Workday Inc cl a (WDAY) | 1.9 | $41M | 445k | 91.43 | |
| Broadcom Corporation | 1.8 | $39M | 1.2M | 31.47 | |
| Nomura Holdings (NMR) | 1.7 | $37M | 5.8M | 6.43 | |
| Cme (CME) | 1.7 | $36M | 488k | 74.02 | |
| Eli Lilly & Co. (LLY) | 1.6 | $34M | 576k | 58.86 | |
| Incyte Corporation (INCY) | 1.5 | $32M | 593k | 53.52 | |
| CVS Caremark Corporation (CVS) | 1.3 | $28M | 375k | 74.86 | |
| Flowserve Corporation (FLS) | 1.2 | $26M | 336k | 78.34 | |
| Cit | 1.2 | $26M | 529k | 49.02 | |
| Visa (V) | 1.2 | $26M | 119k | 215.86 | |
| Timken Company (TKR) | 1.1 | $24M | 407k | 58.78 | |
| Proto Labs (PRLB) | 1.1 | $23M | 340k | 67.67 | |
| Fanuc Ltd-unpons (FANUY) | 0.9 | $20M | 689k | 29.65 | |
| ISIS Pharmaceuticals | 0.8 | $16M | 374k | 43.21 | |
| Apple (AAPL) | 0.7 | $16M | 29k | 536.75 | |
| Novo Nordisk A/S (NVO) | 0.7 | $15M | 320k | 45.65 | |
| Ocwen Financial Corporation | 0.7 | $14M | 366k | 39.18 | |
| General Electric Company | 0.6 | $13M | 518k | 25.89 | |
| 0.6 | $13M | 11k | 1114.51 | ||
| Enterprise Products Partners (EPD) | 0.5 | $10M | 147k | 69.36 | |
| Nextera Energy (NEE) | 0.5 | $9.6M | 101k | 95.62 | |
| Precision Castparts | 0.4 | $9.6M | 38k | 252.76 | |
| McDonald's Corporation (MCD) | 0.4 | $9.0M | 92k | 98.03 | |
| MasterCard Incorporated (MA) | 0.4 | $8.6M | 115k | 74.70 | |
| Berkshire Hathaway (BRK.B) | 0.4 | $8.5M | 68k | 124.97 | |
| Bristol Myers Squibb (BMY) | 0.3 | $7.4M | 142k | 51.95 | |
| Philip Morris International (PM) | 0.3 | $7.2M | 89k | 81.87 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.3 | $6.3M | 187k | 33.88 | |
| Westport Innovations | 0.3 | $5.6M | 388k | 14.48 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.2 | $5.1M | 68k | 75.22 | |
| Vornado Realty Trust | 0.2 | $5.2M | 203k | 25.78 | |
| Stanleyblack&decker5.75 p | 0.2 | $5.3M | 220k | 23.97 | |
| Aetna | 0.2 | $5.1M | 67k | 74.97 | |
| Johnson & Johnson (JNJ) | 0.2 | $4.8M | 49k | 98.23 | |
| National-Oilwell Var | 0.2 | $4.6M | 60k | 77.87 | |
| Tyco International Ltd S hs | 0.2 | $4.6M | 109k | 42.40 | |
| Gilead Sciences (GILD) | 0.2 | $4.6M | 65k | 70.86 | |
| Ross Stores (ROST) | 0.2 | $4.2M | 59k | 71.57 | |
| Deutsche Bank 6.625% p | 0.2 | $4.1M | 159k | 25.65 | |
| Nextera Energy Capital 5.7% Pf p | 0.2 | $4.1M | 173k | 23.85 | |
| Kimco Realty Corporation | 0.2 | $4.0M | 175k | 22.70 | |
| Pnc Financial Services Group | 0.2 | $3.9M | 147k | 26.71 | |
| D Qwest Corp 7.375%, 6/1/51 pfddom | 0.2 | $3.7M | 142k | 26.15 | |
| Public Storage | 0.2 | $3.7M | 147k | 25.21 | |
| Hess (HES) | 0.2 | $3.5M | 42k | 82.88 | |
| Aegon N V Pfd Perp 6.375 ps | 0.2 | $3.4M | 132k | 25.71 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $3.2M | 52k | 60.71 | |
| Goldman Sachs Group Inc 6.125% preferred | 0.1 | $3.2M | 126k | 25.60 | |
| Us Bancorp 6.5% Pfd preferred | 0.1 | $3.2M | 114k | 28.40 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.1 | $3.3M | 126k | 26.49 | |
| Discover Finl Svs | 0.1 | $3.2M | 130k | 24.53 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $2.8M | 17k | 163.25 | |
| Kinder Morgan (KMI) | 0.1 | $2.9M | 88k | 32.49 | |
| Plum Creek Timber | 0.1 | $2.7M | 64k | 42.04 | |
| Cheniere Energy (LNG) | 0.1 | $2.6M | 47k | 55.35 | |
| Rayonier (RYN) | 0.1 | $2.6M | 57k | 45.91 | |
| Metlife Inc. 6.5% Pfd Non-cumu p | 0.1 | $2.5M | 101k | 25.15 | |
| Jp Morgan Chase Cap Xx1 p | 0.1 | $2.6M | 102k | 25.64 | |
| Public Storage | 0.1 | $2.6M | 100k | 25.66 | |
| Microsoft Corporation (MSFT) | 0.1 | $2.4M | 58k | 40.99 | |
| Dow Chemical Company | 0.1 | $2.4M | 48k | 48.59 | |
| ConAgra Foods (CAG) | 0.1 | $2.4M | 76k | 31.03 | |
| Lorillard | 0.1 | $2.4M | 45k | 54.08 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $2.3M | 85k | 26.97 | |
| Verizon Communications (VZ) | 0.1 | $2.3M | 48k | 47.57 | |
| International Business Machines (IBM) | 0.1 | $2.1M | 11k | 192.50 | |
| Questar Corporation | 0.1 | $2.1M | 89k | 23.78 | |
| DaVita (DVA) | 0.1 | $1.9M | 28k | 68.85 | |
| Target Corporation (TGT) | 0.1 | $1.9M | 31k | 60.51 | |
| United States Cellular Corp | 0.1 | $1.9M | 74k | 25.37 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.7M | 18k | 97.68 | |
| TECO Energy | 0.1 | $1.8M | 107k | 17.15 | |
| Southern Company (SO) | 0.1 | $1.7M | 38k | 43.94 | |
| Hershey Company (HSY) | 0.1 | $1.8M | 17k | 104.40 | |
| Boston Beer Company (SAM) | 0.1 | $1.7M | 6.8k | 244.73 | |
| Alexion Pharmaceuticals | 0.1 | $1.7M | 11k | 152.14 | |
| Old Dominion Freight Line (ODFL) | 0.1 | $1.7M | 30k | 56.74 | |
| Duke Energy (DUK) | 0.1 | $1.7M | 24k | 71.22 | |
| Pentair | 0.1 | $1.8M | 22k | 79.34 | |
| Kraft Foods | 0.1 | $1.8M | 32k | 56.10 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.1 | $1.8M | 70k | 25.38 | |
| Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.8M | 71k | 25.20 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.1 | $1.5M | 1.4M | 1.07 | |
| Waste Management (WM) | 0.1 | $1.6M | 38k | 42.07 | |
| Tractor Supply Company (TSCO) | 0.1 | $1.4M | 21k | 70.63 | |
| R.R. Donnelley & Sons Company | 0.1 | $1.5M | 83k | 17.90 | |
| MDU Resources (MDU) | 0.1 | $1.6M | 47k | 34.31 | |
| Royal Dutch Shell | 0.1 | $1.5M | 21k | 73.06 | |
| Entergy Corporation (ETR) | 0.1 | $1.6M | 24k | 66.85 | |
| Aegon Nv 7.2500% Series p | 0.1 | $1.6M | 62k | 25.84 | |
| Qwest Corp p | 0.1 | $1.5M | 61k | 25.27 | |
| Bb&t Pfd 5.625% | 0.1 | $1.5M | 69k | 22.39 | |
| Mondelez Int (MDLZ) | 0.1 | $1.6M | 46k | 34.55 | |
| Tribune Co New Cl A | 0.1 | $1.6M | 20k | 79.65 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.4M | 29k | 47.58 | |
| At&t (T) | 0.1 | $1.4M | 39k | 35.07 | |
| Olin Corporation (OLN) | 0.1 | $1.2M | 44k | 27.61 | |
| Natural Resource Partners | 0.1 | $1.2M | 77k | 15.92 | |
| Church & Dwight (CHD) | 0.1 | $1.4M | 20k | 69.07 | |
| D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 25.16 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.2M | 47k | 25.13 | |
| Wells Fargo p | 0.1 | $1.4M | 62k | 21.81 | |
| Altria (MO) | 0.1 | $1.0M | 28k | 37.43 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $1.0M | 5.00 | 206085.00 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $1.2M | 24k | 49.30 | |
| Stericycle (SRCL) | 0.1 | $1.1M | 10k | 113.62 | |
| Alliance Data Systems Corporation (BFH) | 0.1 | $1.1M | 3.9k | 272.45 | |
| Verisk Analytics (VRSK) | 0.1 | $1.1M | 19k | 59.96 | |
| CenterPoint Energy (CNP) | 0.1 | $1.1M | 45k | 23.69 | |
| Gulfport Energy Corporation | 0.1 | $1.1M | 15k | 71.18 | |
| Regency Energy Partners | 0.1 | $1.0M | 37k | 27.22 | |
| Williams Partners | 0.1 | $1.1M | 21k | 50.94 | |
| Holly Energy Partners | 0.1 | $1.2M | 35k | 33.17 | |
| Kinder Morgan Energy Partners | 0.1 | $1.2M | 16k | 73.95 | |
| Senomyx | 0.1 | $1.0M | 96k | 10.67 | |
| Weatherford International Lt reg | 0.1 | $1.2M | 67k | 17.36 | |
| Hsbc Usa Inc. New Prf. G p | 0.1 | $990k | 43k | 22.87 | |
| Nextera Energy Capital Holdings | 0.1 | $1.1M | 48k | 23.05 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $1.0M | 43k | 23.78 | |
| Weyerhaeuser C conv prf | 0.1 | $1.0M | 18k | 54.60 | |
| Simpson Manufacturing (SSD) | 0.0 | $876k | 25k | 35.33 | |
| Procter & Gamble Company (PG) | 0.0 | $805k | 10k | 80.60 | |
| Intel Corp sdcv | 0.0 | $883k | 750k | 1.18 | |
| Public Service Enterprise (PEG) | 0.0 | $780k | 20k | 38.14 | |
| National Fuel Gas (NFG) | 0.0 | $925k | 13k | 70.04 | |
| Reed Elsevier | 0.0 | $917k | 15k | 61.44 | |
| Getty Realty (GTY) | 0.0 | $783k | 42k | 18.89 | |
| Us Bancorp | 0.0 | $770k | 28k | 27.45 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $817k | 13k | 64.15 | |
| Wells Fargo 5.85% public | 0.0 | $925k | 37k | 24.90 | |
| BP (BP) | 0.0 | $705k | 15k | 48.10 | |
| Bank of America Corporation (BAC) | 0.0 | $705k | 41k | 17.20 | |
| Costco Wholesale Corporation (COST) | 0.0 | $627k | 5.6k | 111.68 | |
| Chevron Corporation (CVX) | 0.0 | $587k | 4.9k | 118.92 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $569k | 3.0k | 187.04 | |
| Hawaiian Electric Industries (HE) | 0.0 | $618k | 24k | 25.42 | |
| International Paper Company (IP) | 0.0 | $547k | 12k | 45.88 | |
| United Technologies Corporation | 0.0 | $691k | 5.9k | 116.84 | |
| Weyerhaeuser Company (WY) | 0.0 | $672k | 23k | 29.35 | |
| Danaher Corporation (DHR) | 0.0 | $548k | 7.3k | 75.00 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $602k | 18k | 33.07 | |
| Energy Xxi | 0.0 | $555k | 24k | 23.57 | |
| Roper Industries (ROP) | 0.0 | $714k | 5.3k | 133.52 | |
| Park Electrochemical | 0.0 | $581k | 20k | 29.87 | |
| Capital One Finl 6% Pfd B p | 0.0 | $716k | 31k | 23.46 | |
| State Street Corp | 0.0 | $584k | 26k | 22.49 | |
| Jpm 6.27 12/31/49 | 0.0 | $602k | 24k | 25.40 | |
| American Express Company (AXP) | 0.0 | $448k | 5.0k | 90.04 | |
| 3M Company (MMM) | 0.0 | $335k | 2.5k | 135.66 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $433k | 3.6k | 120.24 | |
| Diageo (DEO) | 0.0 | $329k | 2.6k | 124.61 | |
| Merck & Co (MRK) | 0.0 | $433k | 7.6k | 56.77 | |
| SLM Corporation (SLMPRA) | 0.0 | $424k | 8.7k | 48.73 | |
| PPL Corporation (PPL) | 0.0 | $337k | 10k | 33.14 | |
| Xcel Energy (XEL) | 0.0 | $424k | 14k | 30.36 | |
| Hugoton Royalty Trust (HGTXU) | 0.0 | $426k | 53k | 8.07 | |
| Domino's Pizza (DPZ) | 0.0 | $516k | 6.7k | 76.97 | |
| Teleflex Incorporated (TFX) | 0.0 | $407k | 3.8k | 107.24 | |
| Alliance Resource Partners (ARLP) | 0.0 | $337k | 4.0k | 84.14 | |
| Precision Drilling Corporation | 0.0 | $505k | 42k | 11.97 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $397k | 14k | 27.74 | |
| Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $332k | 14k | 24.49 | |
| Citigroup (C) | 0.0 | $326k | 6.9k | 47.60 | |
| Dillards Capital Trust (DDT) | 0.0 | $474k | 19k | 25.70 | |
| Wells Fargo pre | 0.0 | $503k | 24k | 21.28 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $480k | 20k | 23.60 | |
| Caterpillar (CAT) | 0.0 | $286k | 2.9k | 99.37 | |
| Monsanto Company | 0.0 | $306k | 2.7k | 113.77 | |
| Regions Financial Corporation (RF) | 0.0 | $278k | 25k | 11.11 | |
| Emerson Electric (EMR) | 0.0 | $211k | 3.2k | 66.80 | |
| Hca | 0.0 | $265k | 5.1k | 52.50 | |
| Amgen (AMGN) | 0.0 | $203k | 1.6k | 123.34 | |
| eBay (EBAY) | 0.0 | $201k | 3.6k | 55.25 | |
| Honeywell International (HON) | 0.0 | $217k | 2.3k | 92.78 | |
| Macy's (M) | 0.0 | $288k | 4.9k | 59.29 | |
| Pepsi (PEP) | 0.0 | $263k | 3.1k | 83.50 | |
| Exelon Corporation (EXC) | 0.0 | $214k | 6.4k | 33.56 | |
| New York Community Ban (NYCB) | 0.0 | $180k | 11k | 16.07 | |
| Mead Johnson Nutrition | 0.0 | $213k | 2.6k | 83.14 | |
| Harte-Hanks | 0.0 | $284k | 32k | 8.84 | |
| Key (KEY) | 0.0 | $239k | 17k | 14.24 | |
| Cognex Corporation (CGNX) | 0.0 | $271k | 8.0k | 33.86 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $304k | 12k | 25.45 | |
| Deutsche Bk 6.55% Pfd preferr | 0.0 | $202k | 7.7k | 26.18 | |
| Vornado Realty Lp 7.875% Call | 0.0 | $317k | 12k | 25.80 | |
| Morgan Stanley Cap Tr Vi p | 0.0 | $283k | 11k | 25.46 | |
| Ppl Corporation 8.75% pfd cv | 0.0 | $204k | 3.7k | 54.70 | |
| Partnerre | 0.0 | $294k | 11k | 26.51 | |
| Pvh Corporation (PVH) | 0.0 | $278k | 2.2k | 124.82 | |
| Abbvie (ABBV) | 0.0 | $267k | 5.2k | 51.40 | |
| Goldman Sachs Group | 0.0 | $208k | 9.0k | 23.05 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $205k | 8.7k | 23.61 | |
| Farmer Mac Pfd 5.875% Series preferred | 0.0 | $263k | 12k | 22.35 | |
| Allstate Corp 6.75 p | 0.0 | $230k | 9.1k | 25.31 | |
| Crown Castle International Corp. pfd stk | 0.0 | $201k | 2.0k | 101.15 | |
| Frontier Communications | 0.0 | $62k | 11k | 5.71 | |
| Wind Energy America | 0.0 | $120.000000 | 30k | 0.00 |
