Roosevelt Investment as of Sept. 30, 2016
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 193 positions in its portfolio as reported in the September 2016 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
---|---|---|---|---|---|
Pfizer (PFE) | 3.0 | $38M | 1.1M | 33.87 | |
Alphabet Inc Class A cs (GOOGL) | 2.9 | $37M | 46k | 804.05 | |
Apple (AAPL) | 2.9 | $37M | 326k | 113.05 | |
Berkshire Hathaway (BRK.B) | 2.7 | $35M | 240k | 144.47 | |
Home Depot (HD) | 2.6 | $33M | 255k | 128.68 | |
Amazon (AMZN) | 2.4 | $31M | 37k | 837.30 | |
Newell Rubbermaid (NWL) | 2.4 | $31M | 580k | 52.66 | |
Honeywell International (HON) | 2.4 | $30M | 259k | 116.59 | |
ConAgra Foods (CAG) | 2.4 | $30M | 639k | 47.11 | |
Lockheed Martin Corporation (LMT) | 2.1 | $27M | 114k | 239.72 | |
Cme (CME) | 2.0 | $26M | 248k | 104.52 | |
U.S. Bancorp (USB) | 2.0 | $26M | 603k | 42.89 | |
Northrop Grumman Corporation (NOC) | 2.0 | $26M | 121k | 213.95 | |
Facebook Inc cl a (META) | 2.0 | $25M | 197k | 128.27 | |
SPDR Gold Trust (GLD) | 1.9 | $24M | 194k | 125.64 | |
Nextera Energy (NEE) | 1.9 | $24M | 198k | 122.32 | |
MarketAxess Holdings (MKTX) | 1.8 | $23M | 138k | 165.59 | |
Johnson & Johnson (JNJ) | 1.8 | $23M | 193k | 118.13 | |
Visa (V) | 1.8 | $22M | 268k | 82.70 | |
Schlumberger (SLB) | 1.7 | $22M | 274k | 78.64 | |
Old Dominion Freight Line (ODFL) | 1.5 | $19M | 283k | 68.61 | |
Suntrust Banks Inc $1.00 Par Cmn | 1.5 | $19M | 428k | 43.80 | |
United Rentals (URI) | 1.4 | $18M | 223k | 78.49 | |
Qualcomm (QCOM) | 1.4 | $17M | 249k | 68.50 | |
Crown Castle Intl (CCI) | 1.3 | $17M | 177k | 94.21 | |
Allegion Plc equity (ALLE) | 1.3 | $17M | 240k | 68.91 | |
Walt Disney Company (DIS) | 1.2 | $16M | 171k | 92.86 | |
Lam Research Corporation | 1.2 | $16M | 165k | 94.71 | |
Prologis (PLD) | 1.2 | $15M | 287k | 53.54 | |
Wells Fargo 5.85% public | 1.2 | $15M | 554k | 26.75 | |
Microchip Technology (MCHP) | 1.1 | $15M | 233k | 62.14 | |
Bright Horizons Fam Sol In D (BFAM) | 1.1 | $14M | 209k | 66.89 | |
Concho Resources | 1.0 | $13M | 95k | 137.35 | |
Michael Kors Holdings | 1.0 | $13M | 271k | 46.79 | |
3M Company (MMM) | 1.0 | $12M | 70k | 176.22 | |
Jpm 6 1/8 12/31/49 | 0.9 | $12M | 439k | 27.09 | |
Kraft Heinz (KHC) | 0.9 | $12M | 132k | 89.51 | |
Ecolab (ECL) | 0.9 | $12M | 96k | 121.72 | |
Cerner Corporation | 0.9 | $12M | 187k | 61.75 | |
Hess (HES) | 0.9 | $12M | 214k | 53.62 | |
S&p Global (SPGI) | 0.9 | $11M | 90k | 126.56 | |
EOG Resources (EOG) | 0.9 | $11M | 114k | 96.71 | |
Allstate Corp Pfd 6.625% Cal | 0.9 | $11M | 404k | 27.16 | |
Allergan | 0.9 | $11M | 48k | 230.31 | |
Union Pacific Corporation (UNP) | 0.9 | $11M | 111k | 97.53 | |
CBOE Holdings (CBOE) | 0.9 | $11M | 168k | 64.85 | |
Southern Co./the, 6.25% | 0.9 | $11M | 390k | 27.83 | |
Moody's Corporation (MCO) | 0.8 | $11M | 98k | 108.28 | |
Ross Stores (ROST) | 0.8 | $11M | 166k | 64.30 | |
Industries N shs - a - (LYB) | 0.8 | $10M | 128k | 80.66 | |
Bristol Myers Squibb (BMY) | 0.8 | $10M | 191k | 53.92 | |
Verisign (VRSN) | 0.8 | $10M | 131k | 78.24 | |
F5 Networks (FFIV) | 0.8 | $9.9M | 80k | 124.65 | |
Pnc Financial Services Group | 0.8 | $9.9M | 338k | 29.17 | |
MasterCard Incorporated (MA) | 0.8 | $9.6M | 94k | 101.77 | |
Torchmark Corp., 6.13% | 0.7 | $9.3M | 341k | 27.22 | |
Ebay, Inc., 6.00% | 0.7 | $9.3M | 341k | 27.14 | |
Masco Corporation (MAS) | 0.7 | $8.9M | 261k | 34.31 | |
Vulcan Materials Company (VMC) | 0.6 | $7.8M | 69k | 113.73 | |
Cbre Group Inc Cl A (CBRE) | 0.6 | $7.9M | 281k | 27.98 | |
Kimco Realty Corporation | 0.6 | $7.5M | 292k | 25.87 | |
Martin Marietta Materials (MLM) | 0.6 | $7.3M | 41k | 179.12 | |
Consumer Staples Select Sect. SPDR (XLP) | 0.6 | $7.1M | 133k | 53.21 | |
Cof 6.7 12/31/49 | 0.6 | $7.0M | 249k | 28.13 | |
Dex (DXCM) | 0.5 | $6.8M | 78k | 87.66 | |
Qwest Corp p | 0.5 | $6.7M | 260k | 25.61 | |
Dominion Resources Inc p | 0.5 | $6.5M | 256k | 25.46 | |
Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.5 | $6.1M | 230k | 26.64 | |
Acuity Brands (AYI) | 0.5 | $5.9M | 22k | 264.60 | |
Dlr 7 3/8 12/31/49 | 0.5 | $5.9M | 214k | 27.49 | |
Charles Schwab Corp. 6% Pfd. p | 0.4 | $5.6M | 211k | 26.35 | |
Reinsurance Grp Of Amerpfd 6.2 p | 0.4 | $4.8M | 168k | 28.72 | |
Nextera Energy Capital 5.7% Pf p | 0.4 | $4.7M | 184k | 25.63 | |
Fifth Third Pfd 6.625% p (FITBI) | 0.4 | $4.7M | 153k | 30.54 | |
American Financial Group, Inc., 6.00% | 0.4 | $4.7M | 172k | 27.18 | |
Public Storage Dep 1/1000 Pfd p | 0.3 | $4.4M | 159k | 27.96 | |
Qwest Corp, 6.63% | 0.3 | $4.4M | 167k | 26.17 | |
Enterprise Products Partners (EPD) | 0.3 | $4.3M | 157k | 27.63 | |
Cabot Oil & Gas Corporation (CTRA) | 0.3 | $4.2M | 161k | 25.80 | |
Gilead Sciences (GILD) | 0.3 | $3.7M | 47k | 79.11 | |
Vz 5.9 02/15/54 | 0.3 | $3.7M | 132k | 27.94 | |
Edwards Lifesciences (EW) | 0.3 | $3.5M | 29k | 120.57 | |
Novo Nordisk A/S (NVO) | 0.3 | $3.4M | 81k | 41.59 | |
Discover Finl Svs | 0.3 | $3.5M | 133k | 26.08 | |
Chevron Corporation (CVX) | 0.2 | $3.1M | 30k | 102.92 | |
Legg Mason Inc Pfd preferred (LMICL) | 0.2 | $3.0M | 113k | 26.62 | |
Berkley | 0.2 | $2.7M | 106k | 25.88 | |
Reinsurance Grp Of Amer Pfd preferred (RZB) | 0.2 | $2.7M | 91k | 29.09 | |
General Electric Company | 0.2 | $2.4M | 81k | 29.62 | |
Kkr Financial Holdings | 0.2 | $2.2M | 86k | 25.75 | |
Us Bancorp 6.5% Pfd preferred | 0.2 | $2.1M | 70k | 30.12 | |
Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) | 0.2 | $2.1M | 78k | 27.22 | |
Exxon Mobil Corporation (XOM) | 0.2 | $2.0M | 24k | 87.26 | |
Target Corporation (TGT) | 0.1 | $1.7M | 25k | 68.68 | |
Hsbc Holdings Plc Pfd preferr | 0.1 | $1.6M | 61k | 26.12 | |
Integrys Energy 6% public | 0.1 | $1.6M | 60k | 26.34 | |
NVIDIA Corporation (NVDA) | 0.1 | $1.5M | 22k | 68.54 | |
Stanleyblack&decker5.75 p | 0.1 | $1.6M | 60k | 25.78 | |
Alphabet Inc Class C cs (GOOG) | 0.1 | $1.5M | 1.9k | 777.07 | |
E.I. du Pont de Nemours & Company | 0.1 | $1.2M | 18k | 66.97 | |
Raytheon Company | 0.1 | $1.3M | 9.4k | 136.13 | |
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) | 0.1 | $1.2M | 35k | 34.91 | |
Nextera Energy Capital Holdings, Inc., Series K, 5.25% | 0.1 | $1.2M | 47k | 25.70 | |
Celgene Corporation | 0.1 | $1.1M | 11k | 104.49 | |
D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.1M | 44k | 25.28 | |
Prudential Financial (PRU) | 0.1 | $1.0M | 12k | 81.68 | |
Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $967k | 12k | 78.98 | |
TreeHouse Foods (THS) | 0.1 | $975k | 11k | 87.21 | |
Vornado Realty Trust 5.4% Seri p (VNO.PL) | 0.1 | $1.1M | 42k | 25.49 | |
Vanguard S&p 500 Etf idx (VOO) | 0.1 | $1.0M | 5.3k | 198.63 | |
Berkshire Hathaway (BRK.A) | 0.1 | $865k | 4.00 | 216250.00 | |
Church & Dwight (CHD) | 0.1 | $881k | 18k | 47.91 | |
Kinder Morgan (KMI) | 0.1 | $934k | 40k | 23.14 | |
Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.1 | $865k | 11k | 77.34 | |
Public Storage, Series B, 5.40% (PSA.PB) | 0.1 | $914k | 35k | 26.41 | |
Herc Hldgs (HRI) | 0.1 | $857k | 25k | 33.70 | |
JPMorgan Chase & Co. (JPM) | 0.1 | $746k | 11k | 66.58 | |
Spdr S&p 500 Etf (SPY) | 0.1 | $816k | 3.8k | 216.27 | |
Procter & Gamble Company (PG) | 0.1 | $751k | 8.4k | 89.80 | |
Mondelez Int (MDLZ) | 0.1 | $759k | 17k | 43.88 | |
Wells Fargo pre | 0.1 | $774k | 31k | 25.24 | |
Comcast Corp. 5% Pfd. p | 0.1 | $769k | 29k | 26.71 | |
International Business Machines (IBM) | 0.1 | $690k | 4.3k | 158.77 | |
Eqc 5 3/4 08/01/42 | 0.1 | $682k | 27k | 25.78 | |
Microsoft Corporation (MSFT) | 0.0 | $445k | 7.7k | 57.59 | |
Costco Wholesale Corporation (COST) | 0.0 | $527k | 3.5k | 152.53 | |
McDonald's Corporation (MCD) | 0.0 | $519k | 4.5k | 115.36 | |
Occidental Petroleum Corporation (OXY) | 0.0 | $481k | 6.6k | 72.91 | |
Cheniere Energy (LNG) | 0.0 | $478k | 11k | 43.61 | |
Powershares Senior Loan Portfo mf | 0.0 | $455k | 20k | 23.21 | |
Us Bancorp | 0.0 | $545k | 21k | 25.65 | |
Jpm 6.27 12/31/49 | 0.0 | $554k | 20k | 28.27 | |
Nextera Energy Partners (NEP) | 0.0 | $551k | 20k | 27.97 | |
Crown Castle Intl Corp New cnv pfd stk sr a | 0.0 | $488k | 4.3k | 112.96 | |
At&t (T) | 0.0 | $382k | 9.4k | 40.65 | |
Wells Fargo & Company (WFC) | 0.0 | $437k | 9.9k | 44.27 | |
United Technologies Corporation | 0.0 | $403k | 4.0k | 101.66 | |
Advance Auto Parts (AAP) | 0.0 | $424k | 2.8k | 149.19 | |
Metlife Inc Pfd A Flt preferr (MET.PA) | 0.0 | $382k | 15k | 25.47 | |
Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $362k | 14k | 26.31 | |
Dillards Capital Trust (DDT) | 0.0 | $337k | 13k | 26.62 | |
Spdr Short-term High Yield mf (SJNK) | 0.0 | $357k | 13k | 27.71 | |
Ps Business Parks | 0.0 | $419k | 16k | 25.51 | |
Hartford Jr Sub 7.875 P referred | 0.0 | $323k | 10k | 31.59 | |
Capital One Finl 6% Pfd B p | 0.0 | $440k | 17k | 25.80 | |
Abbvie (ABBV) | 0.0 | $375k | 5.9k | 63.08 | |
Wells Fargo p | 0.0 | $349k | 14k | 25.50 | |
Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $377k | 15k | 25.73 | |
Sce Trust Iv Cum Pfd J p (SCE.PJ) | 0.0 | $347k | 12k | 28.98 | |
Bb&t Corp 5.625% public | 0.0 | $411k | 15k | 26.69 | |
Wells Fargo & Co 5.500% Pfd pfd stk | 0.0 | $349k | 14k | 25.79 | |
American Express Company (AXP) | 0.0 | $292k | 4.6k | 63.96 | |
Monsanto Company | 0.0 | $218k | 2.1k | 102.20 | |
Eli Lilly & Co. (LLY) | 0.0 | $237k | 3.0k | 80.31 | |
Avon Products | 0.0 | $221k | 39k | 5.66 | |
Reynolds American | 0.0 | $267k | 5.7k | 47.21 | |
Aetna | 0.0 | $210k | 1.8k | 115.26 | |
Amgen (AMGN) | 0.0 | $281k | 1.7k | 167.06 | |
Merck & Co (MRK) | 0.0 | $214k | 3.4k | 62.28 | |
Philip Morris International (PM) | 0.0 | $237k | 2.4k | 97.29 | |
Weyerhaeuser Company (WY) | 0.0 | $274k | 8.6k | 31.98 | |
Southern Company (SO) | 0.0 | $264k | 5.2k | 51.24 | |
Starbucks Corporation (SBUX) | 0.0 | $288k | 5.3k | 54.09 | |
Ing Pref 6.125% 01/15/11 p | 0.0 | $211k | 8.2k | 25.62 | |
iShares Gold Trust | 0.0 | $198k | 16k | 12.67 | |
Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $237k | 9.3k | 25.61 | |
PowerShares Insured Nati Muni Bond | 0.0 | $250k | 9.6k | 26.04 | |
Goldman Sachs Group $1.625 Pfd preferred | 0.0 | $207k | 8.1k | 25.56 | |
Raymond James Financial 6.9% P p | 0.0 | $310k | 12k | 25.83 | |
First Republic Bank Pfd pref. | 0.0 | $234k | 9.1k | 25.66 | |
Bb&t Pfd 5.625% | 0.0 | $256k | 9.9k | 25.74 | |
Goldman Sachs Group | 0.0 | $202k | 7.8k | 25.90 | |
Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $230k | 8.7k | 26.44 | |
Duke Energy Corp 5.125% public | 0.0 | $252k | 9.6k | 26.25 | |
Nextera Energy 5.00% Ser J public | 0.0 | $307k | 12k | 25.56 | |
Gen Elec Cap Corp Nt preferre | 0.0 | $257k | 10k | 25.70 | |
Allstate Corp 6.75 p | 0.0 | $209k | 7.7k | 27.14 | |
Plains Gp Hldgs L P shs a rep ltpn | 0.0 | $275k | 21k | 12.94 | |
Public Storage Z 6% Pfd Call 6 p | 0.0 | $275k | 10k | 27.50 | |
Ctl 6 7/8 10/1/54 | 0.0 | $200k | 7.4k | 27.03 | |
Veritex Hldgs (VBTX) | 0.0 | $194k | 11k | 17.42 | |
Welltower Inc 6.5% Pfd pre | 0.0 | $260k | 10k | 26.00 | |
Ares Management Lp, Series A, 7.00% | 0.0 | $260k | 10k | 26.00 | |
Dte Energy Co., Series B, 5.38% | 0.0 | $206k | 8.0k | 25.75 | |
State Street Corp, Series G, 5.35% (STT.PG) | 0.0 | $214k | 8.0k | 26.75 | |
Partnerre Ltd 7.25% Pfd H preferred | 0.0 | $309k | 10k | 30.00 | |
Public Storage, Series D, 4.95% (PSA.PD) | 0.0 | $213k | 8.2k | 25.83 | |
New Gold Inc Cda (NGD) | 0.0 | $144k | 33k | 4.36 | |
Senomyx | 0.0 | $70k | 17k | 4.24 | |
Direxion Shs Etf Tr Daily 20+ | 0.0 | $179k | 11k | 16.54 | |
Wind Energy America | 0.0 | $0 | 30k | 0.00 | |
Seacor Holding Inc note 3.000 11/1 | 0.0 | $61k | 75k | 0.81 | |
Northstar Electronics | 0.0 | $0 | 15k | 0.00 |