Roosevelt Investment as of Sept. 30, 2016
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 193 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Pfizer (PFE) | 3.0 | $38M | 1.1M | 33.87 | |
| Alphabet Inc Class A cs (GOOGL) | 2.9 | $37M | 46k | 804.05 | |
| Apple (AAPL) | 2.9 | $37M | 326k | 113.05 | |
| Berkshire Hathaway (BRK.B) | 2.7 | $35M | 240k | 144.47 | |
| Home Depot (HD) | 2.6 | $33M | 255k | 128.68 | |
| Amazon (AMZN) | 2.4 | $31M | 37k | 837.30 | |
| Newell Rubbermaid (NWL) | 2.4 | $31M | 580k | 52.66 | |
| Honeywell International (HON) | 2.4 | $30M | 259k | 116.59 | |
| ConAgra Foods (CAG) | 2.4 | $30M | 639k | 47.11 | |
| Lockheed Martin Corporation (LMT) | 2.1 | $27M | 114k | 239.72 | |
| Cme (CME) | 2.0 | $26M | 248k | 104.52 | |
| U.S. Bancorp (USB) | 2.0 | $26M | 603k | 42.89 | |
| Northrop Grumman Corporation (NOC) | 2.0 | $26M | 121k | 213.95 | |
| Facebook Inc cl a (META) | 2.0 | $25M | 197k | 128.27 | |
| SPDR Gold Trust (GLD) | 1.9 | $24M | 194k | 125.64 | |
| Nextera Energy (NEE) | 1.9 | $24M | 198k | 122.32 | |
| MarketAxess Holdings (MKTX) | 1.8 | $23M | 138k | 165.59 | |
| Johnson & Johnson (JNJ) | 1.8 | $23M | 193k | 118.13 | |
| Visa (V) | 1.8 | $22M | 268k | 82.70 | |
| Schlumberger (SLB) | 1.7 | $22M | 274k | 78.64 | |
| Old Dominion Freight Line (ODFL) | 1.5 | $19M | 283k | 68.61 | |
| Suntrust Banks Inc $1.00 Par Cmn | 1.5 | $19M | 428k | 43.80 | |
| United Rentals (URI) | 1.4 | $18M | 223k | 78.49 | |
| Qualcomm (QCOM) | 1.4 | $17M | 249k | 68.50 | |
| Crown Castle Intl (CCI) | 1.3 | $17M | 177k | 94.21 | |
| Allegion Plc equity (ALLE) | 1.3 | $17M | 240k | 68.91 | |
| Walt Disney Company (DIS) | 1.2 | $16M | 171k | 92.86 | |
| Lam Research Corporation | 1.2 | $16M | 165k | 94.71 | |
| Prologis (PLD) | 1.2 | $15M | 287k | 53.54 | |
| Wells Fargo 5.85% public | 1.2 | $15M | 554k | 26.75 | |
| Microchip Technology (MCHP) | 1.1 | $15M | 233k | 62.14 | |
| Bright Horizons Fam Sol In D (BFAM) | 1.1 | $14M | 209k | 66.89 | |
| Concho Resources | 1.0 | $13M | 95k | 137.35 | |
| Michael Kors Holdings | 1.0 | $13M | 271k | 46.79 | |
| 3M Company (MMM) | 1.0 | $12M | 70k | 176.22 | |
| Jpm 6 1/8 12/31/49 | 0.9 | $12M | 439k | 27.09 | |
| Kraft Heinz (KHC) | 0.9 | $12M | 132k | 89.51 | |
| Ecolab (ECL) | 0.9 | $12M | 96k | 121.72 | |
| Cerner Corporation | 0.9 | $12M | 187k | 61.75 | |
| Hess (HES) | 0.9 | $12M | 214k | 53.62 | |
| S&p Global (SPGI) | 0.9 | $11M | 90k | 126.56 | |
| EOG Resources (EOG) | 0.9 | $11M | 114k | 96.71 | |
| Allstate Corp Pfd 6.625% Cal | 0.9 | $11M | 404k | 27.16 | |
| Allergan | 0.9 | $11M | 48k | 230.31 | |
| Union Pacific Corporation (UNP) | 0.9 | $11M | 111k | 97.53 | |
| CBOE Holdings (CBOE) | 0.9 | $11M | 168k | 64.85 | |
| Southern Co./the, 6.25% | 0.9 | $11M | 390k | 27.83 | |
| Moody's Corporation (MCO) | 0.8 | $11M | 98k | 108.28 | |
| Ross Stores (ROST) | 0.8 | $11M | 166k | 64.30 | |
| Industries N shs - a - (LYB) | 0.8 | $10M | 128k | 80.66 | |
| Bristol Myers Squibb (BMY) | 0.8 | $10M | 191k | 53.92 | |
| Verisign (VRSN) | 0.8 | $10M | 131k | 78.24 | |
| F5 Networks (FFIV) | 0.8 | $9.9M | 80k | 124.65 | |
| Pnc Financial Services Group | 0.8 | $9.9M | 338k | 29.17 | |
| MasterCard Incorporated (MA) | 0.8 | $9.6M | 94k | 101.77 | |
| Torchmark Corp., 6.13% | 0.7 | $9.3M | 341k | 27.22 | |
| Ebay, Inc., 6.00% | 0.7 | $9.3M | 341k | 27.14 | |
| Masco Corporation (MAS) | 0.7 | $8.9M | 261k | 34.31 | |
| Vulcan Materials Company (VMC) | 0.6 | $7.8M | 69k | 113.73 | |
| Cbre Group Inc Cl A (CBRE) | 0.6 | $7.9M | 281k | 27.98 | |
| Kimco Realty Corporation | 0.6 | $7.5M | 292k | 25.87 | |
| Martin Marietta Materials (MLM) | 0.6 | $7.3M | 41k | 179.12 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.6 | $7.1M | 133k | 53.21 | |
| Cof 6.7 12/31/49 | 0.6 | $7.0M | 249k | 28.13 | |
| Dex (DXCM) | 0.5 | $6.8M | 78k | 87.66 | |
| Qwest Corp p | 0.5 | $6.7M | 260k | 25.61 | |
| Dominion Resources Inc p | 0.5 | $6.5M | 256k | 25.46 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.5 | $6.1M | 230k | 26.64 | |
| Acuity Brands (AYI) | 0.5 | $5.9M | 22k | 264.60 | |
| Dlr 7 3/8 12/31/49 | 0.5 | $5.9M | 214k | 27.49 | |
| Charles Schwab Corp. 6% Pfd. p | 0.4 | $5.6M | 211k | 26.35 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.4 | $4.8M | 168k | 28.72 | |
| Nextera Energy Capital 5.7% Pf p | 0.4 | $4.7M | 184k | 25.63 | |
| Fifth Third Pfd 6.625% p (FITBI) | 0.4 | $4.7M | 153k | 30.54 | |
| American Financial Group, Inc., 6.00% | 0.4 | $4.7M | 172k | 27.18 | |
| Public Storage Dep 1/1000 Pfd p | 0.3 | $4.4M | 159k | 27.96 | |
| Qwest Corp, 6.63% | 0.3 | $4.4M | 167k | 26.17 | |
| Enterprise Products Partners (EPD) | 0.3 | $4.3M | 157k | 27.63 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.3 | $4.2M | 161k | 25.80 | |
| Gilead Sciences (GILD) | 0.3 | $3.7M | 47k | 79.11 | |
| Vz 5.9 02/15/54 | 0.3 | $3.7M | 132k | 27.94 | |
| Edwards Lifesciences (EW) | 0.3 | $3.5M | 29k | 120.57 | |
| Novo Nordisk A/S (NVO) | 0.3 | $3.4M | 81k | 41.59 | |
| Discover Finl Svs | 0.3 | $3.5M | 133k | 26.08 | |
| Chevron Corporation (CVX) | 0.2 | $3.1M | 30k | 102.92 | |
| Legg Mason Inc Pfd preferred (LMICL) | 0.2 | $3.0M | 113k | 26.62 | |
| Berkley | 0.2 | $2.7M | 106k | 25.88 | |
| Reinsurance Grp Of Amer Pfd preferred (RZB) | 0.2 | $2.7M | 91k | 29.09 | |
| General Electric Company | 0.2 | $2.4M | 81k | 29.62 | |
| Kkr Financial Holdings | 0.2 | $2.2M | 86k | 25.75 | |
| Us Bancorp 6.5% Pfd preferred | 0.2 | $2.1M | 70k | 30.12 | |
| Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) | 0.2 | $2.1M | 78k | 27.22 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $2.0M | 24k | 87.26 | |
| Target Corporation (TGT) | 0.1 | $1.7M | 25k | 68.68 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $1.6M | 61k | 26.12 | |
| Integrys Energy 6% public | 0.1 | $1.6M | 60k | 26.34 | |
| NVIDIA Corporation (NVDA) | 0.1 | $1.5M | 22k | 68.54 | |
| Stanleyblack&decker5.75 p | 0.1 | $1.6M | 60k | 25.78 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.5M | 1.9k | 777.07 | |
| E.I. du Pont de Nemours & Company | 0.1 | $1.2M | 18k | 66.97 | |
| Raytheon Company | 0.1 | $1.3M | 9.4k | 136.13 | |
| SPDR Barclay Cp Intr Trm Cr Bd (SPIB) | 0.1 | $1.2M | 35k | 34.91 | |
| Nextera Energy Capital Holdings, Inc., Series K, 5.25% | 0.1 | $1.2M | 47k | 25.70 | |
| Celgene Corporation | 0.1 | $1.1M | 11k | 104.49 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.1M | 44k | 25.28 | |
| Prudential Financial (PRU) | 0.1 | $1.0M | 12k | 81.68 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $967k | 12k | 78.98 | |
| TreeHouse Foods (THS) | 0.1 | $975k | 11k | 87.21 | |
| Vornado Realty Trust 5.4% Seri p (VNO.PL) | 0.1 | $1.1M | 42k | 25.49 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.1 | $1.0M | 5.3k | 198.63 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $865k | 4.00 | 216250.00 | |
| Church & Dwight (CHD) | 0.1 | $881k | 18k | 47.91 | |
| Kinder Morgan (KMI) | 0.1 | $934k | 40k | 23.14 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.1 | $865k | 11k | 77.34 | |
| Public Storage, Series B, 5.40% (PSA.PB) | 0.1 | $914k | 35k | 26.41 | |
| Herc Hldgs (HRI) | 0.1 | $857k | 25k | 33.70 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $746k | 11k | 66.58 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $816k | 3.8k | 216.27 | |
| Procter & Gamble Company (PG) | 0.1 | $751k | 8.4k | 89.80 | |
| Mondelez Int (MDLZ) | 0.1 | $759k | 17k | 43.88 | |
| Wells Fargo pre | 0.1 | $774k | 31k | 25.24 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $769k | 29k | 26.71 | |
| International Business Machines (IBM) | 0.1 | $690k | 4.3k | 158.77 | |
| Eqc 5 3/4 08/01/42 | 0.1 | $682k | 27k | 25.78 | |
| Microsoft Corporation (MSFT) | 0.0 | $445k | 7.7k | 57.59 | |
| Costco Wholesale Corporation (COST) | 0.0 | $527k | 3.5k | 152.53 | |
| McDonald's Corporation (MCD) | 0.0 | $519k | 4.5k | 115.36 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $481k | 6.6k | 72.91 | |
| Cheniere Energy (LNG) | 0.0 | $478k | 11k | 43.61 | |
| Powershares Senior Loan Portfo mf | 0.0 | $455k | 20k | 23.21 | |
| Us Bancorp | 0.0 | $545k | 21k | 25.65 | |
| Jpm 6.27 12/31/49 | 0.0 | $554k | 20k | 28.27 | |
| Nextera Energy Partners (XIFR) | 0.0 | $551k | 20k | 27.97 | |
| Crown Castle Intl Corp New cnv pfd stk sr a | 0.0 | $488k | 4.3k | 112.96 | |
| At&t (T) | 0.0 | $382k | 9.4k | 40.65 | |
| Wells Fargo & Company (WFC) | 0.0 | $437k | 9.9k | 44.27 | |
| United Technologies Corporation | 0.0 | $403k | 4.0k | 101.66 | |
| Advance Auto Parts (AAP) | 0.0 | $424k | 2.8k | 149.19 | |
| Metlife Inc Pfd A Flt preferr (MET.PA) | 0.0 | $382k | 15k | 25.47 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $362k | 14k | 26.31 | |
| Dillards Capital Trust (DDT) | 0.0 | $337k | 13k | 26.62 | |
| Spdr Short-term High Yield mf (SJNK) | 0.0 | $357k | 13k | 27.71 | |
| Ps Business Parks | 0.0 | $419k | 16k | 25.51 | |
| Hartford Jr Sub 7.875 P referred | 0.0 | $323k | 10k | 31.59 | |
| Capital One Finl 6% Pfd B p | 0.0 | $440k | 17k | 25.80 | |
| Abbvie (ABBV) | 0.0 | $375k | 5.9k | 63.08 | |
| Wells Fargo p | 0.0 | $349k | 14k | 25.50 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $377k | 15k | 25.73 | |
| Sce Trust Iv Cum Pfd J p (SCE.PJ) | 0.0 | $347k | 12k | 28.98 | |
| Bb&t Corp 5.625% public | 0.0 | $411k | 15k | 26.69 | |
| Wells Fargo & Co 5.500% Pfd pfd stk | 0.0 | $349k | 14k | 25.79 | |
| American Express Company (AXP) | 0.0 | $292k | 4.6k | 63.96 | |
| Monsanto Company | 0.0 | $218k | 2.1k | 102.20 | |
| Eli Lilly & Co. (LLY) | 0.0 | $237k | 3.0k | 80.31 | |
| Avon Products | 0.0 | $221k | 39k | 5.66 | |
| Reynolds American | 0.0 | $267k | 5.7k | 47.21 | |
| Aetna | 0.0 | $210k | 1.8k | 115.26 | |
| Amgen (AMGN) | 0.0 | $281k | 1.7k | 167.06 | |
| Merck & Co (MRK) | 0.0 | $214k | 3.4k | 62.28 | |
| Philip Morris International (PM) | 0.0 | $237k | 2.4k | 97.29 | |
| Weyerhaeuser Company (WY) | 0.0 | $274k | 8.6k | 31.98 | |
| Southern Company (SO) | 0.0 | $264k | 5.2k | 51.24 | |
| Starbucks Corporation (SBUX) | 0.0 | $288k | 5.3k | 54.09 | |
| Ing Pref 6.125% 01/15/11 p | 0.0 | $211k | 8.2k | 25.62 | |
| iShares Gold Trust | 0.0 | $198k | 16k | 12.67 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $237k | 9.3k | 25.61 | |
| PowerShares Insured Nati Muni Bond | 0.0 | $250k | 9.6k | 26.04 | |
| Goldman Sachs Group $1.625 Pfd preferred | 0.0 | $207k | 8.1k | 25.56 | |
| Raymond James Financial 6.9% P p | 0.0 | $310k | 12k | 25.83 | |
| First Republic Bank Pfd pref. | 0.0 | $234k | 9.1k | 25.66 | |
| Bb&t Pfd 5.625% | 0.0 | $256k | 9.9k | 25.74 | |
| Goldman Sachs Group | 0.0 | $202k | 7.8k | 25.90 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $230k | 8.7k | 26.44 | |
| Duke Energy Corp 5.125% public | 0.0 | $252k | 9.6k | 26.25 | |
| Nextera Energy 5.00% Ser J public | 0.0 | $307k | 12k | 25.56 | |
| Gen Elec Cap Corp Nt preferre | 0.0 | $257k | 10k | 25.70 | |
| Allstate Corp 6.75 p | 0.0 | $209k | 7.7k | 27.14 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.0 | $275k | 21k | 12.94 | |
| Public Storage Z 6% Pfd Call 6 p | 0.0 | $275k | 10k | 27.50 | |
| Ctl 6 7/8 10/1/54 | 0.0 | $200k | 7.4k | 27.03 | |
| Veritex Hldgs (VBTX) | 0.0 | $194k | 11k | 17.42 | |
| Welltower Inc 6.5% Pfd pre | 0.0 | $260k | 10k | 26.00 | |
| Ares Management Lp, Series A, 7.00% | 0.0 | $260k | 10k | 26.00 | |
| Dte Energy Co., Series B, 5.38% | 0.0 | $206k | 8.0k | 25.75 | |
| State Street Corp, Series G, 5.35% (STT.PG) | 0.0 | $214k | 8.0k | 26.75 | |
| Partnerre Ltd 7.25% Pfd H preferred | 0.0 | $309k | 10k | 30.00 | |
| Public Storage, Series D, 4.95% (PSA.PD) | 0.0 | $213k | 8.2k | 25.83 | |
| New Gold Inc Cda (NGD) | 0.0 | $144k | 33k | 4.36 | |
| Senomyx | 0.0 | $70k | 17k | 4.24 | |
| Direxion Shs Etf Tr Daily 20+ | 0.0 | $179k | 11k | 16.54 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 | |
| Seacor Holding Inc note 3.000 11/1 | 0.0 | $61k | 75k | 0.81 | |
| Northstar Electronics | 0.0 | $0 | 15k | 0.00 |
