Roosevelt Investment as of Dec. 31, 2016
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 196 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.2 | $36M | 308k | 115.82 | |
| Berkshire Hathaway (BRK.B) | 3.0 | $34M | 211k | 162.98 | |
| Alphabet Inc Class A cs (GOOGL) | 2.8 | $32M | 40k | 792.46 | |
| U.S. Bancorp (USB) | 2.3 | $26M | 502k | 51.37 | |
| ConAgra Foods (CAG) | 2.2 | $25M | 633k | 39.55 | |
| Cme (CME) | 2.2 | $25M | 215k | 115.35 | |
| Newell Rubbermaid (NWL) | 2.2 | $25M | 548k | 44.65 | |
| Amazon (AMZN) | 2.2 | $25M | 33k | 749.88 | |
| Lockheed Martin Corporation (LMT) | 2.2 | $24M | 97k | 249.94 | |
| Northrop Grumman Corporation (NOC) | 2.1 | $24M | 104k | 232.58 | |
| Suntrust Banks Inc $1.00 Par Cmn | 2.1 | $23M | 426k | 54.85 | |
| Walt Disney Company (DIS) | 2.0 | $23M | 216k | 104.22 | |
| Nextera Energy (NEE) | 1.8 | $21M | 174k | 119.46 | |
| Old Dominion Freight Line (ODFL) | 1.8 | $21M | 240k | 85.79 | |
| Johnson & Johnson (JNJ) | 1.8 | $20M | 176k | 115.21 | |
| Facebook Inc cl a (META) | 1.8 | $20M | 175k | 115.05 | |
| Schlumberger (SLB) | 1.7 | $20M | 232k | 83.95 | |
| Honeywell International (HON) | 1.7 | $19M | 164k | 115.85 | |
| Union Pacific Corporation (UNP) | 1.6 | $19M | 179k | 103.68 | |
| MarketAxess Holdings (MKTX) | 1.5 | $17M | 118k | 146.92 | |
| Microchip Technology (MCHP) | 1.5 | $17M | 267k | 64.15 | |
| Home Depot (HD) | 1.5 | $17M | 124k | 134.08 | |
| Lam Research Corporation (LRCX) | 1.4 | $16M | 147k | 105.73 | |
| Kraft Heinz (KHC) | 1.3 | $15M | 172k | 87.32 | |
| Wells Fargo 5.85% public | 1.3 | $14M | 565k | 25.24 | |
| Crown Castle Intl (CCI) | 1.3 | $14M | 164k | 86.77 | |
| Visa (V) | 1.2 | $14M | 181k | 78.02 | |
| Vanguard Financials ETF (VFH) | 1.2 | $14M | 233k | 59.35 | |
| Edwards Lifesciences (EW) | 1.2 | $14M | 147k | 93.70 | |
| Qualcomm (QCOM) | 1.2 | $14M | 207k | 65.20 | |
| United Rentals (URI) | 1.2 | $13M | 124k | 105.58 | |
| Ross Stores (ROST) | 1.1 | $13M | 192k | 65.60 | |
| Prologis (PLD) | 1.1 | $13M | 237k | 52.79 | |
| F5 Networks (FFIV) | 1.1 | $12M | 86k | 144.72 | |
| MasterCard Incorporated (MA) | 1.0 | $12M | 113k | 103.25 | |
| 3M Company (MMM) | 1.0 | $11M | 64k | 178.57 | |
| Hess (HES) | 1.0 | $11M | 177k | 62.29 | |
| Concho Resources | 1.0 | $11M | 83k | 132.60 | |
| Jpm 6 1/8 12/31/49 | 1.0 | $11M | 428k | 25.35 | |
| Ebay, Inc., 6.00% | 1.0 | $11M | 419k | 25.94 | |
| Acuity Brands (AYI) | 0.9 | $11M | 46k | 230.87 | |
| Southern Co./the, 6.25% | 0.9 | $11M | 401k | 26.10 | |
| Bright Horizons Fam Sol In D (BFAM) | 0.9 | $10M | 143k | 70.02 | |
| Allegion Plc equity (ALLE) | 0.9 | $9.7M | 152k | 64.00 | |
| Allstate Corp Pfd 6.625% Cal | 0.9 | $9.7M | 375k | 25.87 | |
| Dow Chemical Company | 0.8 | $9.4M | 165k | 57.22 | |
| EOG Resources (EOG) | 0.8 | $9.4M | 93k | 101.10 | |
| Torchmark Corp., 6.13% | 0.8 | $9.5M | 375k | 25.24 | |
| Bristol Myers Squibb (BMY) | 0.8 | $9.3M | 160k | 58.44 | |
| Comerica Incorporated (CMA) | 0.8 | $9.4M | 137k | 68.11 | |
| Martin Marietta Materials (MLM) | 0.8 | $9.2M | 41k | 221.52 | |
| Pnc Financial Services Group | 0.8 | $8.5M | 313k | 27.29 | |
| Allergan | 0.8 | $8.5M | 41k | 210.00 | |
| Prudential Financial (PRU) | 0.7 | $8.2M | 79k | 104.06 | |
| S&p Global (SPGI) | 0.7 | $8.1M | 76k | 107.55 | |
| Cerner Corporation | 0.7 | $7.8M | 164k | 47.37 | |
| Verisign (VRSN) | 0.7 | $7.8M | 103k | 76.07 | |
| Vulcan Materials Company (VMC) | 0.7 | $7.8M | 62k | 125.16 | |
| Dominion Resources Inc p | 0.7 | $7.4M | 331k | 22.20 | |
| Lamb Weston Hldgs (LW) | 0.6 | $6.8M | 179k | 37.85 | |
| Kimco Realty Corporation | 0.6 | $6.6M | 271k | 24.35 | |
| Cbre Group Inc Cl A (CBRE) | 0.6 | $6.2M | 198k | 31.49 | |
| Chevron Corporation (CVX) | 0.5 | $5.8M | 49k | 117.69 | |
| Masco Corporation (MAS) | 0.5 | $5.9M | 186k | 31.62 | |
| Cof 6.7 12/31/49 | 0.5 | $5.8M | 225k | 25.96 | |
| Pfizer (PFE) | 0.5 | $5.8M | 177k | 32.48 | |
| Qwest Corp p | 0.5 | $5.8M | 235k | 24.70 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.5 | $5.4M | 213k | 25.57 | |
| Dlr 7 3/8 12/31/49 | 0.5 | $5.2M | 190k | 27.15 | |
| Moody's Corporation (MCO) | 0.4 | $4.8M | 51k | 94.27 | |
| Charles Schwab Corp. 6% Pfd. p | 0.4 | $4.8M | 190k | 25.27 | |
| Fifth Third Ban (FITB) | 0.4 | $4.8M | 177k | 26.97 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.4 | $4.7M | 200k | 23.36 | |
| Nextera Energy Capital 5.7% Pf p | 0.4 | $4.3M | 175k | 24.26 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.4 | $4.3M | 160k | 26.98 | |
| Fifth Third Pfd 6.625% p (FITBI) | 0.4 | $4.3M | 158k | 27.25 | |
| American Financial Group, Inc., 6.00% | 0.4 | $4.3M | 170k | 25.00 | |
| Berkley | 0.4 | $4.0M | 177k | 22.88 | |
| Teck Resources Ltd cl b (TECK) | 0.3 | $3.8M | 190k | 20.03 | |
| Qwest Corp, 6.63% | 0.3 | $3.8M | 163k | 23.51 | |
| Public Storage Dep 1/1000 Pfd p | 0.3 | $3.6M | 138k | 26.15 | |
| Reinsurance Grp Of Amer Pfd preferred (RZB) | 0.3 | $3.6M | 139k | 26.28 | |
| UnitedHealth (UNH) | 0.3 | $3.5M | 22k | 160.02 | |
| Enterprise Products Partners (EPD) | 0.3 | $3.4M | 127k | 27.04 | |
| Discover Finl Svs | 0.3 | $3.3M | 130k | 25.68 | |
| Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) | 0.3 | $3.4M | 135k | 24.99 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 0.3 | $3.3M | 61k | 53.64 | |
| General Dynamics Corporation (GD) | 0.3 | $3.2M | 19k | 172.66 | |
| Vz 5.9 02/15/54 | 0.3 | $3.2M | 123k | 26.09 | |
| Legg Mason Inc Pfd preferred (LMICL) | 0.3 | $3.0M | 121k | 25.11 | |
| General Electric Company | 0.2 | $2.8M | 88k | 31.60 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.2 | $2.6M | 52k | 51.29 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $2.1M | 23k | 90.25 | |
| NVIDIA Corporation (NVDA) | 0.2 | $2.1M | 20k | 106.74 | |
| Industries N shs - a - (LYB) | 0.2 | $2.2M | 25k | 85.79 | |
| Us Bancorp 6.5% Pfd preferred | 0.2 | $2.1M | 75k | 28.29 | |
| Ecolab (ECL) | 0.2 | $2.0M | 17k | 117.23 | |
| Kkr Financial Holdings | 0.2 | $2.0M | 80k | 25.36 | |
| Target Corporation (TGT) | 0.2 | $1.9M | 26k | 72.22 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $1.7M | 7.6k | 223.48 | |
| Microsoft Corporation (MSFT) | 0.1 | $1.6M | 25k | 62.16 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $1.6M | 17k | 97.99 | |
| Stanleyblack&decker5.75 p | 0.1 | $1.5M | 60k | 24.32 | |
| Bb&t Corp 5.625% public | 0.1 | $1.5M | 61k | 24.29 | |
| E.I. du Pont de Nemours & Company | 0.1 | $1.3M | 18k | 73.41 | |
| Raytheon Company | 0.1 | $1.4M | 9.5k | 142.02 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.3M | 1.7k | 772.07 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $1.1M | 13k | 86.32 | |
| Cisco Systems (CSCO) | 0.1 | $1.1M | 37k | 30.21 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $976k | 4.00 | 244000.00 | |
| Gilead Sciences (GILD) | 0.1 | $982k | 14k | 71.61 | |
| Marathon Petroleum Corp (MPC) | 0.1 | $1.1M | 21k | 50.36 | |
| Nextera Energy Capital Holdings, Inc., Series K, 5.25% | 0.1 | $1.0M | 46k | 22.07 | |
| Herc Hldgs (HRI) | 0.1 | $1.0M | 25k | 40.15 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $907k | 35k | 25.80 | |
| Huntington Ingalls Inds (HII) | 0.1 | $881k | 4.8k | 184.12 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $887k | 35k | 25.07 | |
| Vornado Realty Trust 5.4% Seri p (VNO.PL) | 0.1 | $941k | 42k | 22.44 | |
| Public Storage Z 6% Pfd Call 6 p | 0.1 | $916k | 36k | 25.32 | |
| Public Storage, Series B, 5.40% (PSA.PB) | 0.1 | $871k | 39k | 22.62 | |
| Capital One Financialco Ser G p | 0.1 | $930k | 43k | 21.68 | |
| International Business Machines (IBM) | 0.1 | $744k | 4.5k | 166.07 | |
| Procter & Gamble Company (PG) | 0.1 | $805k | 9.6k | 84.09 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $823k | 12k | 71.71 | |
| Church & Dwight (CHD) | 0.1 | $813k | 18k | 44.21 | |
| Kinder Morgan (KMI) | 0.1 | $794k | 38k | 20.70 | |
| Hartford Jr Sub 7.875 P referred | 0.1 | $814k | 28k | 29.63 | |
| Novo Nordisk A/S (NVO) | 0.1 | $642k | 18k | 35.85 | |
| Mondelez Int (MDLZ) | 0.1 | $709k | 16k | 44.36 | |
| Wells Fargo pre | 0.1 | $709k | 31k | 23.12 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.1 | $713k | 11k | 67.36 | |
| Eqc 5 3/4 08/01/42 | 0.1 | $632k | 27k | 23.89 | |
| Costco Wholesale Corporation (COST) | 0.1 | $533k | 3.3k | 160.06 | |
| McDonald's Corporation (MCD) | 0.1 | $552k | 4.5k | 121.69 | |
| Celgene Corporation | 0.1 | $529k | 4.6k | 115.83 | |
| TreeHouse Foods (THS) | 0.1 | $578k | 8.0k | 72.20 | |
| Us Bancorp | 0.1 | $524k | 21k | 25.19 | |
| Jpm 6.27 12/31/49 | 0.1 | $527k | 20k | 26.89 | |
| Senior Housing Properties-callable pref | 0.1 | $512k | 21k | 24.47 | |
| Gatx Corp $1.51562 Pfd preferred | 0.1 | $530k | 23k | 23.27 | |
| At&t (T) | 0.0 | $420k | 9.9k | 42.51 | |
| United Technologies Corporation | 0.0 | $429k | 3.9k | 109.61 | |
| Cheniere Energy (LNG) | 0.0 | $454k | 11k | 41.42 | |
| Powershares Senior Loan Portfo mf | 0.0 | $409k | 18k | 23.37 | |
| Capital One Finl 6% Pfd B p | 0.0 | $413k | 17k | 24.50 | |
| Abbvie (ABBV) | 0.0 | $437k | 7.0k | 62.56 | |
| Wells Fargo p | 0.0 | $417k | 18k | 22.87 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.0 | $420k | 2.0k | 205.18 | |
| Nextera Energy Partners (NEP) | 0.0 | $488k | 19k | 25.55 | |
| Wells Fargo & Co 5.500% Pfd pfd stk | 0.0 | $435k | 19k | 22.89 | |
| American Express Company (AXP) | 0.0 | $359k | 4.8k | 74.08 | |
| Southern Company (SO) | 0.0 | $324k | 6.6k | 49.16 | |
| Advance Auto Parts (AAP) | 0.0 | $314k | 1.9k | 168.91 | |
| Metlife Inc Pfd A Flt preferr (MET.PA) | 0.0 | $349k | 15k | 23.27 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $343k | 13k | 25.82 | |
| SPDR Barclay Cp Intr Trm Cr Bd (SPIB) | 0.0 | $377k | 11k | 33.88 | |
| Dillards Capital Trust (DDT) | 0.0 | $329k | 13k | 25.99 | |
| Direxion Shs Etf Tr Daily 20+ | 0.0 | $384k | 16k | 23.95 | |
| Raymond James Financial 6.9% P p | 0.0 | $381k | 15k | 25.40 | |
| Spdr Short-term High Yield mf (SJNK) | 0.0 | $321k | 12k | 27.70 | |
| Ps Business Parks | 0.0 | $351k | 14k | 24.33 | |
| Proshares Ultrashort 20+y Tr etf (TBT) | 0.0 | $284k | 7.0k | 40.79 | |
| Nextera Energy 5.00% Ser J public | 0.0 | $316k | 15k | 21.78 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $371k | 15k | 25.32 | |
| Veritex Hldgs (VBTX) | 0.0 | $291k | 11k | 26.69 | |
| State Street Corp, Series G, 5.35% (STT.PG) | 0.0 | $300k | 12k | 25.00 | |
| Goldman Sachs (GS) | 0.0 | $216k | 900.00 | 240.00 | |
| Monsanto Company | 0.0 | $224k | 2.1k | 105.02 | |
| Eli Lilly & Co. (LLY) | 0.0 | $230k | 3.1k | 73.46 | |
| Reynolds American | 0.0 | $204k | 3.6k | 55.95 | |
| Wells Fargo & Company (WFC) | 0.0 | $241k | 4.4k | 55.10 | |
| Boeing Company (BA) | 0.0 | $242k | 1.6k | 155.53 | |
| Aetna | 0.0 | $226k | 1.8k | 124.04 | |
| Amgen (AMGN) | 0.0 | $256k | 1.8k | 146.12 | |
| Merck & Co (MRK) | 0.0 | $219k | 3.7k | 58.89 | |
| Pepsi (PEP) | 0.0 | $203k | 1.9k | 104.59 | |
| Weyerhaeuser Company (WY) | 0.0 | $236k | 7.8k | 30.12 | |
| Starbucks Corporation (SBUX) | 0.0 | $280k | 5.0k | 55.51 | |
| Ing Pref 6.125% 01/15/11 p | 0.0 | $206k | 8.2k | 25.02 | |
| iShares Barclays Inter Crd Bd Fund ETF) (IGIB) | 0.0 | $202k | 1.9k | 108.31 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $233k | 9.3k | 25.18 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.0 | $239k | 3.1k | 75.92 | |
| ProShares UltraShrt Mrkt | 0.0 | $262k | 16k | 16.43 | |
| First Republic Bank Pfd pref. | 0.0 | $229k | 9.1k | 25.11 | |
| Bb&t Pfd 5.625% | 0.0 | $236k | 9.9k | 23.73 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $215k | 8.7k | 24.71 | |
| Duke Energy Corp 5.125% public | 0.0 | $230k | 9.6k | 23.96 | |
| Gen Elec Cap Corp Nt preferre | 0.0 | $246k | 10k | 24.60 | |
| Sce Trust Iv Cum Pfd J p (SCE.PJ) | 0.0 | $270k | 11k | 24.66 | |
| Welltower Inc 6.5% Pfd pre | 0.0 | $201k | 8.0k | 25.12 | |
| Dte Energy Co., Series B, 5.38% | 0.0 | $270k | 12k | 22.50 | |
| Avon Products | 0.0 | $77k | 15k | 5.05 | |
| iShares Gold Trust | 0.0 | $142k | 13k | 11.08 | |
| Seacor Holding Inc note 3.000 11/1 | 0.0 | $110k | 125k | 0.88 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 | |
| Northstar Electronics | 0.0 | $0 | 15k | 0.00 |
