Tom Rawlings

Rothschild Asset Management as of Sept. 30, 2014

Portfolio Holdings for Rothschild Asset Management

Rothschild Asset Management holds 345 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 2.3 $106M 1.1M 100.49
Johnson & Johnson (JNJ) 1.9 $88M 821k 106.57
Wells Fargo & Company (WFC) 1.6 $77M 1.5M 51.79
JPMorgan Chase & Co. (JPM) 1.6 $76M 1.3M 60.28
Microsoft Corporation (MSFT) 1.6 $73M 1.6M 46.39
Exxon Mobil Corporation (XOM) 1.4 $65M 685k 94.21
Dow Chemical Company 1.3 $63M 1.2M 52.69
Pfizer (PFE) 1.3 $59M 2.0M 29.66
Merck & Co (MRK) 1.3 $59M 996k 59.33
At&t (T) 1.2 $55M 1.5M 35.24
Verizon Communications (VZ) 1.1 $53M 1.1M 49.90
American International (AIG) 1.1 $52M 965k 54.08
Home Depot (HD) 1.1 $52M 562k 92.20
Walt Disney Company (DIS) 1.1 $50M 566k 88.95
Comcast Corporation (CMCSA) 1.1 $49M 916k 53.94
Pepsi (PEP) 1.1 $49M 526k 93.11
ConocoPhillips (COP) 1.0 $48M 623k 77.08
Amgen (AMGN) 1.0 $47M 338k 140.30
Cisco Systems (CSCO) 1.0 $46M 1.8M 25.15
EMC Corporation 1.0 $45M 1.5M 29.09
3M Company (MMM) 0.9 $44M 312k 141.88
Gilead Sciences (GILD) 0.9 $43M 402k 106.87
Capital One Financial (COF) 0.9 $41M 505k 81.70
Discover Financial Services (DFS) 0.9 $40M 623k 64.42
Qualcomm (QCOM) 0.8 $39M 526k 74.79
Occidental Petroleum Corporation (OXY) 0.8 $38M 397k 96.59
American Electric Power Company (AEP) 0.8 $36M 684k 52.20
Kroger (KR) 0.8 $35M 671k 51.99
Boeing Company (BA) 0.7 $34M 267k 127.89
Manpower (MAN) 0.7 $34M 484k 70.40
Macy's (M) 0.7 $33M 558k 58.49
Public Service Enterprise (PEG) 0.7 $32M 857k 37.41
Industries N shs - a - (LYB) 0.7 $32M 293k 110.26
Time Warner 0.7 $32M 420k 75.34
Marathon Petroleum Corp (MPC) 0.7 $32M 378k 84.56
Illinois Tool Works (ITW) 0.7 $30M 358k 84.76
Western Digital (WDC) 0.6 $30M 309k 96.88
Google 0.6 $30M 51k 588.18
Intel Corporation (INTC) 0.6 $30M 851k 34.85
Google Inc Class C 0.6 $30M 51k 576.97
Raytheon Company 0.6 $29M 284k 101.32
Helix Energy Solutions (HLX) 0.6 $29M 1.3M 22.06
Oracle Corporation (ORCL) 0.6 $28M 736k 38.36
Parker-Hannifin Corporation (PH) 0.6 $28M 242k 114.11
Alere 0.6 $27M 697k 38.78
Progressive Corporation (PGR) 0.6 $27M 1.0M 25.36
Fifth Third Ban (FITB) 0.6 $27M 1.3M 20.06
Foot Locker (FL) 0.5 $25M 452k 55.85
McKesson Corporation (MCK) 0.5 $25M 127k 195.30
Mondelez Int (MDLZ) 0.5 $24M 697k 34.24
Marathon Oil Corporation (MRO) 0.5 $24M 618k 38.03
Graphic Packaging Holding Company (GPK) 0.5 $24M 1.9M 12.43
Chevron Corporation (CVX) 0.5 $23M 191k 120.05
Halliburton Company (HAL) 0.5 $23M 355k 64.97
Lincoln National Corporation (LNC) 0.5 $22M 412k 53.70
Zimmer Holdings (ZBH) 0.5 $22M 216k 100.91
Royal Caribbean Cruises (RCL) 0.5 $21M 319k 67.15
Kraft Foods 0.5 $22M 382k 56.36
C.H. Robinson Worldwide (CHRW) 0.4 $21M 309k 66.37
Delta Air Lines (DAL) 0.4 $21M 576k 36.08
Deluxe Corporation (DLX) 0.4 $20M 361k 55.16
Coca-cola Enterprises 0.4 $20M 451k 44.65
Whirlpool Corporation (WHR) 0.4 $20M 134k 146.98
Marriott Vacations Wrldwde Cp (VAC) 0.4 $20M 307k 63.41
Pitney Bowes (PBI) 0.4 $19M 747k 24.99
Advance Auto Parts (AAP) 0.4 $19M 145k 130.46
General Electric Company 0.4 $18M 713k 25.53
Electronics For Imaging 0.4 $18M 415k 44.17
Webster Financial Corporation (WBS) 0.4 $18M 630k 29.14
TreeHouse Foods (THS) 0.4 $18M 226k 80.50
Highwoods Properties (HIW) 0.4 $18M 452k 38.90
Healthsouth 0.4 $18M 481k 36.90
Huntington Bancshares Incorporated (HBAN) 0.4 $17M 1.8M 9.73
Steris Corporation 0.4 $17M 317k 53.96
EnerSys (ENS) 0.4 $17M 293k 58.64
Sonic Corporation 0.4 $17M 753k 22.36
Manhattan Associates (MANH) 0.4 $17M 499k 33.42
Thermo Fisher Scientific (TMO) 0.3 $16M 133k 121.82
Umpqua Holdings Corporation 0.3 $16M 985k 16.47
Poly 0.3 $16M 1.3M 12.28
Texas Instruments Incorporated (TXN) 0.3 $16M 333k 47.91
Take-Two Interactive Software (TTWO) 0.3 $16M 688k 23.07
AmSurg 0.3 $16M 321k 50.05
Euronet Worldwide (EEFT) 0.3 $16M 335k 47.79
Molina Healthcare (MOH) 0.3 $16M 379k 42.30
Anixter International 0.3 $16M 185k 84.84
Dun & Bradstreet Corporation 0.3 $15M 130k 117.48
Universal Health Services (UHS) 0.3 $15M 145k 105.66
Alaska Air (ALK) 0.3 $16M 355k 43.61
Black Hills Corporation (BKH) 0.3 $15M 320k 47.88
VeriFone Systems 0.3 $16M 453k 34.38
Hanesbrands (HBI) 0.3 $15M 141k 107.44
Biogen Idec (BIIB) 0.3 $15M 45k 330.57
NuVasive 0.3 $15M 428k 34.87
DCT Industrial Trust 0.3 $15M 2.0M 7.51
Via 0.3 $14M 183k 76.90
Southwestern Energy Company 0.3 $14M 398k 35.14
MarketAxess Holdings (MKTX) 0.3 $14M 224k 61.86
TiVo 0.3 $14M 1.1M 12.80
Alexandria Real Estate Equities (ARE) 0.3 $14M 192k 73.75
Charles River Laboratories (CRL) 0.3 $13M 224k 59.74
Convergys Corporation 0.3 $13M 752k 17.82
Western Refining 0.3 $14M 324k 41.99
Avista Corporation (AVA) 0.3 $13M 429k 30.53
Dr Pepper Snapple 0.3 $13M 205k 64.23
PolyOne Corporation 0.3 $13M 368k 35.58
Stone Energy Corporation 0.3 $13M 419k 31.36
PS Business Parks 0.3 $13M 172k 76.14
J Global (ZD) 0.3 $13M 267k 49.36
Barnes (B) 0.3 $13M 418k 30.35
Finish Line 0.3 $13M 506k 25.03
Texas Roadhouse (TXRH) 0.3 $13M 448k 27.84
Conversant 0.3 $12M 363k 34.25
Emcor (EME) 0.3 $12M 302k 39.96
Allstate Corporation (ALL) 0.3 $12M 201k 61.33
HNI Corporation (HNI) 0.3 $12M 333k 35.99
MetLife (MET) 0.3 $12M 228k 53.82
Clearwater Paper (CLW) 0.3 $12M 202k 60.11
Rlj Lodging Trust (RLJ) 0.3 $12M 419k 28.47
State Street Corporation (STT) 0.2 $12M 156k 73.61
Plantronics 0.2 $12M 242k 47.78
American Equity Investment Life Holding 0.2 $12M 520k 22.88
Polypore International 0.2 $12M 302k 38.91
Us Silica Hldgs (SLCA) 0.2 $12M 185k 62.51
Portland General Electric Company (POR) 0.2 $11M 349k 32.12
Mylan 0.2 $11M 247k 45.60
Salix Pharmaceuticals 0.2 $11M 71k 156.24
United Therapeutics Corporation (UTHR) 0.2 $11M 89k 128.65
Applied Industrial Technologies (AIT) 0.2 $11M 242k 45.65
Pinnacle Financial Partners (PNFP) 0.2 $11M 310k 36.10
Greenbrier Companies (GBX) 0.2 $11M 155k 73.38
Hyster Yale Materials Handling (HY) 0.2 $11M 157k 71.62
Quintiles Transnatio Hldgs I 0.2 $11M 201k 55.78
Arcbest (ARCB) 0.2 $11M 296k 37.30
Ameriprise Financial (AMP) 0.2 $11M 86k 123.49
DENTSPLY International 0.2 $10M 224k 45.60
Ryder System (R) 0.2 $10M 112k 89.97
International Rectifier Corporation 0.2 $10M 257k 39.24
Adtran 0.2 $10M 499k 20.53
DTE Energy Company (DTE) 0.2 $11M 138k 76.02
Kirby Corporation (KEX) 0.2 $10M 85k 118.45
Moog (MOG.A) 0.2 $10M 149k 68.40
F5 Networks (FFIV) 0.2 $10M 87k 118.88
Protective Life 0.2 $10M 146k 69.41
MedAssets 0.2 $10M 491k 20.72
Epr Properties (EPR) 0.2 $10M 205k 50.68
Lear Corporation (LEA) 0.2 $9.6M 109k 88.53
Bank of America Corporation (BAC) 0.2 $9.7M 569k 17.04
Ingram Micro 0.2 $9.8M 379k 25.81
Bristow 0.2 $9.9M 148k 67.20
Lithia Motors (LAD) 0.2 $9.7M 129k 75.69
Om 0.2 $9.6M 371k 25.95
Steven Madden (SHOO) 0.2 $9.7M 302k 32.23
Cathay General Ban (CATY) 0.2 $9.6M 387k 24.83
Potlatch Corporation (PCH) 0.2 $9.6M 238k 40.21
Itt 0.2 $10M 222k 44.94
PNC Financial Services (PNC) 0.2 $9.2M 108k 85.63
Cardinal Health (CAH) 0.2 $9.1M 121k 75.28
Advent Software 0.2 $9.3M 294k 31.56
Regions Financial Corporation (RF) 0.2 $9.3M 929k 10.05
Cooper Companies 0.2 $9.4M 60k 155.76
Omnicare 0.2 $9.5M 153k 62.26
Dover Corporation (DOV) 0.2 $9.2M 114k 80.97
Wyndham Worldwide Corporation 0.2 $9.3M 114k 81.26
G-III Apparel (GIII) 0.2 $9.3M 112k 82.86
Cubist Pharmaceuticals 0.2 $9.2M 138k 66.34
Mednax (MD) 0.2 $9.5M 174k 54.82
Signature Bank (SBNY) 0.2 $8.8M 78k 112.06
American Financial (AFG) 0.2 $9.1M 157k 57.89
Sotheby's 0.2 $8.8M 246k 35.72
Cheesecake Factory Incorporated (CAKE) 0.2 $9.1M 200k 45.50
Children's Place Retail Stores (PLCE) 0.2 $8.7M 182k 47.66
Hanover Insurance (THG) 0.2 $8.8M 144k 61.42
Huron Consulting (HURN) 0.2 $8.7M 143k 60.97
Symetra Finl Corp 0.2 $8.7M 375k 23.33
Web 0.2 $8.9M 445k 19.96
Spectrum Pharmaceuticals 0.2 $8.8M 1.1M 8.14
Ann 0.2 $8.8M 215k 41.13
Emerson Electric (EMR) 0.2 $8.5M 137k 62.63
JetBlue Airways Corporation (JBLU) 0.2 $8.6M 809k 10.62
Baker Hughes Incorporated 0.2 $8.2M 125k 65.84
Procter & Gamble Company (PG) 0.2 $8.6M 102k 84.11
Minerals Technologies (MTX) 0.2 $8.6M 140k 61.71
Sovran Self Storage 0.2 $8.4M 112k 74.36
CMS Energy Corporation (CMS) 0.2 $7.8M 261k 29.66
DST Systems 0.2 $7.9M 94k 83.93
Northrop Grumman Corporation (NOC) 0.2 $7.9M 60k 131.88
Watsco, Incorporated (WSO) 0.2 $7.8M 91k 86.18
Avnet (AVT) 0.2 $7.9M 191k 41.50
Trinity Industries (TRN) 0.2 $7.9M 168k 46.72
Stifel Financial (SF) 0.2 $7.7M 165k 46.89
Aar (AIR) 0.2 $8.2M 338k 24.15
Cardtronics 0.2 $8.1M 231k 35.20
Allied World Assurance 0.2 $7.7M 210k 36.84
Citigroup (C) 0.2 $7.9M 152k 51.95
Williams-Sonoma (WSM) 0.2 $7.6M 114k 66.57
TrueBlue (TBI) 0.2 $7.5M 298k 25.26
Wabash National Corporation (WNC) 0.2 $7.4M 553k 13.32
Sirona Dental Systems 0.2 $7.4M 97k 76.68
Align Technology (ALGN) 0.2 $7.6M 148k 51.68
Cytec Industries 0.2 $7.6M 161k 47.29
Raymond James Financial (RJF) 0.2 $7.6M 143k 53.58
Red Robin Gourmet Burgers (RRGB) 0.2 $7.7M 136k 56.90
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.2 $7.3M 145k 50.31
Jarden Corporation 0.2 $7.4M 124k 60.11
SYNNEX Corporation (SNX) 0.2 $7.5M 116k 64.63
National Retail Properties (NNN) 0.2 $7.6M 219k 34.57
Sonus Networks 0.2 $7.3M 2.1M 3.42
CNO Financial (CNO) 0.2 $7.7M 452k 16.96
Sanmina (SANM) 0.2 $7.6M 364k 20.86
Outerwall 0.2 $7.7M 137k 56.10
Geo Group Inc/the reit (GEO) 0.2 $7.3M 192k 38.22
Vishay Intertechnology (VSH) 0.1 $6.8M 478k 14.29
Maximus (MMS) 0.1 $7.2M 180k 40.13
Boston Private Financial Holdings 0.1 $7.0M 567k 12.39
A. Schulman 0.1 $6.9M 190k 36.16
Semtech Corporation (SMTC) 0.1 $7.1M 261k 27.15
Inter Parfums (IPAR) 0.1 $6.9M 251k 27.50
Globus Med Inc cl a (GMED) 0.1 $6.9M 350k 19.67
HSN 0.1 $6.7M 110k 61.37
Aol 0.1 $6.5M 144k 44.95
HFF 0.1 $6.4M 222k 28.95
Old National Ban (ONB) 0.1 $6.4M 491k 12.97
Littelfuse (LFUS) 0.1 $6.4M 75k 85.18
J&J Snack Foods (JJSF) 0.1 $6.7M 72k 93.56
Calix (CALX) 0.1 $6.4M 673k 9.57
Ptc (PTC) 0.1 $6.4M 172k 36.90
Insys Therapeutics 0.1 $6.6M 169k 38.78
Eastman Chemical Company (EMN) 0.1 $6.3M 77k 81.69
Landstar System (LSTR) 0.1 $5.9M 82k 72.19
Insight Enterprises (NSIT) 0.1 $6.1M 270k 22.63
Prosperity Bancshares (PB) 0.1 $6.3M 110k 57.17
Orbitz Worldwide 0.1 $6.0M 763k 7.87
Energen Corporation 0.1 $6.1M 84k 72.24
Equity Lifestyle Properties (ELS) 0.1 $6.2M 146k 42.36
Kforce (KFRC) 0.1 $6.2M 315k 19.57
PacWest Ban 0.1 $6.0M 146k 41.23
Insperity (NSP) 0.1 $6.1M 223k 27.34
Pulte (PHM) 0.1 $5.4M 307k 17.66
United Stationers 0.1 $5.4M 145k 37.57
PAREXEL International Corporation 0.1 $5.6M 89k 63.09
Service Corporation International (SCI) 0.1 $5.6M 265k 21.14
Flushing Financial Corporation (FFIC) 0.1 $5.6M 304k 18.27
Selective Insurance (SIGI) 0.1 $5.7M 259k 22.14
SanDisk Corporation 0.1 $5.6M 56k 98.81
PNM Resources (TXNM) 0.1 $5.4M 217k 24.91
Apollo Commercial Real Est. Finance (ARI) 0.1 $5.6M 360k 15.71
Altra Holdings 0.1 $5.4M 185k 29.16
Ball Corporation (BALL) 0.1 $5.5M 87k 63.27
Reinsurance Group of America (RGA) 0.1 $5.1M 64k 80.13
Mid-America Apartment (MAA) 0.1 $5.3M 80k 65.66
ABM Industries (ABM) 0.1 $4.9M 192k 25.69
Pier 1 Imports 0.1 $5.3M 449k 11.89
Helmerich & Payne (HP) 0.1 $4.9M 50k 98.34
Federal Signal Corporation (FSS) 0.1 $5.2M 395k 13.24
Orbital Sciences 0.1 $5.3M 192k 27.80
NetScout Systems (NTCT) 0.1 $5.0M 109k 45.80
EnerNOC 0.1 $4.9M 290k 16.96
Hanmi Financial (HAFC) 0.1 $5.0M 246k 20.16
Berkshire Hathaway (BRK.B) 0.1 $4.7M 34k 138.23
Fluor Corporation (FLR) 0.1 $4.7M 70k 67.08
EOG Resources (EOG) 0.1 $4.9M 48k 100.51
Corporate Executive Board Company 0.1 $4.8M 80k 60.07
Hub (HUBG) 0.1 $4.6M 113k 40.53
Brinker International (EAT) 0.1 $4.4M 88k 50.79
Cedar Shopping Centers 0.1 $4.5M 755k 5.90
ICU Medical, Incorporated (ICUI) 0.1 $4.6M 72k 64.18
Ubiquiti Networks 0.1 $4.7M 125k 37.53
MB Financial 0.1 $4.3M 157k 27.68
Energizer Holdings 0.1 $4.3M 35k 123.20
Horace Mann Educators Corporation (HMN) 0.1 $4.1M 145k 28.51
Papa John's Int'l (PZZA) 0.1 $4.1M 102k 39.99
BOK Financial Corporation (BOKF) 0.1 $4.3M 65k 66.48
Brown Shoe Company 0.1 $4.2M 154k 27.13
Haverty Furniture Companies (HVT) 0.1 $4.4M 202k 21.79
Simon Property (SPG) 0.1 $4.3M 26k 164.43
First Republic Bank/san F (FRCB) 0.1 $4.2M 84k 49.37
Moneygram International 0.1 $4.1M 331k 12.54
Retail Properties Of America 0.1 $4.3M 296k 14.63
Renaissance Re Holdings Ltd Cmn (RNR) 0.1 $4.0M 40k 99.99
Douglas Emmett (DEI) 0.1 $3.6M 138k 25.67
CONMED Corporation (CNMD) 0.1 $3.8M 103k 36.84
Tanger Factory Outlet Centers (SKT) 0.1 $3.7M 113k 32.72
OraSure Technologies (OSUR) 0.1 $3.7M 506k 7.22
CBOE Holdings (CBOE) 0.1 $3.7M 70k 53.53
LogMeIn 0.1 $3.6M 79k 46.07
Ag Mtg Invt Tr 0.1 $3.7M 206k 17.80
Bbcn Ban 0.1 $3.9M 266k 14.59
Auxilium Pharmaceuticals 0.1 $3.2M 107k 29.85
Ameren Corporation (AEE) 0.1 $3.3M 86k 38.24
Kaiser Aluminum (KALU) 0.1 $3.3M 44k 76.21
FirstMerit Corporation 0.1 $3.4M 192k 17.60
Hancock Holding Company (HWC) 0.1 $3.4M 107k 32.05
Repligen Corporation (RGEN) 0.1 $3.2M 158k 19.91
Acorda Therapeutics 0.1 $3.3M 98k 33.88
iShares Russell 2000 Value Index (IWN) 0.1 $3.2M 34k 93.57
Generac Holdings (GNRC) 0.1 $3.3M 81k 40.54
First Interstate Bancsystem (FIBK) 0.1 $3.4M 130k 26.57
Swift Transportation Company 0.1 $3.1M 145k 20.98
AMAG Pharmaceuticals 0.1 $3.0M 93k 31.91
Power Integrations (POWI) 0.1 $2.9M 55k 53.91
Tiffany & Co. 0.1 $2.7M 27k 97.36
Lancaster Colony (LANC) 0.1 $2.9M 35k 85.29
Saia (SAIA) 0.1 $2.8M 57k 49.57
Northwest Bancshares (NWBI) 0.1 $2.6M 218k 12.10
Pegasystems (PEGA) 0.1 $2.7M 140k 19.11
MFA Mortgage Investments 0.1 $2.7M 344k 7.78
Provident Financial Services (PFS) 0.1 $2.9M 179k 16.37
Viad (VVI) 0.1 $3.0M 146k 20.65
Achillion Pharmaceuticals 0.1 $2.6M 263k 9.98
Maiden Holdings (MHLD) 0.1 $2.8M 254k 11.08
United Cmnty Bks Ga Cap Stk (UCB) 0.1 $2.7M 161k 16.46
Cys Investments 0.1 $3.0M 359k 8.24
Forward Air Corporation (FWRD) 0.1 $2.2M 49k 44.82
Premiere Global Services 0.1 $2.5M 208k 11.97
Parker Drilling Company 0.1 $2.5M 512k 4.94
Cimarex Energy 0.1 $2.2M 17k 128.94
Abraxas Petroleum 0.1 $2.3M 437k 5.28
Simmons First National Corporation (SFNC) 0.1 $2.4M 63k 38.52
State Street Bank Financial 0.1 $2.2M 135k 16.24
Harman International Industries 0.0 $1.7M 17k 102.00
Aircastle 0.0 $1.6M 100k 16.36
Columbia Sportswear Company (COLM) 0.0 $2.1M 57k 35.78
Investors Ban 0.0 $1.9M 187k 10.13
International Business Machines (IBM) 0.0 $1.6M 8.4k 189.66
Stage Stores 0.0 $1.4M 81k 17.11
PetroQuest Energy 0.0 $1.2M 211k 5.62
ShoreTel 0.0 $1.5M 224k 6.65
Tennant Company (TNC) 0.0 $1.2M 18k 67.09
Agree Realty Corporation (ADC) 0.0 $1.5M 54k 27.39
Independent Bank (INDB) 0.0 $1.2M 35k 35.73
Zep 0.0 $1.4M 100k 14.02
Eli Lilly & Co. (LLY) 0.0 $851k 13k 64.89
Bristol Myers Squibb (BMY) 0.0 $794k 16k 51.16
Steiner Leisure Ltd Com Stk 0.0 $992k 26k 37.57
Standex Int'l (SXI) 0.0 $899k 12k 74.15
Home Loan Servicing Solution ord 0.0 $992k 47k 21.20
United Financial Ban 0.0 $1.1M 89k 12.69
Spdr S&p 500 Etf (SPY) 0.0 $405k 2.1k 197.27
Honeywell International (HON) 0.0 $444k 4.8k 93.16
iShares MSCI EAFE Index Fund (EFA) 0.0 $275k 4.3k 64.25
St. Jude Medical 0.0 $595k 9.9k 60.23
Abbvie (ABBV) 0.0 $601k 10k 57.81
Avery Dennison Corporation (AVY) 0.0 $209k 4.6k 45.42
MannKind Corporation 0.0 $73k 12k 6.08