Santa Barbara Asset Management

Santa Barbara Asset Management as of Sept. 30, 2011

Portfolio Holdings for Santa Barbara Asset Management

Santa Barbara Asset Management holds 277 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Accenture (ACN) 2.8 $57M 1.1M 52.68
Qualcomm (QCOM) 2.4 $48M 991k 48.63
Google 1.9 $39M 76k 515.03
Praxair 1.8 $36M 386k 93.48
Emerson Electric (EMR) 1.7 $34M 831k 41.31
V.F. Corporation (VFC) 1.6 $33M 273k 121.52
EMC Corporation 1.6 $32M 1.5M 20.99
Coca-Cola Company (KO) 1.6 $31M 462k 67.81
Allergan 1.5 $31M 376k 82.38
Lorillard 1.5 $31M 277k 110.70
Occidental Petroleum Corporation (OXY) 1.5 $31M 426k 71.72
Costco Wholesale Corporation (COST) 1.5 $30M 370k 82.13
Chevron Corporation (CVX) 1.5 $30M 326k 92.59
International Business Machines (IBM) 1.5 $30M 169k 174.87
Microchip Technology (MCHP) 1.4 $29M 946k 31.11
Yum! Brands (YUM) 1.4 $29M 592k 49.39
McDonald's Corporation (MCD) 1.4 $29M 329k 87.82
Abbott Laboratories (ABT) 1.4 $29M 567k 51.14
At&t (T) 1.4 $29M 1.0M 28.52
Philip Morris International (PM) 1.4 $29M 457k 62.81
Schlumberger (SLB) 1.4 $28M 475k 59.85
Pfizer (PFE) 1.4 $28M 1.6M 17.68
Visa (V) 1.4 $27M 318k 85.72
American Tower Corporation 1.3 $27M 502k 53.80
Nextera Energy (NEE) 1.3 $27M 501k 54.02
Nike (NKE) 1.3 $27M 316k 85.66
Donaldson Company (DCI) 1.3 $27M 493k 54.80
Microsoft Corporation (MSFT) 1.3 $27M 1.1M 24.89
Ross Stores (ROST) 1.3 $26M 332k 78.69
AmerisourceBergen (COR) 1.3 $26M 695k 37.27
Broadcom Corporation 1.3 $26M 778k 33.29
Ecolab (ECL) 1.2 $25M 518k 48.97
JPMorgan Chase & Co. (JPM) 1.2 $25M 830k 30.12
Norfolk Southern (NSC) 1.2 $25M 408k 61.02
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 1.2 $24M 456k 52.76
Discovery Communications 1.2 $24M 632k 37.62
Pepsi (PEP) 1.2 $23M 378k 61.90
New York Community Ban (NYCB) 1.2 $24M 2.0M 11.90
Royal Dutch Shell 1.1 $23M 375k 61.52
Gilead Sciences (GILD) 1.1 $23M 589k 38.80
Procter & Gamble Company (PG) 1.1 $23M 358k 63.18
Nu Skin Enterprises (NUS) 1.1 $22M 533k 40.52
United Technologies Corporation 1.1 $22M 309k 70.36
BlackRock (BLK) 1.1 $22M 146k 148.01
Union Pacific Corporation (UNP) 1.1 $21M 262k 81.91
Herbalife Ltd Com Stk (HLF) 1.1 $22M 401k 53.60
McCormick & Company, Incorporated (MKC) 1.1 $21M 464k 46.16
EQT Corporation (EQT) 1.1 $21M 400k 53.36
Becton, Dickinson and (BDX) 1.0 $21M 286k 73.32
Waste Management (WM) 1.0 $21M 638k 32.56
Altera Corporation 1.0 $21M 659k 31.53
Southern Copper Corporation (SCCO) 1.0 $21M 836k 24.99
Cullen/Frost Bankers (CFR) 1.0 $21M 450k 45.86
Amphenol Corporation (APH) 1.0 $21M 508k 40.78
BMC Software 1.0 $20M 528k 38.56
T. Rowe Price (TROW) 1.0 $20M 413k 47.77
Illinois Tool Works (ITW) 1.0 $20M 466k 41.77
Seadrill 1.0 $19M 704k 27.53
Raytheon Company 0.9 $19M 468k 40.87
Juniper Networks (JNPR) 0.9 $19M 1.1M 17.26
Oneok (OKE) 0.9 $19M 291k 66.04
Bunge 0.9 $19M 326k 58.29
Wells Fargo & Company (WFC) 0.9 $19M 781k 24.12
Varian Medical Systems 0.9 $19M 358k 52.16
Express Scripts 0.9 $18M 492k 37.07
U.S. Bancorp (USB) 0.9 $18M 762k 23.60
Leggett & Platt (LEG) 0.9 $18M 904k 19.94
Intuit (INTU) 0.9 $18M 381k 47.44
ITC Holdings 0.8 $17M 223k 77.43
Novo Nordisk A/S (NVO) 0.8 $17M 173k 99.52
Teva Pharmaceutical Industries (TEVA) 0.8 $17M 453k 37.22
Johnson Controls 0.8 $17M 636k 26.45
AFLAC Incorporated (AFL) 0.8 $16M 464k 34.95
Caterpillar (CAT) 0.8 $16M 213k 73.84
Monsanto Company 0.8 $16M 261k 60.04
Eaton Corporation 0.8 $15M 427k 35.50
Waters Corporation (WAT) 0.7 $15M 194k 75.49
Deckers Outdoor Corporation (DECK) 0.7 $14M 154k 93.16
Paccar (PCAR) 0.6 $13M 386k 33.82
Thomson Reuters Corp 0.6 $13M 461k 27.04
Continental Resources 0.5 $11M 224k 48.37
Stryker Corporation (SYK) 0.5 $11M 233k 47.22
FLIR Systems 0.5 $11M 426k 25.05
Akamai Technologies (AKAM) 0.5 $9.7M 487k 19.88
National-Oilwell Var 0.5 $9.3M 181k 51.22
Robert Half International (RHI) 0.4 $8.2M 388k 21.22
Fresenius Medical Care AG & Co. (FMS) 0.1 $2.4M 36k 67.54
Syngenta 0.1 $1.7M 33k 51.86
BHP Billiton (BHP) 0.1 $1.8M 27k 66.45
Sap (SAP) 0.1 $1.6M 32k 50.61
Novartis (NVS) 0.1 $1.4M 26k 55.78
Kubota Corporation (KUBTY) 0.1 $1.5M 37k 39.93
Ens 0.1 $1.1M 28k 40.43
HSBC Holdings (HSBC) 0.1 $1.2M 31k 38.43
Sony Corporation (SONY) 0.1 $1.2M 65k 19.00
Pearson (PSO) 0.1 $1.2M 69k 17.50
Telefonica (TEF) 0.1 $1.2M 63k 19.13
Canon (CAJPY) 0.1 $1.2M 27k 45.24
Westpac Banking Corporation 0.1 $1.2M 12k 96.08
Abb (ABBNY) 0.1 $1.2M 68k 17.08
Sasol (SSL) 0.1 $1.2M 29k 40.61
Siemens (SIEGY) 0.1 $1.3M 14k 89.79
Total (TTE) 0.1 $1.1M 24k 44.50
WPP 0.1 $981k 21k 46.06
Tenaris (TS) 0.0 $842k 33k 25.44
Sxc Health Solutions Corp 0.0 $818k 15k 55.68
Yamana Gold 0.0 $593k 43k 13.76
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $602k 16k 38.69
C.R. Bard 0.0 $304k 3.5k 87.66
iShares Russell 2000 Index (IWM) 0.0 $413k 6.4k 64.28
Elan Corporation 0.0 $389k 37k 10.54
Imax Corp Cad (IMAX) 0.0 $322k 22k 14.48
Nxp Semiconductors N V (NXPI) 0.0 $487k 35k 14.13
Vanguard Emerging Markets ETF (VWO) 0.0 $345k 9.6k 35.79
Vanguard REIT ETF (VNQ) 0.0 $430k 8.5k 50.83
Sodastream International 0.0 $433k 13k 33.05
Arcos Dorados Holdings (ARCO) 0.0 $322k 14k 23.26
Melco Crown Entertainment (MLCO) 0.0 $152k 18k 8.33
iShares MSCI Emerging Markets Indx (EEM) 0.0 $105k 3.0k 35.18
Focus Media Holding 0.0 $247k 15k 16.83
Berkshire Hathaway (BRK.B) 0.0 $247k 3.5k 71.08
Colgate-Palmolive Company (CL) 0.0 $135k 1.5k 88.52
Royal Dutch Shell 0.0 $147k 2.4k 61.89
Harry Winston Diamond Corp Com Stk 0.0 $205k 20k 10.21
Precision Drilling Corporation 0.0 $207k 25k 8.32
China Lodging 0.0 $212k 16k 13.69
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.0 $178k 1.7k 106.91
Ipath Dow Jones-aig Commodity (DJP) 0.0 $253k 6.1k 41.82
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $280k 7.9k 35.66
Yandex Nv-a (YNDX) 0.0 $285k 14k 20.47
Cognizant Technology Solutions (CTSH) 0.0 $275.050000 5.00 55.01
Time Warner Cable 0.0 $2.0k 34.00 58.82
Fomento Economico Mexicano SAB (FMX) 0.0 $48k 735.00 65.31
Portland General Electric Company (POR) 0.0 $473.550000 21.00 22.55
Joy Global 0.0 $999.970000 19.00 52.63
Cme (CME) 0.0 $3.0k 13.00 230.77
Goldman Sachs (GS) 0.0 $335.280000 3.00 111.76
MasterCard Incorporated (MA) 0.0 $6.0k 19.00 315.79
State Street Corporation (STT) 0.0 $1.0k 25.00 40.00
Western Union Company (WU) 0.0 $38k 2.5k 15.19
American Express Company (AXP) 0.0 $1.0k 16.00 62.50
PNC Financial Services (PNC) 0.0 $4.0k 73.00 54.79
People's United Financial 0.0 $999.790000 61.00 16.39
FedEx Corporation (FDX) 0.0 $5.0k 70.00 71.43
Wal-Mart Stores (WMT) 0.0 $5.0k 102.00 49.02
Home Depot (HD) 0.0 $40k 1.2k 32.73
Peabody Energy Corporation 0.0 $1.0k 40.00 25.00
Johnson & Johnson (JNJ) 0.0 $32k 509.00 62.87
Eli Lilly & Co. (LLY) 0.0 $3.0k 75.00 40.00
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $232.450000 5.00 46.49
Walt Disney Company (DIS) 0.0 $999.940000 17.00 58.82
General Electric Company 0.0 $3.0k 222.00 13.51
Bed Bath & Beyond 0.0 $46k 806.00 57.07
Cerner Corporation 0.0 $4.0k 60.00 66.67
Coach 0.0 $321.720000 7.00 45.96
Franklin Resources (BEN) 0.0 $110.630000 1.00 110.63
Genuine Parts Company (GPC) 0.0 $999.960000 13.00 76.92
Kohl's Corporation (KSS) 0.0 $999.880000 28.00 35.71
Mercury General Corporation (MCY) 0.0 $1.0k 18.00 55.56
NetApp (NTAP) 0.0 $2.0k 62.00 32.26
Northrop Grumman Corporation (NOC) 0.0 $2.0k 29.00 68.97
PPG Industries (PPG) 0.0 $999.940000 17.00 58.82
Paychex (PAYX) 0.0 $11k 427.00 25.76
SYSCO Corporation (SYY) 0.0 $999.950000 35.00 28.57
Sherwin-Williams Company (SHW) 0.0 $1.0k 8.00 125.00
Trimble Navigation (TRMB) 0.0 $999.900000 22.00 45.45
Zebra Technologies (ZBRA) 0.0 $4.0k 130.00 30.77
Best Buy (BBY) 0.0 $1.0k 25.00 40.00
Boeing Company (BA) 0.0 $460.320000 8.00 57.54
Harris Corporation 0.0 $417.360000 12.00 34.78
Intel Corporation (INTC) 0.0 $4.0k 180.00 22.22
Nordstrom (JWN) 0.0 $1.0k 18.00 55.56
Harley-Davidson (HOG) 0.0 $256.880000 8.00 32.11
Tiffany & Co. 0.0 $2.0k 25.00 80.00
Verizon Communications (VZ) 0.0 $5.0k 148.00 33.78
International Paper Company (IP) 0.0 $999.900000 22.00 45.45
E.I. du Pont de Nemours & Company 0.0 $437.900000 10.00 43.79
Safeway 0.0 $512.700000 30.00 17.09
Vishay Intertechnology (VSH) 0.0 $348.950000 35.00 9.97
Tyson Foods (TSN) 0.0 $216.190000 13.00 16.63
Valero Energy Corporation (VLO) 0.0 $3.0k 190.00 15.79
CVS Caremark Corporation (CVS) 0.0 $3.0k 93.00 32.26
Kroger (KR) 0.0 $999.940000 34.00 29.41
Aetna 0.0 $1.0k 16.00 62.50
Helmerich & Payne (HP) 0.0 $444.060000 9.00 49.34
Red Hat 0.0 $2.0k 39.00 51.28
Arrow Electronics (ARW) 0.0 $1.0k 32.00 31.25
Avnet (AVT) 0.0 $1.0k 40.00 25.00
Anadarko Petroleum Corporation 0.0 $330.450000 5.00 66.09
Apple (AAPL) 0.0 $6.0k 16.00 375.00
Capital One Financial (COF) 0.0 $3.0k 81.00 37.04
Deere & Company (DE) 0.0 $345.050000 5.00 69.01
Directv 0.0 $4.0k 102.00 39.22
Hess (HES) 0.0 $1.0k 24.00 41.67
Hewlett-Packard Company 0.0 $3.0k 119.00 25.21
Macy's (M) 0.0 $1.0k 24.00 41.67
Sanofi-Aventis SA (SNY) 0.0 $53k 1.6k 32.82
Symantec Corporation 0.0 $999.950000 35.00 28.57
Target Corporation (TGT) 0.0 $3.0k 69.00 43.48
UnitedHealth (UNH) 0.0 $2.0k 53.00 37.74
Walgreen Company 0.0 $17k 510.00 33.33
WellPoint 0.0 $2.0k 33.00 60.61
Agilent Technologies Inc C ommon (A) 0.0 $2.0k 49.00 40.82
iShares MSCI EAFE Index Fund (EFA) 0.0 $74k 1.5k 47.90
Dell 0.0 $999.990000 41.00 24.39
Shire 0.0 $68k 722.00 94.18
PG&E Corporation (PCG) 0.0 $1.0k 14.00 71.43
Starbucks Corporation (SBUX) 0.0 $999.900000 22.00 45.45
Whole Foods Market 0.0 $1.0k 11.00 90.91
Lowe's Companies (LOW) 0.0 $1.0k 56.00 17.86
Abercrombie & Fitch (ANF) 0.0 $1.0k 10.00 100.00
Tupperware Brands Corporation (TUP) 0.0 $1.0k 25.00 40.00
Prudential Financial (PRU) 0.0 $1.0k 25.00 40.00
ProAssurance Corporation (PRA) 0.0 $999.990000 9.00 111.11
Omni (OMC) 0.0 $3.0k 90.00 33.33
Dr Pepper Snapple 0.0 $1.0k 24.00 41.67
WABCO Holdings 0.0 $2.0k 45.00 44.44
Patterson-UTI Energy (PTEN) 0.0 $268.080000 12.00 22.34
Oracle Corporation (ORCL) 0.0 $1.0k 38.00 26.32
Precision Castparts 0.0 $1.0k 6.00 166.67
Kennametal (KMT) 0.0 $1.0k 40.00 25.00
Smithfield Foods 0.0 $1.0k 47.00 21.28
Amazon (AMZN) 0.0 $2.0k 10.00 200.00
Wynn Resorts (WYNN) 0.0 $4.0k 34.00 117.65
Tesoro Corporation 0.0 $999.880000 28.00 35.71
Goldcorp 0.0 $34k 740.00 45.95
Energy Select Sector SPDR (XLE) 0.0 $59k 1.0k 59.00
Plains Exploration & Production Company 0.0 $1.0k 42.00 23.81
Green Mountain Coffee Roasters 0.0 $1.0k 6.00 166.67
Estee Lauder Companies (EL) 0.0 $1.0k 6.00 166.67
Mead Johnson Nutrition 0.0 $467.110000 7.00 66.73
salesforce (CRM) 0.0 $1.0k 7.00 142.86
Illumina (ILMN) 0.0 $374.320000 8.00 46.79
Baidu (BIDU) 0.0 $71k 666.00 106.61
China Eastern Airlines 0.0 $46k 3.0k 15.51
Humana (HUM) 0.0 $1.0k 16.00 62.50
Key (KEY) 0.0 $330.550000 55.00 6.01
Zions Bancorporation (ZION) 0.0 $999.810000 63.00 15.87
Alaska Air (ALK) 0.0 $1.0k 11.00 90.91
Ingram Micro 0.0 $1.0k 43.00 23.26
Atmos Energy Corporation (ATO) 0.0 $5.0k 150.00 33.33
Coeur d'Alene Mines Corporation (CDE) 0.0 $408.000000 16.00 25.50
Chipotle Mexican Grill (CMG) 0.0 $2.0k 6.00 333.33
Copa Holdings Sa-class A (CPA) 0.0 $36k 590.00 61.02
CARBO Ceramics 0.0 $999.990000 9.00 111.11
Concho Resources 0.0 $329.120000 4.00 82.28
Quest Diagnostics Incorporated (DGX) 0.0 $999.960000 12.00 83.33
Gardner Denver 0.0 $1.0k 16.00 62.50
Helix Energy Solutions (HLX) 0.0 $491.300000 34.00 14.45
ITT Corporation 0.0 $3.0k 72.00 41.67
Polypore International 0.0 $999.960000 12.00 83.33
Rovi Corporation 0.0 $999.940000 17.00 58.82
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $1.0k 20.00 50.00
Alexion Pharmaceuticals 0.0 $151.380000 3.00 50.46
ARM Holdings 0.0 $92k 3.6k 25.48
BorgWarner (BWA) 0.0 $444.080000 7.00 63.44
Celgene Corporation 0.0 $2.0k 34.00 58.82
Hain Celestial (HAIN) 0.0 $2.0k 50.00 40.00
Lululemon Athletica (LULU) 0.0 $0 8.00 0.00
Nice Systems (NICE) 0.0 $36k 1.2k 30.00
Nidec Corporation (NJDCY) 0.0 $53k 2.6k 20.19
Swift Energy Company 0.0 $486.370000 17.00 28.61
SYNNEX Corporation (SNX) 0.0 $208.800000 9.00 23.20
Tech Data Corporation 0.0 $1.0k 14.00 71.43
VMware 0.0 $2.0k 21.00 95.24
Dendreon Corporation 0.0 $11k 1.2k 9.17
Golar Lng (GLNG) 0.0 $41k 1.3k 31.66
Unit Corporation 0.0 $1.0k 20.00 50.00
iShares Russell 1000 Growth Index (IWF) 0.0 $5.0k 88.00 56.82
Dollar General (DG) 0.0 $3.0k 70.00 42.86
Alexco Resource Corp 0.0 $29k 4.2k 6.89
Tesla Motors (TSLA) 0.0 $66.900000 3.00 22.30
Avago Technologies 0.0 $64k 2.0k 32.54
Motorola Solutions (MSI) 0.0 $1.0k 31.00 32.26
SPDR Barclays Capital High Yield B 0.0 $28k 775.00 36.13
Youku 0.0 $46.520000 2.00 23.26
Ralph Lauren Corp (RL) 0.0 $1.0k 5.00 200.00