Shaker Financial Services

Shaker Financial Services as of Sept. 30, 2021

Portfolio Holdings for Shaker Financial Services

Shaker Financial Services holds 140 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Boulder Growth & Income Fund (STEW) 3.4 $8.4M 639k 13.11
Tri-Continental Corporation (TY) 3.0 $7.6M 227k 33.38
General American Investors (GAM) 3.0 $7.5M 174k 43.06
Central Securities (CET) 2.9 $7.2M 169k 42.25
Nfj Dividend Interest (NFJ) 2.8 $7.1M 476k 14.83
Gabelli Dividend & Income Trust (GDV) 2.7 $6.7M 260k 25.79
Source Capital (SOR) 2.5 $6.2M 139k 44.63
Royce Micro Capital Trust (RMT) 2.2 $5.6M 490k 11.42
Adams Express Company (ADX) 2.2 $5.5M 276k 19.80
Royce Value Trust (RVT) 2.2 $5.4M 300k 18.02
Doubleline Income Solutions (DSL) 2.1 $5.3M 297k 17.76
Nuveen Dow 30 Dynmc Overwrt SHS (DIAX) 1.9 $4.8M 284k 16.75
New Germany Fund (GF) 1.9 $4.6M 234k 19.75
BlackRock Enhanced Dividend Achievers Tr (BDJ) 1.8 $4.5M 462k 9.80
Liberty All-Star Growth Fund (ASG) 1.7 $4.3M 501k 8.63
Virtus Allianzgi Equity & Conv (NIE) 1.5 $3.9M 131k 29.47
Nuveen Equity Premium and Growth Fund (SPXX) 1.5 $3.8M 221k 17.09
Nuveen Tax-Advantaged Dividend Growth 1.5 $3.7M 234k 15.84
Pgim Global Short Duration H (GHY) 1.5 $3.6M 235k 15.40
Invesco Van Kampen Dyn Cr Opp Fund 1.4 $3.6M 304k 11.70
LMP Capital and Income Fund (SCD) 1.3 $3.3M 240k 13.76
Blackrock Enhanced Intl Div Com Bene Inter (BGY) 1.3 $3.2M 518k 6.15
BlackRock Enhanced Capital and Income (CII) 1.3 $3.2M 156k 20.20
Western Asset Global High Income Fnd (EHI) 1.2 $3.1M 301k 10.30
Barings Global Short Duration Com cef (BGH) 1.2 $3.1M 181k 17.10
Angel Oak Finl Strategies In Com Ben Int (FINS) 1.2 $3.0M 177k 17.02
Apollo Tactical Income Fd In (AIF) 1.2 $2.9M 184k 15.82
European Equity Fund (EEA) 1.1 $2.8M 251k 11.15
Delaware Enhanced Glbl. Div. & Inc. Fund 1.1 $2.8M 276k 10.12
Putnam Master Inter Income T Sh Ben Int (PIM) 1.1 $2.7M 673k 4.07
Blackstone Strategic Credit Com Shs Ben In (BGB) 1.1 $2.7M 198k 13.85
VIRTUS GLOBAL Multi-sec (VGI) 1.1 $2.7M 230k 11.77
Nuveen Senior Income Fund 1.0 $2.6M 445k 5.85
Lazard Global Total Return & Income Fund (LGI) 1.0 $2.6M 130k 20.03
First Tr / Aberdeen Global O Com Shs 1.0 $2.5M 246k 10.13
Nuveen Equity Premium Income Fund (BXMX) 1.0 $2.4M 170k 14.23
Virtus Allianzgi Artificial (AIO) 1.0 $2.4M 90k 26.68
Nuveen Cr Strategies Income Com Shs (JQC) 0.9 $2.3M 351k 6.56
Putnam Premier Income Tr Sh Ben Int (PPT) 0.9 $2.2M 483k 4.57
First Tr Dynamic Europe Equi Com Shs 0.9 $2.2M 170k 12.89
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.9 $2.2M 80k 27.45
Nuveen Floating Rate Income Com Shs 0.8 $2.1M 212k 9.98
BlackRock Global Opportunities Equity Tr (BOE) 0.8 $2.0M 174k 11.71
John Hancock Tax-Advantage Dvd Incom (HTD) 0.8 $2.0M 87k 22.88
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) 0.8 $1.9M 69k 28.38
Kkr Income Opportunities (KIO) 0.8 $1.9M 118k 16.38
Sprott Focus Tr (FUND) 0.8 $1.9M 227k 8.29
Franklin Unvl Tr Sh Ben Int (FT) 0.7 $1.9M 231k 8.11
China Fund (CHN) 0.7 $1.8M 70k 25.43
Pgim Short Duration High Yie (ISD) 0.7 $1.8M 110k 16.24
BlackRock Floating Rate Income Trust (BGT) 0.7 $1.7M 131k 13.28
Templeton Global Income Fund 0.7 $1.7M 307k 5.38
Aberdeen Asia-Pacific Income Fund (FAX) 0.7 $1.6M 397k 4.15
Pioneer Floating Rate Trust (PHD) 0.7 $1.6M 142k 11.49
BlackRock Floating Rate Income Strat. Fn (FRA) 0.6 $1.5M 116k 13.36
Saba Capital Income & Oprnt Shares 0.6 $1.5M 337k 4.55
Aberdeen Total Dynamic Divd Com Sh Ben Int (AOD) 0.6 $1.5M 156k 9.74
New Ireland Fund 0.6 $1.5M 123k 12.32
Blackrock Debt Strategies Com New (DSU) 0.6 $1.5M 128k 11.54
Gabelli Equity Trust (GAB) 0.6 $1.5M 222k 6.65
Morgan Stanley China A Share Fund (CAF) 0.6 $1.5M 70k 20.99
Nuveen Multi-Strategy Income & Growth (JPC) 0.6 $1.4M 144k 9.90
Templeton Dragon Fund (TDF) 0.5 $1.3M 75k 17.97
Swiss Helvetia Fund (SWZ) 0.5 $1.3M 144k 9.18
Allianzgi Conv & Income Fd Ii (NCZ) 0.5 $1.2M 239k 5.19
Western Asset Global Cp Defi (GDO) 0.5 $1.2M 66k 18.03
Aberdeen Global Dynamic Divd F (AGD) 0.5 $1.1M 97k 11.62
Eaton Vance Limited Duration Income Fund (EVV) 0.4 $1.1M 85k 13.18
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.4 $1.1M 71k 15.53
Blackrock Science & Technolo SHS (BST) 0.4 $1.1M 21k 52.17
Voya Asia Pacific High Div Equity Income Fund (IAE) 0.4 $1.1M 123k 8.60
AllianceBernstein Global Hgh Incm (AWF) 0.4 $1.1M 86k 12.27
Western Asst High Incm Opprtnty Fnd (HIO) 0.4 $1.0M 200k 5.19
Bancroft Fund (BCV) 0.4 $1.0M 35k 29.64
Principal Real Estate Income Shs Ben Int (PGZ) 0.4 $1.0M 69k 14.69
Gabelli mutual funds - (GGZ) 0.4 $1.0M 63k 15.93
Calamos Global Dynamic Income Fund (CHW) 0.4 $981k 103k 9.57
Columbia Seligm Prem Tech Gr (STK) 0.4 $979k 30k 32.97
Nuveen Tax-Advantaged Total Return Strat 0.4 $953k 86k 11.11
Cbre Clarion Global Real Estat re (IGR) 0.4 $910k 109k 8.36
First Tr High Income L/s (FSD) 0.4 $882k 56k 15.89
Nuveen Quality Pref. Inc. Fund II 0.3 $872k 89k 9.80
Taiwan Fund (TWN) 0.3 $830k 24k 35.21
Nuveen Floating Rate Income Fund (JFR) 0.3 $826k 82k 10.08
Nuveen Real Estate Income Fund (JRS) 0.3 $825k 78k 10.62
Gabelli Convertible & Income Securities (GCV) 0.3 $817k 134k 6.08
Morgan Stanley Emerging Markets Debt (MSD) 0.3 $799k 88k 9.11
Ellsworth Fund (ECF) 0.3 $794k 59k 13.36
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.3 $779k 57k 13.60
Nuveen Global High Income SHS (JGH) 0.3 $766k 48k 16.07
Delaware Investments Dividend And Income 0.3 $749k 68k 11.03
Wells Fargo Advantage Income Wf Inc Oppty Fd (EAD) 0.3 $745k 85k 8.80
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $730k 54k 13.61
Nuveen High Income November 0.3 $724k 77k 9.38
Japan Smaller Capitalizaion Fund (JOF) 0.3 $672k 74k 9.05
Voya Emerging Markets High I etf (IHD) 0.3 $666k 90k 7.39
Doubleline Opportunistic Cr (DBL) 0.3 $663k 34k 19.72
Nuveen Emerging Mkts Debt 20 0.3 $642k 80k 8.00
Allianzgi Convertible & Income (NCV) 0.3 $626k 105k 5.96
Nuveen Sht Dur Cr Opp 0.2 $605k 40k 15.09
Eaton Vance Enhanced Equity Income Fund (EOI) 0.2 $570k 32k 17.90
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $569k 128k 4.45
Credit Suisse High Yield Bd Sh Ben Int (DHY) 0.2 $561k 227k 2.47
Virtus Allianzgi Diversified (ACV) 0.2 $555k 16k 33.86
Highland Global mf closed and mf open (HGLB) 0.2 $555k 61k 9.08
Nuveen Preferred And equity (JPI) 0.2 $536k 22k 24.80
Mfs Inter Income Tr Sh Ben Int (MIN) 0.2 $528k 146k 3.62
Cohen & Steers Quality Income Realty (RQI) 0.2 $515k 35k 14.89
First Trust Enhanced Equity Income Fund (FFA) 0.2 $512k 26k 19.69
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $467k 38k 12.25
First Tr Specialty Fin & Fin Com Ben Intr (FGB) 0.2 $461k 116k 3.97
First Tr Energy Infrastrctr 0.2 $457k 36k 12.75
Templeton Emerging Markets (EMF) 0.2 $454k 27k 16.97
First Tr Sr Floating Rate 20 Com Shs 0.2 $416k 43k 9.63
Nuveen Pfd & Income 2022 Ter 0.2 $390k 16k 24.94
Korea Com New (KF) 0.2 $387k 9.5k 40.91
BlackRock Enhanced Government Fund (EGF) 0.2 $376k 30k 12.60
Royce Global Value Tr (RGT) 0.1 $345k 22k 15.47
Macquarie/First Trust Global Infrstrctre 0.1 $343k 36k 9.52
Apollo Sr Floating Rate Fd I (AFT) 0.1 $315k 20k 15.80
Gabelli Globl Util & Income Com Sh Ben Int (GLU) 0.1 $309k 16k 19.66
Herzfeld Caribbean Basin (CUBA) 0.1 $273k 48k 5.71
Mfs Charter Income Tr Sh Ben Int (MCR) 0.1 $264k 31k 8.61
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $262k 20k 13.20
Aberdeen Australia Equity Fund (IAF) 0.1 $258k 44k 5.90
Nuveen Mtg opportunity term (JLS) 0.1 $249k 12k 20.71
John Hancock Investors Trust (JHI) 0.1 $248k 13k 18.64
Aberdeen Chile Fund (AEF) 0.1 $240k 29k 8.33
Calamos Lng/shrt Eq & Dyn (CPZ) 0.1 $237k 12k 20.39
Invesco Van Kampen High Inc Trust II (VLT) 0.1 $235k 16k 14.60
Adobe Systems Incorporated (ADBE) 0.1 $230k 400.00 575.00
John Hancock Hdg Eq & Inc (HEQ) 0.1 $227k 18k 12.53
Mexico Fund (MXF) 0.1 $206k 14k 14.86
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $204k 37k 5.51
Nuveen Multi-mkt Inc Income (JMM) 0.1 $161k 21k 7.51
Japan Equity Fund ietf (JEQ) 0.1 $143k 15k 9.73
Aberdeen Global Premier Ppty Com Sh Ben Int (AWP) 0.1 $138k 23k 6.05
Voya Global Eq Div & Pr Opp (IGD) 0.0 $106k 18k 5.89
Gamco Nat Res Gold & Income Sh Ben Int (GNT) 0.0 $74k 15k 5.04
Angel Oak Finl Strategies In Right 10/14/2021 0.0 $30k 140k 0.21