Smh Capital Advisors

Smh Capital Advisors as of Sept. 30, 2019

Portfolio Holdings for Smh Capital Advisors

Smh Capital Advisors holds 34 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Pdl Biopharma Inc note 2.750 12/0 21.0 $9.5M 9.9M 0.96
Colony Finl Inc note 5.00% 18.3 $8.3M 8.5M 0.98
Ezcorp Inc note 2.375% 5/0 12.6 $5.7M 7.2M 0.79
Prospect Capital Corporation conb 12.5 $5.7M 5.5M 1.03
Hercules Capital Inc dbcv 4.375% 2/0 10.3 $4.7M 4.6M 1.02
iShares Lehman Aggregate Bond (AGG) 2.9 $1.3M 12k 113.18
Oaktree Specialty Lending Corp 2.8 $1.3M 243k 5.18
Prospect Capital Corporation (PSEC) 2.3 $1.0M 157k 6.59
Mortgage Reit Index real (REM) 1.6 $721k 17k 42.11
International Business Machines (IBM) 1.5 $701k 4.8k 145.41
Sculptor Capital Management 1.5 $699k 36k 19.49
Spdr S&p 500 Etf (SPY) 0.9 $431k 1.5k 296.63
iShares MSCI EAFE Index Fund (EFA) 0.8 $385k 5.9k 65.25
Apple (AAPL) 0.8 $383k 1.7k 223.98
Compass Diversified Holdings (CODI) 0.8 $383k 20k 19.69
Appollo Global Mgmt Inc Cl A 0.8 $371k 9.8k 37.78
Solar Cap (SLRC) 0.8 $362k 18k 20.67
BlackRock Credit All Inc Trust IV (BTZ) 0.7 $332k 24k 13.60
BlackRock Corporate High Yield Fund VI (HYT) 0.7 $317k 30k 10.76
AllianceBernstein Global Hgh Incm (AWF) 0.7 $311k 26k 12.00
Chevron Corporation (CVX) 0.6 $275k 2.3k 118.48
Exxon Mobil Corporation (XOM) 0.5 $239k 3.4k 70.73
Verizon Communications (VZ) 0.5 $237k 3.9k 60.47
John Hancock Tax-Advantage Dvd Incom (HTD) 0.5 $220k 7.7k 28.48
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.5 $209k 8.5k 24.53
Adams Express Company (ADX) 0.5 $206k 13k 15.81
Calamos Strategic Total Return Fund (CSQ) 0.5 $203k 16k 12.71
Ares Capital Corporation (ARCC) 0.4 $192k 10k 18.59
Blackrock Multi-sector Incom other (BIT) 0.4 $187k 11k 17.17
PDL BioPharma 0.4 $176k 82k 2.15
Templeton Emerging Markets Income Fund (TEI) 0.3 $158k 17k 9.08
Fluidigm Corporation convertible cor 0.2 $110k 115k 0.96
Pitney Bowes (PBI) 0.2 $90k 22k 4.03
WisdomTree Investments (WT) 0.1 $59k 11k 5.19