SSI Investment Management

Ssi Investment Management as of Sept. 30, 2014

Portfolio Holdings for Ssi Investment Management

Ssi Investment Management holds 392 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 4.5 $47M 236k 197.02
Gilead Sciences conv 3.6 $37M 7.9M 4.67
Intel Corp. Jr. Sub. Cv. Deb. conv 3.1 $32M 19M 1.68
Wellpoint Inc Note cb 2.1 $21M 13M 1.66
Novellus Systems, Inc. note 2.625% 5/1 1.9 $20M 9.0M 2.18
Priceline.com debt 1.000% 3/1 1.8 $18M 13M 1.35
Micron Technology Inc conv 1.7 $18M 13M 1.31
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.5 $15M 13k 1202.57
Microchip Technology Inc sdcv 2.125%12/1 1.4 $15M 8.0M 1.86
Bank Of America Corporation preferred (BAC.PL) 1.4 $15M 13k 1146.50
Forest City Enterprises conv 1.3 $13M 12M 1.10
Sandisk Corp note 1.500% 8/1 1.2 $13M 6.5M 1.92
Tesla Motors Inc bond 1.1 $12M 12M 0.95
Health Care Reit Pfd I 6.5% 1.1 $12M 203k 57.16
Stillwater Mng Co note 1.750%10/1 1.1 $11M 8.9M 1.28
Wells Fargo & Co mtnf 0.125% 3/1 1.1 $11M 12M 0.98
Take-two Interactive Sof note 1.0 $10M 7.6M 1.33
Ford Mtr Co Del note 4.250%11/1 1.0 $9.9M 5.8M 1.71
Intel Corp sdcv 1.0 $9.9M 7.8M 1.27
Wesco Intl Inc dbcv 6.000% 9/1 0.9 $9.6M 3.5M 2.78
Solarcity Corp note 2.750%11/0 0.9 $9.6M 8.0M 1.20
Encore Cap Group Inc note 3.000% 7/0 0.9 $9.6M 8.4M 1.14
Newpark Res Inc note 4.000%10/0 0.9 $9.5M 7.1M 1.33
Meritor Inc conv 0.9 $9.4M 6.5M 1.44
Mylan Inc note 3.750% 9/1 0.9 $9.2M 2.7M 3.42
Lam Research Corp conv 0.9 $9.1M 6.8M 1.35
Keycorp New pfd 7.75% sr a 0.9 $9.0M 69k 130.47
Workday Inc corporate bonds 0.9 $8.8M 7.2M 1.23
Priceline Grp Inc note 0.350% 6/1 0.8 $8.5M 7.7M 1.11
Spansion Llc conv 0.8 $8.5M 4.9M 1.75
Walter Invt Mgmt Corp note 0.8 $8.4M 10M 0.82
Omnicare Inc dbcv 3.250%12/1 0.8 $8.2M 7.9M 1.04
Xilinx Inc Cvt 2.625 6-15-17 convert 0.8 $8.2M 5.6M 1.48
Trak 1 1/2 03/15/17 0.8 $8.0M 6.2M 1.29
Alcoa Inc cnv p 0.8 $8.0M 160k 49.83
Vipshop Holdings Ltd - Ads bond 0.8 $7.8M 6.6M 1.18
Salesforce.com Inc conv 0.8 $7.8M 7.0M 1.12
Macquarie Infrastructure conv 0.7 $7.6M 6.9M 1.11
Old Republic Intl Corp note 0.7 $7.2M 6.2M 1.17
Cien 4 12/15/20 0.7 $7.2M 6.0M 1.20
Wright Medical Group Inc note 2 000 8/1 0.7 $7.2M 5.4M 1.34
Tesla Motors Inc bond 0.7 $7.1M 7.5M 0.95
Icon 2 1/2 06/01/16 0.7 $7.1M 5.6M 1.26
General Cable Corp Del New frnt 4.500% 11/1 0.6 $6.5M 9.6M 0.68
Slxp 1 1/2 03/15/19 0.6 $6.5M 2.7M 2.42
Web Com Group Inc note 1.000% 8/1 0.6 $6.4M 7.0M 0.91
CUBIST PHARM CONVERTIBLE security 0.6 $6.3M 2.7M 2.33
Cemex Sab De Cv conv bnd 0.6 $6.2M 4.3M 1.47
Medicines Co dbcv 1.375% 6/0 0.6 $6.0M 5.7M 1.06
Prologis Inc note 3.250% 3/1 0.6 $5.9M 5.6M 1.05
Cobalt Intl Energy Inc note 0.6 $5.8M 7.0M 0.83
Hologic Inc frnt 2.000%12/1 0.5 $5.6M 4.7M 1.19
Allscripts Healthcare So conv 0.5 $5.6M 5.5M 1.01
Horsehead Hldg Corp note 3.800% 7/0 0.5 $5.4M 4.3M 1.28
Amag Pharmaceuticals Inc note 2.500% 2/1 0.5 $5.2M 3.9M 1.34
Depomed Inc conv 0.5 $5.3M 5.0M 1.05
Phh Corp cnv 0.5 $5.1M 2.7M 1.90
Rpm International Inc convertible cor 0.5 $5.1M 4.6M 1.12
Micron Technology Inc note 1.625% 2/1 0.5 $5.1M 1.6M 3.14
Cubist Pharmaceuticals conv 0.5 $5.0M 4.6M 1.08
Bottomline Tech Del Inc note 1.500%12/0 0.5 $4.8M 4.3M 1.12
Gt Advanced Technologies Inc note 3.000%12/1 0.5 $4.8M 4.3M 1.13
B2gold Corp conv 0.5 $4.8M 5.0M 0.95
Dominion Res Inc Va unit 04/01/2013 0.5 $4.7M 83k 55.94
Forestar Group Inc note 0.4 $4.6M 4.4M 1.04
Liberty Interactive Llc conv 0.4 $4.5M 3.4M 1.32
Mgm Mirage conv 0.4 $4.3M 3.4M 1.26
Meritage Homes Corp conv 0.4 $4.3M 4.3M 1.00
Arcelormittal Sa Luxembourg mand cv nt 16 0.4 $4.3M 204k 21.18
Lam Research Corp note 0.500% 5/1 0.4 $4.2M 3.3M 1.27
Electronic Arts Inc conv 0.4 $4.2M 3.4M 1.23
Spectranetics Corp mtnf 2.625% 6/0 0.4 $4.2M 3.8M 1.12
Cornerstone Ondemand Inc conv 0.4 $4.2M 4.2M 0.99
Tesaro Inc note 3.000%10/0 0.4 $4.2M 4.0M 1.04
Ramco-gershenson Pptys Tr perp pfd-d cv 0.4 $4.1M 68k 60.09
Ishares Tr fltg rate nt (FLOT) 0.4 $4.1M 80k 50.84
Nextera Energy Inc unit 0.4 $4.1M 69k 59.92
Omnicare Inc bond 0.4 $4.1M 3.7M 1.10
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.4 $4.0M 38k 105.30
Sterlite Inds India Ltd note 4.000%10/3 0.4 $4.0M 4.0M 0.99
Tyson Foods Inc cnv p 0.4 $4.0M 79k 50.29
Bristow Group Inc note 3.000% 6/1 0.4 $3.9M 3.6M 1.08
Radian Group Inc note 0.4 $3.9M 2.7M 1.43
Iridium Communications $16.25 perp pfd cnv b 0.4 $3.9M 12k 340.00
Ares Capital Corp 5.75 16 convert 0.4 $3.8M 3.7M 1.04
Thrx 2 1/8 01/15/23 0.4 $3.8M 4.0M 0.95
Medidata Solutions Inc conv 0.4 $3.8M 3.5M 1.09
Servicesource Intl 0.4 $3.8M 5.0M 0.75
Cobalt Intl Energy Inc note 3.125% 5/1 0.4 $3.6M 4.1M 0.89
Chiquita Brands Intl Inc note 4.250% 8/1 0.3 $3.6M 3.6M 1.00
Hawaiian Holdings Inc conv 0.3 $3.5M 2.0M 1.77
Ascent Cap Group Inc note 4.000% 7/1 0.3 $3.6M 4.0M 0.89
Aegean Marine Petroleum Network note 4.000 11/0 0.3 $3.6M 3.8M 0.97
Continental Airls Inc note 4.500% 1/1 0.3 $3.5M 1.4M 2.48
On Semiconductor Corp note 2.625%12/1 0.3 $3.5M 3.1M 1.12
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.3 $3.5M 3.3M 1.06
Level 3 Communications Inc note 0.3 $3.4M 2.0M 1.71
Stanley Black & Decker Inc unit 99/99/9999 0.3 $3.3M 26k 130.45
Developers Diversified Rlty note 1.750%11/1 0.3 $3.4M 2.9M 1.15
Helix Energy Solutions note 0.3 $3.4M 2.9M 1.17
Biomarin Pharmaceutical Inc note 1.500%10/1 0.3 $3.4M 3.1M 1.09
Airtran Hldgs Inc note 5.250%11/0 0.3 $3.3M 1.3M 2.48
United Technol conv prf 0.3 $3.2M 55k 58.75
Concur Technologies Inc note 0.500% 6/1 0.3 $3.3M 2.5M 1.31
Chesapeake Energy Corp note 2.750%11/1 0.3 $3.2M 3.2M 1.01
Webmd Health Conv Sr Notes conv 0.3 $3.2M 3.1M 1.01
Starwood Property Trust note 0.3 $3.2M 3.0M 1.07
Jarden Corp note 1.875% 9/1 0.3 $3.2M 2.3M 1.37
Bpz Resources Inc note 8.500%10/0 0.3 $3.2M 3.3M 0.97
Ttm Technologies Inc conv 0.3 $3.2M 3.3M 0.97
Molina Healthcare Inc. conv 0.3 $3.2M 2.7M 1.18
American Rlty Cap Pptys Inc note 3.750%12/1 0.3 $3.1M 3.1M 1.00
Arcc 4 7/8 03/15/17 0.3 $3.0M 2.9M 1.04
Pacira Pharmaceuticals conv 0.3 $3.0M 767k 3.91
Tesla Mtrs Inc note 1.500% 6/0 0.3 $2.8M 1.4M 2.01
Akorn Inc note 3.500% 6/0 0.3 $2.8M 681k 4.14
X 2 3/4 04/01/19 0.3 $2.8M 1.7M 1.64
Illumina Inc Note 0.250% cb 0.3 $2.6M 1.3M 1.99
Spirit Realty Capital Inc convertible cor 0.3 $2.6M 2.8M 0.96
Exelon Corp 6.5% 01-jun-2017 convprf 0.2 $2.5M 50k 50.76
Google 0.2 $2.4M 4.1k 588.69
Royal Gold Inc conv 0.2 $2.5M 2.4M 1.04
Mgic Investment Corp note 0.2 $2.5M 1.9M 1.33
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.2 $2.4M 1.6M 1.58
Verint Sys Inc note 1.5% 6/1 0.2 $2.5M 2.3M 1.08
Teleflex Inc note 3.875% 8/0 0.2 $2.3M 1.4M 1.73
Greenbrier Co Inc conv bnd 0.2 $2.3M 1.2M 2.02
Fidelity National Finance conv 0.2 $2.4M 1.5M 1.60
Starwood Ppty note 4.0% 1/15/ 0.2 $2.3M 2.1M 1.08
Callaway Golf 0.2 $2.4M 2.2M 1.12
Rti Intl Metals Inc note 1.625%10/1 0.2 $2.2M 2.3M 0.96
Psec Us conv 0.2 $2.2M 2.1M 1.03
Crown Castle International Corp. pfd stk 0.2 $2.2M 21k 104.56
Meadowbrook Ins Group Inc dbcv 5.000% 3/1 0.2 $2.3M 2.4M 0.97
Radian Group Inc note 3.000%11/1 0.2 $2.1M 1.5M 1.38
Hos Us conv 0.2 $2.0M 2.1M 0.98
Apple (AAPL) 0.2 $1.9M 19k 100.81
United Rentals Inc note 4.000%11/1 0.2 $2.0M 199k 9.98
Huntington Bancshares Inc pfd conv ser a 0.2 $1.9M 1.5k 1326.92
Weyerhaeuser C conv prf 0.2 $2.0M 37k 53.95
Jds Uniphase Corp conv 0.2 $1.9M 1.9M 1.00
Al Us conv 0.2 $1.9M 1.4M 1.36
Seacor Holdings Inc note 2.500%12/1 0.2 $1.9M 1.7M 1.07
JPMorgan Chase & Co. (JPM) 0.2 $1.8M 30k 60.23
General Electric Company 0.2 $1.7M 66k 25.60
Cadence Design Sys Cvt 2.625 6 convert 0.2 $1.8M 783k 2.28
American Tower Corp New Pfd Co p 0.2 $1.7M 16k 107.58
Danaher Corp Del debt 0.2 $1.7M 754k 2.21
Uthr 1 09/15/16 0.2 $1.6M 599k 2.69
Health Care Reit Inc note 3.000%12/0 0.1 $1.6M 1.3M 1.22
Equinix Inc note 3.000%10/1 0.1 $1.4M 731k 1.92
Citigroup (C) 0.1 $1.4M 27k 51.82
Iconix Brand Group, Inc. conv 0.1 $1.5M 1.2M 1.27
Exxon Mobil Corporation (XOM) 0.1 $1.3M 14k 93.94
Johnson & Johnson (JNJ) 0.1 $1.3M 12k 106.65
Comcast Corporation (CMCSA) 0.1 $1.2M 23k 53.86
Utilities SPDR (XLU) 0.1 $1.2M 28k 42.17
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.1 $1.2M 532k 2.34
Janus Capital conv 0.1 $1.2M 897k 1.39
Capital One Financial (COF) 0.1 $1.2M 14k 81.58
Laboratory Corp Amer Hldgs debt 0.1 $1.1M 840k 1.36
Pfizer (PFE) 0.1 $1.1M 36k 29.61
Teva Pharm Finance Llc Cvt cv bnd 0.1 $1.1M 824k 1.28
American Airls (AAL) 0.1 $1.0M 29k 35.53
Microsoft Corporation (MSFT) 0.1 $914k 20k 46.35
CBS Corporation 0.1 $936k 18k 53.46
Kimberly-Clark Corporation (KMB) 0.1 $934k 8.7k 107.54
Invesco (IVZ) 0.1 $879k 22k 39.54
International Paper Company (IP) 0.1 $808k 17k 47.65
iShares Dow Jones US Real Estate (IYR) 0.1 $813k 12k 69.19
Industries N shs - a - (LYB) 0.1 $776k 7.2k 108.47
Rayonier Inc conv 0.1 $795k 598k 1.33
Hologic Inc cnv 0.1 $872k 830k 1.05
Ares Capital Corp 5.125 2016 conv 0.1 $810k 779k 1.04
Ishares msci uk 0.1 $793k 41k 19.56
Loews Corporation (L) 0.1 $689k 17k 41.66
MasterCard Incorporated (MA) 0.1 $723k 9.8k 73.92
Chevron Corporation (CVX) 0.1 $704k 5.9k 119.40
Boeing Company (BA) 0.1 $733k 5.7k 127.68
Verizon Communications (VZ) 0.1 $706k 14k 49.81
McKesson Corporation (MCK) 0.1 $728k 3.7k 194.29
Occidental Petroleum Corporation (OXY) 0.1 $715k 7.5k 95.73
D.R. Horton (DHI) 0.1 $693k 34k 20.52
Alza Corp sdcv 7/2 0.1 $736k 504k 1.46
Celgene Corporation 0.1 $747k 7.9k 94.71
Rentech 0.1 $692k 405k 1.71
Cowen 0.1 $738k 197k 3.75
PT GA Cimatron Ltd ord 0.1 $672k 111k 6.05
Rpx Corp 0.1 $672k 49k 13.77
Abbvie (ABBV) 0.1 $700k 12k 57.59
Twenty-first Century Fox 0.1 $675k 20k 34.33
Channeladvisor 0.1 $728k 44k 16.41
FedEx Corporation (FDX) 0.1 $635k 3.9k 161.74
At&t (T) 0.1 $587k 17k 35.22
Wells Fargo & Company (WFC) 0.1 $597k 12k 51.96
Dow Chemical Company 0.1 $661k 13k 52.52
Amgen (AMGN) 0.1 $568k 4.0k 140.59
Halliburton Company (HAL) 0.1 $573k 8.9k 64.72
Procter & Gamble Company (PG) 0.1 $622k 7.4k 83.68
Schlumberger (SLB) 0.1 $660k 6.5k 101.82
Gilead Sciences (GILD) 0.1 $594k 5.6k 106.60
Mbia (MBI) 0.1 $623k 68k 9.21
TJX Companies (TJX) 0.1 $565k 9.6k 59.08
Barclays (BCS) 0.1 $574k 39k 14.77
Visa (V) 0.1 $635k 3.0k 213.59
Entravision Communication (EVC) 0.1 $585k 147k 3.97
Delta Air Lines (DAL) 0.1 $615k 17k 36.15
Ares Capital Corporation (ARCC) 0.1 $657k 41k 16.20
iShares Lehman Aggregate Bond (AGG) 0.1 $656k 6.0k 109.15
iShares FTSE NAREIT Mort. Plus Capp 0.1 $602k 51k 11.82
Cancer Genetics 0.1 $581k 65k 9.01
Bank of America Corporation (BAC) 0.1 $492k 29k 17.08
Suntrust Banks Inc $1.00 Par Cmn 0.1 $502k 13k 38.06
Coca-Cola Company (KO) 0.1 $497k 12k 42.82
R.R. Donnelley & Sons Company 0.1 $505k 31k 16.36
Foot Locker 0.1 $524k 9.4k 55.63
Eastman Chemical Company (EMN) 0.1 $526k 6.5k 81.14
CVS Caremark Corporation (CVS) 0.1 $520k 6.5k 79.43
Mylan 0.1 $495k 11k 45.48
Anadarko Petroleum Corporation 0.1 $536k 5.3k 101.59
Merck & Co (MRK) 0.1 $552k 9.3k 59.14
Texas Instruments Incorporated (TXN) 0.1 $494k 10k 47.38
Mueller Water Products (MWA) 0.1 $493k 60k 8.23
Seagate Technology Com Stk 0.1 $522k 9.1k 57.36
Mizuho Financial (MFG) 0.1 $502k 140k 3.58
MetLife (MET) 0.1 $542k 10k 53.64
Cynosure 0.1 $477k 23k 21.02
American International (AIG) 0.1 $539k 10k 53.93
KEYW Holding 0.1 $489k 44k 11.07
MaxLinear (MXL) 0.1 $469k 68k 6.91
Huntington Ingalls Inds (HII) 0.1 $467k 4.5k 103.89
Brookdale Senior Living note 0.1 $489k 382k 1.28
Nuvasive Inc. conv 0.1 $467k 421k 1.11
Epr Properties Pfd C 5.75% (EPR.PC) 0.1 $540k 25k 21.60
Eaton (ETN) 0.1 $488k 7.7k 63.43
Kalobios Pharmaceuticals 0.1 $562k 360k 1.56
Banc Of California (BANC) 0.1 $541k 47k 11.61
La Jolla Pharmaceuticl Com Par 0.1 $469k 49k 9.60
Google Inc Class C 0.1 $529k 920.00 575.00
Lear Corporation (LEA) 0.0 $455k 5.3k 86.22
Time Warner 0.0 $388k 5.1k 75.41
American Express Company (AXP) 0.0 $367k 4.2k 87.67
Berkshire Hathaway (BRK.B) 0.0 $429k 3.1k 137.99
Home Depot (HD) 0.0 $428k 4.7k 91.79
Via 0.0 $434k 5.6k 76.98
Walt Disney Company (DIS) 0.0 $397k 4.5k 89.17
Apache Corporation 0.0 $435k 4.6k 94.12
Cisco Systems (CSCO) 0.0 $368k 15k 25.15
Intel Corporation (INTC) 0.0 $424k 12k 34.83
Valero Energy Corporation (VLO) 0.0 $461k 10k 46.18
Aetna 0.0 $364k 4.5k 81.16
Hewlett-Packard Company 0.0 $412k 12k 35.36
Pepsi (PEP) 0.0 $420k 4.5k 92.92
UnitedHealth (UNH) 0.0 $375k 4.3k 86.49
Qualcomm (QCOM) 0.0 $375k 5.0k 74.85
Prudential Financial (PRU) 0.0 $411k 4.7k 87.91
Oracle Corporation (ORCL) 0.0 $446k 12k 38.48
priceline.com Incorporated 0.0 $387k 336.00 1151.79
Cincinnati Bell 0.0 $405k 120k 3.37
InterNAP Network Services 0.0 $399k 58k 6.90
FormFactor (FORM) 0.0 $377k 53k 7.18
Ennis (EBF) 0.0 $418k 32k 13.17
Morgans Hotel 0.0 $437k 54k 8.07
Ultra Clean Holdings (UCTT) 0.0 $414k 46k 8.95
General Motors Company (GM) 0.0 $404k 13k 31.97
Kratos Defense & Security Solutions (KTOS) 0.0 $374k 57k 6.57
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.0 $368k 12k 30.69
Vitesse Semiconductor Corporate 0.0 $441k 123k 3.60
Global Eagle Acquisition Cor 0.0 $373k 33k 11.22
Yrc Worldwide Inc Com par $.01 0.0 $365k 18k 20.33
Sunshine Heart 0.0 $383k 68k 5.68
Standard Pacific Corp cnv 0.0 $418k 370k 1.13
Blackhawk Network Hldgs Inc cl a 0.0 $384k 12k 32.39
Constellium Holdco B V cl a 0.0 $380k 16k 24.56
Priceline Com Inc note 1.250% 3/1 0.0 $374k 98k 3.82
Rexford Industrial Realty Inc reit (REXR) 0.0 $360k 26k 13.85
Biomarin Pharmaceutical Inc note 0.750%10/1 0.0 $438k 413k 1.06
Sunpower Corp dbcv 0.750% 6/0 0.0 $451k 305k 1.48
Chesapeake Energy Corp note 2.500% 5/1 0.0 $278k 275k 1.01
Discover Financial Services 0.0 $314k 4.9k 64.61
Affiliated Managers (AMG) 0.0 $298k 1.5k 200.27
Wal-Mart Stores (WMT) 0.0 $327k 4.3k 76.29
Abbott Laboratories (ABT) 0.0 $290k 7.0k 41.52
BioMarin Pharmaceutical (BMRN) 0.0 $271k 3.8k 72.27
Cummins (CMI) 0.0 $268k 2.0k 132.02
PPG Industries (PPG) 0.0 $279k 1.4k 196.48
Union Pacific Corporation (UNP) 0.0 $284k 2.6k 108.90
Medtronic 0.0 $265k 4.3k 61.74
United Rentals (URI) 0.0 $328k 2.9k 111.30
Raytheon Company 0.0 $261k 2.6k 101.32
ConocoPhillips (COP) 0.0 $272k 3.6k 76.58
International Business Machines (IBM) 0.0 $265k 1.4k 190.78
Macy's (M) 0.0 $257k 4.4k 57.77
Parker-Hannifin Corporation (PH) 0.0 $320k 2.8k 114.24
Philip Morris International (PM) 0.0 $327k 3.9k 83.57
Biogen Idec (BIIB) 0.0 $350k 1.1k 331.44
Freeport-McMoRan Copper & Gold (FCX) 0.0 $257k 7.9k 32.62
Anheuser-Busch InBev NV (BUD) 0.0 $332k 3.0k 110.81
Manpower (MAN) 0.0 $324k 4.6k 70.31
Patterson-UTI Energy (PTEN) 0.0 $274k 8.4k 32.62
Amazon (AMZN) 0.0 $302k 932.00 324.03
Array BioPharma 0.0 $345k 97k 3.57
iShares Russell 2000 Index (IWM) 0.0 $277k 2.5k 109.27
JAKKS Pacific 0.0 $326k 46k 7.12
Marvell Technology Group 0.0 $357k 27k 13.50
Zions Bancorporation (ZION) 0.0 $328k 11k 29.03
A.M. Castle & Co. 0.0 $301k 35k 8.56
Huntsman Corporation (HUN) 0.0 $356k 14k 26.00
Lam Research Corporation 0.0 $292k 3.9k 74.55
Diodes Incorporated (DIOD) 0.0 $284k 12k 23.87
Ingersoll-rand Co Ltd-cl A 0.0 $264k 4.7k 56.47
Oceaneering International (OII) 0.0 $264k 4.1k 65.19
Basic Energy Services 0.0 $349k 16k 21.63
Albemarle Corporation (ALB) 0.0 $303k 5.2k 58.83
Commercial Vehicle (CVGI) 0.0 $275k 45k 6.18
PowerSecure International 0.0 $301k 31k 9.58
Capital Senior Living Corporation 0.0 $321k 15k 21.30
Accuray Incorporated (ARAY) 0.0 $272k 37k 7.27
Entropic Communications 0.0 $262k 99k 2.65
InterOil Corporation 0.0 $289k 5.3k 54.17
iShares Russell 2000 Growth Index (IWO) 0.0 $289k 2.2k 129.89
Carrols Restaurant 0.0 $286k 40k 7.12
Howard Hughes 0.0 $300k 2.0k 150.00
Safeguard Scientifics 0.0 $265k 14k 18.43
Network 0.0 $326k 59k 5.57
Halcon Resources 0.0 $286k 73k 3.94
Bazaarvoice 0.0 $264k 36k 7.37
Facebook Inc cl a (META) 0.0 $321k 4.1k 79.24
Mondelez Int (MDLZ) 0.0 $293k 8.5k 34.42
Hyster Yale Materials Handling (HY) 0.0 $318k 4.4k 71.62
Silver Spring Networks 0.0 $305k 32k 9.64
Intercontinental Exchange (ICE) 0.0 $356k 1.8k 195.07
Nuverra Environmental Soluti 0.0 $320k 22k 14.74
Xcerra 0.0 $344k 35k 9.79
Opus Bank 0.0 $262k 8.5k 30.66
Workday Inc conv 0.0 $352k 293k 1.20
Packaging Corporation of America (PKG) 0.0 $247k 3.9k 63.74
State Street Corporation (STT) 0.0 $202k 2.8k 73.45
Costco Wholesale Corporation (COST) 0.0 $208k 1.7k 125.68
Regeneron Pharmaceuticals (REGN) 0.0 $225k 627.00 358.85
3M Company (MMM) 0.0 $230k 1.6k 141.71
Tyson Foods (TSN) 0.0 $213k 5.4k 39.38
Kroger (KR) 0.0 $220k 4.2k 52.02
Altria (MO) 0.0 $223k 4.9k 45.84
eBay (EBAY) 0.0 $228k 4.1k 56.23
United Technologies Corporation 0.0 $238k 2.3k 104.98
Xerox Corporation 0.0 $185k 14k 13.21
Ford Motor Company (F) 0.0 $195k 13k 14.71
Danaher Corporation (DHR) 0.0 $166k 2.2k 76.36
EMC Corporation 0.0 $235k 8.0k 29.39
EOG Resources (EOG) 0.0 $216k 2.2k 99.91
Penn Virginia Corporation 0.0 $222k 17k 12.76
Marathon Oil Corporation (MRO) 0.0 $216k 5.8k 37.57
Hawaiian Holdings 0.0 $186k 14k 13.48
Finisar Corporation 0.0 $236k 14k 16.63
GameStop (GME) 0.0 $227k 5.5k 41.20
Gen 0.0 $240k 15k 15.96
PGT 0.0 $235k 25k 9.32
iShares Russell 2000 Value Index (IWN) 0.0 $162k 1.7k 93.10
iShares Barclays TIPS Bond Fund (TIP) 0.0 $210k 1.9k 112.54
Air Lease Corp (AL) 0.0 $175k 5.4k 32.41
XOMA CORP Common equity shares 0.0 $177k 42k 4.21
Midstates Pete 0.0 $226k 45k 5.05
Prospect Capital Corporati mtnf 5.375% 0.0 $251k 244k 1.03
Actavis 0.0 $218k 905.00 240.88
Diamond Resorts International 0.0 $223k 9.8k 22.76
Bind Therapeutics 0.0 $197k 23k 8.60
Healthways Inc note 1.500% 7/0 0.0 $229k 220k 1.04
Uniqure Nv (QURE) 0.0 $205k 22k 9.28
Dicerna Pharmaceuticals 0.0 $192k 15k 12.71
Seventy Seven Energy 0.0 $235k 9.9k 23.72
Biomarin Pharmaceutical Inc note 1.875% 4/2 0.0 $132k 37k 3.57
MGIC Investment (MTG) 0.0 $105k 14k 7.77
Key (KEY) 0.0 $120k 9.0k 13.32
Coeur d'Alene Mines Corporation (CDE) 0.0 $143k 29k 4.95
General Cable Corporation 0.0 $117k 7.8k 15.09
Callon Pete Co Del Com Stk 0.0 $140k 16k 8.81
Oclaro 0.0 $106k 74k 1.43
Jefferies Group Inc New dbcv 3.875%11/0 0.0 $84k 79k 1.06
Sky mobi 0.0 $147k 18k 8.12
Threshold Pharmaceuticals 0.0 $152k 42k 3.60
Cornerstone Ondemand 0.0 $93k 2.7k 34.51
Sunpower Corp conv 0.0 $101k 66k 1.53
Medivation Inc note 2.625% 4/0 0.0 $54k 27k 2.00
Wabash National Corp 3.375 '18 conv 0.0 $132k 100k 1.32
Durata Therapeutics 0.0 $139k 11k 12.71
Control4 0.0 $146k 11k 12.85
Stanley Black & Decker Inc Uni p 0.0 $110k 975.00 112.82
Keyw Holding Corp conv bd us 0.0 $93k 93k 1.00
salesforce (CRM) 0.0 $5.0k 87.00 57.47
Ciena Corporation (CIEN) 0.0 $3.0k 165.00 18.18
Meritor 0.0 $2.0k 185.00 10.81