Sterne Agee as of Sept. 30, 2013
Portfolio Holdings for Sterne Agee
Sterne Agee holds 258 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 9.4 | $24M | 231k | 105.28 | |
| iShares MSCI EAFE Index Fund (EFA) | 4.1 | $11M | 167k | 63.80 | |
| iShares Russell 3000 Index (IWV) | 4.1 | $11M | 104k | 101.14 | |
| Apple (AAPL) | 2.4 | $6.1M | 13k | 476.73 | |
| Genesee & Wyoming | 2.3 | $5.9M | 64k | 92.97 | |
| iShares S&P GSCI Commodity-Indexed (GSG) | 1.9 | $4.8M | 149k | 32.38 | |
| Torchmark Corporation | 1.8 | $4.7M | 23k | 204.30 | |
| Coca-Cola Company (KO) | 1.6 | $4.1M | 75k | 54.55 | |
| Exxon Mobil Corporation (XOM) | 1.5 | $3.8M | 44k | 86.04 | |
| Chevron Corporation (CVX) | 1.3 | $3.4M | 28k | 121.48 | |
| General Electric Company | 1.3 | $3.4M | 143k | 23.89 | |
| Johnson & Johnson (JNJ) | 1.2 | $3.0M | 35k | 86.70 | |
| SPDR Gold Trust (GLD) | 1.2 | $3.0M | 23k | 128.18 | |
| Wells Fargo & Company (WFC) | 1.1 | $2.9M | 70k | 41.32 | |
| Waddell & Reed Financial | 1.1 | $2.8M | 4.0k | 713.50 | |
| First Trust DJ Internet Index Fund (FDN) | 1.1 | $2.8M | 52k | 53.78 | |
| International Business Machines (IBM) | 1.0 | $2.6M | 14k | 185.18 | |
| Microsoft Corporation (MSFT) | 1.0 | $2.6M | 77k | 33.28 | |
| Procter & Gamble Company (PG) | 1.0 | $2.6M | 34k | 75.60 | |
| 1.0 | $2.5M | 2.8k | 875.98 | ||
| iShares MSCI Emerging Markets Indx (EEM) | 0.9 | $2.4M | 59k | 40.77 | |
| JPMorgan Chase & Co. (JPM) | 0.9 | $2.4M | 47k | 51.70 | |
| Qualcomm (QCOM) | 0.9 | $2.4M | 36k | 67.33 | |
| First Trust Cnsmer Disry Alpha Fnd (FXD) | 0.9 | $2.3M | 79k | 29.65 | |
| Utilities SPDR (XLU) | 0.9 | $2.3M | 61k | 37.36 | |
| Wal-Mart Stores (WMT) | 0.9 | $2.2M | 30k | 73.97 | |
| Pfizer (PFE) | 0.9 | $2.2M | 77k | 28.73 | |
| iShares Dow Jones Select Dividend (DVY) | 0.8 | $2.2M | 33k | 66.35 | |
| First Trust Cnsumer Stapl Alpha (FXG) | 0.8 | $2.2M | 66k | 32.88 | |
| First Trust Amex Biotech Index Fnd (FBT) | 0.8 | $2.1M | 33k | 64.81 | |
| First Trust Health Care AlphaDEX (FXH) | 0.8 | $1.9M | 45k | 43.32 | |
| Protective Life | 0.7 | $1.9M | 45k | 42.54 | |
| SPDR Barclays Capital Convertible SecETF (CWB) | 0.7 | $1.8M | 40k | 45.20 | |
| Bank of America Corporation (BAC) | 0.7 | $1.8M | 130k | 13.80 | |
| Ford Motor Company (F) | 0.7 | $1.7M | 103k | 16.87 | |
| iShares Dow Jones U.S. Index Fund (IYY) | 0.7 | $1.7M | 20k | 85.23 | |
| Home Depot (HD) | 0.6 | $1.6M | 22k | 75.84 | |
| Schlumberger (SLB) | 0.6 | $1.7M | 19k | 88.34 | |
| Intel Corporation (INTC) | 0.6 | $1.6M | 71k | 22.92 | |
| Las Vegas Sands (LVS) | 0.6 | $1.6M | 24k | 66.42 | |
| Amazon (AMZN) | 0.6 | $1.6M | 5.1k | 312.62 | |
| At&t (T) | 0.6 | $1.6M | 47k | 33.82 | |
| Deere & Company (DE) | 0.6 | $1.6M | 19k | 81.42 | |
| 3M Company (MMM) | 0.6 | $1.5M | 13k | 119.45 | |
| Oracle Corporation (ORCL) | 0.6 | $1.5M | 46k | 33.16 | |
| Technology SPDR (XLK) | 0.6 | $1.5M | 48k | 32.03 | |
| Honeywell International (HON) | 0.6 | $1.4M | 17k | 83.05 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.5 | $1.4M | 42k | 33.09 | |
| Bristol Myers Squibb (BMY) | 0.5 | $1.4M | 29k | 46.27 | |
| ConocoPhillips (COP) | 0.5 | $1.4M | 20k | 69.50 | |
| Novo Nordisk A/S (NVO) | 0.5 | $1.3M | 7.5k | 169.24 | |
| Berkshire Hathaway (BRK.B) | 0.5 | $1.2M | 11k | 113.52 | |
| Verizon Communications (VZ) | 0.5 | $1.2M | 26k | 46.69 | |
| Chicago Bridge & Iron Company | 0.5 | $1.2M | 18k | 67.74 | |
| BorgWarner (BWA) | 0.5 | $1.2M | 12k | 101.41 | |
| iShares Russell Midcap Index Fund (IWR) | 0.5 | $1.2M | 8.5k | 139.13 | |
| Union Pacific Corporation (UNP) | 0.5 | $1.2M | 7.4k | 155.39 | |
| Amgen (AMGN) | 0.4 | $1.1M | 10k | 111.92 | |
| U.S. Bancorp (USB) | 0.4 | $1.1M | 29k | 36.58 | |
| UnitedHealth (UNH) | 0.4 | $1.0M | 14k | 71.58 | |
| Jazz Pharmaceuticals (JAZZ) | 0.4 | $994k | 11k | 92.01 | |
| Atrion Corporation (ATRI) | 0.4 | $970k | 3.8k | 258.67 | |
| Halliburton Company (HAL) | 0.4 | $967k | 20k | 48.12 | |
| iShares S&P 500 Index (IVV) | 0.4 | $966k | 5.7k | 168.88 | |
| Discover Financial Services | 0.4 | $940k | 19k | 50.58 | |
| eBay (EBAY) | 0.3 | $892k | 16k | 55.81 | |
| Nike (NKE) | 0.3 | $896k | 12k | 72.63 | |
| Philip Morris International (PM) | 0.3 | $916k | 11k | 86.55 | |
| First Financial | 0.3 | $904k | 16k | 55.14 | |
| Newmont Mining Corporation (NEM) | 0.3 | $868k | 31k | 28.09 | |
| Syngenta | 0.3 | $865k | 11k | 81.31 | |
| Abbvie (ABBV) | 0.3 | $874k | 20k | 44.68 | |
| Regions Financial Corporation (RF) | 0.3 | $856k | 93k | 9.25 | |
| Canadian Natl Ry (CNI) | 0.3 | $818k | 8.1k | 101.41 | |
| Walt Disney Company (DIS) | 0.3 | $814k | 13k | 64.53 | |
| Walgreen Company | 0.3 | $812k | 15k | 53.77 | |
| iShares Russell 1000 Value Index (IWD) | 0.3 | $803k | 9.3k | 86.28 | |
| Southern Company (SO) | 0.3 | $802k | 20k | 41.20 | |
| BHP Billiton (BHP) | 0.3 | $812k | 12k | 66.49 | |
| iShares Lehman Aggregate Bond (AGG) | 0.3 | $806k | 7.5k | 107.17 | |
| Morgan Stanley (MS) | 0.3 | $769k | 29k | 26.94 | |
| Diageo (DEO) | 0.3 | $768k | 6.0k | 127.11 | |
| New Residential Invt | 0.3 | $770k | 116k | 6.62 | |
| Altria (MO) | 0.3 | $736k | 21k | 34.33 | |
| United Technologies Corporation | 0.3 | $739k | 6.9k | 107.88 | |
| Rayonier (RYN) | 0.3 | $720k | 13k | 55.68 | |
| Gulfport Energy Corporation | 0.3 | $696k | 11k | 64.37 | |
| iShares Russell 1000 Growth Index (IWF) | 0.3 | $694k | 8.9k | 78.12 | |
| Devon Energy Corporation (DVN) | 0.3 | $676k | 12k | 57.78 | |
| Norfolk Southern (NSC) | 0.3 | $682k | 8.8k | 77.37 | |
| SVB Financial (SIVBQ) | 0.3 | $668k | 7.7k | 86.41 | |
| Emerson Electric (EMR) | 0.3 | $665k | 10k | 64.66 | |
| Seadrill | 0.3 | $681k | 15k | 45.07 | |
| Gaslog | 0.3 | $661k | 44k | 14.93 | |
| Cisco Systems (CSCO) | 0.2 | $645k | 28k | 23.43 | |
| Enterprise Products Partners (EPD) | 0.2 | $641k | 11k | 61.07 | |
| iShares MSCI Germany Index Fund (EWG) | 0.2 | $642k | 23k | 27.81 | |
| iShares MSCI Sweden Index (EWD) | 0.2 | $656k | 19k | 34.27 | |
| iShares MSCI Switzerland Index Fund (EWL) | 0.2 | $642k | 21k | 31.29 | |
| iShares MSCI Netherlands Investable (EWN) | 0.2 | $634k | 27k | 23.81 | |
| Abbott Laboratories (ABT) | 0.2 | $614k | 19k | 33.21 | |
| PowerShares DB Com Indx Trckng Fund | 0.2 | $610k | 24k | 25.74 | |
| Cree | 0.2 | $617k | 10k | 60.20 | |
| PowerShares DWA Technical Ldrs Pf | 0.2 | $622k | 18k | 33.83 | |
| Baytex Energy Corp (BTE) | 0.2 | $619k | 15k | 41.27 | |
| Monsanto Company | 0.2 | $583k | 5.6k | 104.42 | |
| E.I. du Pont de Nemours & Company | 0.2 | $596k | 10k | 58.57 | |
| Williams Companies (WMB) | 0.2 | $590k | 16k | 36.36 | |
| ITC Holdings | 0.2 | $603k | 6.4k | 93.85 | |
| Newcastle Investment | 0.2 | $586k | 104k | 5.62 | |
| Yum! Brands (YUM) | 0.2 | $556k | 7.8k | 71.37 | |
| Alcoa | 0.2 | $557k | 5.6k | 99.70 | |
| Goldman Sachs (GS) | 0.2 | $539k | 3.4k | 158.20 | |
| MasterCard Incorporated (MA) | 0.2 | $550k | 817.00 | 673.19 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.2 | $544k | 7.0k | 78.14 | |
| Ishares High Dividend Equity F (HDV) | 0.2 | $532k | 8.0k | 66.26 | |
| Express Scripts Holding | 0.2 | $549k | 8.9k | 61.85 | |
| American Express Company (AXP) | 0.2 | $526k | 7.0k | 75.59 | |
| Macquarie Infrastructure Company | 0.2 | $512k | 9.6k | 53.56 | |
| Covidien | 0.2 | $518k | 8.5k | 60.94 | |
| Actavis | 0.2 | $525k | 3.6k | 144.20 | |
| Corning Incorporated (GLW) | 0.2 | $479k | 33k | 14.59 | |
| Baxter International (BAX) | 0.2 | $494k | 7.5k | 65.67 | |
| Apache Corporation | 0.2 | $495k | 5.8k | 85.08 | |
| Baker Hughes Incorporated | 0.2 | $486k | 9.9k | 49.15 | |
| Tupperware Brands Corporation | 0.2 | $482k | 5.6k | 86.31 | |
| Cheniere Energy (LNG) | 0.2 | $492k | 14k | 34.17 | |
| Westport Innovations | 0.2 | $484k | 20k | 24.20 | |
| McDonald's Corporation (MCD) | 0.2 | $466k | 4.8k | 96.18 | |
| Novartis (NVS) | 0.2 | $473k | 6.2k | 76.70 | |
| priceline.com Incorporated | 0.2 | $456k | 451.00 | 1011.09 | |
| Market Vectors Gold Miners ETF | 0.2 | $455k | 18k | 25.01 | |
| Maiden Holdings | 0.2 | $477k | 40k | 11.81 | |
| Citigroup (C) | 0.2 | $473k | 9.8k | 48.46 | |
| Home Loan Servicing Solution ord | 0.2 | $453k | 21k | 21.99 | |
| Spdr S&p 500 Etf (SPY) | 0.2 | $437k | 2.6k | 167.95 | |
| Vulcan Materials Company (VMC) | 0.2 | $451k | 8.7k | 51.84 | |
| Clean Energy Fuels (CLNE) | 0.2 | $434k | 34k | 12.76 | |
| TAL International | 0.2 | $436k | 9.3k | 46.76 | |
| Siemens (SIEGY) | 0.2 | $434k | 3.6k | 120.52 | |
| iShares Silver Trust (SLV) | 0.2 | $439k | 21k | 20.90 | |
| Kraft Foods | 0.2 | $434k | 8.3k | 52.48 | |
| United Parcel Service (UPS) | 0.2 | $416k | 4.6k | 91.39 | |
| Nextera Energy (NEE) | 0.2 | $404k | 5.0k | 80.14 | |
| EMC Corporation | 0.2 | $410k | 16k | 25.58 | |
| Unilever (UL) | 0.2 | $404k | 11k | 38.62 | |
| Wts Wells Fargo & Co. | 0.2 | $418k | 30k | 14.05 | |
| Zoetis Inc Cl A (ZTS) | 0.2 | $419k | 14k | 31.09 | |
| Ace Limited Cmn | 0.1 | $392k | 4.2k | 93.47 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.1 | $391k | 12k | 32.44 | |
| AmerisourceBergen (COR) | 0.1 | $377k | 6.2k | 61.06 | |
| Hess (HES) | 0.1 | $377k | 4.9k | 77.40 | |
| Mitsubishi UFJ Financial (MUFG) | 0.1 | $379k | 59k | 6.42 | |
| Brandywine Realty Trust (BDN) | 0.1 | $381k | 29k | 13.18 | |
| Citrix Systems | 0.1 | $366k | 5.2k | 70.56 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $370k | 3.9k | 94.24 | |
| CenturyLink | 0.1 | $372k | 12k | 31.42 | |
| Mylan | 0.1 | $365k | 9.6k | 38.12 | |
| Allstate Corporation (ALL) | 0.1 | $368k | 7.3k | 50.59 | |
| Merck & Co (MRK) | 0.1 | $360k | 7.6k | 47.59 | |
| D.R. Horton (DHI) | 0.1 | $349k | 18k | 19.45 | |
| Dollar General (DG) | 0.1 | $363k | 6.4k | 56.50 | |
| Ensco Plc Shs Class A | 0.1 | $359k | 6.7k | 53.73 | |
| Pacific Coast Oil Tr unit ben int (ROYTL) | 0.1 | $356k | 22k | 16.09 | |
| Packaging Corporation of America (PKG) | 0.1 | $326k | 5.7k | 57.10 | |
| Cypress Semiconductor Corporation | 0.1 | $344k | 37k | 9.35 | |
| Clarcor | 0.1 | $333k | 6.0k | 55.50 | |
| WesBan (WSBC) | 0.1 | $325k | 11k | 29.76 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.1 | $328k | 2.2k | 151.01 | |
| Penn West Energy Trust | 0.1 | $334k | 30k | 11.13 | |
| Ppl Corporation 8.75% pfd cv | 0.1 | $333k | 6.2k | 53.71 | |
| Powershares Etf Trust Ii | 0.1 | $341k | 9.2k | 36.92 | |
| First Tr Mlp & Energy Income | 0.1 | $328k | 17k | 19.58 | |
| Cnooc | 0.1 | $304k | 1.5k | 202.13 | |
| Medtronic | 0.1 | $307k | 5.8k | 53.17 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $312k | 3.3k | 93.64 | |
| Pepsi (PEP) | 0.1 | $307k | 3.9k | 79.43 | |
| SCANA Corporation | 0.1 | $308k | 6.7k | 45.97 | |
| SPDR S&P Dividend (SDY) | 0.1 | $322k | 4.7k | 68.91 | |
| PowerShares DB Energy Fund | 0.1 | $301k | 11k | 28.15 | |
| WisdomTree SmallCap Dividend Fund (DES) | 0.1 | $315k | 5.0k | 62.64 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.1 | $319k | 10k | 31.16 | |
| Caterpillar (CAT) | 0.1 | $281k | 3.4k | 83.46 | |
| CBS Corporation | 0.1 | $287k | 5.2k | 55.21 | |
| Cummins (CMI) | 0.1 | $279k | 2.1k | 132.86 | |
| United Rentals (URI) | 0.1 | $285k | 4.9k | 58.22 | |
| Aetna | 0.1 | $276k | 4.3k | 64.11 | |
| Dover Corporation (DOV) | 0.1 | $286k | 3.2k | 89.71 | |
| Carlisle Companies (CSL) | 0.1 | $281k | 4.0k | 70.25 | |
| Maximus (MMS) | 0.1 | $278k | 6.2k | 44.98 | |
| American Axle & Manufact. Holdings (AXL) | 0.1 | $295k | 15k | 19.71 | |
| KapStone Paper and Packaging | 0.1 | $290k | 6.8k | 42.77 | |
| Omega Healthcare Investors (OHI) | 0.1 | $273k | 9.1k | 29.92 | |
| Triumph (TGI) | 0.1 | $272k | 3.9k | 70.16 | |
| Us Silica Hldgs (SLCA) | 0.1 | $279k | 11k | 24.91 | |
| Epr Properties (EPR) | 0.1 | $289k | 5.9k | 48.80 | |
| Two Harbors Investment | 0.1 | $254k | 26k | 9.72 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $254k | 8.4k | 30.24 | |
| DST Systems | 0.1 | $254k | 3.4k | 75.37 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $259k | 7.0k | 36.82 | |
| Travelers Companies (TRV) | 0.1 | $262k | 3.1k | 84.71 | |
| Waste Connections | 0.1 | $251k | 5.5k | 45.47 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $260k | 2.8k | 92.20 | |
| Colgate-Palmolive Company (CL) | 0.1 | $256k | 4.3k | 59.37 | |
| Symantec Corporation | 0.1 | $257k | 10k | 24.71 | |
| British American Tobac (BTI) | 0.1 | $253k | 2.4k | 105.02 | |
| Sunoco Logistics Partners | 0.1 | $270k | 4.1k | 66.47 | |
| Texas Roadhouse (TXRH) | 0.1 | $250k | 9.5k | 26.26 | |
| Worthington Industries (WOR) | 0.1 | $257k | 7.5k | 34.47 | |
| Tor Dom Bk Cad (TD) | 0.1 | $255k | 2.8k | 89.98 | |
| Medidata Solutions | 0.1 | $263k | 2.7k | 99.06 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $265k | 2.6k | 102.20 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $257k | 2.4k | 106.20 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $251k | 6.3k | 40.12 | |
| Sabra Health Care REIT (SBRA) | 0.1 | $264k | 12k | 22.97 | |
| Sodastream International | 0.1 | $249k | 4.0k | 62.25 | |
| Gnc Holdings Inc Cl A | 0.1 | $246k | 4.5k | 54.67 | |
| Laboratory Corp. of America Holdings | 0.1 | $228k | 2.3k | 99.09 | |
| GlaxoSmithKline | 0.1 | $238k | 4.7k | 50.14 | |
| Tenne | 0.1 | $225k | 4.5k | 50.49 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $243k | 2.3k | 106.81 | |
| American Equity Investment Life Holding | 0.1 | $242k | 11k | 21.21 | |
| Oil States International (OIS) | 0.1 | $235k | 2.3k | 103.57 | |
| Plains All American Pipeline (PAA) | 0.1 | $225k | 4.3k | 52.72 | |
| National Grid | 0.1 | $226k | 3.8k | 59.07 | |
| Magellan Midstream Partners | 0.1 | $230k | 4.1k | 56.40 | |
| SIGA Technologies (SIGA) | 0.1 | $222k | 58k | 3.82 | |
| NN (NNBR) | 0.1 | $233k | 15k | 15.53 | |
| Weatherford International Lt reg | 0.1 | $233k | 15k | 15.35 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $233k | 6.2k | 37.29 | |
| Industries N shs - a - (LYB) | 0.1 | $226k | 3.1k | 73.26 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $238k | 6.3k | 38.01 | |
| PowerShares DWA Devld Markt Tech | 0.1 | $221k | 8.8k | 24.99 | |
| ProShares Ultra Silver | 0.1 | $221k | 11k | 20.09 | |
| Air Lease Corp (AL) | 0.1 | $226k | 8.2k | 27.70 | |
| Aegion | 0.1 | $228k | 9.6k | 23.69 | |
| Epam Systems (EPAM) | 0.1 | $237k | 6.9k | 34.47 | |
| Unknown | 0.1 | $245k | 9.3k | 26.34 | |
| Sunedison | 0.1 | $236k | 30k | 7.99 | |
| Ameriprise Financial (AMP) | 0.1 | $219k | 2.4k | 91.06 | |
| Helmerich & Payne (HP) | 0.1 | $214k | 3.1k | 69.03 | |
| ProAssurance Corporation (PRA) | 0.1 | $215k | 4.8k | 45.01 | |
| Toyota Motor Corporation (TM) | 0.1 | $217k | 1.7k | 128.17 | |
| Cinemark Holdings (CNK) | 0.1 | $209k | 6.6k | 31.71 | |
| Westpac Banking Corporation | 0.1 | $219k | 7.2k | 30.63 | |
| MasTec (MTZ) | 0.1 | $219k | 7.2k | 30.25 | |
| Silver Wheaton Corp | 0.1 | $201k | 8.1k | 24.81 | |
| PowerShares FTSE RAFI Developed Markets | 0.1 | $202k | 4.9k | 41.50 | |
| & PROD CO shares Brookfield | 0.1 | $218k | 9.5k | 23.07 | |
| Mosaic (MOS) | 0.1 | $210k | 4.9k | 43.02 | |
| Ramco-Gershenson Properties Trust | 0.1 | $175k | 11k | 15.38 | |
| HEALTH INSURANCE Common equity Innovations shares | 0.1 | $161k | 14k | 11.97 | |
| Pan American Silver Corp Can (PAAS) | 0.0 | $106k | 10k | 10.60 | |
| Nomura Holdings (NMR) | 0.0 | $87k | 11k | 7.82 | |
| ARMOUR Residential REIT | 0.0 | $88k | 21k | 4.19 | |
| Frontier Communications | 0.0 | $47k | 11k | 4.18 | |
| Asia Entn & Resources | 0.0 | $53k | 14k | 3.93 | |
| Synovus Financial | 0.0 | $36k | 11k | 3.27 |
