Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2012

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 219 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Opportunity Fund 4.5 $5.5M 717k 7.65
Tri-Continental Corporation (TY) 3.8 $4.7M 287k 16.22
Eaton Vance Risk Managed Diversified (ETJ) 3.7 $4.5M 426k 10.53
Virtus Total Return Fund Cef 3.6 $4.4M 1.1M 3.92
Eaton Vance Tax-Managed Global Dive Eq (EXG) 3.6 $4.3M 490k 8.81
Federated Enhanced Treasury 3.5 $4.2M 297k 14.28
Petroleum & Resources Corporation 2.8 $3.4M 130k 26.24
Adams Express Company (ADX) 2.7 $3.3M 291k 11.34
RMR Asia Pacific Real Estate Fund 2.5 $3.1M 174k 17.73
Seaboard Corporation (SEB) 2.5 $3.0M 1.3k 2260.41
Nuveen Mult Curr St Gv Incm 2.0 $2.4M 182k 13.20
Gdl Fund Preferred Series B preferred 1.9 $2.3M 46k 50.42
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 1.9 $2.3M 18k 129.03
Eaton Vance Tax Managed Diversified Eq. (ETY) 1.7 $2.1M 221k 9.51
Royce Value Trust (RVT) 1.7 $2.1M 159k 13.07
General American Investors (GAM) 1.7 $2.0M 70k 29.06
Gabelli Equity Trust Preferred Series G preferred 1.7 $2.0M 78k 26.30
Copa Holdings Sa-class A (CPA) 1.6 $1.9M 24k 81.28
Liberty All-Star Equity Fund (USA) 1.6 $1.9M 392k 4.83
Herzfeld Caribbean Basin (CUBA) 1.6 $1.9M 260k 7.30
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.4 $1.7M 144k 11.70
Watsco, Incorporated (WSO) 1.3 $1.6M 21k 75.78
Carnival Corporation (CCL) 1.2 $1.5M 41k 36.44
MasTec (MTZ) 1.2 $1.4M 72k 19.70
Korea (KF) 1.2 $1.4M 36k 39.57
Royal Caribbean Cruises (RCL) 1.1 $1.4M 45k 30.20
Norfolk Southern (NSC) 1.1 $1.3M 21k 63.61
AllianceBernstein Income Fund 1.1 $1.3M 148k 8.64
Lennar Corporation (LEN) 1.0 $1.2M 36k 34.76
Bancolombia (CIB) 1.0 $1.2M 21k 59.72
Clough Global Equity Fund closed-end fund (GLQ) 1.0 $1.2M 95k 12.90
Zweig Total Return 1.0 $1.2M 96k 12.67
Montgomery Street Income Securities 0.9 $1.2M 68k 16.97
America Movil Sab De Cv spon adr l 0.9 $1.1M 45k 25.44
Central Securities (CET) 0.9 $1.0M 52k 20.18
American Strategic Income Portfolio III 0.8 $983k 131k 7.49
American Strategic Income Portf. Inc II 0.8 $980k 109k 9.00
Cohen & Steers infrastucture Fund (UTF) 0.8 $970k 53k 18.22
Greater China Fund 0.8 $958k 84k 11.41
PriceSmart (PSMT) 0.8 $909k 12k 75.75
Boulder Growth & Income Fund (STEW) 0.7 $892k 136k 6.55
BlackRock Credit All Inc Trust II 0.7 $875k 76k 11.54
Macquarie Global Infr Total Rtrn Fnd 0.7 $867k 45k 19.15
Banco Latinoamericano De Comercio Exteri (BLX) 0.7 $862k 39k 22.10
BlackRock Credit All Inc Trust IV (BTZ) 0.7 $849k 60k 14.18
Japan Equity Fund 0.7 $837k 164k 5.09
Grupo Televisa (TV) 0.6 $762k 32k 23.52
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.6 $745k 99k 7.56
Aberdeen Indonesia Fund 0.6 $726k 54k 13.43
Royce Micro Capital Trust (RMT) 0.6 $700k 74k 9.45
Steiner Leisure Ltd Com Stk 0.6 $676k 15k 46.53
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.6 $683k 62k 11.09
Boulder Total Return Fund 0.5 $657k 37k 17.99
TECO Energy 0.5 $630k 36k 17.75
New Germany Fund (GF) 0.5 $589k 41k 14.56
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.5 $553k 67k 8.27
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.5 $552k 41k 13.46
Atlantic Tele-Network 0.5 $546k 13k 43.00
Walmart De Mexico Ser V 0.4 $536k 190k 2.82
Blackrock Credit All Inc Trust III 0.4 $523k 43k 12.11
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.4 $503k 55k 9.11
Cemex SAB de CV (CX) 0.4 $480k 58k 8.33
Fomento Economico Mexicano SAB (FMX) 0.4 $460k 5.0k 92.00
Japan Smaller Capitalizaion Fund (JOF) 0.4 $456k 63k 7.20
Bancroft Fund (BCV) 0.4 $445k 27k 16.81
Blackrock Res & Commodities Strategy Tr (BCX) 0.4 $439k 30k 14.56
Gabelli Global Multimedia Trust (GGT) 0.3 $422k 54k 7.87
RailAmerica 0.3 $415k 15k 27.47
Morgan Stanley Asia Pacific Fund 0.3 $410k 29k 13.98
Martin Marietta Materials (MLM) 0.3 $398k 4.8k 82.92
Morgan Stanley Emerging Markets Debt (MSD) 0.3 $402k 33k 12.05
Fresh Del Monte Produce (FDP) 0.3 $376k 15k 25.60
Global Income & Currency Fund 0.3 $378k 28k 13.64
Jz Capital Partners (JZCLF) 0.3 $376k 60k 6.27
Western Union Company (WU) 0.3 $364k 20k 18.20
Singapore Fund (SGF) 0.3 $361k 26k 13.81
Clough Global Allocation Fun (GLV) 0.3 $360k 27k 13.53
Royce Focus Tr 0.3 $351k 52k 6.72
Margo Caribe (MRGO) 0.3 $326k 64k 5.07
Teekay Lng Partners 0.3 $315k 8.4k 37.67
Source Capital (SOR) 0.3 $318k 6.1k 52.16
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.3 $317k 44k 7.29
Vulcan Materials Company (VMC) 0.2 $303k 6.4k 47.34
THE GDL FUND Closed-End fund (GDL) 0.2 $284k 24k 11.83
John Hancock Hdg Eq & Inc (HEQ) 0.2 $279k 17k 16.41
Morgan Stanley China A Share Fund (CAF) 0.2 $268k 14k 18.69
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.2 $268k 24k 11.08
America Movil Adr Series L 0.2 $268k 209k 1.28
Equus Total Return (EQS) 0.2 $251k 115k 2.19
Nuveen Build Amer Bd (NBB) 0.2 $259k 12k 21.40
Western Asset Inflation Mgnt Fnd (IMF) 0.2 $260k 14k 19.01
BlackRock Income Trust 0.2 $244k 32k 7.69
Central Europe and Russia Fund (CEE) 0.2 $242k 7.2k 33.40
Nuveen Michigan Premium Inm Municipal (NMP) 0.2 $247k 16k 15.53
MFS InterMarket Income Trust I 0.2 $234k 26k 9.08
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.2 $215k 17k 13.03
Mexico Equity and Income Fund (MXE) 0.2 $214k 17k 12.82
Zweig Fund 0.2 $217k 17k 12.66
Asa (ASA) 0.2 $202k 8.0k 25.25
American Select Portfolio 0.2 $211k 19k 11.11
Alpine Total Dynamic Dividend Fund 0.2 $204k 46k 4.43
Eaton Vance Enhanced Equity Income Fund (EOI) 0.2 $193k 17k 11.08
General American Inv Co eqp (GAM.PB) 0.2 $198k 7.6k 26.05
Nuveen Build Amer Bd Opptny 0.2 $198k 9.0k 22.00
Nuveen Conn Prem Income Mun sh ben int 0.2 $195k 14k 14.30
Neuberger Berman Real Estate Sec (NRO) 0.1 $186k 39k 4.73
Grupo Radio Centro SAB de CV 0.1 $182k 24k 7.69
Seacor Holdings 0.1 $167k 2.0k 83.50
Templeton Dragon Fund (TDF) 0.1 $174k 6.8k 25.59
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.1 $168k 8.5k 19.74
JF China Region Fund 0.1 $171k 14k 12.60
RENN Global Entrepreneurs Fund (RCG) 0.1 $174k 110k 1.59
Fomento Economico Mexica Ubd 0.1 $174k 19k 9.21
Morgan Stanley India Investment Fund (IIF) 0.1 $161k 9.2k 17.52
Chiquita Brands International 0.1 $153k 20k 7.65
Special Opportunities Fund (SPE) 0.1 $157k 10k 15.71
RMK Strategic Income Fund 0.1 $163k 26k 6.39
Gabelli Equity Trust Preferred Series D preferred 0.1 $158k 6.2k 25.49
Gabelli Global Multimedia Trust Preferred Series B preferred 0.1 $156k 6.1k 25.78
Aberdn Emring Mkts Telecomtions 0.1 $150k 7.3k 20.69
Royce Value Trust (RVTPRB) 0.1 $130k 5.0k 25.80
Foxby (FXBY) 0.1 $128k 82k 1.55
Guggenheim Enhanced Equity Strategy 0.1 $135k 7.7k 17.47
China Fund (CHN) 0.1 $123k 5.5k 22.28
Agic Equity & Conv Income 0.1 $122k 7.0k 17.43
Grupo Casa Saba (SAB) 0.1 $123k 15k 8.05
CARIBBEAN UTILITIES CO Ltd A (CUPUF) 0.1 $118k 12k 9.83
European Equity Fund (EEA) 0.1 $112k 17k 6.68
Diamond Hill Finl Trnds Fd I 0.1 $115k 10k 11.25
Popular (BPOP) 0.1 $105k 6.0k 17.50
New Ireland Fund 0.1 $99k 12k 8.54
Internet HOLDRs 0.1 $97k 1.0k 97.00
America Movil Sab De C Ser A 0.1 $91k 71k 1.28
Tahoe Resources 0.1 $102k 5.0k 20.40
Avenue Income Cr Strat 0.1 $92k 5.2k 17.69
Calamos Global Dynamic Income Fund (CHW) 0.1 $87k 10k 8.58
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $82k 6.0k 13.66
Swiss Helvetia Fund (SWZ) 0.1 $90k 8.3k 10.81
Turkish Investment Fund 0.1 $87k 5.8k 14.97
Nuveen Calif Divid advantage mun 0.1 $85k 8.4k 10.17
Mexico Fund (MXF) 0.1 $88k 3.3k 27.03
Royce Micro-Cap Trust, Inc. Preferred Series A preferred 0.1 $85k 3.3k 25.76
Alpine Global Premier Properties Fund 0.1 $68k 9.2k 7.37
EATON VANCE MI Municipal 0.1 $70k 5.0k 14.00
Morgan Stanley Emerging Markets Fund 0.1 $77k 5.3k 14.63
Nuveen Insd Dividend Advantage (NVG) 0.1 $77k 4.8k 15.93
Advent/Claymore Enhanced Growth & Income 0.1 $74k 7.7k 9.60
Madison Strategic Sector Premium Fund 0.1 $68k 5.6k 12.05
DWS Global High Income Fund 0.1 $68k 4.0k 17.00
Income Securities Fund Preferred Series B preferred 0.1 $78k 3.1k 25.54
Global Income Fund (GIFD) 0.1 $67k 16k 4.12
Impellam 0.1 $70k 13k 5.38
Homex Development 0.1 $56k 4.1k 13.66
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $58k 3.0k 19.33
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $57k 4.3k 13.20
Delaware Enhanced Glbl. Div. & Inc. Fund 0.1 $56k 5.0k 11.20
Eunits 2 Yr Us Eqty Mkt Ptnt unit 0.1 $64k 6.5k 9.84
DWS Global High Income Fund 0.0 $45k 5.1k 8.82
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $47k 3.7k 12.54
Taiwan Fund (TWN) 0.0 $47k 2.9k 16.44
Nuveen North Carol Premium Incom Mun 0.0 $46k 3.0k 15.33
Cemex Sab Cpo 0.0 $48k 58k 0.83
Kimberly Clark Mexico Cl A 0.0 $44k 18k 2.40
Dividend & Income 0.0 $51k 14k 3.63
Grupo Elektra Sa 0.0 $52k 1.3k 40.94
India Fund (IFN) 0.0 $39k 1.7k 23.37
MVC Capital 0.0 $42k 3.3k 12.66
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.0 $40k 28k 1.43
Liberty All-Star Growth Fund (ASG) 0.0 $33k 7.8k 4.20
Nuveen Tax-Advantaged Total Return Strat 0.0 $33k 3.0k 11.00
Aberdeen Israel Fund 0.0 $35k 2.8k 12.73
Morgan Stanley East. Euro 0.0 $39k 2.4k 16.10
Exd - Eaton Vance Tax-advant 0.0 $35k 2.0k 17.49
Guggenheim Equal 0.0 $31k 1.6k 19.83
Starbucks Corporation (SBUX) 0.0 $30k 600.00 50.00
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $25k 1.5k 16.67
Thai Fund 0.0 $21k 1.2k 17.18
AGIC Intl & Prem Strategy Fund (NAI) 0.0 $30k 3.0k 10.00
Gabelli Dvd & Inc Tr p 0.0 $26k 1.0k 26.00
Eagle Cap Growth (GRF) 0.0 $26k 3.8k 6.90
Engex (EGX) 0.0 $27k 16k 1.73
Nuveen MD Premium Income Fund Preferred Series C preferred 0.0 $20k 2.0k 10.00
Municipal Preferred Series C preferred 0.0 $25k 2.5k 10.00
Royce Focus Trust Preferred Series A preferred 0.0 $26k 1.0k 26.00
Tri-Continental Corp. preferred Preferred B 0.0 $25k 500.00 50.00
Trust Spanish (SBSAA) 0.0 $26k 8.0k 3.24
Advantage Municipal 2 Preferred C preferred 0.0 $25k 2.5k 10.00
Facebook Inc cl a (META) 0.0 $22k 1.0k 22.00
Advantage Municipal Fund, 2.65% Pfd Series E preferred 0.0 $20k 2.0k 10.00
Doral Financial 0.0 $11k 12k 0.96
Knight Capital 0.0 $13k 5.0k 2.60
Grupo TMM, S.A.B. (GTMAY) 0.0 $12k 12k 0.98
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $12k 872.00 13.76
Gabelli Equity Trust (GAB) 0.0 $15k 2.7k 5.57
Nuveen Global Value Opportunities Fund 0.0 $12k 800.00 15.00
Nuveen Insured Municipal Opp. Fund 0.0 $17k 1.1k 15.64
Madison/Claymore Cov. Call & Eq. Strat. 0.0 $8.0k 1.0k 8.00
NASDAQ Premium Income & Growth Fund 0.0 $17k 1.1k 16.02
Nuveen Core Equity Alpha Fund (JCE) 0.0 $16k 1.2k 13.84
Nuveen New York Invst. Qlty. Mun. Fund (NQN) 0.0 $9.0k 600.00 15.00
Asia Pacific Fund 0.0 $10k 1.0k 10.00
Asia Tigers Fund 0.0 $16k 1.1k 14.12
Cornerstone Strategic Value 0.0 $11k 1.4k 7.78
Nuveen Calif Municpal Valu F 0.0 $7.0k 406.00 17.24
Municipal Fund Preferred Series C preferred 0.0 $10k 1.0k 10.00
Geltech Solutions 0.0 $16k 25k 0.64
Bcb Holdings 0.0 $15k 70k 0.21
Grupo Mexico Sa Ser B 0.0 $13k 3.9k 3.36
Nuveen Georgia Premium Income Municipal Fund, 2.65% Mtp Pfd preferred 0.0 $10k 1.0k 10.00
Ipath S&p 500 Vix Short Term F 0.0 $9.0k 1.0k 9.00
Tim Hortons Inc Com Stk 0.0 $999.960000 13.00 76.92
Enzo Biochem (ENZ) 0.0 $6.0k 3.0k 2.00
Aberdeen Latin Amer Eqty 0.0 $3.0k 88.00 34.09
Rand Capital Corporation 0.0 $5.0k 2.0k 2.50
Tortoise Capital Resources (TTO) 0.0 $5.0k 510.00 9.80
Grupo Aeroportuario De Sur B 0.0 $6.0k 700.00 8.57
Shellshock 0.0 $2.0k 3.3k 0.62
Shellproof 0.0 $3.0k 4.4k 0.68
Fuego Enterprises 0.0 $2.0k 5.0k 0.40