Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of June 30, 2013

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 284 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Opportunity Fund 3.5 $5.5M 671k 8.19
Virtus Total Return Fund Cef 2.9 $4.5M 1.2M 3.87
Alpine Total Dynamic Dividend Fund 2.7 $4.2M 1.1M 3.91
Tri-Continental Corporation (TY) 2.6 $4.1M 229k 17.90
Adams Express Company (ADX) 2.5 $4.0M 334k 11.96
Petroleum & Resources Corporation 2.5 $4.0M 156k 25.67
Federated Enhanced Treasury 2.5 $4.0M 304k 13.01
Eaton Vance Risk Managed Diversified (ETJ) 2.1 $3.3M 306k 10.90
Seaboard Corporation (SEB) 2.0 $3.2M 1.2k 2708.12
Liberty All-Star Equity Fund (USA) 1.8 $2.7M 528k 5.20
Morgan Stanley Emerging Markets Domestic (EDD) 1.7 $2.7M 185k 14.44
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 1.5 $2.4M 17k 140.27
General American Investors (GAM) 1.5 $2.4M 75k 31.94
Alpine Global Dynamic Dividend Fund 1.5 $2.3M 509k 4.60
BlackRock Credit All Inc Trust IV (BTZ) 1.5 $2.3M 177k 12.98
Herzfeld Caribbean Basin (CUBA) 1.5 $2.3M 270k 8.51
RMR Asia Pacific Real Estate Fund 1.4 $2.3M 112k 20.20
American Select Portfolio 1.4 $2.3M 222k 10.16
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.4 $2.2M 169k 13.25
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.4 $2.3M 175k 12.87
Nuveen Mult Curr St Gv Incm 1.4 $2.2M 197k 11.21
Nuveen Real (JRI) 1.4 $2.2M 116k 18.71
Gabelli Equity Trust Preferred Series G preferred 1.3 $2.0M 82k 24.75
Royce Value Trust (RVT) 1.2 $1.9M 123k 15.16
AllianceBernstein Income Fund 1.1 $1.8M 240k 7.46
Watsco, Incorporated (WSO) 1.1 $1.8M 21k 83.95
MasTec (MTZ) 1.1 $1.7M 53k 32.90
Royal Caribbean Cruises (RCL) 1.1 $1.7M 51k 33.33
Pimco Dynamic Incm Fund (PDI) 1.1 $1.7M 58k 29.25
Copa Holdings Sa-class A (CPA) 1.0 $1.6M 13k 131.12
Cohen & Steers infrastucture Fund (UTF) 1.0 $1.6M 85k 18.89
Japan Equity Fund 1.0 $1.6M 248k 6.46
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 1.0 $1.6M 117k 13.49
Lennar Corporation (LEN) 0.9 $1.5M 41k 36.05
First Trust/FIDAC Mortgage Income Fund (FMY) 0.9 $1.4M 87k 15.90
BlackRock Global Opportunities Equity Tr (BOE) 0.9 $1.4M 100k 13.50
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.9 $1.3M 132k 10.17
Blackrock Build America Bond Trust (BBN) 0.9 $1.3M 67k 20.19
Carnival Corporation (CCL) 0.8 $1.3M 39k 34.28
Montgomery Street Income Securities 0.8 $1.3M 80k 16.16
Aberdeen Asia-Pacific Income Fund (FAX) 0.8 $1.3M 206k 6.20
Putnam Premier Income Trust (PPT) 0.8 $1.3M 237k 5.35
Zweig Total Return 0.8 $1.3M 98k 12.86
Putnam High Income Securities Fund 0.8 $1.2M 158k 7.90
PriceSmart (PSMT) 0.8 $1.2M 14k 87.64
Korea (KF) 0.8 $1.2M 34k 34.47
Norfolk Southern (NSC) 0.7 $1.1M 16k 72.65
Central Securities (CET) 0.7 $1.1M 53k 21.09
Banco Latinoamericano De Comercio Exteri (BLX) 0.7 $1.1M 49k 22.39
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.7 $1.1M 145k 7.61
Bancolombia (CIB) 0.7 $1.1M 19k 56.48
Boulder Growth & Income Fund (STEW) 0.7 $1.1M 142k 7.44
Clough Global Equity Fund closed-end fund (GLQ) 0.6 $991k 66k 14.97
America Movil Sab De Cv spon adr l 0.6 $972k 45k 21.75
Thai Fund 0.6 $969k 45k 21.61
Advent Claymore Convertible Sec & Inc (AVK) 0.6 $965k 57k 16.94
Nuveen Qual Preferred Inc. Fund III 0.6 $960k 114k 8.42
Fomento Economico Mexicano SAB (FMX) 0.6 $877k 8.5k 103.18
New Germany Fund (GF) 0.6 $862k 49k 17.60
Japan Smaller Capitalizaion Fund (JOF) 0.6 $868k 101k 8.57
Steiner Leisure Ltd Com Stk 0.5 $835k 16k 52.84
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.5 $808k 12k 65.16
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.5 $764k 67k 11.43
Neuberger Berman Real Estate Sec (NRO) 0.5 $766k 159k 4.82
Freeport-McMoRan Copper & Gold (FCX) 0.5 $745k 27k 27.59
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.5 $726k 74k 9.80
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.5 $723k 33k 22.16
Grupo Televisa (TV) 0.5 $705k 28k 24.82
Atlantic Tele-Network 0.5 $705k 14k 49.65
TECO Energy 0.4 $696k 41k 17.19
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.4 $669k 91k 7.37
Chiquita Brands International 0.4 $655k 60k 10.92
American Strategic Income Portf. Inc II 0.4 $668k 81k 8.20
Gdl Fund Preferred Series B preferred 0.4 $643k 13k 50.23
Cemex SAB de CV (CX) 0.4 $577k 55k 10.58
Royce Micro Capital Trust (RMT) 0.4 $580k 54k 10.81
Boulder Total Return Fund 0.4 $569k 27k 21.18
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $554k 47k 11.84
Western Union Company (WU) 0.3 $530k 31k 17.10
Walmart De Mexico Ser V 0.3 $531k 190k 2.79
Macquarie Global Infr Total Rtrn Fnd 0.3 $517k 25k 20.44
Nuveen Insd Dividend Advantage (NVG) 0.3 $498k 37k 13.36
Bancroft Fund (BCV) 0.3 $500k 29k 17.34
Delaware Enhanced Glbl. Div. & Inc. Fund 0.3 $501k 43k 11.62
Nuveen Build Amer Bd Opptny 0.3 $508k 25k 19.99
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 0.3 $500k 20k 25.00
BlackRock Enhanced Capital and Income (CII) 0.3 $493k 39k 12.62
Fresh Del Monte Produce (FDP) 0.3 $465k 17k 27.86
Singapore Fund (SGF) 0.3 $435k 34k 12.92
Jz Capital Partners (JZCLF) 0.3 $435k 60k 7.25
Allianzgi Equity & Conv In 0.3 $440k 24k 18.33
Morgan Stanley Asia Pacific Fund 0.3 $418k 27k 15.68
Clough Global Allocation Fun (GLV) 0.3 $410k 27k 15.17
Vulcan Materials Company (VMC) 0.2 $387k 8.0k 48.38
Templeton Dragon Fund (TDF) 0.2 $387k 15k 25.08
Cohen & Steers REIT/P (RNP) 0.2 $399k 23k 17.28
Mexico Equity and Income Fund (MXE) 0.2 $382k 25k 15.41
Tahoe Resources 0.2 $381k 27k 14.16
Teekay Lng Partners 0.2 $365k 8.4k 43.66
iShares S&P Latin America 40 Index (ILF) 0.2 $368k 10k 36.80
Nuveen Build Amer Bd (NBB) 0.2 $355k 18k 19.38
Norwegian Cruise Line Hldgs (NCLH) 0.2 $359k 12k 30.34
Aberdeen Indonesia Fund 0.2 $352k 30k 11.83
Oxford Lane Capital Corp. 8.50% Pfd preferred 0.2 $343k 13k 26.03
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.2 $322k 35k 9.28
Morgan Stanley Emerging Markets Debt (MSD) 0.2 $319k 31k 10.17
Royce Focus Tr 0.2 $292k 42k 6.97
Nuveen Select Quality Municipal Fund 0.2 $276k 20k 13.60
Western Asset Hgh Yld Dfnd (HYI) 0.2 $277k 16k 17.68
Nuveen Quality Income Municipal Fund 0.2 $274k 20k 13.50
BlackRock Muniyield Michigan Ins. Fnd II 0.2 $261k 21k 12.70
Morgan Stanley income sec 0.2 $261k 15k 17.01
Special Opportunities Fund (SPE) 0.2 $254k 15k 16.95
Grupo Radio Centro Ser A 0.2 $245k 213k 1.15
First Tr High Income L/s (FSD) 0.1 $235k 13k 17.54
Putnam Master Int. Income (PIM) 0.1 $220k 44k 4.99
MFS InterMarket Income Trust I 0.1 $216k 27k 8.13
JF China Region Fund 0.1 $220k 17k 13.19
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $222k 10k 21.90
Gabelli Equity Trust Preferred Series D preferred 0.1 $218k 8.7k 25.14
America Movil Adr Series L 0.1 $226k 209k 1.08
Margo Caribe (MRGO) 0.1 $225k 64k 3.50
John Hancock Hdg Eq & Inc (HEQ) 0.1 $220k 13k 16.92
Zweig Fund 0.1 $220k 17k 12.80
Central Europe and Russia Fund (CEE) 0.1 $206k 6.9k 29.83
Nuveen Conn Prem Income Mun sh ben int 0.1 $212k 16k 13.14
Gabelli Global Multimedia Trust Preferred Series B preferred 0.1 $205k 7.9k 25.84
Martin Marietta Materials (MLM) 0.1 $187k 1.9k 98.42
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $185k 17k 11.11
Nuveen Municipal Advantage Fund 0.1 $188k 14k 13.43
Fomento Economico Mexica Ubd 0.1 $195k 19k 10.32
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $193k 17k 11.52
Popular (BPOP) 0.1 $182k 6.0k 30.33
Grupo Casa Saba Sab De Cv 0.1 $196k 327k 0.60
Seacor Holdings 0.1 $166k 2.0k 83.00
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.1 $173k 15k 11.53
Equus Total Return (EQS) 0.1 $179k 94k 1.91
BlackRock Global Energy & Resources Trus (BGR) 0.1 $178k 7.1k 25.07
Western Asset Inflation Mgnt Fnd (IMF) 0.1 $179k 11k 16.57
Advent/Claymore Enhanced Growth & Income 0.1 $160k 16k 9.80
Putnam Municipal Opportunities Trust (PMO) 0.1 $159k 14k 11.52
RENN Global Entrepreneurs Fund (RCG) 0.1 $158k 105k 1.51
General American Inv Co eqp (GAM.PB) 0.1 $152k 6.0k 25.33
Fuego Enterprises 0.1 $164k 513k 0.32
Allianzgi Intl & Prem Strate 0.1 $157k 17k 9.40
Morgan Stanley India Investment Fund (IIF) 0.1 $142k 9.2k 15.45
Gabelli Dividend & Income Trust (GDV) 0.1 $135k 7.0k 19.29
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $136k 11k 11.99
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.1 $149k 12k 12.42
Foxby (FXBY) 0.1 $135k 82k 1.64
China Fund (CHN) 0.1 $120k 6.0k 20.00
European Equity Fund (EEA) 0.1 $121k 17k 7.16
Nuveen Premium Income Muni Fund 2 0.1 $128k 9.4k 13.57
Nuveen Equity Premium Advantage Fund 0.1 $124k 10k 12.37
Source Capital (SOR) 0.1 $118k 1.9k 61.94
Calamos Global Dynamic Income Fund (CHW) 0.1 $133k 16k 8.34
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $129k 10k 12.90
Nuveen Performance Plus Municipal Fund 0.1 $130k 9.0k 14.44
First Trust Enhanced Equity Income Fund (FFA) 0.1 $123k 9.7k 12.65
Turkish Investment Fund 0.1 $124k 7.8k 15.87
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.1 $127k 9.2k 13.80
New Ireland Fund 0.1 $121k 12k 10.43
Delaware Investments Dividend And Income 0.1 $124k 14k 8.96
THE GDL FUND Closed-End fund (GDL) 0.1 $125k 11k 11.40
CARIBBEAN UTILITIES CO Ltd A (CUPUF) 0.1 $124k 12k 10.33
Eunits 2 Yr Us Eqty Mkt Ptnt unit 0.1 $126k 12k 10.96
Grupo Aeroportuario del Sureste (ASR) 0.1 $111k 1.0k 111.00
Central Fd Cda Ltd cl a 0.1 $109k 8.0k 13.62
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $113k 6.0k 18.79
ING Risk Managed Natural Resources Fund 0.1 $111k 10k 10.83
Nuveen Munpl Markt Opp Fund 0.1 $104k 8.0k 13.00
Nuveen Ins Ma Tx Fr Adv Munf 0.1 $107k 8.0k 13.38
Avenue Income Cr Strat 0.1 $103k 6.0k 17.09
LEGG MASON BW GLOBAL Income 0.1 $112k 6.3k 17.74
Asa (ASA) 0.1 $95k 7.5k 12.67
Nuveen Dividend Advantage Municipal Fd 2 0.1 $98k 7.0k 14.00
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.1 $80k 28k 2.86
Market Vectors Gold Miners ETF 0.1 $73k 3.0k 24.33
iShares Barclays TIPS Bond Fund (TIP) 0.1 $84k 750.00 112.00
Nuveen Insured Municipal Opp. Fund 0.1 $84k 6.0k 14.00
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $83k 6.0k 13.83
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $74k 6.7k 10.96
Nuveen Arizona Premium Income Mun (NAZ) 0.1 $76k 5.7k 13.33
America Movil Sab De C Ser A 0.1 $77k 71k 1.08
Nuveen Preferred And equity (JPI) 0.1 $73k 3.0k 24.33
Impellam 0.1 $79k 13k 6.08
Cushing Renaissance 0.1 $82k 3.3k 24.84
EATON VANCE MI Municipal 0.0 $69k 5.6k 12.38
Aberdn Emring Mkts Telecomtions 0.0 $68k 3.4k 20.00
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $56k 4.2k 13.23
Mfs Calif Mun 0.0 $57k 5.3k 10.76
Alliance California Municipal Income Fun 0.0 $65k 5.0k 13.00
Madison Strategic Sector Premium Fund 0.0 $65k 5.6k 11.52
Asia Pacific Fund 0.0 $61k 6.0k 10.17
Nuveen Michigan Qlity Incom Municipal 0.0 $67k 4.9k 13.62
BlackRock Insured Municipal Income Inves 0.0 $56k 4.0k 14.00
Cemex Sab Cpo 0.0 $64k 60k 1.06
Kimberly Clark Mexico Cl A 0.0 $60k 18k 3.28
Dividend & Income Fund (BXSY) 0.0 $56k 3.5k 15.95
MVC Capital 0.0 $42k 3.3k 12.66
Templeton Emerging Markets (EMF) 0.0 $44k 2.5k 17.60
Aberdeen Israel Fund 0.0 $40k 2.8k 14.55
Taiwan Fund (TWN) 0.0 $46k 2.9k 16.09
Engex (EGX) 0.0 $48k 17k 2.88
Income Securities Fund Preferred Series B preferred 0.0 $52k 2.1k 25.32
Grupo Elektra Sa 0.0 $42k 1.3k 33.07
Duff & Phelps Global (DPG) 0.0 $45k 2.4k 18.67
Nuveen Intermediate 0.0 $51k 4.0k 12.75
Era 0.0 $52k 2.0k 26.00
Nuveen Int Dur Qual Mun Trm 0.0 $50k 4.0k 12.50
Dreyfus Mun Bd Infrastructure 0.0 $48k 3.8k 12.63
Kcg Holdings Inc Cl A 0.0 $53k 5.0k 10.60
Mvc Capital Preferred Series B preferred 0.0 $50k 2.0k 25.00
Starbucks Corporation (SBUX) 0.0 $39k 600.00 65.00
American Strategic Income Portfolio 0.0 $27k 2.6k 10.38
Morgan Stanley Emerging Markets Fund 0.0 $32k 2.3k 14.13
Liberty All-Star Growth Fund (ASG) 0.0 $36k 8.0k 4.51
Blackrock S&p Qlty Rk Eq Md shs ben int 0.0 $31k 2.5k 12.40
BlackRock Muni Income Investment Trust 0.0 $39k 2.8k 13.77
Gabelli Dvd & Inc Tr p 0.0 $25k 1.0k 25.00
Nuveen Insured Quality Muncipal Fund 0.0 $39k 3.0k 13.00
Nuveen Maryland Premium Income Municipal 0.0 $27k 2.0k 13.50
Transamerica Income Shares 0.0 $28k 1.4k 20.60
Swiss Helvetia Fund (SWZ) 0.0 $30k 2.4k 12.49
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $29k 2.0k 14.50
Invesco Insured Municipal Income Trust (IIM) 0.0 $29k 2.0k 14.50
MFS Investment Grade Municipal Trust (CXH) 0.0 $37k 3.9k 9.47
Morgan Stanley East. Euro 0.0 $26k 1.6k 16.10
BlackRock Municipal Bond Investment Tst 0.0 $29k 2.0k 14.50
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $25k 2.0k 12.50
Eagle Cap Growth (GRF) 0.0 $29k 3.8k 7.69
Nuveen Mass Divid Advantag M 0.0 $34k 2.3k 14.78
Municipal Preferred Series C preferred 0.0 $25k 2.5k 10.00
Geltech Solutions 0.0 $29k 25k 1.16
Tri-Continental Corp. preferred Preferred B 0.0 $25k 500.00 50.00
Trust Spanish (SBSAA) 0.0 $27k 8.0k 3.36
Guggenheim Equal 0.0 $28k 1.6k 17.91
Advantage Municipal 2 Preferred C preferred 0.0 $25k 2.5k 10.00
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $30k 3.3k 9.09
Homex Development 0.0 $23k 6.1k 3.77
Ladenburg Thalmann Financial Services 0.0 $10k 5.8k 1.72
Grupo TMM, S.A.B. (GTMAY) 0.0 $9.0k 12k 0.73
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $12k 1.0k 12.00
Gabelli Equity Trust (GAB) 0.0 $19k 2.9k 6.59
New America High Income Fund I (HYB) 0.0 $20k 2.0k 10.00
RMK Multi-Sector High Income Fund (HMH) 0.0 $17k 3.0k 5.67
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $14k 1.0k 14.00
Invesco Municipal Income Opp Trust (OIA) 0.0 $22k 3.4k 6.47
NASDAQ Premium Income & Growth Fund 0.0 $18k 1.1k 16.03
Lehman Brothers First Trust IOF (NHS) 0.0 $22k 1.7k 12.62
Nuveen Pa Divid Advantage Mu 0.0 $13k 1.0k 13.00
Nuveen Core Equity Alpha Fund (JCE) 0.0 $18k 1.2k 14.73
Putnam Managed Municipal Income Trust (PMM) 0.0 $11k 1.5k 7.33
Nuveen New Jersey Divid 0.0 $21k 1.6k 13.12
DWS Global High Income Fund 0.0 $15k 1.8k 8.32
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $14k 1.0k 14.00
Nuveen Pa Div Advantage Mun 0.0 $20k 1.5k 13.33
Asia Tigers Fund 0.0 $13k 1.1k 11.36
Cornerstone Strategic Value 0.0 $12k 1.7k 7.25
Eaton Vance Mich Mun Bd 0.0 $16k 1.3k 12.31
Latin American Discovery Fund 0.0 $11k 800.00 13.75
Eaton Vance Ma Muni Income T sh ben int 0.0 $11k 833.00 13.21
Municipal Fund Preferred Series C preferred 0.0 $10k 1.0k 10.00
Nuveen MD Premium Income Fund Preferred Series C preferred 0.0 $20k 2.0k 10.00
Advantage Fund Preferred Series C preferred 0.0 $10k 1.0k 10.00
Grupo Aeroportuario De Sur B 0.0 $8.0k 700.00 11.43
Bcb Holdings 0.0 $19k 70k 0.27
Grupo Mexico Sa Ser B 0.0 $11k 3.9k 2.84
Nuveen Georgia Premium Income Municipal Fund, 2.65% Mtp Pfd preferred 0.0 $10k 1.0k 10.00
Advantage Municipal Fund, 2.65% Pfd Series E preferred 0.0 $20k 2.0k 10.00
Madison Covered Call Eq Strat (MCN) 0.0 $8.0k 1.0k 8.00
Gabelli Hlthcare & Wellness right 07/17/2013 0.0 $8.2k 51k 0.16
Tim Hortons Inc Com Stk 0.0 $999.960000 13.00 76.92
Enzo Biochem (ENZ) 0.0 $6.0k 3.0k 2.00
Aberdeen Latin Amer Eqty 0.0 $3.0k 88.00 34.09
MFS High Income Municipal Trust (CXE) 0.0 $999.000000 300.00 3.33
RMK Strategic Income Fund 0.0 $999.320000 166.00 6.02
Nuveen North Carol Premium Incom Mun 0.0 $7.0k 500.00 14.00
Rand Capital Corporation 0.0 $6.0k 2.0k 3.00
Nuveen Calif Municpal Valu F 0.0 $6.0k 392.00 15.31
Shellshock 0.0 $2.0k 3.3k 0.62
Corenergy Infrastructure Tr 0.0 $4.0k 510.00 7.84
Sprint 0.0 $1.0k 126.00 7.94
Shellproof 0.0 $2.0k 4.4k 0.45