Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2013

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 279 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Opportunity Fund 3.2 $5.0M 607k 8.28
Virtus Total Return Fund Cef 2.9 $4.5M 1.1M 3.94
Alpine Total Dynamic Dividend Fund 2.8 $4.4M 1.1M 4.02
Petroleum & Resources Corporation 2.7 $4.1M 153k 27.04
Adams Express Company (ADX) 2.6 $4.1M 332k 12.39
Federated Enhanced Treasury 2.5 $3.8M 298k 12.86
Tri-Continental Corporation (TY) 2.4 $3.8M 206k 18.32
Seaboard Corporation (SEB) 1.8 $2.8M 1.0k 2748.06
Morgan Stanley Emerging Markets Domestic (EDD) 1.7 $2.7M 190k 14.10
General American Investors (GAM) 1.7 $2.6M 76k 34.14
Alpine Global Dynamic Dividend Fund 1.6 $2.5M 516k 4.76
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 1.5 $2.4M 19k 125.98
Herzfeld Caribbean Basin (HERZ) 1.5 $2.4M 270k 8.77
BlackRock Credit All Inc Trust IV (BTZ) 1.5 $2.3M 180k 13.04
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.5 $2.3M 184k 12.70
Pimco Dynamic Incm Fund (PDI) 1.5 $2.3M 82k 28.69
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.5 $2.3M 179k 12.87
Nuveen Real (JRI) 1.4 $2.2M 118k 18.70
American Select Portfolio 1.4 $2.2M 227k 9.61
Eaton Vance Risk Managed Diversified (ETJ) 1.4 $2.2M 200k 10.81
Nuveen Mult Curr St Gv Incm 1.3 $2.0M 194k 10.48
Liberty All-Star Equity Fund (USA) 1.3 $2.0M 375k 5.41
RMR Asia Pacific Real Estate Fund 1.3 $2.0M 117k 17.26
Royce Value Trust (RVT) 1.2 $1.8M 125k 14.85
AllianceBernstein Income Fund 1.1 $1.8M 251k 7.04
Gabelli Equity Trust Preferred Series G preferred (GAB.PG) 1.1 $1.8M 82k 21.45
Copa Holdings Sa-class A (CPA) 1.1 $1.7M 13k 138.64
MasTec (MTZ) 1.1 $1.7M 57k 30.30
Japan Equity Fund 1.1 $1.7M 253k 6.84
Cohen & Steers infrastucture Fund (UTF) 1.1 $1.7M 87k 19.73
Watsco, Incorporated (WSO) 1.1 $1.7M 18k 94.28
Putnam Premier Income Trust (PPT) 1.1 $1.7M 317k 5.26
Lennar Corporation (LEN) 1.0 $1.6M 46k 35.41
Royal Caribbean Cruises (RCL) 0.9 $1.5M 38k 38.29
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.9 $1.4M 116k 12.34
BlackRock Global Opportunities Equity Tr (BOE) 0.9 $1.4M 100k 13.99
Putnam High Income Securities Fund 0.9 $1.4M 176k 7.87
Blackrock Build America Bond Trust (BBN) 0.9 $1.4M 74k 18.81
Korea (KF) 0.9 $1.4M 35k 38.87
First Trust/FIDAC Mortgage Income Fund (FMY) 0.9 $1.4M 88k 15.56
Carnival Corporation (CCL) 0.9 $1.3M 41k 32.63
Aberdeen Asia-Pacific Income Fund 0.9 $1.3M 219k 6.06
Zweig Total Return 0.8 $1.3M 100k 13.10
PriceSmart (PSMT) 0.8 $1.3M 14k 95.22
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.8 $1.3M 125k 10.25
Montgomery Street Income Securities 0.8 $1.3M 80k 15.72
Norfolk Southern (NSC) 0.8 $1.2M 16k 77.35
Banco Latinoamericano De Comercio Exteri (BLX) 0.8 $1.2M 48k 24.92
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.1M 75k 14.97
Bancolombia 0.7 $1.1M 19k 57.52
Boulder Growth & Income Fund (STEW) 0.7 $1.1M 142k 7.63
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.7 $1.1M 142k 7.52
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.7 $1.0M 52k 20.23
Advent Claymore Convertible Sec & Inc (AVK) 0.6 $979k 56k 17.60
Japan Smaller Capitalizaion Fund (JOF) 0.6 $973k 107k 9.09
Clough Global Equity Fund closed-end fund (GLQ) 0.6 $957k 64k 15.02
New Germany Fund (GF) 0.6 $927k 45k 20.59
Fomento Economico Mexicano SAB (FMX) 0.6 $922k 9.5k 97.05
Nuveen Qual Preferred Inc. Fund III 0.6 $900k 114k 7.89
America Movil Sab De Cv spon adr l 0.6 $885k 45k 19.80
Freeport-McMoRan Copper & Gold (FCX) 0.6 $893k 27k 33.07
Steiner Leisure Ltd Com Stk 0.5 $845k 15k 58.41
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 0.5 $810k 35k 23.02
Grupo Televisa (TV) 0.5 $794k 28k 27.96
Thai Fund 0.5 $776k 39k 19.88
Chiquita Brands International 0.5 $760k 60k 12.67
Neuberger Berman Real Estate Sec (NRO) 0.5 $718k 159k 4.52
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.5 $697k 91k 7.70
Atlantic Tele-Network 0.4 $688k 13k 52.13
TECO Energy 0.4 $670k 41k 16.54
Cemex SAB de CV (CX) 0.4 $666k 60k 11.18
American Strategic Income Portf. Inc II 0.4 $660k 81k 8.11
Royce Micro Capital Trust (RMT) 0.4 $658k 56k 11.71
Gdl Fund Preferred Series B preferred 0.4 $643k 13k 50.23
Boulder Total Return Fund 0.4 $608k 28k 21.81
Dividend & Income Fund (BXSY) 0.4 $559k 39k 14.36
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $543k 47k 11.61
Macquarie Global Infr Total Rtrn Fnd 0.3 $548k 25k 21.65
Walmart De Mexico Ser V 0.3 $547k 210k 2.60
Delaware Enhanced Glbl. Div. & Inc. Fund 0.3 $524k 44k 11.90
BlackRock Enhanced Capital and Income (CII) 0.3 $506k 39k 12.94
Bancroft Fund (BCV) 0.3 $517k 29k 17.93
Allianzgi Equity & Conv In 0.3 $520k 28k 18.56
Tahoe Resources 0.3 $482k 27k 17.92
Fresh Del Monte Produce (FDP) 0.3 $463k 16k 29.70
Nuveen Insd Dividend Advantage (NVG) 0.3 $473k 37k 12.69
Nuveen Build Amer Bd Opptny 0.3 $471k 25k 18.53
Morgan Stanley Asia Pacific Fund 0.3 $446k 27k 16.73
Jz Capital Partners (JZCLF) 0.3 $446k 60k 7.43
Norwegian Cruise Line Hldgs (NCLH) 0.3 $436k 14k 30.83
Singapore Fund 0.3 $435k 33k 13.10
Vulcan Materials Company (VMC) 0.3 $414k 8.0k 51.75
Clough Global Allocation Fun (GLV) 0.3 $419k 28k 15.24
Templeton Dragon Fund (TDF) 0.3 $402k 15k 26.05
iShares S&P Latin America 40 Index (ILF) 0.2 $383k 10k 38.30
Cohen & Steers REIT/P (RNP) 0.2 $381k 25k 15.49
Teekay Lng Partners 0.2 $369k 8.4k 44.13
Mexico Equity and Income Fund (MXE) 0.2 $374k 24k 15.33
Evertec (EVTC) 0.2 $370k 17k 22.23
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.2 $335k 33k 10.07
Nuveen Build Amer Bd (NBB) 0.2 $331k 18k 18.06
Putnam Master Int. Income (PIM) 0.2 $309k 63k 4.88
Royce Focus Tr 0.2 $304k 42k 7.23
Morgan Stanley Emerging Markets Debt (MSD) 0.2 $314k 31k 10.01
Aberdeen Indonesia Fund 0.2 $304k 31k 9.88
First Tr High Income L/s (FSD) 0.2 $288k 16k 17.56
Western Asset Hgh Yld Dfnd (HYI) 0.2 $280k 16k 17.87
Special Opportunities Fund (SPE) 0.2 $264k 15k 17.62
Nuveen Select Quality Municipal Fund 0.2 $258k 20k 12.71
Central Securities (CET) 0.2 $253k 11k 23.42
Nuveen Quality Income Municipal Fund 0.2 $256k 20k 12.61
JF China Region Fund 0.2 $244k 17k 14.63
BlackRock Muniyield Michigan Ins. Fnd II 0.2 $241k 21k 11.73
Morgan Stanley income sec 0.2 $255k 15k 16.62
Tortoise Energy equity 0.2 $245k 10k 24.50
Zweig Fund 0.1 $232k 17k 13.48
MFS InterMarket Income Trust I 0.1 $212k 27k 7.98
Gabelli Equity Trust Preferred Series D preferred 0.1 $217k 8.7k 25.02
John Hancock Hdg Eq & Inc (HEQ) 0.1 $216k 13k 16.61
Brookfield Global Listed 0.1 $222k 11k 20.37
Grupo Radio Centro Ser A 0.1 $211k 213k 0.99
Central Europe and Russia Fund (CEE) 0.1 $208k 6.4k 32.38
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $203k 10k 20.02
America Movil Adr Series L 0.1 $205k 209k 0.98
Seacor Holdings 0.1 $181k 2.0k 90.50
Martin Marietta Materials (MLM) 0.1 $187k 1.9k 98.42
Advent/Claymore Enhanced Growth & Income 0.1 $179k 18k 9.76
BlackRock Global Energy & Resources Trus (BGR) 0.1 $183k 7.1k 25.77
Nuveen Conn Prem Income Mun sh ben int 0.1 $192k 16k 11.90
Fomento Economico Mexica Ubd 0.1 $182k 19k 9.63
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $194k 17k 11.58
Grupo Casa Saba Sab De Cv 0.1 $183k 327k 0.56
LMP Capital and Income Fund (SCD) 0.1 $173k 12k 14.83
Equus Total Return (EQS) 0.1 $177k 94k 1.89
Nuveen Municipal Advantage Fund 0.1 $175k 14k 12.50
Western Asset Inflation Mgnt Fnd 0.1 $177k 11k 16.39
Margo Caribe (MRGO) 0.1 $167k 64k 2.60
Fuego Enterprises 0.1 $164k 513k 0.32
Oxford Lane Capital Corp. 8.50% Pfd preferred 0.1 $170k 6.5k 26.27
Allianzgi Intl & Prem Strate 0.1 $176k 17k 10.54
Putnam Municipal Opportunities Trust (PMO) 0.1 $151k 14k 10.94
RENN Global Entrepreneurs Fund (RCG) 0.1 $154k 105k 1.47
General American Inv Co eqp (GAM.PB) 0.1 $152k 6.0k 25.33
Popular (BPOP) 0.1 $157k 6.0k 26.17
Morgan Stanley India Investment Fund (IIF) 0.1 $138k 9.2k 15.02
European Equity Fund (EEA) 0.1 $137k 17k 8.10
Gabelli Dividend & Income Trust (GDV) 0.1 $139k 7.0k 19.86
Calamos Global Dynamic Income Fund (CHW) 0.1 $136k 16k 8.53
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.1 $140k 12k 11.67
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.1 $143k 11k 12.77
New Ireland Fund 0.1 $137k 12k 11.81
Foxby (FXBY) 0.1 $133k 82k 1.62
Central Fd Cda Ltd cl a 0.1 $118k 8.0k 14.75
China Fund (CHN) 0.1 $130k 6.0k 21.67
Nuveen Premium Income Muni Fund 2 0.1 $123k 9.4k 13.04
Nuveen Equity Premium Advantage Fund 0.1 $122k 10k 12.14
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $125k 10k 12.50
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $132k 11k 11.61
Nuveen Performance Plus Municipal Fund 0.1 $122k 9.0k 13.56
First Trust Enhanced Equity Income Fund (FFA) 0.1 $121k 9.7k 12.42
Turkish Investment Fund 0.1 $118k 7.8k 15.10
Delaware Investments Dividend And Income 0.1 $123k 14k 8.88
Kayne Anderson Mdstm Energy 0.1 $128k 4.0k 31.99
Gabelli Global Multimedia Trust Preferred Series B preferred 0.1 $123k 4.9k 24.93
THE GDL FUND Closed-End fund (GDL) 0.1 $124k 11k 11.31
CARIBBEAN UTILITIES CO Ltd A (CUPUF) 0.1 $125k 12k 10.42
Eunits 2 Yr Us Eqty Mkt Ptnt unit 0.1 $131k 12k 11.39
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.1 $105k 28k 3.75
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $105k 6.0k 17.42
ING Risk Managed Natural Resources Fund 0.1 $103k 10k 10.05
BlackRock Insured Municipal Income Inves 0.1 $105k 8.0k 13.12
LEGG MASON BW GLOBAL Income 0.1 $106k 6.3k 16.79
Asa (ASA) 0.1 $99k 7.5k 13.20
Nuveen Munpl Markt Opp Fund 0.1 $98k 8.0k 12.25
Nuveen Dividend Advantage Municipal Fd 2 0.1 $91k 7.0k 13.00
Madison Strategic Sector Premium Fund 0.1 $91k 7.8k 11.69
Nuveen Ins Ma Tx Fr Adv Munf 0.1 $89k 7.1k 12.53
Era 0.1 $87k 3.2k 27.06
Nuveen Flexible Invt Income 0.1 $100k 6.0k 16.66
Market Vectors Gold Miners ETF 0.1 $75k 3.0k 25.00
EATON VANCE MI Municipal 0.1 $70k 6.2k 11.23
iShares Barclays TIPS Bond Fund (TIP) 0.1 $84k 750.00 112.00
Liberty All-Star Growth Fund (ASG) 0.1 $73k 15k 4.93
Nuveen Insured Municipal Opp. Fund 0.1 $78k 6.0k 13.00
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $81k 6.0k 13.50
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $70k 6.7k 10.37
Nuveen Arizona Premium Income Mun (NAZ) 0.1 $71k 5.7k 12.46
America Movil Sab De C Ser A 0.1 $71k 71k 1.00
Avenue Income Cr Strat 0.1 $75k 4.5k 16.79
Impellam 0.1 $70k 13k 5.38
Cushing Renaissance 0.1 $82k 3.6k 22.76
Aberdn Emring Mkts Telecomtions 0.0 $66k 3.4k 19.41
Source Capital 0.0 $64k 1.0k 61.96
Alliance California Municipal Income Fun 0.0 $61k 5.0k 12.20
Asia Pacific Fund 0.0 $61k 6.0k 10.17
Nuveen Michigan Qlity Incom Municipal 0.0 $63k 4.9k 12.81
Cemex Sab Cpo 0.0 $67k 60k 1.11
Nuveen Preferred And equity 0.0 $68k 3.0k 22.67
Starbucks Corporation (SBUX) 0.0 $46k 600.00 76.67
MVC Capital 0.0 $43k 3.3k 12.96
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $51k 4.3k 11.98
Mfs Calif Mun 0.0 $54k 5.3k 10.20
Aberdeen Israel Fund 0.0 $42k 2.8k 15.27
Taiwan Fund (TWN) 0.0 $51k 2.9k 17.84
Engex (EGX) 0.0 $51k 17k 3.08
Income Securities Fund Preferred Series B preferred 0.0 $44k 1.8k 25.09
Kimberly Clark Mexico Cl A 0.0 $53k 18k 2.90
Grupo Elektra Sa 0.0 $41k 1.3k 32.28
Duff & Phelps Global (DPG) 0.0 $45k 2.4k 18.67
Guggenheim Equal 0.0 $43k 2.5k 17.31
Nuveen Intermediate 0.0 $46k 4.0k 11.50
Nuveen Int Dur Qual Mun Trm 0.0 $46k 4.0k 11.50
Dreyfus Mun Bd Infrastructure 0.0 $40k 3.8k 10.52
Mvc Capital Preferred Series B preferred 0.0 $50k 2.0k 25.00
American Strategic Income Portfolio 0.0 $25k 2.6k 9.62
Morgan Stanley Emerging Markets Fund 0.0 $34k 2.3k 15.02
Blackrock S&p Qlty Rk Eq Md shs ben int 0.0 $31k 2.5k 12.40
BlackRock Muni Income Investment Trust 0.0 $37k 2.8k 13.06
Gabelli Dvd & Inc Tr p 0.0 $25k 1.0k 25.00
Nuveen Insured Quality Muncipal Fund 0.0 $37k 3.0k 12.33
Nuveen Maryland Premium Income Municipal 0.0 $24k 2.0k 12.00
Transamerica Income Shares 0.0 $28k 1.4k 20.60
Swiss Helvetia Fund (SWZ) 0.0 $34k 2.4k 14.15
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $27k 2.0k 13.50
Invesco Insured Municipal Income Trust (IIM) 0.0 $27k 2.0k 13.50
MFS Investment Grade Municipal Trust (CXH) 0.0 $34k 3.9k 8.70
Morgan Stanley East. Euro 0.0 $30k 1.6k 18.58
BlackRock Municipal Bond Investment Tst 0.0 $28k 2.0k 14.00
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $24k 2.0k 12.00
Geltech Solutions 0.0 $29k 25k 1.16
Trust Spanish (SBSAA) 0.0 $33k 8.0k 4.11
Advantage Municipal 2 Preferred C preferred 0.0 $25k 2.5k 10.00
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $29k 3.3k 8.79
Honda Motor (HMC) 0.0 $11k 300.00 36.67
Homex Development 0.0 $13k 6.1k 2.13
Enzo Biochem (ENZB) 0.0 $8.0k 3.0k 2.67
Grupo TMM, S.A.B. (GTMAY) 0.0 $11k 12k 0.90
Gabelli Equity Trust (GAB) 0.0 $20k 2.9k 6.80
New America High Income Fund I 0.0 $19k 2.0k 9.50
RMK Multi-Sector High Income Fund (HMH) 0.0 $17k 3.0k 5.67
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $13k 668.00 19.46
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $13k 1.0k 13.00
Invesco Municipal Income Opp Trust (OIA) 0.0 $22k 3.4k 6.47
NASDAQ Premium Income & Growth Fund 0.0 $18k 1.1k 15.73
Lehman Brothers First Trust IOF (NHS) 0.0 $23k 1.7k 13.20
Nuveen Pa Divid Advantage Mu 0.0 $12k 1.0k 12.00
Nuveen Core Equity Alpha Fund (JCE) 0.0 $19k 1.2k 15.27
Putnam Managed Municipal Income Trust (PMM) 0.0 $10k 1.5k 6.67
Nuveen New Jersey Divid 0.0 $20k 1.6k 12.50
DWS Global High Income Fund 0.0 $14k 1.8k 7.77
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $13k 1.0k 13.00
Nuveen Pa Div Advantage Mun 0.0 $18k 1.5k 12.00
Asia Tigers Fund 0.0 $10k 892.00 11.21
Cornerstone Strategic Value 0.0 $12k 1.7k 6.95
Eaton Vance Mich Mun Bd 0.0 $15k 1.3k 11.54
Latin American Discovery Fund 0.0 $11k 800.00 13.75
Eaton Vance Ma Muni Income T sh ben int 0.0 $11k 833.00 13.21
Nuveen Mass Divid Advantag M 0.0 $17k 1.3k 12.98
Municipal Fund Preferred Series C preferred 0.0 $10k 1.0k 10.00
Nuveen MD Premium Income Fund Preferred Series C preferred 0.0 $20k 2.0k 10.00
Advantage Fund Preferred Series C preferred 0.0 $10k 1.0k 10.00
Grupo Aeroportuario De Sur B 0.0 $8.0k 700.00 11.43
Tri-Continental Corp. preferred Preferred B 0.0 $23k 500.00 46.00
Bcb Holdings 0.0 $17k 70k 0.24
Grupo Mexico Sa Ser B 0.0 $12k 3.9k 3.10
Nuveen Georgia Premium Income Municipal Fund, 2.65% Mtp Pfd preferred 0.0 $10k 1.0k 10.00
Advantage Municipal Fund, 2.65% Pfd Series E preferred 0.0 $20k 2.0k 10.00
Madison Covered Call Eq Strat (MCN) 0.0 $8.0k 1.0k 8.00
Ford Motor Company (F) 0.0 $6.0k 350.00 17.14
Tim Hortons Inc Com Stk 0.0 $999.960000 13.00 76.92
Aberdeen Latin Amer Eqty 0.0 $3.0k 88.00 34.09
RMK Strategic Income Fund 0.0 $999.320000 166.00 6.02
Nuveen North Carol Premium Incom Mun 0.0 $6.0k 500.00 12.00
Rand Capital Corporation 0.0 $6.0k 2.0k 3.00
Nuveen Calif Municpal Valu F 0.0 $6.0k 392.00 15.31
Shellshock 0.0 $2.0k 3.3k 0.62
Corenergy Infrastructure Tr 0.0 $4.0k 510.00 7.84
Shellproof 0.0 $5.0k 4.4k 1.13
Brookfield Glbl Listed 0.0 $3.0k 8.9k 0.34