Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of March 31, 2015

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 292 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Boulder Growth & Income Fund (STEW) 5.5 $12M 1.4M 8.57
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 5.2 $11M 449k 25.01
Oxlc 8 1/8 06/30/24 3.8 $8.2M 324k 25.25
Tekla Healthcare Opportunit (THQ) 3.4 $7.3M 355k 20.58
Adams Express Company (ADX) 2.8 $5.9M 426k 13.96
Blackrock Science & (BST) 2.6 $5.6M 313k 17.83
Pimco Dynamic Credit Income other 2.5 $5.5M 268k 20.42
Virtus Total Return Fund Cef 2.3 $5.0M 1.1M 4.53
Alpine Total Dyn Fd New cefs 2.3 $5.0M 561k 8.91
Tri-Continental Corporation (TY) 2.1 $4.6M 210k 21.69
Petroleum & Res Corp Com cef (PEO) 1.9 $4.2M 181k 23.15
Kayne Anderson Mdstm Energy 1.8 $3.9M 120k 32.78
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.8 $3.9M 310k 12.46
Copa Holdings Sa-class A (CPA) 1.8 $3.8M 38k 100.98
Herzfeld Caribbean Basin (HERZ) 1.8 $3.8M 405k 9.26
Liberty All-Star Equity Fund (USA) 1.6 $3.5M 603k 5.84
General American Investors (GAM) 1.5 $3.3M 94k 34.98
Federated Enhanced Treasury 1.5 $3.2M 240k 13.51
Tortoise Energy Infrastructure 1.5 $3.2M 76k 42.03
Tortoise Pipeline & Energy 1.4 $3.1M 108k 28.51
Salient Midstream & M 1.4 $3.1M 142k 21.67
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.4 $2.9M 322k 9.05
RMR Asia Pacific Real Estate Fund 1.3 $2.7M 129k 21.06
Pimco Dynamic Incm Fund (PDI) 1.3 $2.7M 94k 29.00
MasTec (MTZ) 1.2 $2.6M 135k 19.30
Alpine Global Dynamic 1.2 $2.6M 249k 10.31
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.2 $2.6M 228k 11.26
Doubleline Income Solutions (DSL) 1.2 $2.5M 125k 19.85
Seaboard Corporation (SEB) 1.1 $2.4M 570.00 4131.58
Diversified Real Asset Inc F 1.1 $2.3M 128k 18.10
Lennar Corporation (LEN) 1.1 $2.3M 45k 51.82
First Tr High Income L/s (FSD) 1.0 $2.2M 135k 16.38
Japan Equity Fund ietf (JEQ) 1.0 $2.2M 271k 8.10
Royal Caribbean Cruises (RCL) 1.0 $2.1M 26k 81.85
Royce Value Trust (RVT) 1.0 $2.1M 147k 14.32
Norwegian Cruise Line Hldgs (NCLH) 0.9 $2.0M 36k 54.00
Tortoise Energy equity 0.9 $1.9M 92k 20.12
Cohen & Steers infrastucture Fund (UTF) 0.8 $1.7M 76k 22.72
Zweig Total Return 0.7 $1.5M 111k 13.68
Carnival Corporation (CCL) 0.7 $1.5M 31k 47.84
Putnam High Income Securities Fund 0.7 $1.5M 181k 8.15
BlackRock Credit All Inc Trust IV (BTZ) 0.6 $1.4M 102k 13.46
Cemex SAB de CV (CX) 0.6 $1.3M 141k 9.47
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.6 $1.3M 130k 10.27
Korea (KF) 0.6 $1.3M 33k 40.06
Watsco, Incorporated (WSO) 0.6 $1.3M 10k 125.74
New Germany Fund (GF) 0.6 $1.3M 82k 15.50
Putnam Premier Income Trust (PPT) 0.6 $1.2M 236k 5.27
Japan Smaller Capitalizaion Fund (JOF) 0.6 $1.2M 121k 9.94
Spirit Airlines 0.5 $1.2M 15k 77.33
Aberdeen Asia-Pacific Income Fund 0.5 $1.1M 204k 5.38
Apollo Tactical Income Fd In (AIF) 0.5 $1.1M 67k 16.32
Steiner Leisure Ltd Com Stk 0.5 $1.1M 23k 47.40
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.5 $1.1M 11k 101.14
Avianca Holdings Sa 0.5 $1.1M 94k 11.31
Fomento Economico Mexicano SAB (FMX) 0.5 $1.0M 11k 93.55
Clough Global Equity Fund closed-end fund (GLQ) 0.5 $1.0M 68k 15.03
Grupo Televisa (TV) 0.4 $937k 28k 32.99
America Movil Sab De Cv spon adr l 0.4 $914k 45k 20.45
Guggenheim Enhanced Equity Strategy 0.4 $922k 52k 17.58
First Trust/FIDAC Mortgage Income Fund (FMY) 0.4 $893k 60k 14.84
Gabelli Global Multimedia Trust (GGT) 0.4 $866k 93k 9.29
Nexpoint Credit Strategies 0.4 $867k 116k 7.50
Nuveen Multi-mkt Inc Income (JMM) 0.4 $868k 115k 7.57
Central Securities (CET) 0.4 $845k 39k 21.80
Atlantic Tele-Network 0.4 $830k 12k 69.24
TECO Energy 0.4 $786k 41k 19.41
Bancolombia 0.4 $778k 20k 39.33
Cohen & Steers Total Return Real (RFI) 0.4 $774k 57k 13.69
Mvc Capital Preferred Series B preferred 0.3 $754k 30k 25.16
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.3 $703k 8.8k 79.90
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.3 $708k 31k 22.53
First Trust New Opportunities 0.3 $684k 40k 17.09
Nuveen Qual Preferred Inc. Fund III 0.3 $666k 77k 8.66
Bancroft Fund (BCV) 0.3 $651k 31k 20.93
Gdl Fund Preferred Series B preferred 0.3 $642k 13k 50.16
Blackstone Gso Strategic (BGB) 0.3 $644k 40k 16.17
Norfolk Southern (NSC) 0.3 $592k 5.8k 102.96
Freeport-McMoRan Copper & Gold (FCX) 0.3 $606k 32k 18.94
Advent/Claymore Enhanced Growth & Income 0.3 $603k 64k 9.42
Tortoise MLP Fund 0.3 $596k 25k 24.08
LMP Capital and Income Fund (SCD) 0.3 $572k 34k 16.75
Clough Global Allocation Fun (GLV) 0.3 $587k 39k 15.05
Taiwan Fund (TWN) 0.3 $548k 33k 16.82
Nextera Energy (NEE) 0.2 $536k 5.2k 103.98
Cyberonics 0.2 $541k 8.3k 64.95
Cushing MLP Total Return Fund 0.2 $523k 129k 4.06
Liberty All-Star Growth Fund (ASG) 0.2 $504k 97k 5.22
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $486k 42k 11.48
Evertec (EVTC) 0.2 $495k 23k 21.86
Popular (BPOP) 0.2 $481k 14k 34.36
Blackrock Multi-sector Incom other (BIT) 0.2 $474k 27k 17.47
Martin Marietta Materials (MLM) 0.2 $419k 3.0k 139.67
Nuveen Global High (JGH) 0.2 $431k 25k 17.08
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $398k 35k 11.35
Macquarie Global Infr Total Rtrn Fnd 0.2 $409k 17k 24.77
Putnam Master Int. Income (PIM) 0.2 $380k 78k 4.90
AllianceBernstein Global Hgh Incm (AWF) 0.2 $392k 31k 12.58
Era 0.2 $392k 19k 20.83
Teekay Lng Partners 0.2 $358k 9.6k 37.35
Templeton Dragon Fund (TDF) 0.2 $364k 15k 24.83
Western Union Company (WU) 0.2 $354k 17k 20.82
Vulcan Materials Company (VMC) 0.2 $337k 4.0k 84.25
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.2 $348k 6.0k 58.00
Clearbridge Energy M 0.2 $345k 14k 24.99
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $353k 38k 9.26
Western Asset Hgh Yld Dfnd (HYI) 0.2 $353k 22k 16.37
Tahoe Resources 0.2 $350k 32k 10.97
Source Capital 0.1 $315k 4.3k 73.29
Cushing Renaissance 0.1 $330k 15k 21.45
Sprott Focus Tr (FUND) 0.1 $326k 45k 7.25
Bk Nova Cad (BNS) 0.1 $301k 6.0k 50.17
Prospect Captl 6.95% Sr Nts 20 p 0.1 $294k 12k 25.48
Singapore Fund 0.1 $303k 27k 11.34
TCW Strategic Income Fund (TSI) 0.1 $250k 46k 5.41
Zweig Fund 0.1 $266k 17k 15.37
Morgan Stanley Asia Pacific Fund 0.1 $241k 15k 15.76
LEGG MASON BW GLOBAL Income 0.1 $237k 15k 15.94
Thai Fund 0.1 $214k 25k 8.70
Fresh Del Monte Produce (FDP) 0.1 $195k 5.0k 39.00
Morgan Stanley China A Share Fund (CAF) 0.1 $198k 6.0k 33.00
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $184k 20k 9.25
Mexico Equity and Income Fund (MXE) 0.1 $187k 15k 12.31
Aberdeen Indonesia Fund 0.1 $184k 24k 7.72
Nuveen Long/short Commodity 0.1 $200k 12k 16.67
Jpmorgan China Region 0.1 $200k 11k 18.07
Equus Total Return (EQS) 0.1 $172k 88k 1.95
Pacholder High Yield 0.1 $164k 22k 7.43
First Tr Inter Duration Pfd & Income (FPF) 0.1 $162k 7.2k 22.43
Gilead Sciences (GILD) 0.1 $147k 1.5k 98.00
European Equity Fund (EEA) 0.1 $143k 16k 8.73
Gabelli Dividend & Income Trust (GDV) 0.1 $148k 7.0k 21.14
Foxby (FXBY) 0.1 $142k 77k 1.85
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $160k 17k 9.55
Cohen & Steers Ltd Dur Pfd I (LDP) 0.1 $140k 5.8k 24.14
Eaton Vance Fltg Rate In 0.1 $159k 9.3k 17.04
Nuveen Flexible Invt Income 0.1 $152k 8.9k 17.12
Karyopharm Therapeutics 0.1 $149k 4.9k 30.61
Nexpoint Cr Strategies Fd ex distrib wi 0.1 $150k 20k 7.60
Seacor Holdings 0.1 $139k 2.0k 69.50
Morgan Stanley India Investment Fund (IIF) 0.1 $138k 5.0k 27.78
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $135k 13k 10.80
RENN Global Entrepreneurs Fund (RCG) 0.1 $123k 107k 1.15
Nuveen Build Amer Bd (NBB) 0.1 $129k 6.1k 21.28
New Ireland Fund 0.1 $131k 10k 13.06
Avenue Income Cr Strat 0.1 $132k 8.7k 15.11
Gabelli Equity Trust Preferred Series G preferred (GAB.PG) 0.1 $120k 5.0k 23.79
Oxford Lane Capital Corp. 8.50% Pfd preferred 0.1 $124k 4.8k 25.87
Royce Global Value Tr (RGT) 0.1 $137k 17k 8.04
Inovio Pharmaceuticals 0.1 $122k 15k 8.13
Asa (ASA) 0.1 $104k 10k 10.09
China Fund (CHN) 0.1 $97k 5.0k 19.40
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $98k 8.5k 11.50
Mexico Fund (MXF) 0.1 $107k 5.0k 21.40
THE GDL FUND Closed-End fund (GDL) 0.1 $103k 10k 10.34
First Tr Energy Infrastrctr 0.1 $114k 5.0k 22.70
Amgen (AMGN) 0.0 $80k 500.00 160.00
PriceSmart (PSMT) 0.0 $85k 1.0k 85.00
Central Fd Cda Ltd cl a 0.0 $95k 8.0k 11.88
Nuveen Diversified Dividend & Income 0.0 $93k 7.6k 12.26
Pimco Income Strategy Fund II (PFN) 0.0 $86k 8.6k 9.99
Central Europe and Russia Fund (CEE) 0.0 $85k 4.1k 20.51
Nuveen Equity Premium and Growth Fund (SPXX) 0.0 $84k 6.0k 14.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $90k 6.4k 14.17
Fort Dearborn Income Securities 0.0 $78k 5.4k 14.44
Blackrock Util & Infrastrctu (BUI) 0.0 $93k 4.7k 19.60
Brookfield Mortg. Opportunity bond etf 0.0 $82k 5.0k 16.40
Neuberger Berman Mlp Income (NML) 0.0 $88k 5.0k 17.55
FedEx Corporation (FDX) 0.0 $66k 400.00 165.00
Market Vectors Gold Miners ETF 0.0 $55k 3.0k 18.33
Aberdn Emring Mkts Telecomtions 0.0 $62k 5.0k 12.49
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $71k 4.9k 14.37
Asia Pacific Fund 0.0 $60k 5.2k 11.65
Delaware Investments Dividend And Income 0.0 $68k 6.8k 10.05
Morgan Stanley income sec 0.0 $69k 3.8k 17.95
Nuveen Preferred And equity 0.0 $71k 3.0k 23.29
BP (BP) 0.0 $36k 928.00 38.79
ICICI Bank (IBN) 0.0 $34k 3.3k 10.32
Ace Limited Cmn 0.0 $37k 331.00 111.78
Incyte Corporation (INCY) 0.0 $44k 477.00 92.24
Teva Pharmaceutical Industries (TEVA) 0.0 $36k 583.00 61.75
Canadian Pacific Railway 0.0 $36k 196.00 183.67
Canadian Natural Resources (CNQ) 0.0 $44k 1.4k 30.56
Barclays (BCS) 0.0 $35k 2.4k 14.68
HDFC Bank (HDB) 0.0 $34k 574.00 59.23
Toyota Motor Corporation (TM) 0.0 $42k 303.00 138.61
Baidu (BIDU) 0.0 $33k 156.00 211.54
Ingersoll-rand Co Ltd-cl A 0.0 $42k 615.00 68.29
Tata Motors 0.0 $35k 776.00 45.10
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.0 $52k 36k 1.44
iShares Barclays TIPS Bond Fund (TIP) 0.0 $47k 410.00 114.63
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $49k 6.3k 7.80
Jp Morgan Alerian Mlp Index 0.0 $43k 1.0k 43.00
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $52k 3.7k 13.89
Neuberger Berman Real Estate Sec (NRO) 0.0 $39k 7.2k 5.40
Aberdeen Israel Fund 0.0 $41k 2.3k 17.66
Turkish Investment Fund 0.0 $44k 4.6k 9.50
Trust Spanish (SBSAA) 0.0 $40k 10k 3.99
Duff & Phelps Global (DPG) 0.0 $48k 2.4k 19.92
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $45k 1.5k 29.18
Allianzgi Equity & Conv In 0.0 $40k 2.0k 20.00
Cohen & Steers Mlp Fund 0.0 $44k 2.3k 18.92
Mallinckrodt Pub 0.0 $36k 282.00 127.66
Abengoa Yield 0.0 $36k 1.1k 33.61
Deutsche Multi-mkt Income Tr Shs cef 0.0 $40k 4.8k 8.42
Nxp Semiconductors Nv 0.0 $41k 407.00 100.74
SK Tele 0.0 $24k 881.00 27.24
JPMorgan Chase & Co. (JPM) 0.0 $20k 323.00 61.92
State Street Corporation (STT) 0.0 $20k 272.00 73.53
Coca-Cola Company (KO) 0.0 $18k 456.00 39.47
Exxon Mobil Corporation (XOM) 0.0 $14k 163.00 85.89
McDonald's Corporation (MCD) 0.0 $18k 183.00 98.36
Wal-Mart Stores (WMT) 0.0 $21k 258.00 81.40
Home Depot (HD) 0.0 $17k 152.00 111.84
Abbott Laboratories (ABT) 0.0 $22k 468.00 47.01
Johnson & Johnson (JNJ) 0.0 $14k 144.00 97.22
Pfizer (PFE) 0.0 $23k 652.00 35.28
Dominion Resources (D) 0.0 $14k 200.00 70.00
General Electric Company 0.0 $22k 871.00 25.26
3M Company (MMM) 0.0 $21k 128.00 164.06
Intel Corporation (INTC) 0.0 $14k 454.00 30.84
Verizon Communications (VZ) 0.0 $14k 288.00 48.61
CVS Caremark Corporation (CVS) 0.0 $18k 174.00 103.45
Thermo Fisher Scientific (TMO) 0.0 $21k 160.00 131.25
Altria (MO) 0.0 $16k 311.00 51.45
Hewlett-Packard Company 0.0 $12k 400.00 30.00
Nike (NKE) 0.0 $18k 175.00 102.86
Occidental Petroleum Corporation (OXY) 0.0 $15k 208.00 72.12
Philip Morris International (PM) 0.0 $13k 175.00 74.29
Procter & Gamble Company (PG) 0.0 $18k 223.00 80.72
Schlumberger (SLB) 0.0 $15k 179.00 83.80
United Technologies Corporation 0.0 $17k 143.00 118.88
American Electric Power Company (AEP) 0.0 $14k 243.00 57.61
Syngenta 0.0 $30k 444.00 67.57
Anheuser-Busch InBev NV (BUD) 0.0 $29k 241.00 120.33
United States Oil Fund 0.0 $17k 1.0k 17.00
iShares NASDAQ Biotechnology Index (IBB) 0.0 $12k 36.00 333.33
iShares MSCI EMU Index (EZU) 0.0 $12k 322.00 37.27
Companhia Brasileira de Distrib. 0.0 $14k 458.00 30.57
MVC Capital 0.0 $25k 2.6k 9.55
Prudential Public Limited Company (PUK) 0.0 $30k 605.00 49.59
Credicorp (BAP) 0.0 $31k 223.00 139.01
British American Tobac (BTI) 0.0 $23k 220.00 104.55
China Uni 0.0 $29k 1.9k 15.30
ING Groep (ING) 0.0 $27k 1.9k 14.57
Silver Wheaton Corp 0.0 $27k 1.4k 18.92
Simon Property (SPG) 0.0 $20k 102.00 196.08
Sensata Technologies Hldg Bv 0.0 $31k 539.00 57.51
BlackRock Income Trust 0.0 $32k 5.0k 6.40
Gabelli Equity Trust (GAB) 0.0 $22k 3.4k 6.52
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $14k 655.00 21.37
Industries N shs - a - (LYB) 0.0 $18k 210.00 85.71
Morgan Stanley Emerging Markets Fund 0.0 $11k 716.00 15.36
New America High Income Fund I 0.0 $18k 2.0k 9.00
Vanguard Information Technology ETF (VGT) 0.0 $11k 100.00 110.00
Nuveen Global Value Opportunities Fund 0.0 $13k 1.0k 13.00
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $20k 2.1k 9.52
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $12k 1.4k 8.56
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $27k 1.5k 18.46
Lehman Brothers First Trust IOF (NHS) 0.0 $22k 1.7k 12.62
Nuveen Core Equity Alpha Fund (JCE) 0.0 $26k 1.5k 17.21
Swiss Helvetia Fund (SWZ) 0.0 $27k 2.3k 11.66
Gabelli Equity Trust Preferred Series D preferred 0.0 $22k 848.00 25.94
Tri-Continental Corp. preferred Preferred B 0.0 $25k 500.00 50.00
Kraft Foods 0.0 $28k 325.00 86.15
Gw Pharmaceuticals Plc ads 0.0 $22k 237.00 92.83
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $13k 1.3k 10.00
Center Coast Mlp And Infrastructure unit 0.0 $16k 901.00 17.76
Ambev Sa- (ABEV) 0.0 $23k 4.0k 5.72
Ares Multi Strategy Cr Fd In 0.0 $26k 1.3k 19.76
Dws Strategic Income Trust 0.0 $22k 1.9k 11.89
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $23k 1.3k 18.40
Cornerstone Strategic Value (CLM) 0.0 $12k 574.00 20.91
Health Care SPDR (XLV) 0.0 $8.0k 111.00 72.07
Consumer Discretionary SPDR (XLY) 0.0 $5.0k 65.00 76.92
Vanguard Materials ETF (VAW) 0.0 $3.0k 31.00 96.77
Royce Micro Capital Trust (RMT) 0.0 $4.0k 365.00 10.96
WisdomTree Japan Total Dividend (DXJ) 0.0 $8.0k 143.00 55.94
Vanguard Telecommunication Services ETF (VOX) 0.0 $3.0k 39.00 76.92
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $4.0k 250.00 16.00
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.0 $3.0k 200.00 15.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $3.0k 234.00 12.82
BlackRock Core Bond Trust (BHK) 0.0 $3.0k 200.00 15.00
Transamerica Income Shares 0.0 $9.0k 429.00 20.98
Latin American Discovery Fund 0.0 $8.0k 800.00 10.00
Rand Capital Corporation 0.0 $8.0k 2.0k 4.00
First Trust Cloud Computing Et (SKYY) 0.0 $6.0k 209.00 28.71
Ishares Inc core msci emkt (IEMG) 0.0 $6.0k 116.00 51.72
Gabelli mutual funds - (GGZ) 0.0 $7.0k 700.00 10.00
Ishares msci uk 0.0 $5.0k 282.00 17.73
H & Q Healthcare Fund equities (HQH) 0.0 $3.0k 98.00 30.61
Tekla Life Sciences sh ben int (HQL) 0.0 $2.0k 58.00 34.48