Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of June 30, 2015

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 308 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred stock 7.5 $18M 742k 24.05
Boulder Growth and Income Fund common stock (STEW) 5.4 $13M 1.5M 8.44
Tekla Healthcare Opportunities Fund common stock (THQ) 5.0 $12M 607k 19.72
Oxford Lane Capital, 8.125% Pfd Series 2024 preferred stock 4.6 $11M 439k 25.10
BlackRock Science and Technology Trust common stock (BST) 3.2 $7.6M 437k 17.45
PIMCO Dynamic Credit Income Fund common stock 2.7 $6.4M 322k 19.86
Adams Diversified Equity Fund common stock (ADX) 2.6 $6.2M 443k 13.92
Alpine Total Dynamic Dividend Fund common stock 2.3 $5.5M 640k 8.58
Tri-Continental Corp. common stock (TY) 1.9 $4.6M 218k 21.19
Liberty All-Star Equity Fund common stock (USA) 1.8 $4.3M 771k 5.61
Adams Natural Resources Fund common stock (PEO) 1.8 $4.2M 191k 22.22
Herzfeld Caribbean Basin Fund common stock 1.7 $4.0M 420k 9.45
General American Investors Company common stock (GAM) 1.6 $3.8M 110k 34.81
Copa Holdings SA common stock (CPA) 1.5 $3.7M 45k 82.58
PIMCO Dynamic Income Fund common stock (PDI) 1.5 $3.6M 126k 28.79
Kayne Anderson Midstream/Energy Fund common stock 1.5 $3.6M 131k 27.25
Tortoise Pipeline & Energy Fund common stock 1.4 $3.4M 134k 25.59
Virtus Total Return Fund common stock 1.4 $3.4M 783k 4.35
Salient Midstream & MLP Fund common stock 1.4 $3.3M 166k 20.17
Gabelli Healthcare & Wellness common stock (GRX) 1.4 $3.3M 294k 11.25
Alpine Global Dynamic Dividend Fund common stock 1.3 $3.1M 312k 9.84
Tortoise Energy Infrastructure common stock 1.2 $3.0M 80k 36.91
MVC Capital 7.25% Preferred preferred stock 1.2 $2.9M 117k 24.92
Nuveen Credit Strategies Income Fund common stock (JQC) 1.2 $2.9M 340k 8.51
DoubleLine Income Solutions Fund common stock (DSL) 1.2 $2.8M 145k 19.47
MasTec common stock (MTZ) 1.1 $2.7M 135k 19.87
RMR Real Estate Income Fund common stock 1.1 $2.6M 139k 18.54
Aberdeen Japan Equity Fund common stock (JEQ) 1.0 $2.4M 296k 8.26
Royal Caribbean Cruises common stock (RCL) 1.0 $2.4M 30k 78.68
NexPoint Credit Strategies Fund common stock 1.0 $2.3M 319k 7.27
Lennar Corp. common stock (LEN) 1.0 $2.3M 45k 51.01
Gabelli Dividend & Income Trust common stock (GDV) 0.9 $2.2M 105k 20.62
PIMCO Enchanced Short Maturity Active ETF common stock (MINT) 0.9 $2.1M 21k 101.07
Seaboard Corp. common stock (SEB) 0.9 $2.1M 580.00 3598.28
Cohen & Steers Infrastructure Fund common stock (UTF) 0.9 $2.0M 97k 21.02
Royce Value Trust common stock (RVT) 0.9 $2.0M 148k 13.79
Norwegian Cruise Line Holdings common stock (NCLH) 0.9 $2.0M 36k 56.03
First Trust High Income Long/Short Fund common stock (FSD) 0.8 $1.8M 118k 15.43
Diversified Real Asset Income Fund common stock 0.8 $1.8M 105k 17.26
Zweig Total Return Fund common stock 0.7 $1.7M 136k 12.76
Tortoise Energy Independence Fund common stock 0.7 $1.7M 92k 18.36
Consolidated Water common stock (CWCO) 0.7 $1.6M 130k 12.60
Clough Global Opportunities Fund common stock (GLO) 0.6 $1.4M 120k 11.96
Japan Smaller Capitalization Fund common stock (JOF) 0.6 $1.4M 133k 10.79
Putnam High Income Securities Fund common stock 0.6 $1.4M 181k 7.76
New Germany Fund common stock (GF) 0.6 $1.4M 92k 15.08
BlackRock Credit Allocation Income Trust common stock (BTZ) 0.6 $1.4M 110k 12.51
Korea Fund common stock (KF) 0.6 $1.3M 33k 40.56
Cemex, S.A.B. de C.V. common stock (CX) 0.6 $1.3M 146k 9.16
Carnival Corp. common stock (CCL) 0.6 $1.3M 27k 49.41
NextEra Energy common stock (NEE) 0.5 $1.3M 13k 98.06
Watsco common stock (WSO) 0.5 $1.2M 10k 123.07
Steiner Leisure common stock 0.5 $1.2M 23k 53.77
Apollo Tactical Income Fund common stock (AIF) 0.5 $1.2M 76k 15.65
Aberdeen Asia-Pacific Income Fund common stock 0.5 $1.2M 234k 4.92
Grupo Televisa, S.A.B. common stock (TV) 0.5 $1.1M 29k 38.81
Spirit Airlines common stock 0.5 $1.1M 18k 62.11
Avianca Holdings common stock 0.5 $1.1M 105k 10.24
Fomento Economico Mexicano, S.A.B. de C.V. common stock (FMX) 0.4 $980k 11k 89.09
America Movil S.A.B. de C.V. common stock 0.4 $945k 45k 21.15
Guggenheim Enhanced Equity Strategy Fund common stock 0.4 $931k 57k 16.37
Putnam Premier Income Trust common stock (PPT) 0.4 $895k 176k 5.08
Central Securities Corp. common stock (CET) 0.4 $881k 41k 21.34
Gabelli Multimedia Trust common stock (GGT) 0.4 $879k 96k 9.17
Nuveen Multi-Market Income Fund common stock (JMM) 0.4 $878k 123k 7.13
Bancolombia common stock 0.4 $851k 20k 43.02
First Trust Mortgage Income Fund common stock (FMY) 0.4 $840k 60k 13.96
Popular common stock (BPOP) 0.4 $837k 29k 28.86
Atlantic Tele Network common stock 0.3 $828k 12k 69.07
Cushing MLP Total Return Fund common stock 0.3 $799k 218k 3.66
Liberty All-Star Growth Fund common stock (ASG) 0.3 $745k 148k 5.03
Blackstone/GSO Strategic Credit Fund common stock (BGB) 0.3 $722k 47k 15.52
Teco Energy common stock 0.3 $708k 41k 17.48
Coca Cola Femsa S.A.B. de C.V. common stock (KOF) 0.3 $699k 8.8k 79.44
Cohen & Steers Total Return Realty Fund common stock (RFI) 0.3 $687k 57k 12.15
GDL Fund Preferred Series B preferred stock 0.3 $643k 13k 50.23
First Trust New Opportunities MLP & Energy Fund common stock 0.3 $620k 40k 15.49
Nuveen Quality Preferred Income Fund 3 common stock 0.3 $619k 77k 8.04
Bancroft Fund common stock (BCV) 0.3 $618k 29k 21.16
Taiwan Fund common stock (TWN) 0.3 $617k 35k 17.80
Freeport McMoran Copper & Gold common stock (FCX) 0.2 $590k 32k 18.44
Clough Global Equity Fund common stock (GLQ) 0.2 $569k 39k 14.69
Advent/Claymore Enhanced Growth & Income Fund common stock 0.2 $567k 64k 8.86
Macquarie Global Infrastructure Total Return Fund common stock 0.2 $533k 23k 23.32
Eaton Vance Tax-Advantaged Dividend Income Fund common stock (EVT) 0.2 $522k 27k 19.66
LMP Capital and Income Fund common stock (SCD) 0.2 $512k 34k 15.09
Tortoise MLP Fund common stock 0.2 $507k 24k 21.26
Norfolk Southern Corp. common stock (NSC) 0.2 $499k 5.8k 86.78
Cyberonics common stock 0.2 $495k 8.3k 59.42
Evertec common stock (EVTC) 0.2 $478k 23k 21.11
Delaware Enhanced Global Dividend & Income Fund common stock 0.2 $474k 45k 10.65
CME Group common stock (CME) 0.2 $465k 5.0k 93.00
Era Group common stock 0.2 $441k 22k 20.50
BlackRock Multi-Sector Income Trust common stock (BIT) 0.2 $425k 26k 16.36
Martin Marietta Materials common stock (MLM) 0.2 $425k 3.0k 141.67
Morgan Stanley China A Share Fund common stock (CAF) 0.2 $424k 13k 33.92
Nuveen Global High Income Fund common stock (JGH) 0.2 $408k 25k 16.43
Tahoe Resources common stock 0.2 $386k 32k 12.10
Brookfield Total Return Fund common stock 0.2 $375k 17k 22.19
AllianceBernstein Global High Income Fund common stock (AWF) 0.2 $364k 31k 11.87
Brookfield Global Listed Infrastructure Income Fund common stock 0.2 $361k 22k 16.41
Sprott Focus Trust common stock (FUND) 0.1 $357k 51k 7.07
iShares MSCI Mexico Capped common stock (EWW) 0.1 $343k 6.0k 57.17
Vulcan Materials Company common stock (VMC) 0.1 $336k 4.0k 84.00
ClearBridge Energy MLP Fund common stock 0.1 $321k 14k 23.25
Source Capital Corp. common stock 0.1 $313k 4.3k 72.77
Bank of Nova Soctia common stock (BNS) 0.1 $307k 6.0k 51.17
Teekay LNG Partners common stock 0.1 $302k 9.6k 31.49
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund common stock (WIW) 0.1 $298k 27k 11.12
Cushing Renaissance Fund common stock 0.1 $297k 15k 19.30
Aberdeen Singapore Fund common stock 0.1 $295k 27k 11.05
Western Union Company common stock (WU) 0.1 $285k 14k 20.36
Western Asset High Yield Defined Opportunity Fund common stock (HYI) 0.1 $261k 17k 15.26
Zweig Fund common stock 0.1 $250k 17k 14.43
Clough Global Allocation Fund common stock (GLV) 0.1 $245k 17k 14.63
Morgan Stanley Asia Pacific Fund common stock 0.1 $240k 15k 15.69
PIMCO Income Strategy Fund common stock (PFL) 0.1 $235k 22k 10.68
PIMCO Corporate & Income Strategy Fund common stock (PCN) 0.1 $234k 17k 13.97
Powershares ETF Trust II common stock 0.1 $227k 10k 22.70
TCW Strategic Income Fund common stock (TSI) 0.1 $223k 43k 5.16
Legg Mason BW Global Income Opportunities Fund common stock 0.1 $210k 15k 14.13
JPMorgan China Region Fund common stock 0.1 $208k 11k 18.79
Thai Fund common stock 0.1 $204k 25k 8.30
Fresh Del Monte Produce common stock (FDP) 0.1 $193k 5.0k 38.60
Mexico Equity and Income Fund common stock (MXE) 0.1 $187k 15k 12.31
Morgan Stanley Emerging Market Debt Fund common stock (MSD) 0.1 $179k 20k 9.00
Gilead Sciences common stock (GILD) 0.1 $176k 1.5k 117.33
Aberdeen Indonesia Fund common stock 0.1 $168k 24k 7.05
Equus Total Return common stock (EQS) 0.1 $167k 88k 1.90
First Trust Energy Infrastructure Fund common stock 0.1 $163k 8.0k 20.32
Templeton Dragon Fund common stock (TDF) 0.1 $158k 6.4k 24.85
Pioneer Municipal High Income Trust common stock (MHI) 0.1 $157k 13k 12.08
Pacholder High Yield Fund common stock 0.1 $152k 22k 6.89
BlackRock Resources & Commodities Strategy Trust common stock (BCX) 0.1 $150k 17k 8.95
Royce Global Value Trust common stock (RGT) 0.1 $142k 17k 8.33
Nuveen Flexible Investment Income Fund common stock 0.1 $142k 8.9k 15.99
Seacor Holdings common stock 0.1 $142k 2.0k 71.00
European Equity Fund common stock (EEA) 0.1 $140k 17k 8.50
New Ireland Fund common stock 0.1 $138k 10k 13.76
Morgan Stanley India Investment Fund common stock (IIF) 0.1 $136k 5.0k 27.38
Foxby Corp. common stock (FXBY) 0.1 $136k 77k 1.78
Eaton Vance Risk-Managed Diversified Equity Income Fund common stock (ETJ) 0.1 $134k 13k 10.72
Cohen & Steers Limited Duration Preferres and Income Fund common stock (LDP) 0.1 $133k 5.8k 22.93
Karyopharm Therapeutics common stock 0.1 $132k 4.9k 27.12
RENN Global Entrepreneurs Fund common stock (RCG) 0.1 $132k 107k 1.24
Cohen & Steers MLP Income and Energy Opportunity Fund common stock 0.1 $130k 7.6k 17.16
Avenue Income Credit Strategies Fund common stock 0.1 $122k 8.7k 13.97
Inovio Pharmaceuticals common stock 0.1 $122k 15k 8.13
Nuveen Core Equity Alpha Fund common stock (JCE) 0.0 $113k 7.1k 15.83
PIMCO Income Strategy Fund II common stock (PFN) 0.0 $112k 12k 9.65
Prudential Short Duration High Yield Fund common stock 0.0 $107k 7.0k 15.28
Mexico Fund common stock (MXF) 0.0 $103k 5.0k 20.60
GDL Fund common stock (GDL) 0.0 $102k 10k 10.24
ASA Gold and Precious Metals common stock (ASA) 0.0 $100k 10k 9.70
China Fund common stock (CHN) 0.0 $99k 5.0k 19.80
Deutsche Multi-Market Income Trust common stock 0.0 $97k 12k 7.99
Western Asset/Claymore Inflation-Linked Securities & Income Fund common stock (WIA) 0.0 $96k 8.6k 11.21
Central Fund of Canada common stock 0.0 $93k 8.0k 11.62
PriceSmart common stock (PSMT) 0.0 $91k 1.0k 91.00
Nuveen S&P 500 Dynamic Overwrite Fund common stock (SPXX) 0.0 $89k 6.5k 13.69
Nuveen Diversified Dividend and Income Fund common stock 0.0 $87k 7.6k 11.47
Central Europe Russia and Turkey Fund common stock (CEE) 0.0 $86k 4.1k 20.75
BlackRock Utility & Infrastructure Trust common stock (BUI) 0.0 $85k 4.7k 17.91
Nuveen Dividend Advantage Municipal Fund 3 common stock (NZF) 0.0 $84k 6.4k 13.22
Neuberger Berman MLP Income Fund common stock (NML) 0.0 $81k 5.0k 16.15
Brookfield Mortgage Opportunity Income Fund common stock 0.0 $78k 5.0k 15.60
Amgen common stock (AMGN) 0.0 $76k 500.00 152.00
Fort Dearborn Income Securities common stock 0.0 $74k 5.4k 13.70
Teva Parmaceutical Industries common stock (TEVA) 0.0 $71k 1.2k 59.27
Spanish Broadcasting System common stock (SBSAA) 0.0 $68k 10k 6.78
FedEx Corporation common stock (FDX) 0.0 $68k 400.00 170.00
Royce Micro-Cap Trust common stock (RMT) 0.0 $68k 7.4k 9.22
Morgan Stanley Income Securities common stock 0.0 $66k 3.8k 17.17
Eaton Vance Limited Duration Income Fund common stock (EVV) 0.0 $66k 4.9k 13.36
Asia Pacific Fund common stock 0.0 $66k 5.2k 12.82
Aberdeen Emerging Markets Smaller Company Opportunities Fund common stock 0.0 $63k 5.0k 12.69
Morgan Stanley Emerging Markets Domestic Debt Fund common stock (EDD) 0.0 $55k 6.4k 8.59
ING Groep common stock (ING) 0.0 $55k 3.4k 16.31
Market Vectors Gold Miners ETF common stock 0.0 $53k 3.0k 17.67
Vodafone Group common stock (VOD) 0.0 $53k 1.5k 36.48
iShares TIPS Bond common stock (TIP) 0.0 $46k 410.00 112.20
Turkish Investment Fund common stock 0.0 $46k 4.6k 9.94
Mitsubishi UFJ Financial Group common stock (MUFG) 0.0 $46k 6.4k 7.21
Aberdeen Israel Fund common stock 0.0 $44k 2.3k 18.95
Liberty Global common stock 0.0 $43k 839.00 51.25
Duff & Phelps Global Utility Income Fund common stock (DPG) 0.0 $43k 2.4k 17.84
ICIC Bank common stock (IBN) 0.0 $42k 4.0k 10.54
Ultrapetrol common stock (ULTRF) 0.0 $41k 36k 1.14
Nuveen Preferred & Income Term Fund common stock 0.0 $41k 1.9k 22.16
Ingersoll-Rand common stock 0.0 $41k 615.00 66.67
Toyota Motor Corporation common stock (TM) 0.0 $41k 303.00 135.31
NXP Semiconductors NV common stock 0.0 $40k 407.00 98.28
Biogen common stock (BIIB) 0.0 $40k 100.00 400.00
JPMorgan Alerian MLP Index ETN common stock 0.0 $40k 1.0k 40.00
Barclays common stock (BCS) 0.0 $39k 2.4k 16.36
AllianzGI Equity & Convertible Income Fund common stock 0.0 $39k 2.0k 19.50
Canadian Pacific Railway common stock 0.0 $39k 243.00 160.49
Canadian Natural Resrouces common stock (CNQ) 0.0 $39k 1.4k 27.08
John Hancock Premium Dividend Fund common stock (PDT) 0.0 $38k 3.0k 12.82
SK Telecom common stock 0.0 $37k 1.5k 24.68
Aberdeen Chile Fund common stock (AEF) 0.0 $36k 5.0k 7.20
BP common stock (BP) 0.0 $36k 928.00 38.79
Delphi Automotive common stock 0.0 $35k 413.00 84.75
Ladenburg Thalman Financial Services common stock 0.0 $35k 10k 3.50
GW Pharmaceuticals common stock 0.0 $35k 285.00 122.81
Vipshop Holdings common stock (VIPS) 0.0 $34k 1.5k 22.05
Neuberger Berman Real Estate Securities Income Fund common stock (NRO) 0.0 $34k 7.2k 4.71
Ace common stock 0.0 $34k 331.00 102.72
Abengoa Yield common stock 0.0 $34k 1.1k 31.75
Mallinckrodt Public Limitied Company common stock 0.0 $33k 282.00 117.02
LMP Corporate Loan Fund common stock 0.0 $33k 3.0k 11.00
Credicorp common stock (BAP) 0.0 $31k 223.00 139.01
BlackRock Income Trust common stock 0.0 $31k 5.0k 6.20
Baidu common stock (BIDU) 0.0 $31k 156.00 198.72
Fibria Celulose SA common stock 0.0 $31k 2.3k 13.70
PCM Fund common stock (PCM) 0.0 $30k 3.0k 10.00
Shire common stock 0.0 $30k 123.00 243.90
Ambev common stock (ABEV) 0.0 $30k 4.9k 6.07
Anheuser-Busch InBev common stock (BUD) 0.0 $29k 241.00 120.33
Prudential common stock (PUK) 0.0 $29k 605.00 47.93
HDFC Bank common stock (HDB) 0.0 $29k 486.00 59.67
Sensata Technologies Holding NV common stock 0.0 $28k 539.00 51.95
AstraZeneca common stock 0.0 $28k 887.00 31.57
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred stock 0.0 $28k 2.8k 10.00
Syngenta common stock 0.0 $27k 335.00 80.60
Swiss Helvetia Fund common stock (SWZ) 0.0 $26k 2.3k 11.23
Gabelli Global Utility & Income Trust common stock (GLU) 0.0 $26k 1.5k 17.77
MVC Capital common stock 0.0 $26k 2.6k 9.93
Ares Multi-Strategy Credit Fund common stock 0.0 $25k 1.3k 19.00
Incyte Corporation common stock (INCY) 0.0 $25k 242.00 103.31
Tri-Continental Corp., $2.50 Cumulative Preferred preferred stock 0.0 $25k 500.00 50.00
Ametek common stock (AME) 0.0 $24k 446.00 53.81
British America Tobacco common stock (BTI) 0.0 $24k 220.00 109.09
Nasdaq Premium Income & Growth Fund common stock (QQQX) 0.0 $23k 1.3k 18.07
ASML Holding NV common stock (ASML) 0.0 $23k 224.00 102.68
Abbott Laboratories common stock (ABT) 0.0 $23k 468.00 49.15
Kraft Foods Group common stock 0.0 $23k 274.00 83.94
Eaton Vance Floating-Rate Income Plus Fund common stock 0.0 $23k 1.5k 15.64
China Unicom common stock 0.0 $23k 1.5k 15.53
JPMorgan Chase & Co. common stock (JPM) 0.0 $22k 323.00 68.11
Novo Nordisk A/S common stock (NVO) 0.0 $22k 406.00 54.19
Gabelli Equity Trust Preferred Series D preferred stock 0.0 $22k 848.00 25.94
Alexion Pharmaceuticals common stock 0.0 $22k 123.00 178.86
LyondellBasell Industries common stock (LYB) 0.0 $22k 210.00 104.76
Pfizer common stock (PFE) 0.0 $22k 652.00 33.74
Gabelli Equity Trust common stock (GAB) 0.0 $22k 3.5k 6.37
State Street Corporation common stock (STT) 0.0 $21k 272.00 77.21
Thermo Fisher Scientific common stock (TMO) 0.0 $21k 160.00 131.25
McDonald's Corp. common stock (MCD) 0.0 $21k 219.00 95.89
Brf Sa common stock 0.0 $21k 999.00 21.02
Neuberger Berman High Yield Strategies Fund common stock (NHS) 0.0 $20k 1.7k 11.47
3M Company common stock (MMM) 0.0 $20k 128.00 156.25
United States Oil ETF common stock 0.0 $20k 1.0k 20.00
MFS High Yield Municipal Trust common stock (CMU) 0.0 $20k 5.0k 4.00
General Electric Company common stock 0.0 $20k 770.00 25.97
Deutsche Strategic Income Trust common stock 0.0 $20k 1.9k 10.81
Nike common stock (NKE) 0.0 $19k 175.00 108.57
Silver Wheaton Corp. common stock 0.0 $19k 1.1k 17.81
CVS Health Corporation common stock (CVS) 0.0 $18k 174.00 103.45
Simon Property Group common stock (SPG) 0.0 $18k 102.00 176.47
Wal-Mart Stores common stock (WMT) 0.0 $18k 258.00 69.77
Procter & Gamble Company common stock (PG) 0.0 $17k 223.00 76.23
New America High Income Fund common stock 0.0 $17k 2.0k 8.50
Home Depot common stock (HD) 0.0 $17k 152.00 111.84
Itau Unibanco Holdings common stock (ITUB) 0.0 $16k 1.6k 10.01
Occidental Petroleum Corporation common stock (OXY) 0.0 $16k 208.00 76.92
TripAdvisor common stock (TRIP) 0.0 $16k 183.00 87.43
United Technologies Corporation common stock 0.0 $16k 143.00 111.89
Schlumberger common stock (SLB) 0.0 $15k 179.00 83.80
Coca-Cola Company common stock (KO) 0.0 $15k 384.00 39.06
Conocophillips common stock (COP) 0.0 $15k 246.00 60.98
Estee Lauder Companies common stock (EL) 0.0 $15k 168.00 89.29
Altria Group common stock (MO) 0.0 $15k 311.00 48.23
Center Coast MLP & Infrastructure Fund common stock 0.0 $14k 901.00 15.54
Philip Morris International common stock (PM) 0.0 $14k 175.00 80.00
Intel Corporation common stock (INTC) 0.0 $14k 454.00 30.84
Johnson & Johnson common stock (JNJ) 0.0 $14k 144.00 97.22
Verizon Communications common stock (VZ) 0.0 $13k 288.00 45.14
Dominion Resources common stock (D) 0.0 $13k 200.00 65.00
Exxon Mobil Corporation common stock (XOM) 0.0 $13k 163.00 79.75
iShares Nasdaq Biotechnology common stock (IBB) 0.0 $13k 36.00 361.11
American Electric Power common stock (AEP) 0.0 $13k 243.00 53.50
John Hancock Tax-Advantaged Dividend Income Fund common stock (HTD) 0.0 $13k 655.00 19.85
Hewlett-Packard Company common stock 0.0 $12k 400.00 30.00
Nuveen Global Equity Income Fund common stock 0.0 $12k 1.0k 12.00
Cornerstone Strategic Value Fund common stock (CLM) 0.0 $12k 604.00 19.87
BlackRock Enhanced Equity Dividend Trust common stock (BDJ) 0.0 $11k 1.4k 7.74
NexPoint Residential Trust common stock (NXRT) 0.0 $11k 833.00 13.21
Vanguard Information Technology ETF common stock (VGT) 0.0 $11k 100.00 110.00
GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B preferred stock (GGN) 0.0 $11k 500.00 22.00
Morgan Stanley Emerging Markets Fund common stock 0.0 $11k 716.00 15.36
Transamerica Income Shares common stock 0.0 $9.0k 429.00 20.98
WisdomTree Japan Hedged Equity common stock (DXJ) 0.0 $8.0k 143.00 55.94
Health Care Select Sector SPDR ETF common stock (XLV) 0.0 $8.0k 111.00 72.07
Latin American Discovery Fund common stock 0.0 $8.0k 800.00 10.00
Rand Capital Corp. common stock 0.0 $8.0k 2.0k 4.00
Gabelli Global Small and Mid-Cap Value Fund common stock (GGZ) 0.0 $7.0k 700.00 10.00
Mankind Corporation common stock 0.0 $6.0k 1.0k 6.00
First Trust ISE Cloud Computing Index common stock (SKYY) 0.0 $6.0k 209.00 28.71
Consumer Discret Select Sector SPDR ETF common stock (XLY) 0.0 $5.0k 65.00 76.92
BlackRock Limited Duration Income Trust common stock (BLW) 0.0 $4.0k 250.00 16.00
Pioneer Diversified High Income Trust common stock 0.0 $3.0k 200.00 15.00
BlackRock Core Bond Trust common stock (BHK) 0.0 $3.0k 200.00 15.00
Wells Fargo Advantage Multi-Sector Income Fund common stock (ERC) 0.0 $3.0k 234.00 12.82
Tekla Healthcare Investors common stock (HQH) 0.0 $3.0k 98.00 30.61
Momenta Pharmaceuticals common stock 0.0 $2.0k 100.00 20.00
Companhia Brasileira de Disrtibuicao common stock 0.0 $0 0 0.00
Delaware Investments Dividend & Income Fund common stock 0.0 $0 48.00 0.00