Tortoise Investment Management

Tortoise Investment Management as of Dec. 31, 2012

Portfolio Holdings for Tortoise Investment Management

Tortoise Investment Management holds 291 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 13.4 $19M 137k 142.40
iShares iBoxx $ High Yid Corp Bond (HYG) 7.1 $10M 111k 93.35
iShares MSCI Emerging Markets Indx (EEM) 5.6 $8.1M 182k 44.35
SPDR Barclays Capital High Yield B 5.5 $8.1M 198k 40.71
Kinder Morgan Management 5.0 $7.2M 96k 75.46
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 4.9 $7.2M 234k 30.72
Apple (AAPL) 3.5 $5.1M 9.6k 532.14
iShares Russell 1000 Index (IWB) 3.5 $5.1M 64k 79.14
iShares MSCI EAFE Index Fund (EFA) 3.4 $5.0M 87k 56.86
iShares S&P 500 Index (IVV) 3.2 $4.6M 33k 143.13
Vanguard Short Term Corporate Bond ETF (VCSH) 3.1 $4.5M 56k 80.31
Nuveen Ny Divid Advntg Mun F (NAN) 2.7 $3.9M 253k 15.29
SPDR Dow Jones Industrial Average ETF (DIA) 2.4 $3.5M 27k 130.58
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 2.1 $3.1M 29k 105.47
PowerShares Build America Bond Portfolio 2.1 $3.0M 100k 30.24
Ishares Tr s^p gtfidx etf (WOOD) 1.9 $2.7M 60k 45.25
Berkshire Hathaway (BRK.B) 1.4 $2.0M 23k 89.68
Nuveen Ny Div Advantg Mun 1.4 $2.0M 135k 15.01
Nuveen Energy Mlp Total Return etf 1.4 $2.0M 112k 17.70
Plum Creek Timber 1.3 $1.8M 42k 44.38
iShares S&P SmallCap 600 Index (IJR) 1.2 $1.7M 22k 78.08
Vanguard FTSE All Wld Ex USSml Cap (VSS) 1.1 $1.7M 18k 90.89
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.0 $1.4M 35k 40.70
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.9 $1.4M 39k 34.81
International Business Machines (IBM) 0.9 $1.3M 6.8k 191.54
iShares S&P SmallCap 600 Value Idx (IJS) 0.8 $1.2M 15k 80.90
Exxon Mobil Corporation (XOM) 0.8 $1.1M 13k 86.56
WisdomTree Intl. SmallCap Div (DLS) 0.8 $1.1M 21k 52.14
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $1.1M 12k 87.63
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.6 $871k 18k 49.45
CSX Corporation (CSX) 0.6 $864k 44k 19.74
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $845k 19k 45.74
iShares Russell 2000 Index (IWM) 0.6 $817k 9.7k 84.26
SPDR Nuveen Barclays Capital Build Amer 0.6 $820k 13k 61.54
Utilities SPDR (XLU) 0.5 $703k 20k 34.94
iShares Russell 1000 Value Index (IWD) 0.4 $591k 8.1k 72.77
Vanguard Emerging Markets ETF (VWO) 0.4 $595k 13k 44.54
At&t (T) 0.4 $553k 16k 33.72
Vanguard REIT ETF (VNQ) 0.4 $541k 8.2k 65.79
Wal-Mart Stores (WMT) 0.3 $510k 7.5k 68.21
iShares MSCI ACWI ex US Index Fund (ACWX) 0.3 $445k 11k 41.84
Johnson & Johnson (JNJ) 0.3 $442k 6.3k 70.10
Pepsi (PEP) 0.3 $429k 6.3k 68.45
Spdr Short-term High Yield mf (SJNK) 0.3 $420k 14k 30.54
Boeing Company (BA) 0.3 $403k 5.3k 75.38
Berkshire Hathaway (BRK.A) 0.3 $402k 3.00 134000.00
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $390k 3.5k 110.58
UnitedHealth (UNH) 0.2 $345k 6.4k 54.20
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $356k 3.2k 111.25
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $335k 6.6k 50.80
Procter & Gamble Company (PG) 0.2 $324k 4.8k 67.87
Nuveen Nj Div Advantage Mun (NXJ) 0.2 $326k 21k 15.33
Union Pacific Corporation (UNP) 0.2 $309k 2.5k 125.61
Merck & Co (MRK) 0.2 $307k 7.5k 40.98
Wisdomtree Tr em lcl debt (ELD) 0.2 $301k 5.6k 53.51
Bank of America Corporation (BAC) 0.2 $285k 25k 11.60
WisdomTree Emerging Markets Eq (DEM) 0.2 $292k 5.1k 57.23
SPDR S&P Emerging Markets Small Cap (EWX) 0.2 $297k 6.4k 46.59
T. Rowe Price (TROW) 0.2 $273k 4.2k 65.00
Amgen (AMGN) 0.2 $241k 2.8k 86.00
Transcanada Corp 0.2 $240k 5.1k 47.37
Alerian Mlp Etf 0.2 $254k 16k 15.92
Western Asset Intm Muni Fd I (SBI) 0.2 $246k 23k 10.59
Weyerhaeuser Company (WY) 0.2 $228k 8.2k 27.80
Vanguard Consumer Staples ETF (VDC) 0.2 $232k 2.6k 87.75
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.2 $232k 4.2k 54.98
General Electric Company 0.1 $223k 11k 20.95
Potlatch Corporation (PCH) 0.1 $213k 5.5k 39.08
Vanguard Large-Cap ETF (VV) 0.1 $225k 3.5k 65.14
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $218k 9.0k 24.22
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $221k 2.1k 103.27
Claymore Beacon Global Timber Index 0.1 $206k 10k 20.40
Chevron Corporation (CVX) 0.1 $194k 1.8k 108.32
CONSOL Energy 0.1 $182k 5.7k 32.00
PowerShares QQQ Trust, Series 1 0.1 $183k 2.8k 65.26
Gilead Sciences (GILD) 0.1 $176k 2.4k 73.33
iShares Dow Jones US Real Estate (IYR) 0.1 $176k 2.7k 64.59
Vanguard Dividend Appreciation ETF (VIG) 0.1 $154k 2.6k 59.74
Nuveen Dividend Advantage Municipal Fd 2 0.1 $161k 11k 15.19
Coca-Cola Company (KO) 0.1 $145k 4.0k 36.25
Energy Select Sector SPDR (XLE) 0.1 $147k 2.1k 71.11
Weatherford International Lt reg 0.1 $150k 13k 11.25
WisdomTree DEFA (DWM) 0.1 $139k 3.0k 46.33
Consolidated Edison (ED) 0.1 $137k 2.5k 55.62
3M Company (MMM) 0.1 $132k 1.4k 92.90
Verizon Communications (VZ) 0.1 $137k 3.2k 43.14
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $138k 1.1k 123.10
Spdr Series Trust nuvn br ny muni 0.1 $132k 5.5k 24.00
Norfolk Southern (NSC) 0.1 $112k 1.8k 62.22
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.1 $115k 7.5k 15.31
Abbott Laboratories (ABT) 0.1 $96k 1.5k 65.57
Stanley Black & Decker (SWK) 0.1 $109k 1.5k 74.25
Becton, Dickinson and (BDX) 0.1 $109k 1.4k 77.86
Yum! Brands (YUM) 0.1 $100k 1.5k 66.27
Vanguard Total Stock Market ETF (VTI) 0.1 $99k 1.4k 73.12
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $99k 3.8k 26.29
Global X Fds glbl x mlp etf 0.1 $104k 7.1k 14.59
Bristol Myers Squibb (BMY) 0.1 $84k 2.6k 32.66
Potash Corp. Of Saskatchewan I 0.1 $85k 2.1k 40.48
Philip Morris International (PM) 0.1 $84k 1.0k 84.00
Praxair 0.1 $88k 800.00 110.00
Washington Real Estate Investment Trust (ELME) 0.1 $85k 3.3k 26.15
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $86k 714.00 120.45
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $91k 3.4k 27.12
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $85k 1.8k 47.22
Harsco Corporation (NVRI) 0.1 $73k 3.1k 23.55
Pall Corporation 0.1 $72k 1.2k 60.00
United Technologies Corporation 0.1 $70k 850.00 82.35
Vanguard Utilities ETF (VPU) 0.1 $75k 1.0k 75.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.1 $67k 2.0k 33.84
Citigroup (C) 0.1 $79k 2.0k 39.10
Express Scripts Holding 0.1 $68k 1.3k 54.05
Facebook Inc cl a (META) 0.1 $69k 2.6k 26.79
Northeast Utilities System 0.0 $51k 1.3k 38.87
Walt Disney Company (DIS) 0.0 $65k 1.3k 49.85
BB&T Corporation 0.0 $58k 2.0k 29.00
Colgate-Palmolive Company (CL) 0.0 $55k 528.00 104.17
Cibc Cad (CM) 0.0 $52k 650.00 80.00
iShares Russell 1000 Growth Index (IWF) 0.0 $65k 1.0k 65.00
iShares Russell 3000 Index (IWV) 0.0 $61k 725.00 84.14
iShares Lehman MBS Bond Fund (MBB) 0.0 $62k 575.00 107.83
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $63k 3.0k 21.00
Vanguard Total World Stock Idx (VT) 0.0 $51k 1.0k 49.51
Schwab U S Broad Market ETF (SCHB) 0.0 $60k 1.7k 34.48
Wisdomtree Tr................... wsdm emktbd (EMCB) 0.0 $60k 740.00 81.08
Directv 0.0 $62k 1.2k 50.24
Compass Minerals International (CMP) 0.0 $37k 500.00 74.00
Microsoft Corporation (MSFT) 0.0 $47k 1.8k 26.70
Kimberly-Clark Corporation (KMB) 0.0 $45k 530.00 84.91
AmerisourceBergen (COR) 0.0 $43k 1.0k 43.00
Altria (MO) 0.0 $39k 1.3k 31.08
Google 0.0 $37k 52.00 711.54
iShares Dow Jones U.S. Index Fund (IYY) 0.0 $37k 514.00 71.98
Vanguard Extended Market ETF (VXF) 0.0 $48k 800.00 60.00
SPDR DJ International Real Estate ETF (RWX) 0.0 $45k 1.1k 40.91
Nuveen New Jersey Premium Income Mun 0.0 $50k 3.0k 16.67
Pimco NY Muni Income Fund II (PNI) 0.0 $43k 3.4k 12.74
Hillshire Brands 0.0 $43k 1.5k 28.44
JPMorgan Chase & Co. (JPM) 0.0 $31k 700.00 44.29
Costco Wholesale Corporation (COST) 0.0 $30k 300.00 100.00
McDonald's Corporation (MCD) 0.0 $28k 316.00 88.61
Eli Lilly & Co. (LLY) 0.0 $24k 490.00 48.98
AES Corporation (AES) 0.0 $24k 2.2k 10.91
CVS Caremark Corporation (CVS) 0.0 $29k 600.00 48.33
Vodafone 0.0 $25k 1.0k 25.00
Illinois Tool Works (ITW) 0.0 $36k 600.00 60.00
Zimmer Holdings (ZBH) 0.0 $24k 365.00 65.75
Plains All American Pipeline (PAA) 0.0 $27k 600.00 45.00
athenahealth 0.0 $29k 400.00 72.50
iShares Russell Midcap Index Fund (IWR) 0.0 $24k 215.00 111.63
Vanguard Small-Cap Value ETF (VBR) 0.0 $31k 425.00 72.94
SPDR S&P Dividend (SDY) 0.0 $29k 498.00 58.23
Vanguard Small-Cap ETF (VB) 0.0 $32k 400.00 80.00
iShares MSCI ACWI Index Fund (ACWI) 0.0 $28k 575.00 48.70
Vanguard Pacific ETF (VPL) 0.0 $27k 500.00 54.00
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $26k 300.00 86.67
Schwab U S Small Cap ETF (SCHA) 0.0 $29k 770.00 37.66
Mondelez Int (MDLZ) 0.0 $32k 1.3k 25.54
Kraft Foods 0.0 $24k 538.00 44.61
Comcast Corporation (CMCSA) 0.0 $11k 293.00 37.54
Leucadia National 0.0 $14k 600.00 23.33
American Express Company (AXP) 0.0 $10k 167.00 59.88
Ameriprise Financial (AMP) 0.0 $10k 156.00 64.10
Suntrust Banks Inc $1.00 Par Cmn 0.0 $12k 419.00 28.64
Home Depot (HD) 0.0 $8.0k 137.00 58.39
Pfizer (PFE) 0.0 $14k 547.00 25.59
Travelers Companies (TRV) 0.0 $11k 153.00 71.90
Dow Chemical Company 0.0 $10k 295.00 33.90
E.I. du Pont de Nemours & Company 0.0 $16k 348.00 45.98
Mylan 0.0 $9.0k 335.00 26.87
Thermo Fisher Scientific (TMO) 0.0 $9.0k 139.00 64.75
GlaxoSmithKline 0.0 $8.0k 182.00 43.96
Honeywell International (HON) 0.0 $11k 167.00 65.87
Nextera Energy (NEE) 0.0 $14k 200.00 70.00
Exelon Corporation (EXC) 0.0 $14k 486.00 28.81
Lowe's Companies (LOW) 0.0 $14k 392.00 35.71
Novo Nordisk A/S (NVO) 0.0 $12k 71.00 169.01
Sap (SAP) 0.0 $8.0k 98.00 81.63
Visa (V) 0.0 $9.0k 60.00 150.00
PPL Corporation (PPL) 0.0 $19k 648.00 29.32
Public Service Enterprise (PEG) 0.0 $21k 675.00 31.11
Precision Castparts 0.0 $8.0k 41.00 195.12
Toyota Motor Corporation (TM) 0.0 $8.0k 81.00 98.77
Celgene Corporation 0.0 $19k 240.00 79.17
MannKind Corporation 0.0 $8.0k 3.5k 2.29
Bob Evans Farms 0.0 $19k 475.00 40.00
Duke Realty Corporation 0.0 $17k 1.2k 14.17
HEICO Corporation (HEI.A) 0.0 $8.0k 250.00 32.00
Rayonier (RYN) 0.0 $10k 201.00 49.75
iShares S&P 500 Growth Index (IVW) 0.0 $9.0k 120.00 75.00
iShares S&P MidCap 400 Index (IJH) 0.0 $19k 183.00 103.83
iShares S&P MidCap 400 Growth (IJK) 0.0 $14k 124.00 112.90
Consumer Staples Select Sect. SPDR (XLP) 0.0 $18k 502.00 35.86
Vanguard Value ETF (VTV) 0.0 $18k 300.00 60.00
DNP Select Income Fund (DNP) 0.0 $9.0k 1.0k 9.00
First Trust DJ Internet Index Fund (FDN) 0.0 $11k 276.00 39.86
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $11k 468.00 23.50
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $21k 200.00 105.00
SPDR S&P International Small Cap (GWX) 0.0 $14k 500.00 28.00
WisdomTree International Utilities Fund 0.0 $20k 1.1k 18.18
Schwab International Equity ETF (SCHF) 0.0 $13k 490.00 26.53
First Trust Health Care AlphaDEX (FXH) 0.0 $11k 342.00 32.16
First Trust Cnsumer Stapl Alpha (FXG) 0.0 $10k 394.00 25.38
First Trust S&P REIT Index Fund (FRI) 0.0 $10k 581.00 17.21
Ints Intl 0.0 $14k 1.3k 10.77
Schwab Strategic Tr us reit etf (SCHH) 0.0 $11k 368.00 29.89
Spdr Series Trust brcly em locl (EBND) 0.0 $19k 600.00 31.67
Tripadvisor (TRIP) 0.0 $13k 300.00 43.33
BP (BP) 0.0 $1.0k 2.00 500.00
Fomento Economico Mexicano SAB (FMX) 0.0 $2.0k 18.00 111.11
Grupo Televisa (TV) 0.0 $4.0k 146.00 27.40
Covanta Hldg Corp dbcv 1.000% 2/0 0.0 $3.0k 165.00 18.18
Time Warner 0.0 $2.0k 50.00 40.00
Allegheny Technologies Inc note 4.250% 6/0 0.0 $3.0k 3.0k 1.00
HSBC Holdings (HSBC) 0.0 $4.0k 77.00 51.95
Taiwan Semiconductor Mfg (TSM) 0.0 $4.0k 253.00 15.81
MasterCard Incorporated (MA) 0.0 $3.0k 6.00 500.00
State Street Corporation (STT) 0.0 $4.0k 90.00 44.44
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 60.00 33.33
Monsanto Company 0.0 $6.0k 63.00 95.24
Health Care SPDR (XLV) 0.0 $6.0k 150.00 40.00
Acxiom Corporation 0.0 $1.0k 53.00 18.87
Apache Corporation 0.0 $2.0k 22.00 90.91
Cisco Systems (CSCO) 0.0 $1.0k 40.00 25.00
Northrop Grumman Corporation (NOC) 0.0 $1.0k 16.00 62.50
PPG Industries (PPG) 0.0 $7.0k 55.00 127.27
Adobe Systems Incorporated (ADBE) 0.0 $7.0k 179.00 39.11
International Paper Company (IP) 0.0 $4.0k 109.00 36.70
Cooper Companies 0.0 $6.0k 68.00 88.24
Symmetry Medical 0.0 $1.0k 133.00 7.52
Masco Corporation (MAS) 0.0 $6.0k 344.00 17.44
Eastman Chemical Company (EMN) 0.0 $7.0k 98.00 71.43
Cadence Design Systems (CDNS) 0.0 $999.810000 63.00 15.87
Valero Energy Corporation (VLO) 0.0 $7.0k 209.00 33.49
Campbell Soup Company (CPB) 0.0 $7.0k 200.00 35.00
Newfield Exploration 0.0 $3.0k 100.00 30.00
Novartis (NVS) 0.0 $6.0k 88.00 68.18
Convergys Corporation 0.0 $2.0k 150.00 13.33
Allergan 0.0 $7.0k 80.00 87.50
Cemex SAB de CV (CX) 0.0 $2.0k 174.00 11.49
Texas Instruments Incorporated (TXN) 0.0 $5.0k 150.00 33.33
Unilever 0.0 $2.0k 61.00 32.79
Biogen Idec (BIIB) 0.0 $999.990000 9.00 111.11
Syngenta 0.0 $4.0k 48.00 83.33
Accenture (ACN) 0.0 $2.0k 35.00 57.14
Hershey Company (HSY) 0.0 $7.0k 102.00 68.63
Kellogg Company (K) 0.0 $999.990000 3.00 333.33
Frontier Communications 0.0 $2.0k 400.00 5.00
Oracle Corporation (ORCL) 0.0 $7.0k 201.00 34.83
J.M. Smucker Company (SJM) 0.0 $6.0k 75.00 80.00
Constellation Brands (STZ) 0.0 $2.0k 45.00 44.44
Amazon (AMZN) 0.0 $7.0k 27.00 259.26
Mueller Water Products (MWA) 0.0 $1.0k 150.00 6.67
Walter Energy 0.0 $999.960000 12.00 83.33
salesforce (CRM) 0.0 $6.0k 34.00 176.47
Enterprise Products Partners (EPD) 0.0 $6.0k 125.00 48.00
iShares MSCI Japan Index 0.0 $1.1k 21k 0.05
Gigamedia 0.0 $1.0k 200.00 5.00
Energy Transfer Partners 0.0 $5.0k 111.00 45.05
Urban Outfitters (URBN) 0.0 $6.0k 162.00 37.04
Reed Elsevier 0.0 $5.0k 123.00 40.65
Southern Copper Corporation (SCCO) 0.0 $2.0k 48.00 41.67
Siemens (SIEGY) 0.0 $3.0k 29.00 103.45
Trina Solar 0.0 $5.0k 1.2k 4.17
Alcoa Inc debt 0.0 $3.0k 2.0k 1.50
Chimera Investment Corporation 0.0 $1.0k 500.00 2.00
Power-One 0.0 $1.0k 200.00 5.00
Express 0.0 $1.0k 70.00 14.29
iShares Dow Jones US Utilities (IDU) 0.0 $7.0k 77.00 90.91
First Trust Financials AlphaDEX (FXO) 0.0 $5.0k 306.00 16.34
First Trust Materials AlphaDEX Fnd (FXZ) 0.0 $5.0k 193.00 25.91
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.0 $5.0k 176.00 28.41
Holdings Inc Note 5.25 0.0 $6.0k 3.0k 2.00
Huntington Bancshares Inc pfd conv ser a 0.0 $6.0k 5.00 1200.00
General Motors Company (GM) 0.0 $7.0k 246.00 28.46
iShares MSCI Canada Index (EWC) 0.0 $2.0k 80.00 25.00
UQM Technologies 0.0 $1.0k 200.00 5.00
iShares Dow Jones US Technology (IYW) 0.0 $5.0k 75.00 66.67
First Trust Amex Biotech Index Fnd (FBT) 0.0 $5.0k 103.00 48.54
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $5.0k 124.00 40.32
BlackRock MuniHoldings New York Insured (MHN) 0.0 $999.960000 12.00 83.33
First Trust Utilities AlphaDEX Fnd (FXU) 0.0 $4.0k 248.00 16.13
First Trust FTSE EPRA G R E Idx (DTRE) 0.0 $5.0k 124.00 40.32
First Trust ISE Water Index Fund (FIW) 0.0 $5.0k 198.00 25.25
First Trust Ind/Prod AlphaDEX (FXR) 0.0 $5.0k 246.00 20.33
First Trust NASDAQ-100 Ex-Tech Sec (QQXT) 0.0 $5.0k 190.00 26.32
Lightbridge Corporation 0.0 $6.0k 4.2k 1.42
Huntington Ingalls Inds (HII) 0.0 $1.0k 2.00 500.00
Kinder Morgan (KMI) 0.0 $1.0k 14.00 71.43
Gt Solar Int'l 0.0 $1.0k 200.00 5.00
Level 3 Communications 0.0 $1.0k 4.00 250.00