Who owns First Trust Utilities AlphaDEX Fnd?

Top Holders and Investors of FXU Stock

Find out what company owns First Trust Utilities AlphaDEX Fnd, who bought FXU this quarter, and who sold shares of FXU stock?

Fund or Company Name Number of Shares Valued At As Of
First Trust Advisors L.P. 22.00M $588.19M Dec 2016
MORGAN STANLEY 5.66M $151.30M Dec 2016
Wells Fargo & Company 3.70M $101.35M Mar 2017
Bank of America Corporation 1.66M $44.31M Dec 2016
RiverFront Investment Group 1.50M $41.02M Mar 2017
UBS Group AG 1.39M $37.17M Dec 2016
Raymond James & Associates 1.24M $33.03M Dec 2016
BANK OF MONTREAL /CAN/ 979431 $26.57M Mar 2017
METLIFE SECURITIES, INC. 866189 $23.15M Dec 2016
Raymond James Financial Services Advisors 724243 $19.36M Dec 2016
CFG Asset Management 542074 $14.85M Mar 2017
STIFEL FINANCIAL 355279 $9.50M Dec 2016
Royal Bank of Canada 353152 $9.46M Dec 2016
Janney Montgomery Scott LLC 352320 $9.65M Mar 2017
Ameriprise Financial, Inc. 332617 $13.76M Dec 2016
LPL Financial LLC 266231 $7.19M Dec 2016
BB&T SECURITIES 241547 $6.26M Dec 2016
Transamerica Financial Advisors 213565 $5.71M Dec 2016
ENVESTNET ASSET MANAGEMENT 200602 $5.36M Dec 2016
CWM 196473 $5.38M Mar 2017
Tower Research Capital 187721 $5.02M Dec 2016
SOCIETE GENERALE 186866 $5.05M Jun 2016
CITADEL ADVISORS LLC 184483 $4.93M Dec 2016
FTB Advisors 140239 $3.62M Dec 2016
Goss Wealth Management 136388 $3.67M Dec 2016
HL Financial Services, LLC 136115 $3.64M Dec 2016
Name SignalPoint Asset Management 135316 $3.62M Dec 2016
Astor Investment Management 100402 $2.75M Mar 2017
SUSQUEHANNA INTERNATIONAL 97650 $2.61M Dec 2016
Beaumont Financial Partners, LLC 96825 $2.65M Mar 2017
Baird Financial 90914 $2.43M Dec 2016
KCG Holdings 83170 $2.22M Dec 2016
Ladenburg Thalmann Financial Services 82152 $2.11M Dec 2016
VSR Financial Services, Inc. 69996 $1.89M Jun 2016
ATWOOD & PALMER INC 62340 $1.71M Mar 2017
Virtu Financial 56637 $1.55M Mar 2017
JPMORGAN CHASE & CO 52429 $1.40M Dec 2016
Advisor 44335 $1.16M Dec 2016
SPC Financial, Inc. 44141 $1.21M Mar 2017
JANE STREET 41702 $1.12M Dec 2016
United Capital Financial Advisers 40852 $1.09M Dec 2016
Commonwealth Equity Services 37964 $1.02M Dec 2016
IFC Holdings Incorporated/FL dba INVEST Financial Corporation 37420 $1.03M Mar 2017
BENJAMIN F. EDWARDS & COMPANY 35339 $944964 Dec 2016
Private Advisor 35043 $944058 Dec 2016
GIRARD SECURITIES 32245 $861908 Dec 2016
PNC FINANCIAL SERVICES 30791 $823043 Dec 2016
Credit Suisse AG 29759 $794862 Dec 2016
Prospera Financial Services 27473 $754958 Mar 2017
Oppenheimer & Co. Inc. 27394 $731967 Dec 2016
Koshinski Asset Management 26785 $733630 Mar 2017
Horizon Investments, LLC/SC 25674 $686009 Dec 2016
Regal Investment Advisors 24195 $646974 Dec 2016
FOUNDERS FINANCIAL SECURITIES 24058 $658948 Mar 2017
IFP Advisors 23749 $650010 Mar 2017
Voya Financial Advisors 23659 $636900 Dec 2016
LifePlan Financial 23089 $631945 Mar 2017
Cambridge Investment Research Advisors 22499 $600948 Dec 2016
First Heartland Consultants, Inc. 21829 $583052 Dec 2016
Paul A. Zappala 18775 $502043 Dec 2016
Bellwether Investment 17380 $464915 Dec 2016
SG Americas Securities, LLC. 15932 $426021 Dec 2016
Atria Investments 15742 $431015 Mar 2017
Sigma Planning 14272 $391052 Mar 2017
Navellier & Associates, Inc. 14246 $390055 Mar 2017
GOLDMAN SACHS GROUP INC 13426 $359011 Dec 2016
Stephens Inc. 13333 $355991 Dec 2016
Citigroup Inc. 11977 $320025 Dec 2016
TWO SIGMA SECURITIES 11327 $302997 Dec 2016
CEDAR CAPITAL 10938 $293029 Dec 2016
LEVEL FOUR ADVISORY SERVICES 10003 $266980 Dec 2016
First Allied Advisory Services 9312 $249002 Dec 2016
National Planning Corporation 8612 $232007 Dec 2016
D.A. Davidson & Co. 7665 $203965 Dec 2016
Fifth Third Bancorp 5124 $137015 Dec 2016
Plante Moran Financial Advisors, LLC 3330 $89010 Dec 2016
Financial Architects, Inc 2348 $64006 Mar 2017
WFG Advisors 1825 $88001 Dec 2016
Parkside Financial Bank & Trust 1715 $45996 Dec 2016
Harel Insurance Investments & Financial Services 1600 $43008 Dec 2016
NEXT Financial 1150 $30999 Dec 2016
The Manufacturers Life Insurance Company 1017 $27001 Dec 2016
ADVISORY SERVICES NETWORK 978 $24997 Sep 2016
Winslow, Evans & Crocker 950 $26022 Mar 2017
Camarda Wealth Advisory 801 $21002 Dec 2016
Burt Wealth Advisors 711 $18997 Mar 2017
Name Advocacy Wealth Management Services 337 $9001 Mar 2017
US BANCORP \DE\ 296 $8000 Dec 2016
MARK SHEPTOFF FINANCIAL PLANNING 277 $6999 Dec 2016
Hudock Moyer Wealth Resources 270 $7001 Mar 2017
Tortoise Investment Management 248 $7001 Dec 2016
Parallax Volatility Advisers, LLC 1 $0 Dec 2016

Who sold First Trust Utilities AlphaDEX Fnd?

Fund Name Date Sold Shares Held Valued At
Hays Advisory, LLC Dec. 31, 2016 657437 $17.57M
WOLVERINE TRADING Sept. 30, 2016 76701 $2.00M
Aviance Capital Management, LLC Sept. 30, 2016 41253 $1.07M
Risk Paradigm Sept. 30, 2016 21160 $548678
HRT FINANCIAL Sept. 30, 2016 19143 $495995
SummitAlliance Capital Management, LLC Sept. 30, 2016 18588 $481986
WBI Investments Sept. 30, 2016 17885 $463936
National Asset Management, Inc. Sept. 30, 2016 14812 $384075
TRUST DEPARTMENT MB FINANCIAL BANK N A Dec. 31, 2016 12902 $344999
VISIONARY ASSET MANAGEMENT Dec. 31, 2016 11981 $320012
Wedbush Morgan Securities, Inc. Sept. 30, 2016 8729 $225993
Shamrock Asset Management Sept. 30, 2016 3584 $92001
Feltz Wealth PLAN Sept. 30, 2016 2175 $55071
Independent Portfolio Consultants Dec. 31, 2016 1170 $31005
ADVANTAGE INVESTMENT MANAGEMENT Sept. 30, 2016 780 $19999
Mariner Wealth Advisors, LLC Sept. 30, 2016 188 $5000
Johnson Financial Group, Inc. Sept. 30, 2016 160 $4000
CONCERT Wealth Management Sept. 30, 2016 1 $0