Who owns First Trust Utilities AlphaDEX Fnd?

Top Holders and Investors of FXU Stock

Find out what company owns First Trust Utilities AlphaDEX Fnd, who bought FXU this quarter, and who sold shares of FXU stock?

Fund or Company Name Number of Shares Valued At As Of
First Trust Advisors L.P. 22.00M $588.19M Dec 2016
MORGAN STANLEY 5.66M $151.30M Dec 2016
Wells Fargo & Company 3.86M $102.93M Dec 2016
Bank of America Corporation 1.66M $44.31M Dec 2016
RiverFront Investment Group 1.50M $40.06M Dec 2016
UBS Group AG 1.39M $37.17M Dec 2016
Raymond James & Associates 1.24M $33.03M Dec 2016
BANK OF MONTREAL /CAN/ 1.02M $28.74M Dec 2016
METLIFE SECURITIES, INC. 866189 $23.15M Dec 2016
Raymond James Financial Services Advisors 724243 $19.36M Dec 2016
Hays Advisory, LLC 657437 $17.57M Dec 2016
CFG Asset Management 561419 $15.01M Dec 2016
STIFEL FINANCIAL 355279 $9.50M Dec 2016
Janney Montgomery Scott LLC 355265 $9.50M Dec 2016
Royal Bank of Canada 353152 $9.46M Dec 2016
Ameriprise Financial, Inc. 332617 $13.76M Dec 2016
LPL Financial LLC 266231 $7.19M Dec 2016
BB&T SECURITIES 241547 $6.26M Dec 2016
Transamerica Financial Advisors 213565 $5.71M Dec 2016
CWM 203851 $5.45M Dec 2016
ENVESTNET ASSET MANAGEMENT 200602 $5.36M Dec 2016
Tower Research Capital 187721 $5.02M Dec 2016
SOCIETE GENERALE 186866 $5.05M Jun 2016
CITADEL ADVISORS LLC 184483 $4.93M Dec 2016
FTB Advisors 140239 $3.62M Dec 2016
Goss Wealth Management 136388 $3.67M Dec 2016
HL Financial Services, LLC 136115 $3.64M Dec 2016
Name SignalPoint Asset Management 135316 $3.62M Dec 2016
Astor Investment Management 108673 $2.90M Dec 2016
SUSQUEHANNA INTERNATIONAL 97650 $2.61M Dec 2016
Baird Financial 90914 $2.43M Dec 2016
KCG Holdings 83170 $2.22M Dec 2016
Ladenburg Thalmann Financial Services 82152 $2.11M Dec 2016
LifePlan Financial 72361 $1.93M Dec 2016
VSR Financial Services, Inc. 69996 $1.89M Jun 2016
ATWOOD & PALMER INC 57455 $1.54M Dec 2016
JPMORGAN CHASE & CO 52429 $1.40M Dec 2016
Advisor 44335 $1.16M Dec 2016
IFC Holdings Incorporated/FL dba INVEST Financial Corporation 42324 $1.14M Dec 2016
Sigma Planning 42122 $1.13M Dec 2016
JANE STREET 41702 $1.12M Dec 2016
United Capital Financial Advisers 40852 $1.09M Dec 2016
Commonwealth Equity Services 37964 $1.02M Dec 2016
BENJAMIN F. EDWARDS & COMPANY 35339 $944964 Dec 2016
SPC Financial, Inc. 35067 $936990 Dec 2016
Private Advisor 35043 $944058 Dec 2016
GIRARD SECURITIES 32245 $861908 Dec 2016
PNC FINANCIAL SERVICES 30791 $823043 Dec 2016
Credit Suisse AG 29759 $794862 Dec 2016
Oppenheimer & Co. Inc. 27394 $731967 Dec 2016
Koshinski Asset Management 25926 $692989 Dec 2016
FOUNDERS FINANCIAL SECURITIES 25674 $686009 Dec 2016
Horizon Investments, LLC/SC 25674 $686009 Dec 2016
Regal Investment Advisors 24195 $646974 Dec 2016
Prospera Financial Services 24108 $648987 Dec 2016
Voya Financial Advisors 23659 $636900 Dec 2016
Cambridge Investment Research Advisors 22499 $600948 Dec 2016
First Heartland Consultants, Inc. 21829 $583052 Dec 2016
Paul A. Zappala 18775 $502043 Dec 2016
IFP Advisors 18657 $499074 Dec 2016
Bellwether Investment 17380 $464915 Dec 2016
SG Americas Securities, LLC. 15932 $426021 Dec 2016
GOLDMAN SACHS GROUP INC 13426 $359011 Dec 2016
Stephens Inc. 13333 $355991 Dec 2016
TRUST DEPARTMENT MB FINANCIAL BANK N A 12902 $344999 Dec 2016
VISIONARY ASSET MANAGEMENT 11981 $320012 Dec 2016
Citigroup Inc. 11977 $320025 Dec 2016
TWO SIGMA SECURITIES 11327 $302997 Dec 2016
CEDAR CAPITAL 10938 $293029 Dec 2016
LEVEL FOUR ADVISORY SERVICES 10003 $266980 Dec 2016
Navellier & Associates, Inc. 9720 $260010 Dec 2016
Atria Investments 9507 $254027 Dec 2016
First Allied Advisory Services 9312 $249002 Dec 2016
National Planning Corporation 8612 $232007 Dec 2016
D.A. Davidson & Co. 7665 $203965 Dec 2016
WFG Advisors 6986 $181007 Sep 2016
Fifth Third Bancorp 5124 $137015 Dec 2016
Plante Moran Financial Advisors, LLC 3330 $89010 Dec 2016
Financial Architects, Inc 2348 $62996 Dec 2016
Feltz Wealth PLAN 2175 $55071 Sep 2016
Parkside Financial Bank & Trust 1715 $45996 Dec 2016
Harel Insurance Investments & Financial Services 1600 $43008 Dec 2016
Independent Portfolio Consultants 1170 $31005 Dec 2016
NEXT Financial 1150 $30999 Dec 2016
The Manufacturers Life Insurance Company 1017 $27001 Dec 2016
ADVISORY SERVICES NETWORK 978 $24997 Sep 2016
Winslow, Evans & Crocker 950 $25393 Dec 2016
Camarda Wealth Advisory 801 $21002 Dec 2016
Burt Wealth Advisors 711 $18997 Dec 2016
Name Advocacy Wealth Management Services 563 $14998 Dec 2016
US BANCORP \DE\ 296 $8000 Dec 2016
MARK SHEPTOFF FINANCIAL PLANNING 277 $6999 Dec 2016
Hudock Moyer Wealth Resources 270 $7001 Dec 2016
Tortoise Investment Management 248 $7001 Dec 2016
Parallax Volatility Advisers, LLC 1 $0 Dec 2016

Who sold First Trust Utilities AlphaDEX Fnd?

Fund Name Date Sold Shares Held Valued At
Beaumont Financial Partners, LLC Sept. 30, 2016 113951 $2.95M
WOLVERINE TRADING Sept. 30, 2016 76701 $2.00M
Virtu Financial Sept. 30, 2016 55008 $1.43M
Aviance Capital Management, LLC Sept. 30, 2016 41253 $1.07M
Risk Paradigm Sept. 30, 2016 21160 $548678
HRT FINANCIAL Sept. 30, 2016 19143 $495995
SummitAlliance Capital Management, LLC Sept. 30, 2016 18588 $481986
WBI Investments Sept. 30, 2016 17885 $463936
National Asset Management, Inc. Sept. 30, 2016 14812 $384075
PRIVATE TRUST CO NA Sept. 30, 2016 9854 $255021
Wedbush Morgan Securities, Inc. Sept. 30, 2016 8729 $225993
Concorde Asset Management Sept. 30, 2016 7816 $202981
Shamrock Asset Management Sept. 30, 2016 3584 $92001
Mariner Wealth Advisors, LLC Sept. 30, 2016 188 $5000
Johnson Financial Group, Inc. Sept. 30, 2016 160 $4000