Tortoise Investment Management

Tortoise Investment Management as of March 31, 2013

Portfolio Holdings for Tortoise Investment Management

Tortoise Investment Management holds 296 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.1 $12M 77k 156.66
Kinder Morgan Management 5.6 $8.4M 95k 87.85
iShares iBoxx $ High Yid Corp Bond (HYG) 5.5 $8.2M 87k 94.35
SPDR Barclays Capital High Yield B 5.3 $7.8M 190k 41.11
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 4.5 $6.7M 219k 30.75
iShares Russell 1000 Index (IWB) 4.1 $6.0M 69k 87.21
PowerShares Build America Bond Portfolio 4.0 $5.9M 195k 30.29
iShares MSCI Emerging Markets Indx (EEM) 3.8 $5.6M 132k 42.77
Apple (AAPL) 3.7 $5.5M 12k 442.72
iShares S&P 500 Index (IVV) 3.5 $5.2M 33k 157.35
iShares MSCI EAFE Index Fund (EFA) 3.1 $4.6M 78k 58.98
Vanguard Short Term Corporate Bond ETF (VCSH) 2.7 $4.0M 50k 80.33
SPDR Dow Jones Industrial Average ETF (DIA) 2.6 $3.8M 26k 145.31
Nuveen Ny Divid Advntg Mun F (NAN) 2.6 $3.8M 253k 15.09
Ishares Tr s^p gtfidx etf (WOOD) 2.3 $3.4M 69k 49.91
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.7 $2.5M 24k 105.55
Nuveen Energy Mlp Total Return etf 1.4 $2.2M 106k 20.46
iShares S&P SmallCap 600 Index (IJR) 1.4 $2.1M 24k 87.05
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.4 $2.1M 19k 110.15
Plum Creek Timber 1.4 $2.1M 39k 52.19
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.4 $2.0M 46k 43.97
Nuveen Ny Div Advantg Mun 1.3 $2.0M 135k 14.73
Berkshire Hathaway (BRK.B) 1.3 $2.0M 19k 104.22
Vanguard FTSE All Wld Ex USSml Cap (VSS) 1.2 $1.8M 19k 94.46
Spdr Short-term High Yield mf (SJNK) 1.2 $1.7M 57k 30.87
International Business Machines (IBM) 1.1 $1.6M 7.3k 213.30
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.1 $1.6M 29k 52.96
SPDR Nuveen Barclays Capital Municpl Bnd 1.0 $1.5M 64k 24.05
iShares S&P SmallCap 600 Value Idx (IJS) 0.9 $1.4M 15k 89.94
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.9 $1.4M 39k 34.71
Ishares Inc core msci emkt (IEMG) 0.9 $1.3M 26k 50.75
SPDR Nuveen Barclays Capital Build Amer 0.8 $1.2M 20k 61.44
WisdomTree Intl. SmallCap Div (DLS) 0.8 $1.2M 21k 55.42
Utilities SPDR (XLU) 0.8 $1.2M 30k 39.12
Exxon Mobil Corporation (XOM) 0.8 $1.1M 12k 90.15
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.6 $918k 18k 51.61
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.6 $909k 10k 87.34
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $857k 19k 46.38
iShares Russell 2000 Index (IWM) 0.5 $804k 8.5k 94.47
Boeing Company (BA) 0.5 $717k 8.3k 85.86
iShares Russell 1000 Value Index (IWD) 0.4 $658k 8.1k 81.22
Vanguard REIT ETF (VNQ) 0.4 $582k 8.2k 70.56
Wal-Mart Stores (WMT) 0.4 $557k 7.5k 74.82
Union Pacific Corporation (UNP) 0.4 $549k 3.9k 142.28
Johnson & Johnson (JNJ) 0.3 $511k 6.3k 81.56
Pepsi (PEP) 0.3 $490k 6.2k 79.13
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $490k 4.2k 117.56
Berkshire Hathaway (BRK.A) 0.3 $469k 3.00 156333.33
Vanguard Emerging Markets ETF (VWO) 0.3 $466k 11k 42.91
iShares MSCI ACWI ex US Index Fund (ACWX) 0.3 $452k 11k 42.84
Procter & Gamble Company (PG) 0.2 $368k 4.8k 77.08
UnitedHealth (UNH) 0.2 $364k 6.4k 57.19
Merck & Co (MRK) 0.2 $331k 7.5k 44.18
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $333k 3.0k 111.00
Wisdomtree Tr em lcl debt (ELD) 0.2 $323k 6.2k 52.52
Spdr Series Trust nuvn br ny muni 0.2 $322k 14k 23.85
D Ishares (EEMS) 0.2 $324k 6.6k 49.39
T. Rowe Price (TROW) 0.2 $314k 4.2k 74.76
SPDR S&P Emerging Markets Small Cap (EWX) 0.2 $309k 6.5k 47.91
Nuveen Nj Div Advantage Mun (NXJ) 0.2 $318k 21k 14.96
Amgen (AMGN) 0.2 $287k 2.8k 102.50
Alerian Mlp Etf 0.2 $283k 16k 17.74
WisdomTree Emerging Markets Eq (DEM) 0.2 $281k 5.1k 55.08
Vanguard Consumer Staples ETF (VDC) 0.2 $266k 2.6k 100.61
Vanguard Large-Cap ETF (VV) 0.2 $248k 3.5k 71.80
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.2 $251k 4.4k 57.31
Chevron Corporation (CVX) 0.2 $237k 2.0k 119.04
General Electric Company 0.2 $245k 11k 23.08
Gilead Sciences (GILD) 0.2 $234k 4.8k 48.75
Transcanada Corp 0.2 $243k 5.1k 47.96
Potlatch Corporation (PCH) 0.2 $232k 5.1k 45.94
iShares Dow Jones US Real Estate (IYR) 0.2 $234k 3.4k 69.56
Claymore Beacon Global Timber Index 0.2 $233k 10k 23.07
Western Asset Intm Muni Fd I (SBI) 0.2 $238k 23k 10.24
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $224k 2.1k 104.67
Weyerhaeuser Company (WY) 0.1 $195k 6.2k 31.46
CONSOL Energy 0.1 $192k 5.7k 33.67
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.1 $167k 1.5k 111.33
Nuveen Dividend Advantage Municipal Fd 2 0.1 $161k 11k 15.19
Consolidated Edison (ED) 0.1 $150k 2.5k 60.90
3M Company (MMM) 0.1 $150k 1.4k 106.01
PowerShares QQQ Trust, Series 1 0.1 $145k 2.1k 69.17
WisdomTree DEFA (DWM) 0.1 $144k 3.0k 48.00
Norfolk Southern (NSC) 0.1 $138k 1.8k 76.67
Becton, Dickinson and (BDX) 0.1 $134k 1.4k 95.71
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $137k 5.4k 25.51
Express Scripts Holding 0.1 $129k 2.3k 57.23
Bank of America Corporation (BAC) 0.1 $114k 9.4k 12.15
Stanley Black & Decker (SWK) 0.1 $119k 1.5k 81.06
Weatherford International Lt reg 0.1 $122k 10k 12.20
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.1 $112k 7.5k 14.91
Global X Fds glbl x mlp etf 0.1 $114k 7.1k 15.99
Bristol Myers Squibb (BMY) 0.1 $106k 2.6k 41.21
Yum! Brands (YUM) 0.1 $109k 1.5k 72.23
Vanguard Total Stock Market ETF (VTI) 0.1 $110k 1.4k 81.18
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $104k 3.7k 28.07
Pall Corporation 0.1 $82k 1.2k 68.33
Potash Corp. Of Saskatchewan I 0.1 $82k 2.1k 39.05
Philip Morris International (PM) 0.1 $93k 1.0k 93.00
Praxair 0.1 $89k 800.00 111.25
Washington Real Estate Investment Trust (ELME) 0.1 $90k 3.3k 27.69
Vanguard Dividend Appreciation ETF (VIG) 0.1 $83k 1.3k 65.77
Vanguard Utilities ETF (VPU) 0.1 $85k 1.0k 85.00
Citigroup (C) 0.1 $89k 2.0k 43.99
Wisdomtree Tr................... wsdm emktbd (EMCB) 0.1 $83k 1.0k 79.81
Walt Disney Company (DIS) 0.1 $74k 1.3k 56.75
At&t (T) 0.1 $79k 2.1k 36.78
Harsco Corporation (NVRI) 0.1 $77k 3.1k 24.84
United Technologies Corporation 0.1 $79k 850.00 92.94
iShares Russell 1000 Growth Index (IWF) 0.1 $71k 1.0k 71.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $72k 602.00 119.60
iShares Russell 3000 Index (IWV) 0.1 $68k 725.00 93.79
Schwab Strategic Tr us lrg cap etf (SCHX) 0.1 $79k 2.1k 37.26
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $67k 1.4k 47.86
Directv 0.1 $70k 1.2k 56.73
Northeast Utilities System 0.0 $57k 1.3k 43.45
BB&T Corporation 0.0 $63k 2.0k 31.50
Colgate-Palmolive Company (CL) 0.0 $62k 528.00 117.42
Energy Select Sector SPDR (XLE) 0.0 $53k 666.00 79.58
iShares Lehman MBS Bond Fund (MBB) 0.0 $62k 575.00 107.83
Vanguard Extended Market ETF (VXF) 0.0 $55k 800.00 68.75
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $63k 3.0k 21.00
Vanguard Total World Stock Idx (VT) 0.0 $54k 1.0k 52.43
Schwab U S Broad Market ETF (SCHB) 0.0 $66k 1.7k 37.93
Hillshire Brands 0.0 $53k 1.5k 35.05
Facebook Inc cl a (META) 0.0 $61k 2.4k 25.40
Abbvie (ABBV) 0.0 $60k 1.5k 40.98
Compass Minerals International (CMP) 0.0 $39k 500.00 78.00
Microsoft Corporation (MSFT) 0.0 $50k 1.8k 28.41
Abbott Laboratories (ABT) 0.0 $52k 1.5k 35.52
Cardinal Health (CAH) 0.0 $50k 1.2k 41.46
Kimberly-Clark Corporation (KMB) 0.0 $52k 530.00 98.11
AmerisourceBergen (COR) 0.0 $51k 1.0k 51.00
Google 0.0 $41k 52.00 788.46
Cibc Cad (CM) 0.0 $51k 650.00 78.46
athenahealth 0.0 $39k 400.00 97.50
iShares Dow Jones U.S. Index Fund (IYY) 0.0 $41k 514.00 79.77
WisdomTree International Utilities Fund 0.0 $48k 2.7k 17.78
Nuveen New Jersey Premium Income Mun 0.0 $48k 3.0k 16.00
JPMorgan Chase & Co. (JPM) 0.0 $33k 700.00 47.14
Costco Wholesale Corporation (COST) 0.0 $32k 300.00 106.67
McDonald's Corporation (MCD) 0.0 $32k 316.00 101.27
Eli Lilly & Co. (LLY) 0.0 $28k 490.00 57.14
AES Corporation (AES) 0.0 $28k 2.2k 12.73
Verizon Communications (VZ) 0.0 $26k 530.00 49.06
CVS Caremark Corporation (CVS) 0.0 $33k 600.00 55.00
Altria (MO) 0.0 $34k 1.0k 34.00
Illinois Tool Works (ITW) 0.0 $37k 600.00 61.67
Public Service Enterprise (PEG) 0.0 $23k 675.00 34.07
Zimmer Holdings (ZBH) 0.0 $27k 365.00 73.97
Plains All American Pipeline (PAA) 0.0 $34k 600.00 56.67
Celgene Corporation 0.0 $28k 240.00 116.67
iShares Russell Midcap Index Fund (IWR) 0.0 $27k 215.00 125.58
Vanguard Small-Cap Value ETF (VBR) 0.0 $35k 425.00 82.35
SPDR S&P Dividend (SDY) 0.0 $33k 498.00 66.27
Vanguard Small-Cap ETF (VB) 0.0 $36k 400.00 90.00
iShares MSCI ACWI Index Fund (ACWI) 0.0 $31k 610.00 50.82
Vanguard Pacific ETF (VPL) 0.0 $29k 500.00 58.00
SPDR DJ International Real Estate ETF (RWX) 0.0 $37k 850.00 43.53
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $30k 300.00 100.00
SPDR S&P International Dividend (DWX) 0.0 $34k 700.00 48.57
Schwab International Equity ETF (SCHF) 0.0 $29k 1.0k 28.02
Schwab U S Small Cap ETF (SCHA) 0.0 $33k 770.00 42.86
Mondelez Int (MDLZ) 0.0 $37k 1.2k 30.28
Kraft Foods 0.0 $27k 528.00 51.14
Comcast Corporation (CMCSA) 0.0 $12k 294.00 40.82
Leucadia National 0.0 $16k 600.00 26.67
American Express Company (AXP) 0.0 $11k 167.00 65.87
Ameriprise Financial (AMP) 0.0 $11k 156.00 70.51
Suntrust Banks Inc $1.00 Par Cmn 0.0 $12k 419.00 28.64
Home Depot (HD) 0.0 $10k 137.00 72.99
Pfizer (PFE) 0.0 $16k 547.00 29.25
Travelers Companies (TRV) 0.0 $13k 153.00 84.97
Adobe Systems Incorporated (ADBE) 0.0 $8.0k 179.00 44.69
Dow Chemical Company 0.0 $9.0k 295.00 30.51
E.I. du Pont de Nemours & Company 0.0 $17k 348.00 48.85
Valero Energy Corporation (VLO) 0.0 $10k 209.00 47.85
Campbell Soup Company (CPB) 0.0 $9.0k 200.00 45.00
Mylan 0.0 $10k 335.00 29.85
Thermo Fisher Scientific (TMO) 0.0 $11k 139.00 79.14
Allergan 0.0 $9.0k 80.00 112.50
Deere & Company (DE) 0.0 $17k 200.00 85.00
GlaxoSmithKline 0.0 $9.0k 182.00 49.45
Honeywell International (HON) 0.0 $13k 167.00 77.84
Nextera Energy (NEE) 0.0 $16k 200.00 80.00
Lowe's Companies (LOW) 0.0 $15k 392.00 38.27
Novo Nordisk A/S (NVO) 0.0 $11k 71.00 154.93
Sap (SAP) 0.0 $8.0k 98.00 81.63
Hershey Company (HSY) 0.0 $9.0k 102.00 88.24
Visa (V) 0.0 $10k 60.00 166.67
PPL Corporation (PPL) 0.0 $20k 648.00 30.86
Precision Castparts 0.0 $8.0k 41.00 195.12
Toyota Motor Corporation (TM) 0.0 $8.0k 81.00 98.77
Enterprise Products Partners (EPD) 0.0 $8.0k 125.00 64.00
MannKind Corporation 0.0 $12k 3.5k 3.43
Bob Evans Farms 0.0 $20k 475.00 42.11
Duke Realty Corporation 0.0 $20k 1.2k 16.67
HEICO Corporation (HEI.A) 0.0 $9.0k 250.00 36.00
Rayonier (RYN) 0.0 $12k 201.00 59.70
iShares S&P 500 Growth Index (IVW) 0.0 $10k 120.00 83.33
iShares S&P MidCap 400 Index (IJH) 0.0 $11k 99.00 111.11
iShares S&P MidCap 400 Growth (IJK) 0.0 $16k 124.00 129.03
Consumer Staples Select Sect. SPDR (XLP) 0.0 $20k 510.00 39.22
Vanguard Value ETF (VTV) 0.0 $20k 300.00 66.67
DNP Select Income Fund (DNP) 0.0 $10k 1.0k 10.00
First Trust DJ Internet Index Fund (FDN) 0.0 $12k 276.00 43.48
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $12k 468.00 25.64
Holdings Inc Note 5.25 0.0 $8.0k 3.0k 2.67
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $21k 200.00 105.00
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.0 $10k 300.00 33.33
SPDR S&P International Small Cap (GWX) 0.0 $15k 500.00 30.00
First Trust Health Care AlphaDEX (FXH) 0.0 $13k 342.00 38.01
First Trust Cnsumer Stapl Alpha (FXG) 0.0 $12k 394.00 30.46
First Trust S&P REIT Index Fund (FRI) 0.0 $11k 581.00 18.93
Ints Intl 0.0 $21k 1.3k 16.15
Schwab Strategic Tr us reit etf (SCHH) 0.0 $15k 465.00 32.26
Spdr Series Trust brcly em locl (EBND) 0.0 $19k 600.00 31.67
Schwab Strategic Tr us aggregate b (SCHZ) 0.0 $14k 275.00 50.91
Tripadvisor (TRIP) 0.0 $16k 300.00 53.33
BP (BP) 0.0 $1.0k 2.00 500.00
Fomento Economico Mexicano SAB (FMX) 0.0 $2.0k 18.00 111.11
Grupo Televisa (TV) 0.0 $4.0k 146.00 27.40
Covanta Hldg Corp dbcv 1.000% 2/0 0.0 $3.0k 165.00 18.18
Time Warner 0.0 $5.0k 93.00 53.76
Allegheny Technologies Inc note 4.250% 6/0 0.0 $3.0k 3.0k 1.00
Taiwan Semiconductor Mfg (TSM) 0.0 $4.0k 253.00 15.81
MasterCard Incorporated (MA) 0.0 $3.0k 6.00 500.00
State Street Corporation (STT) 0.0 $5.0k 90.00 55.56
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 60.00 33.33
Coca-Cola Company (KO) 0.0 $6.0k 150.00 40.00
Monsanto Company 0.0 $7.0k 63.00 111.11
Via 0.0 $1.0k 11.00 90.91
Health Care SPDR (XLV) 0.0 $7.0k 150.00 46.67
CBS Corporation 0.0 $1.0k 11.00 90.91
Acxiom Corporation 0.0 $1.0k 53.00 18.87
Apache Corporation 0.0 $2.0k 22.00 90.91
Cisco Systems (CSCO) 0.0 $1.0k 40.00 25.00
Northrop Grumman Corporation (NOC) 0.0 $1.0k 16.00 62.50
PPG Industries (PPG) 0.0 $7.0k 55.00 127.27
Wells Fargo & Company (WFC) 0.0 $7.0k 200.00 35.00
Intel Corporation (INTC) 0.0 $5.0k 224.00 22.32
International Paper Company (IP) 0.0 $5.0k 109.00 45.87
Cooper Companies 0.0 $7.0k 68.00 102.94
Masco Corporation (MAS) 0.0 $7.0k 344.00 20.35
Eastman Chemical Company (EMN) 0.0 $7.0k 98.00 71.43
Newfield Exploration 0.0 $2.0k 100.00 20.00
Novartis (NVS) 0.0 $6.0k 88.00 68.18
Convergys Corporation 0.0 $3.0k 150.00 20.00
Cemex SAB de CV (CX) 0.0 $2.0k 174.00 11.49
Unilever 0.0 $3.0k 61.00 49.18
Vodafone 0.0 $999.960000 13.00 76.92
Freeport-McMoRan Copper & Gold (FCX) 0.0 $7.0k 200.00 35.00
Syngenta 0.0 $4.0k 48.00 83.33
Accenture (ACN) 0.0 $3.0k 35.00 85.71
Kellogg Company (K) 0.0 $999.960000 12.00 83.33
Frontier Communications 0.0 $2.0k 407.00 4.91
J.M. Smucker Company (SJM) 0.0 $7.0k 75.00 93.33
Constellation Brands (STZ) 0.0 $2.0k 45.00 44.44
Amazon (AMZN) 0.0 $6.0k 21.00 285.71
Mueller Water Products (MWA) 0.0 $1.0k 150.00 6.67
Gigamedia 0.0 $1.0k 200.00 5.00
Energy Transfer Partners 0.0 $6.0k 111.00 54.05
Urban Outfitters (URBN) 0.0 $6.0k 162.00 37.04
Reed Elsevier 0.0 $6.0k 123.00 48.78
Siemens (SIEGY) 0.0 $3.0k 29.00 103.45
Trina Solar 0.0 $4.0k 1.2k 3.33
Alcoa Inc debt 0.0 $3.0k 2.0k 1.50
Chimera Investment Corporation 0.0 $2.0k 500.00 4.00
iShares S&P 500 Value Index (IVE) 0.0 $2.0k 25.00 80.00
Power-One 0.0 $1.0k 200.00 5.00
Express 0.0 $1.0k 70.00 14.29
iShares Dow Jones US Utilities (IDU) 0.0 $7.0k 77.00 90.91
First Trust Financials AlphaDEX (FXO) 0.0 $6.0k 306.00 19.61
First Trust Materials AlphaDEX Fnd (FXZ) 0.0 $5.0k 193.00 25.91
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.0 $5.0k 176.00 28.41
Huntington Bancshares Inc pfd conv ser a 0.0 $6.0k 5.00 1200.00
General Motors Company (GM) 0.0 $7.0k 246.00 28.46
iShares MSCI Canada Index (EWC) 0.0 $2.0k 80.00 25.00
UQM Technologies 0.0 $1.0k 200.00 5.00
PowerShares Emerging Markets Sovere 0.0 $999.950000 35.00 28.57
iShares Dow Jones US Technology (IYW) 0.0 $5.0k 75.00 66.67
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $6.0k 370.00 16.22
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $1.0k 14.00 71.43
First Trust Amex Biotech Index Fnd (FBT) 0.0 $6.0k 103.00 58.25
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $5.0k 124.00 40.32
First Trust Utilities AlphaDEX Fnd (FXU) 0.0 $5.0k 248.00 20.16
First Trust FTSE EPRA G R E Idx (DTRE) 0.0 $5.0k 124.00 40.32
First Trust ISE Water Index Fund (FIW) 0.0 $6.0k 198.00 30.30
First Trust Ind/Prod AlphaDEX (FXR) 0.0 $6.0k 246.00 24.39
First Trust NASDAQ-100 Ex-Tech Sec (QQXT) 0.0 $5.0k 190.00 26.32
Lightbridge Corporation 0.0 $7.0k 4.2k 1.65
Huntington Ingalls Inds (HII) 0.0 $1.0k 2.00 500.00
Kinder Morgan (KMI) 0.0 $1.0k 14.00 71.43
Gt Solar Int'l 0.0 $1.0k 200.00 5.00
Level 3 Communications 0.0 $1.0k 4.00 250.00
Moneygram International 0.0 $1.0k 4.00 250.00