UBS O'Connor

Ubs Oconnor as of Sept. 30, 2014

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 410 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Humana (HUM) 3.6 $160M 1.2M 130.29
Nielsen Holdings Nv 3.0 $133M 3.0M 44.33
Mu Us conv 2.7 $122M 34M 3.58
Ashland 2.1 $92M 885k 104.10
Charles Schwab Corporation (SCHW) 2.1 $92M 3.1M 29.39
Micron Technology (MU) 1.8 $79M 2.3M 34.26
Alibaba Group Holding (BABA) 1.7 $78M 872k 88.85
eBay (EBAY) 1.5 $68M 1.2M 56.63
NCR Corporation (VYX) 1.4 $64M 1.9M 33.41
Estee Lauder Companies (EL) 1.4 $61M 815k 74.72
Taiwan Semiconductor Mfg (TSM) 1.4 $61M 3.0M 20.18
Microsoft Corporation (MSFT) 1.3 $60M 1.3M 46.36
Wesco Intl Inc dbcv 6.000% 9/1 1.3 $57M 21M 2.78
Noble Corp Plc equity 1.3 $57M 2.6M 22.22
Hospira 1.2 $54M 1.0M 52.03
Herbalife Ltd Com Stk (HLF) 1.2 $54M 1.2M 43.75
United Technologies Corporation 1.2 $53M 506k 105.60
Tesla Mtrs Inc note 1.500% 6/0 1.1 $51M 25M 2.02
Pinnacle Entertainment 1.1 $49M 2.0M 25.09
TJX Companies (TJX) 1.0 $46M 768k 59.17
American Realty Capital Prop 1.0 $45M 3.7M 12.06
Vistaprint N V 1.0 $44M 807k 54.79
Chesapeake Energy Corp note 2.500% 5/1 1.0 $44M 44M 1.00
Hertz Global Holdings 0.9 $42M 1.7M 25.39
Michael Kors Holdings 0.9 $42M 593k 71.39
Alliance Data Systems Corporation (BFH) 0.9 $41M 166k 248.27
Shire 0.9 $41M 157k 259.05
Tyson Foods Inc cnv p 0.9 $40M 796k 50.38
Honeywell International (HON) 0.9 $40M 428k 93.12
Darling International (DAR) 0.9 $39M 2.1M 18.32
Dominion Resources (D) 0.8 $38M 546k 69.09
Ak Steel Corp. conv 0.8 $36M 21M 1.69
Ubiquiti Networks 0.8 $35M 929k 37.53
GameStop (GME) 0.8 $34M 820k 41.20
Energizer Holdings 0.7 $32M 258k 123.21
Cobalt Intl Energy Inc note 0.7 $32M 38M 0.83
Auxilium Pharmaceuticals note 0.7 $30M 23M 1.32
American Airls (AAL) 0.7 $30M 847k 35.48
WESCO International (WCC) 0.6 $28M 363k 78.26
Citrix Systems 0.6 $28M 395k 71.34
Danaher Corporation (DHR) 0.6 $28M 366k 75.98
Ryland Group note 0.6 $28M 23M 1.23
Unit Corporation 0.6 $27M 464k 58.65
Whitewave Foods 0.6 $27M 746k 36.33
salesforce (CRM) 0.6 $26M 458k 57.53
Developers Diversified Rlty note 1.750%11/1 0.6 $26M 23M 1.15
Wal-Mart Stores (WMT) 0.6 $26M 339k 76.47
Restoration Hardware Hldgs I 0.6 $26M 323k 79.55
Pinnacle Foods Inc De 0.6 $25M 773k 32.65
Volcano Corporation note 1.750%12/0 0.6 $25M 29M 0.87
Facebook Inc cl a (META) 0.6 $25M 309k 79.04
J.M. Smucker Company (SJM) 0.5 $24M 243k 98.99
Dick's Sporting Goods (DKS) 0.5 $24M 543k 43.88
Advance Auto Parts (AAP) 0.5 $23M 178k 130.30
Packaging Corporation of America (PKG) 0.5 $23M 354k 63.82
Cadence Design Systems (CDNS) 0.5 $23M 1.3M 17.21
Kroger (KR) 0.5 $23M 437k 52.00
Whole Foods Market 0.5 $23M 597k 38.11
Libertyinteractivecorp lbtventcoma 0.5 $22M 591k 37.96
Liberty Tripadvisor Hldgs (LTRPA) 0.5 $22M 645k 33.90
Stanley Black & Decker (SWK) 0.5 $21M 233k 88.79
Time Warner 0.5 $20M 267k 75.21
Colgate-Palmolive Company (CL) 0.5 $20M 310k 65.22
Redwood Trust (RWT) 0.4 $20M 1.2M 16.58
SVB Financial (SIVBQ) 0.4 $19M 171k 112.09
Philip Morris International (PM) 0.4 $19M 228k 83.40
Mgm Mirage conv 0.4 $19M 15M 1.27
National-Oilwell Var 0.4 $19M 248k 76.10
Crane 0.4 $19M 300k 63.21
NVIDIA Corporation (NVDA) 0.4 $18M 991k 18.45
Portland General Electric Company (POR) 0.4 $18M 558k 32.12
PPG Industries (PPG) 0.4 $18M 91k 196.74
Foot Locker 0.4 $18M 323k 55.65
Hub (HUBG) 0.4 $18M 436k 40.53
EOG Resources (EOG) 0.4 $17M 176k 99.02
Constellium Holdco B V cl a 0.4 $17M 705k 24.61
Xcel Energy (XEL) 0.4 $17M 544k 30.40
JinkoSolar Holding (JKS) 0.4 $17M 601k 27.49
Chesapeake Energy Corp note 2.750%11/1 0.4 $16M 16M 1.02
Citigroup (C) 0.4 $16M 308k 51.82
Reliance Steel & Aluminum (RS) 0.3 $16M 228k 68.40
Kraft Foods 0.3 $16M 277k 56.40
Baker Hughes Incorporated 0.3 $15M 231k 65.06
ArcelorMittal 0.3 $15M 1.1M 13.69
Sempra Energy (SRE) 0.3 $15M 141k 105.38
Quanta Services (PWR) 0.3 $15M 405k 36.29
AK Steel Holding Corporation 0.3 $15M 1.8M 8.01
Signature Bank (SBNY) 0.3 $14M 128k 112.06
Sonoco Products Company (SON) 0.3 $14M 359k 39.29
Commercial Metals Company (CMC) 0.3 $14M 830k 17.07
Regions Financial Corporation (RF) 0.3 $15M 1.4M 10.04
Apollo 0.3 $14M 561k 25.15
Edison International (EIX) 0.3 $15M 259k 55.92
Anixter International 0.3 $14M 167k 84.84
Pinnacle West Capital Corporation (PNW) 0.3 $14M 263k 54.64
Claymore Exchange Trd Fd Tr guggenheim sol 0.3 $14M 348k 40.65
American Electric Power Company (AEP) 0.3 $14M 266k 52.21
Fifth Third Ban (FITB) 0.3 $14M 700k 20.02
Silgan Holdings (SLGN) 0.3 $14M 297k 47.00
Werner Enterprises (WERN) 0.3 $14M 548k 25.20
Web Com Group Inc note 1.000% 8/1 0.3 $14M 15M 0.92
CMS Energy Corporation (CMS) 0.3 $13M 444k 29.66
Northeast Utilities System 0.3 $13M 300k 44.30
Qihoo 360 Technologies Co Lt 0.3 $13M 198k 67.47
Yelp Inc cl a (YELP) 0.3 $13M 195k 68.25
Nrg Yield 0.3 $13M 271k 47.05
BE Aerospace 0.3 $13M 150k 83.94
Lamar Advertising Company 0.3 $13M 253k 49.25
Red Hat 0.3 $12M 220k 56.15
Lennox International (LII) 0.3 $12M 161k 76.87
Solarcity 0.3 $12M 207k 59.60
Fxcm Inc. conv 0.3 $13M 12M 1.04
Morgan Stanley (MS) 0.3 $12M 344k 34.57
MetLife (MET) 0.3 $12M 226k 53.72
Visteon Corporation (VC) 0.3 $12M 124k 97.25
Oshkosh Corporation (OSK) 0.3 $12M 266k 44.15
Phh Corp cnv 0.3 $11M 6.0M 1.90
Northstar Rlty Fin 0.3 $11M 648k 17.67
Exelixis Inc cnv 0.2 $11M 20M 0.56
Compass Minerals International (CMP) 0.2 $11M 126k 84.28
Affiliated Managers (AMG) 0.2 $11M 54k 200.36
V.F. Corporation (VFC) 0.2 $11M 161k 66.03
Flowserve Corporation (FLS) 0.2 $11M 154k 70.52
Post Holdings Inc Common (POST) 0.2 $11M 316k 33.18
DISH Network 0.2 $10M 156k 64.58
East West Ban (EWBC) 0.2 $10M 307k 34.00
Trinity Industries (TRN) 0.2 $10M 224k 46.72
Sanchez Energy Corp C ommon stocks 0.2 $10M 390k 26.26
Sirius Xm Holdings 0.2 $11M 3.0M 3.49
Grubhub 0.2 $10M 298k 34.24
Mentor Graphics 4% 2031 conv 0.2 $10M 8.5M 1.17
Nextera Energy (NEE) 0.2 $9.3M 99k 93.88
Pvh Corporation (PVH) 0.2 $9.4M 78k 121.15
Metropcs Communications (TMUS) 0.2 $9.2M 318k 28.87
Infinera 0.2 $8.7M 819k 10.67
Ingersoll-rand Co Ltd-cl A 0.2 $9.1M 162k 56.36
Kirby Corporation (KEX) 0.2 $8.8M 75k 117.85
SanDisk Corporation 0.2 $8.8M 89k 97.95
Monsanto Company 0.2 $8.4M 75k 112.51
CarMax (KMX) 0.2 $8.5M 184k 46.45
Snap-on Incorporated (SNA) 0.2 $8.4M 69k 121.08
Valero Energy Corporation (VLO) 0.2 $8.4M 181k 46.27
Canadian Solar (CSIQ) 0.2 $8.1M 227k 35.77
Associated Banc- (ASB) 0.2 $7.9M 451k 17.42
KEYW Holding 0.2 $8.0M 721k 11.07
Google Inc Class C 0.2 $8.0M 14k 577.38
NRG Energy (NRG) 0.2 $7.7M 254k 30.48
Comerica Incorporated (CMA) 0.2 $7.2M 145k 49.86
Newfield Exploration 0.2 $7.1M 190k 37.07
Chicago Bridge & Iron Company 0.2 $7.2M 124k 57.85
Deckers Outdoor Corporation (DECK) 0.2 $7.3M 75k 97.18
Zillow 0.2 $7.3M 63k 115.99
Allison Transmission Hldngs I (ALSN) 0.2 $7.0M 246k 28.49
Dow Chemical Company 0.1 $6.6M 126k 52.44
PPL Corporation (PPL) 0.1 $6.8M 208k 32.84
Key (KEY) 0.1 $6.9M 516k 13.33
Evercore Partners (EVR) 0.1 $6.6M 141k 47.00
Bonanza Creek Energy 0.1 $6.7M 117k 56.90
Liberty Global Inc C 0.1 $6.7M 163k 41.01
Timken Company (TKR) 0.1 $6.3M 148k 42.39
AstraZeneca (AZN) 0.1 $6.3M 88k 71.44
Halliburton Company (HAL) 0.1 $6.1M 94k 64.51
Louisiana-Pacific Corporation (LPX) 0.1 $6.1M 448k 13.59
FMC Corporation (FMC) 0.1 $6.1M 107k 57.19
Informatica Corporation 0.1 $6.1M 177k 34.24
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $6.1M 32k 189.00
Berry Plastics (BERY) 0.1 $6.4M 252k 25.24
Thrx 2 1/8 01/15/23 0.1 $6.2M 6.5M 0.95
Google 0.1 $5.8M 9.8k 588.41
ConAgra Foods (CAG) 0.1 $5.6M 170k 33.04
Mead Johnson Nutrition 0.1 $5.6M 58k 96.21
Carrizo Oil & Gas 0.1 $5.9M 110k 53.82
Sequenom Inc. note 5.000 10/0 0.1 $5.7M 6.0M 0.96
Keyw Holding Corp conv bd us 0.1 $6.0M 6.0M 0.99
Praxair 0.1 $5.3M 41k 128.99
Whiting Petroleum Corporation 0.1 $5.2M 67k 77.55
Activision Blizzard 0.1 $5.2M 252k 20.79
Zions Bancorporation (ZION) 0.1 $5.2M 180k 29.06
Lance 0.1 $5.3M 200k 26.50
Bankunited (BKU) 0.1 $5.3M 173k 30.49
Fs Investment Corporation 0.1 $5.5M 513k 10.77
Fluor Corporation (FLR) 0.1 $5.1M 76k 66.79
Tyco International Ltd S hs 0.1 $5.1M 113k 44.57
Marathon Oil Corporation (MRO) 0.1 $4.9M 129k 37.59
FirstMerit Corporation 0.1 $4.9M 278k 17.60
Genesee & Wyoming 0.1 $4.9M 40k 122.42
Quantum Corp note 4.500% 11/1 0.1 $5.0M 5.0M 1.00
South State Corporation 0.1 $4.7M 84k 55.92
KBR (KBR) 0.1 $4.3M 227k 18.83
Anadarko Petroleum Corporation 0.1 $4.3M 43k 101.45
Umpqua Holdings Corporation 0.1 $4.6M 280k 16.47
Suncor Energy (SU) 0.1 $4.2M 117k 36.15
Rice Energy 0.1 $4.4M 164k 26.60
United Parcel Service (UPS) 0.1 $4.1M 41k 98.28
Curtiss-Wright (CW) 0.1 $4.1M 62k 65.91
Health Care REIT 0.1 $4.1M 66k 62.37
Integrated Device Technology 0.1 $4.1M 258k 15.95
iShares S&P 500 Index (IVV) 0.1 $3.9M 20k 198.26
Invesco (IVZ) 0.1 $4.0M 103k 39.48
Wyndham Worldwide Corporation 0.1 $3.9M 48k 81.27
Newpark Resources (NPKI) 0.1 $3.9M 310k 12.44
RPC (RES) 0.1 $4.1M 186k 21.96
Cooper Tire & Rubber Company 0.1 $3.9M 137k 28.70
Cimarex Energy 0.1 $4.2M 33k 126.54
Goodrich Petroleum Corporation 0.1 $3.8M 258k 14.82
SPDR S&P MidCap 400 ETF (MDY) 0.1 $4.2M 17k 249.35
Greenbrier Co Inc conv bnd 0.1 $4.1M 2.0M 2.03
Sterling Bancorp 0.1 $3.9M 303k 12.79
Comcast Corporation (CMCSA) 0.1 $3.5M 66k 53.78
Owens Corning (OC) 0.1 $3.4M 109k 31.75
Suntrust Banks Inc $1.00 Par Cmn 0.1 $3.5M 93k 38.03
Electronics For Imaging 0.1 $3.4M 77k 44.17
Cliffs Natural Resources 0.1 $3.7M 356k 10.38
Rex Energy Corporation 0.1 $3.6M 287k 12.67
AllianceBernstein Holding (AB) 0.1 $3.4M 130k 26.01
American Water Works (AWK) 0.1 $3.6M 74k 48.22
Rackspace Hosting 0.1 $3.7M 115k 32.55
Matson (MATX) 0.1 $3.6M 143k 25.03
Hyster Yale Materials Handling (HY) 0.1 $3.5M 49k 71.62
Jarden Corp note 1.875% 9/1 0.1 $3.4M 2.5M 1.37
A10 Networks (ATEN) 0.1 $3.5M 388k 9.11
Solazyme Inc bond 0.1 $3.6M 4.0M 0.91
Opus Bank 0.1 $3.5M 113k 30.63
Ryerson Tull (RYI) 0.1 $3.3M 261k 12.80
Service Corporation International (SCI) 0.1 $3.3M 156k 21.14
Patterson-UTI Energy (PTEN) 0.1 $3.1M 95k 32.52
SBA Communications Corporation 0.1 $3.1M 28k 110.90
Omega Healthcare Investors (OHI) 0.1 $3.3M 95k 34.19
Church & Dwight (CHD) 0.1 $3.3M 47k 70.15
Signet Jewelers (SIG) 0.1 $3.0M 26k 113.92
Tesla Motors (TSLA) 0.1 $3.0M 13k 242.66
Prologis (PLD) 0.1 $3.1M 81k 37.70
Tesaro 0.1 $3.0M 113k 26.92
Emerald Oil 0.1 $3.2M 527k 6.15
Memorial Resource Development 0.1 $3.3M 123k 27.11
Bemis Company 0.1 $2.6M 69k 38.02
Cemex SAB de CV (CX) 0.1 $2.5M 195k 13.04
Ventas (VTR) 0.1 $2.9M 46k 61.95
Atwood Oceanics 0.1 $2.7M 62k 43.70
Stone Energy Corporation 0.1 $2.5M 80k 31.36
Diamond Foods 0.1 $2.9M 101k 28.61
Realty Income (O) 0.1 $2.8M 70k 40.78
Udr (UDR) 0.1 $2.5M 91k 27.25
Market Vector Russia ETF Trust 0.1 $2.9M 128k 22.37
Cornerstone Ondemand 0.1 $2.6M 75k 34.42
Pandora Media 0.1 $2.8M 115k 24.16
Diamondback Energy (FANG) 0.1 $2.6M 35k 74.77
Aratana Therapeutics 0.1 $2.5M 249k 10.04
Tiffany & Co. 0.1 $2.1M 21k 96.33
Baidu (BIDU) 0.1 $2.4M 11k 218.22
Callon Pete Co Del Com Stk 0.1 $2.2M 244k 8.81
HCP 0.1 $2.2M 54k 39.70
Brocade Communications Systems 0.1 $2.2M 206k 10.87
Cobalt Intl Energy 0.1 $2.3M 167k 13.60
General Growth Properties 0.1 $2.3M 99k 23.55
Ddr Corp 0.1 $2.1M 127k 16.73
Gastar Exploration 0.1 $2.2M 368k 5.87
Mobileiron 0.1 $2.2M 196k 11.14
MasterCard Incorporated (MA) 0.0 $1.8M 25k 73.92
Spdr S&p 500 Etf (SPY) 0.0 $1.8M 625k 2.80
Quiksilver 0.0 $2.0M 1.2M 1.72
CenturyLink 0.0 $1.9M 46k 40.90
Contango Oil & Gas Company 0.0 $1.7M 52k 33.23
First Cash Financial Services 0.0 $1.6M 29k 55.96
Neurocrine Biosciences (NBIX) 0.0 $1.6M 100k 15.67
Olympic Steel (ZEUS) 0.0 $2.0M 95k 20.57
Aruba Networks 0.0 $1.8M 82k 21.58
DCT Industrial Trust 0.0 $1.9M 247k 7.51
Zynga 0.0 $2.0M 734k 2.70
Pacific Ethanol 0.0 $1.8M 130k 13.96
Cal Dive Intl Inc Del note 5.000% 7/1 0.0 $1.7M 2.5M 0.70
BlackRock 0.0 $1.2M 3.6k 328.43
Starwood Property Trust (STWD) 0.0 $1.5M 69k 21.96
Coca-Cola Company (KO) 0.0 $1.4M 2.2M 0.67
Crown Castle International 0.0 $1.1M 14k 80.55
Copa Holdings Sa-class A (CPA) 0.0 $1.3M 13k 107.31
Sangamo Biosciences (SGMO) 0.0 $1.3M 120k 10.78
Sonus Networks 0.0 $1.3M 384k 3.42
Simon Property (SPG) 0.0 $1.1M 6.9k 164.41
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $1.5M 17k 91.94
Zep 0.0 $1.4M 100k 14.02
General Motors Company (GM) 0.0 $1.4M 1.1M 1.27
Chesapeake Lodging Trust sh ben int 0.0 $1.1M 40k 29.14
Plug Power (PLUG) 0.0 $1.1M 250k 4.59
Homeaway 0.0 $1.2M 34k 35.50
Cubesmart (CUBE) 0.0 $1.4M 77k 17.98
Retail Properties Of America 0.0 $1.2M 80k 14.62
Qiwi (QIWI) 0.0 $1.2M 39k 31.59
Ring Energy (REI) 0.0 $1.3M 88k 14.74
Salesforce.com Inc conv 0.0 $1.1M 1.0M 1.12
Washington Prime 0.0 $1.2M 71k 17.49
K2m Group Holdings 0.0 $1.2M 80k 14.43
Rambus Inc Del note 1.125% 8/1 0.0 $1.2M 1.0M 1.22
Grupo Televisa (TV) 0.0 $1.1M 31k 33.88
Via 0.0 $687k 8.9k 76.98
Equity Residential (EQR) 0.0 $1.1M 17k 61.58
Williams-Sonoma (WSM) 0.0 $835k 100k 8.35
Dollar Tree (DLTR) 0.0 $921k 576k 1.60
AvalonBay Communities (AVB) 0.0 $1.1M 7.9k 140.96
Companhia Brasileira de Distrib. 0.0 $959k 22k 43.60
Comstock Resources 0.0 $931k 50k 18.61
Education Realty Trust 0.0 $1.1M 106k 10.28
MGM Resorts International. (MGM) 0.0 $1.1M 49k 22.79
Riverbed Technology 0.0 $925k 50k 18.55
Bancolombia 0.0 $851k 15k 56.73
Cleco Corporation 0.0 $698k 15k 48.14
Capstone Turbine Corporation 0.0 $1.1M 1.0M 1.07
Duke Realty Corporation 0.0 $1.0M 60k 17.17
NPS Pharmaceuticals 0.0 $806k 31k 26.00
Southern Copper Corporation (SCCO) 0.0 $723k 24k 29.66
Macerich Company (MAC) 0.0 $726k 11k 63.81
AtriCure (ATRC) 0.0 $883k 60k 14.72
Insmed (INSM) 0.0 $1.0M 78k 13.05
Ocean Rig Udw 0.0 $899k 56k 16.12
Healthcare Tr Amer Inc cl a 0.0 $825k 71k 11.60
Integra Lifesciences Holdings conv bnd 0.0 $1.1M 1.0M 1.07
Prothena (PRTA) 0.0 $776k 35k 22.17
Nuance Communications Inc note 2.750%11/0 0.0 $991k 1.0M 0.99
Lifelock 0.0 $1.0M 72k 14.30
Mallinckrodt Pub 0.0 $788k 8.7k 90.19
Gulf Coast Ultra Deep Royalty (GULTU) 0.0 $1.0M 501k 2.00
Therapeuticsmd 0.0 $1.0M 225k 4.64
ardmore Shipping (ASC) 0.0 $1.1M 102k 10.90
Ambev Sa- (ABEV) 0.0 $1.0M 155k 6.55
Endologix Inc note 2.250%12/1 0.0 $901k 1.0M 0.90
Kindred Biosciences 0.0 $909k 98k 9.25
Shutterfly Inc note 0.250% 5/1 0.0 $1.0M 1.0M 1.04
Cobalt Intl Energy Inc note 3.125% 5/1 0.0 $898k 1.0M 0.90
Parnell Pharmaceuticals Holdin (PARNF) 0.0 $806k 140k 5.75
Netsuite Inc note 0.250% 6/0 0.0 $1.0M 1.0M 1.05
Cornerstone Ondemand Inc conv 0.0 $1.0M 1.0M 1.00
Paragon Offshore Plc equity 0.0 $922k 150k 6.15
Petroleo Brasileiro SA (PBR) 0.0 $498k 35k 14.19
AGL Resources 0.0 $249k 4.9k 51.29
Consolidated Edison (ED) 0.0 $327k 5.8k 56.70
Greif (GEF) 0.0 $241k 5.5k 43.80
Intel Corporation (INTC) 0.0 $294k 8.4k 34.87
Healthcare Realty Trust Incorporated 0.0 $480k 20k 23.68
Apple (AAPL) 0.0 $237k 165k 1.44
Exelon Corporation (EXC) 0.0 $371k 763k 0.49
AutoZone (AZO) 0.0 $462k 907.00 509.37
Dr Pepper Snapple 0.0 $630k 600k 1.05
Glimcher Realty Trust 0.0 $399k 30k 13.54
Under Armour (UAA) 0.0 $228k 100k 2.28
iShares Russell 2000 Index (IWM) 0.0 $276k 56k 4.90
Associated Estates Realty Corporation 0.0 $248k 14k 17.48
American Campus Communities 0.0 $408k 11k 36.47
DTE Energy Company (DTE) 0.0 $243k 3.2k 76.22
Extra Space Storage (EXR) 0.0 $284k 5.5k 51.63
Apollo Investment 0.0 $324k 40k 8.16
National Retail Properties (NNN) 0.0 $287k 8.3k 34.56
LCNB (LCNB) 0.0 $601k 40k 15.03
Health Care Reit Pfd I 6.5% 0.0 $434k 7.5k 57.87
Vitesse Semiconductor Corporate 0.0 $612k 170k 3.60
Sanofi Aventis Wi Conval Rt 0.0 $559k 1.2M 0.46
C&j Energy Services 0.0 $406k 13k 30.57
American Capital Mortgage In 0.0 $294k 16k 18.84
Cempra 0.0 $548k 50k 10.96
Aviv Reit 0.0 $231k 8.8k 26.31
Cinedigm 0.0 $232k 150k 1.55
Nuverra Environmental Soluti 0.0 $413k 538k 0.77
Celladon 0.0 $262k 25k 10.48
Liberty Interactive Llc conv 0.0 $665k 500k 1.33
Xcerra 0.0 $402k 41k 9.79
Geo Group Inc/the reit (GEO) 0.0 $242k 6.3k 38.18
Identiv (INVE) 0.0 $268k 20k 13.40
Lombard Med (EVARF) 0.0 $308k 40k 7.70
Workday Inc conv 0.0 $600k 500k 1.20
Vale (VALE) 0.0 $46k 876k 0.05
CSX Corporation (CSX) 0.0 $178k 1.4M 0.13
McDonald's Corporation (MCD) 0.0 $215k 2.3k 94.88
FirstEnergy (FE) 0.0 $5.3k 264k 0.02
Kohl's Corporation (KSS) 0.0 $25k 100k 0.25
CACI International (CACI) 0.0 $202k 2.8k 71.13
E.I. du Pont de Nemours & Company 0.0 $6.0k 40k 0.15
TECO Energy 0.0 $8.0k 30k 0.27
Fresh Del Monte Produce (FDP) 0.0 $219k 6.9k 31.86
Rio Tinto (RIO) 0.0 $142k 57k 2.50
Ford Motor Company (F) 0.0 $0 50k 0.00
Clorox Company (CLX) 0.0 $35k 100k 0.35
Dryships/drys 0.0 $89k 150k 0.59
Standard Pacific 0.0 $89k 12k 7.49
United States Oil Fund 0.0 $17k 50k 0.34
Public Service Enterprise (PEG) 0.0 $4.0k 50k 0.08
Aaron's 0.0 $209k 8.6k 24.30
Lexington Realty Trust (LXP) 0.0 $133k 14k 9.76
Hersha Hospitality Trust 0.0 $122k 19k 6.35
Amkor Technology (AMKR) 0.0 $90k 11k 8.45
ON Semiconductor (ON) 0.0 $106k 12k 8.93
Cincinnati Bell 0.0 $83k 25k 3.38
Marvell Technology Group 0.0 $140k 10k 13.46
Resource Capital 0.0 $194k 40k 4.87
Synta Pharmaceuticals 0.0 $4.0k 25k 0.16
BHP Billiton (BHP) 0.0 $150k 728k 0.21
Lululemon Athletica (LULU) 0.0 $56k 130k 0.43
QLogic Corporation 0.0 $109k 12k 9.18
United States Steel Corporation 0.0 $8.0k 25k 0.32
Sequenom 0.0 $2.0k 50k 0.04
Lattice Semiconductor (LSCC) 0.0 $84k 11k 7.54
LTC Properties (LTC) 0.0 $213k 5.8k 36.89
Navistar International Corporation 0.0 $145k 100k 1.45
Vonage Holdings 0.0 $99k 30k 3.29
Utilities SPDR (XLU) 0.0 $31k 100k 0.31
iShares Dow Jones US Real Estate (IYR) 0.0 $5.0k 200k 0.03
Coca-cola Enterprises 0.0 $104k 695k 0.15
Ralph Lauren Corp (RL) 0.0 $134k 50k 2.68
Sunshine Heart 0.0 $88k 16k 5.67
Mondelez Int (MDLZ) 0.0 $40k 1.0M 0.04
Community Health Sys Inc New right 01/27/2016 0.0 $150k 5.0M 0.03
Cerulean Pharma 0.0 $213k 50k 4.22