UBS O'Connor

Ubs Oconnor as of Dec. 31, 2014

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 594 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nielsen Holdings Nv 3.6 $158M 3.5M 44.73
Covidien 3.2 $142M 1.4M 102.28
Protective Life 3.0 $135M 1.9M 69.65
Mu Us conv 2.8 $124M 34M 3.64
Humana (HUM) 2.5 $109M 762k 143.63
Charles Schwab Corporation (SCHW) 2.1 $94M 3.1M 30.19
Micron Technology (MU) 1.9 $85M 2.4M 35.01
Ashland 1.9 $82M 687k 119.76
eBay (EBAY) 1.8 $79M 1.4M 56.12
American Airls (AAL) 1.7 $75M 1.4M 53.63
Cubist Pharmaceuticals 1.4 $60M 593k 100.65
Rockwood Holdings 1.3 $57M 723k 78.80
Hospira 1.2 $55M 900k 61.25
Wesco Intl Inc dbcv 6.000% 9/1 1.2 $55M 21M 2.69
Alliance Data Systems Corporation (BFH) 1.2 $55M 191k 286.05
Pepsi (PEP) 1.2 $52M 550k 94.56
Tesla Mtrs Inc note 1.500% 6/0 1.1 $51M 28M 1.86
Chesapeake Energy Corp note 2.500% 5/1 1.0 $45M 47M 0.97
Wal-Mart Stores (WMT) 1.0 $45M 527k 85.88
Cimpress N V Shs Euro 1.0 $45M 602k 74.84
Pinnacle Entertainment 0.9 $39M 1.8M 22.25
Herbalife Ltd Com Stk (HLF) 0.9 $38M 1.0M 37.70
Auxilium Pharmaceuticals note 0.9 $38M 26M 1.48
Tyson Foods Inc cnv p 0.8 $38M 746k 50.55
Colgate-Palmolive Company (CL) 0.8 $36M 520k 69.19
Microsoft Corporation (MSFT) 0.8 $35M 756k 46.45
Ak Steel Corp. conv 0.8 $35M 26M 1.33
Stanley Black & Decker (SWK) 0.8 $34M 354k 96.08
Chesapeake Energy Corp note 2.750%11/1 0.8 $33M 33M 1.00
Lumber Liquidators Holdings 0.7 $33M 493k 66.31
Ubiquiti Networks 0.7 $30M 994k 29.64
Monsanto Company 0.6 $28M 236k 119.47
Nucor Corporation (NUE) 0.6 $28M 579k 49.05
National-Oilwell Var 0.6 $28M 433k 65.53
Foot Locker 0.6 $28M 494k 56.18
United Technologies Corporation 0.6 $28M 242k 115.00
Steel Dynamics (STLD) 0.6 $28M 1.4M 19.74
Developers Diversified Rlty note 1.750%11/1 0.6 $28M 23M 1.24
Pinnacle Foods Inc De 0.6 $28M 790k 35.30
Hanesbrands (HBI) 0.6 $28M 248k 111.62
Mondelez Int (MDLZ) 0.6 $28M 757k 36.33
Republic Services (RSG) 0.6 $26M 642k 40.25
Cobalt Intl Energy Inc note 0.6 $26M 40M 0.64
AVANIR Pharmaceuticals 0.6 $25M 1.5M 16.95
Cubist Pharmaceuticals conv 0.6 $25M 19M 1.36
Cisco Systems (CSCO) 0.5 $24M 855k 27.81
J.M. Smucker Company (SJM) 0.5 $24M 237k 100.98
ConAgra Foods (CAG) 0.5 $23M 631k 36.28
Cubist Pharmaceuticals conv 0.5 $23M 18M 1.32
Estee Lauder Companies (EL) 0.5 $23M 297k 76.20
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.5 $23M 579k 39.04
Praxair 0.5 $22M 172k 129.56
Itt 0.5 $22M 542k 40.46
Apple (AAPL) 0.5 $22M 196k 110.38
Norfolk Southern (NSC) 0.5 $21M 192k 109.61
Cadence Design Systems (CDNS) 0.5 $21M 1.1M 18.97
TJX Companies (TJX) 0.5 $21M 313k 68.58
Wells Fargo & Company (WFC) 0.5 $21M 380k 54.82
Exelon Corporation (EXC) 0.5 $21M 561k 37.08
Redwood Trust (RWT) 0.5 $20M 1.0M 19.70
Apollo 0.5 $20M 585k 34.11
Post Holdings Inc Common (POST) 0.5 $20M 478k 41.89
Web Com Group Inc note 1.000% 8/1 0.5 $20M 22M 0.92
Verizon Communications (VZ) 0.4 $20M 419k 46.78
Take-two Interactive Softwar note 1.000% 7/0 0.4 $20M 14M 1.40
Auxilium Pharmaceuticals 0.4 $19M 537k 34.38
Citrix Systems 0.4 $19M 294k 63.80
Darling International (DAR) 0.4 $18M 994k 18.16
Workday Inc corporate bonds 0.4 $18M 15M 1.22
Deckers Outdoor Corporation (DECK) 0.4 $18M 194k 91.04
Mgm Mirage conv 0.4 $18M 15M 1.18
Equinix 0.4 $17M 77k 226.74
Liberty Media 0.4 $17M 488k 35.27
Alibaba Group Holding (BABA) 0.4 $17M 168k 103.94
PPG Industries (PPG) 0.4 $17M 72k 231.15
Google 0.4 $17M 32k 530.65
WESCO International (WCC) 0.4 $16M 215k 76.21
Home Depot (HD) 0.4 $16M 151k 104.97
General Electric Company 0.3 $15M 609k 25.27
Safeway 0.3 $15M 425k 35.12
Nike (NKE) 0.3 $15M 155k 96.15
Gap (GAP) 0.3 $15M 354k 42.11
Fifth Third Ban (FITB) 0.3 $15M 730k 20.37
Skechers USA 0.3 $15M 275k 55.25
Fxcm Inc. conv 0.3 $15M 15M 1.04
Oceaneering International (OII) 0.3 $15M 250k 58.81
Packaging Corporation of America (PKG) 0.3 $14M 180k 78.05
Anixter International 0.3 $14M 158k 88.46
Integrated Device Technology 0.3 $14M 687k 19.60
Discovery Communications 0.3 $13M 398k 33.72
EQT Corporation (EQT) 0.3 $13M 177k 75.70
& PROD CO shares Brookfield 0.3 $13M 548k 24.06
CBS Corporation 0.3 $13M 232k 55.34
Glimcher Realty Trust 0.3 $13M 941k 13.74
Silgan Holdings (SLGN) 0.3 $13M 240k 53.60
SanDisk Corporation 0.3 $13M 130k 97.98
Pvh Corporation (PVH) 0.3 $13M 100k 128.17
Comerica Incorporated (CMA) 0.3 $13M 268k 46.84
Domtar Corp 0.3 $13M 311k 40.22
W.R. Grace & Co. 0.3 $13M 132k 95.39
Sequenom Inc. note 5.000 10/0 0.3 $12M 12M 1.03
Yahoo Inc note 12/0 0.3 $12M 11M 1.13
FedEx Corporation (FDX) 0.3 $12M 70k 173.66
First Solar (FSLR) 0.3 $12M 270k 44.60
Key (KEY) 0.3 $12M 862k 13.90
Energizer Holdings 0.3 $12M 89k 128.56
Shire 0.3 $12M 54k 212.54
Lear Corporation (LEA) 0.2 $11M 114k 98.08
Adobe Systems Incorporated (ADBE) 0.2 $11M 150k 72.70
Quanta Services (PWR) 0.2 $11M 396k 28.39
Yelp Inc cl a (YELP) 0.2 $11M 200k 54.73
Exelixis Inc cnv 0.2 $11M 20M 0.56
Cien 4 12/15/20 0.2 $11M 9.0M 1.24
Thrx 2 1/8 01/15/23 0.2 $11M 14M 0.79
Quidel Corp note 3.250%12/1 0.2 $11M 10M 1.12
Baker Hughes Incorporated 0.2 $11M 192k 56.07
Level 3 Communications 0.2 $11M 215k 49.38
Ryland Group note 0.2 $11M 8.0M 1.35
Netsuite Inc note 0.250% 6/0 0.2 $11M 9.6M 1.12
AGCO Corporation (AGCO) 0.2 $10M 225k 45.20
Eaton (ETN) 0.2 $10M 152k 67.96
Cdk Global Inc equities 0.2 $10M 247k 40.76
Proofpoint Inc note 1.250%12/1 0.2 $10M 7.5M 1.37
SYSCO Corporation (SYY) 0.2 $9.9M 250k 39.69
Werner Enterprises (WERN) 0.2 $9.9M 318k 31.15
Orexigen Therapeutics Inc. 144a 2 3/4% Due 12/1/2020 Jd1 note 2.750%12/0 0.2 $9.6M 9.5M 1.01
Regions Financial Corporation (RF) 0.2 $9.1M 864k 10.56
Williams-Sonoma (WSM) 0.2 $9.5M 125k 75.68
American Electric Power Company (AEP) 0.2 $9.4M 155k 60.72
Weyerhaeuser Company (WY) 0.2 $9.1M 255k 35.89
Intel Corp sdcv 0.2 $9.2M 7.0M 1.32
Sapient Corporation 0.2 $8.9M 358k 24.88
Nrg Yield 0.2 $9.0M 190k 47.14
Workday Inc conv 0.2 $8.9M 7.5M 1.19
Protalix Biotherapeutics Inc note 4.500% 9/1 0.2 $8.6M 11M 0.79
Rio Tinto (RIO) 0.2 $8.3M 180k 46.06
Dr Pepper Snapple 0.2 $8.3M 115k 71.68
Homeaway 0.2 $8.6M 288k 29.78
Sunedison 0.2 $8.2M 420k 19.51
Halliburton Company (HAL) 0.2 $7.8M 198k 39.33
Keyw Holding Corp conv bd us 0.2 $8.1M 9.0M 0.90
Avery Dennison Corporation (AVY) 0.2 $7.4M 142k 51.88
Mentor Graphics 4% 2031 conv 0.2 $7.7M 6.5M 1.19
Canadian Natl Ry (CNI) 0.2 $7.2M 104k 68.91
Sonoco Products Company (SON) 0.2 $7.1M 162k 43.70
BHP Billiton (BHP) 0.2 $7.1M 150k 47.32
Terex Corporation (TEX) 0.2 $7.0M 250k 27.88
WisdomTree India Earnings Fund (EPI) 0.2 $6.9M 313k 22.05
Sirius Xm Holdings 0.2 $7.1M 2.0M 3.50
FirstEnergy (FE) 0.1 $6.8M 175k 38.99
At&t (T) 0.1 $6.7M 198k 33.59
NVIDIA Corporation (NVDA) 0.1 $6.5M 323k 20.05
Zillow 0.1 $6.6M 62k 105.90
AstraZeneca (AZN) 0.1 $6.2M 88k 70.37
Under Armour (UAA) 0.1 $6.4M 94k 67.90
Cooper Tire & Rubber Company 0.1 $6.3M 181k 34.65
Emulex Corp note 1.750%11/1 0.1 $6.3M 7.0M 0.91
Gsv Capital Corp. note 5.250 9/1 0.1 $6.0M 6.5M 0.92
Ani Pharmaceuticals Inc. note 3.000 12/0 0.1 $6.3M 6.0M 1.04
Bank of America Corporation (BAC) 0.1 $5.6M 310k 17.89
Dominion Resources (D) 0.1 $6.0M 77k 76.89
Westar Energy 0.1 $5.6M 135k 41.24
East West Ban (EWBC) 0.1 $5.5M 143k 38.71
Activision Blizzard 0.1 $5.6M 276k 20.15
PNM Resources (TXNM) 0.1 $5.6M 188k 29.63
Pinnacle West Capital Corporation (PNW) 0.1 $5.8M 85k 68.31
Claymore Exchange Trd Fd Tr guggenheim sol 0.1 $5.8M 170k 34.10
Quantum Corp note 4.500% 11/1 0.1 $5.6M 4.5M 1.24
Crane 0.1 $5.2M 88k 58.70
Methanex Corp (MEOH) 0.1 $5.4M 119k 45.83
KEYW Holding 0.1 $5.3M 515k 10.38
Lance 0.1 $5.3M 175k 30.55
News Corp Class B cos (NWS) 0.1 $5.4M 360k 15.08
Owens-Illinois 0.1 $4.7M 175k 26.99
Lamar Advertising Co-a (LAMR) 0.1 $4.9M 91k 53.64
Radware Ltd ord (RDWR) 0.1 $4.4M 202k 22.02
Akamai Technologies (AKAM) 0.1 $4.4M 69k 62.96
Morgan Stanley (MS) 0.1 $4.2M 109k 38.80
City National Corporation 0.1 $4.3M 53k 80.80
Finish Line 0.1 $4.2M 175k 24.31
NorthWestern Corporation (NWE) 0.1 $4.4M 77k 56.58
Aruba Networks 0.1 $4.3M 235k 18.18
BHP Billiton 0.1 $3.9M 90k 43.00
CMS Energy Corporation (CMS) 0.1 $4.1M 118k 34.75
Portland General Electric Company (POR) 0.1 $4.0M 106k 37.83
MasterCard Incorporated (MA) 0.1 $4.2M 49k 86.15
Heartland Express (HTLD) 0.1 $4.0M 149k 27.01
Nextera Energy (NEE) 0.1 $4.1M 39k 106.30
iShares S&P 500 Index (IVV) 0.1 $3.8M 18k 206.85
Omega Healthcare Investors (OHI) 0.1 $4.0M 101k 39.07
Realty Income (O) 0.1 $3.8M 80k 47.71
SPDR S&P MidCap 400 ETF (MDY) 0.1 $3.8M 14k 264.00
Libertyinteractivecorp lbtventcoma 0.1 $4.1M 108k 37.72
Diamondback Energy (FANG) 0.1 $3.9M 65k 59.77
Crown Castle Intl (CCI) 0.1 $4.0M 51k 78.69
Taiwan Semiconductor Mfg (TSM) 0.1 $3.4M 151k 22.38
Dow Chemical Company 0.1 $3.4M 75k 45.61
Western Digital (WDC) 0.1 $3.4M 30k 110.71
Service Corporation International (SCI) 0.1 $3.4M 150k 22.70
United States Oil Fund 0.1 $3.7M 180k 20.36
Marathon Oil Corporation (MRO) 0.1 $3.5M 124k 28.29
Ventas (VTR) 0.1 $3.7M 51k 71.69
Wyndham Worldwide Corporation 0.1 $3.7M 44k 85.77
Baidu (BIDU) 0.1 $3.5M 16k 227.99
iShares Russell 2000 Index (IWM) 0.1 $3.6M 31k 119.61
Huntsman Corporation (HUN) 0.1 $3.6M 160k 22.78
Concho Resources 0.1 $3.6M 36k 99.75
General Motors Company (GM) 0.1 $3.8M 2.2M 1.70
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $3.4M 174k 19.54
Hyster Yale Materials Handling (HY) 0.1 $3.4M 46k 73.20
Cabot Oil & Gas Corporation (CTRA) 0.1 $3.3M 112k 29.61
Spdr S&p 500 Etf (SPY) 0.1 $3.0M 1.1M 2.75
Paccar (PCAR) 0.1 $3.3M 48k 68.00
Hertz Global Holdings 0.1 $3.1M 125k 24.94
Diamond Foods 0.1 $3.1M 110k 28.23
HCP 0.1 $3.0M 68k 44.04
Udr (UDR) 0.1 $3.1M 102k 30.82
Hanmi Financial (HAFC) 0.1 $3.3M 151k 21.81
Liberty Global Inc C 0.1 $3.1M 63k 48.30
Goodrich Petroleum Corp 5% bond 0.1 $3.2M 6.0M 0.54
Parsley Energy Inc-class A 0.1 $3.0M 187k 15.96
Mobileiron 0.1 $3.1M 309k 9.96
Liberty Tripadvisor Hldgs (LTRPA) 0.1 $3.3M 122k 26.90
Freshpet (FRPT) 0.1 $2.9M 169k 17.06
Royal Dutch Shell 0.1 $2.5M 37k 66.94
Schlumberger (SLB) 0.1 $2.7M 32k 85.41
Umpqua Holdings Corporation 0.1 $2.8M 167k 17.01
Companhia Brasileira de Distrib. 0.1 $2.6M 70k 36.84
Coca-cola Enterprises 0.1 $2.5M 1.2M 2.08
General Growth Properties 0.1 $2.8M 99k 28.13
Ddr Corp 0.1 $2.7M 146k 18.36
Whitewave Foods 0.1 $2.9M 1.0M 2.77
Biosante Pharmaceuticals (ANIP) 0.1 $2.6M 47k 56.40
Gtt Communications 0.1 $2.5M 186k 13.23
Opus Bank 0.1 $2.6M 91k 28.37
Ryerson Tull (RYI) 0.1 $2.8M 278k 9.93
Commercial Metals Company (CMC) 0.1 $2.3M 141k 16.29
SVB Financial (SIVBQ) 0.1 $2.1M 18k 116.06
Newfield Exploration 0.1 $2.0M 74k 27.12
Health Care REIT 0.1 $2.1M 28k 75.65
DISH Network 0.1 $2.0M 28k 72.89
AvalonBay Communities (AVB) 0.1 $2.1M 13k 163.38
Pioneer Natural Resources 0.1 $2.4M 16k 148.83
Kirby Corporation (KEX) 0.1 $2.4M 30k 80.73
McCormick & Company, Incorporated (MKC) 0.1 $2.4M 32k 74.28
Superior Energy Services 0.1 $2.0M 99k 20.15
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $2.4M 20k 119.40
Vale 0.1 $2.2M 300k 7.26
Tesla Motors (TSLA) 0.1 $2.3M 10k 222.41
Rockwell Medical Technologies 0.1 $2.3M 220k 10.28
Synergy Res Corp 0.1 $2.2M 178k 12.54
Powershares Etf Tr Ii s^p500 low vol 0.1 $2.3M 60k 37.97
Bonanza Creek Energy 0.1 $2.3M 96k 24.00
Facebook Inc cl a (META) 0.1 $2.2M 29k 78.03
Metropcs Communications (TMUS) 0.1 $2.0M 75k 26.93
Pacific Ethanol 0.1 $2.4M 230k 10.33
Twenty-first Century Fox 0.1 $2.0M 52k 38.40
Memorial Resource Development 0.1 $2.1M 116k 18.03
Chesapeake Energy Corp note 2.500% 5/1 0.0 $1.9M 2.0M 0.97
Equity Residential (EQR) 0.0 $2.0M 28k 71.83
BancorpSouth 0.0 $1.9M 82k 22.52
ConocoPhillips (COP) 0.0 $2.0M 29k 69.05
Newpark Resources (NPKI) 0.0 $1.6M 169k 9.54
Rex Energy Corporation 0.0 $1.6M 310k 5.10
Bristow 0.0 $1.6M 25k 65.81
Intuit (INTU) 0.0 $2.0M 21k 92.20
First Cash Financial Services 0.0 $1.8M 32k 55.67
Duke Realty Corporation 0.0 $1.7M 84k 20.20
Olympic Steel (ZEUS) 0.0 $1.6M 90k 17.78
Goodrich Petroleum Corporation 0.0 $1.6M 366k 4.44
Cubesmart (CUBE) 0.0 $1.6M 73k 22.07
Sanchez Energy Corp C ommon stocks 0.0 $2.0M 210k 9.29
Phillips 66 (PSX) 0.0 $1.9M 27k 71.71
Retail Properties Of America 0.0 $1.6M 95k 16.69
Grupo Fin Santander adr b 0.0 $1.9M 180k 10.36
Covisint 0.0 $1.6M 606k 2.65
Rice Energy 0.0 $1.8M 84k 20.98
Solazyme Inc bond 0.0 $1.8M 4.0M 0.46
Axalta Coating Sys (AXTA) 0.0 $1.7M 66k 26.02
Navios Maritime Midstream Lp exchange traded 0.0 $1.7M 143k 12.15
Vale (VALE) 0.0 $1.4M 171k 8.18
Petroleo Brasileiro SA (PBR.A) 0.0 $1.1M 150k 7.58
Devon Energy Corporation (DVN) 0.0 $1.3M 21k 61.19
Cemex SAB de CV (CX) 0.0 $1.4M 138k 10.19
Hess (HES) 0.0 $1.4M 19k 73.80
Whiting Petroleum Corporation 0.0 $1.1M 34k 33.00
Tesoro Corporation 0.0 $1.3M 18k 74.32
salesforce (CRM) 0.0 $1.2M 21k 59.31
RPC (RES) 0.0 $1.5M 117k 13.04
Carrizo Oil & Gas 0.0 $1.5M 37k 41.61
Hornbeck Offshore Services 0.0 $1.4M 58k 24.97
Sangamo Biosciences (SGMO) 0.0 $1.2M 80k 15.21
Lennox International (LII) 0.0 $1.4M 15k 95.06
Southern Copper Corporation (SCCO) 0.0 $1.4M 49k 28.21
Amicus Therapeutics (FOLD) 0.0 $1.3M 157k 8.32
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $1.5M 25k 59.40
Camden Property Trust (CPT) 0.0 $1.3M 18k 73.84
Orbcomm 0.0 $1.1M 175k 6.54
EXACT Sciences Corporation (EXAS) 0.0 $1.4M 50k 27.44
Ishares Tr Phill Invstmrk (EPHE) 0.0 $1.2M 31k 38.21
Chesapeake Lodging Trust sh ben int 0.0 $1.4M 38k 37.20
AtriCure (ATRC) 0.0 $1.2M 60k 19.97
Linkedin Corp 0.0 $1.5M 6.4k 229.75
Plug Power (PLUG) 0.0 $1.3M 425k 3.00
C&j Energy Services 0.0 $1.2M 94k 13.21
Us Silica Hldgs (SLCA) 0.0 $1.2M 45k 25.69
Regulus Therapeutics 0.0 $1.3M 80k 16.04
Therapeuticsmd 0.0 $1.1M 250k 4.45
Salesforce.com Inc conv 0.0 $1.1M 1.0M 1.14
Washington Prime 0.0 $1.4M 80k 17.22
Liberty Media Corp Del Com Ser C 0.0 $1.5M 44k 35.03
Cornerstone Ondemand Inc conv 0.0 $1.5M 1.5M 0.98
Civitas Solutions 0.0 $1.5M 90k 17.03
Intersect Ent 0.0 $1.1M 61k 18.55
Rambus Inc Del note 1.125% 8/1 0.0 $1.1M 1.0M 1.14
Dct Industrial Trust Inc reit usd.01 0.0 $1.2M 33k 35.66
Healthcare Tr Amer Inc cl a 0.0 $1.2M 46k 26.95
Dermira 0.0 $1.3M 71k 18.11
Sientra 0.0 $1.3M 76k 16.79
Nvidia Corp note 1.000 12/0 0.0 $1.2M 1.0M 1.15
Grupo Televisa (TV) 0.0 $852k 25k 34.08
AGL Resources 0.0 $689k 13k 54.54
Bunge 0.0 $770k 8.5k 90.86
Consolidated Edison (ED) 0.0 $871k 13k 65.99
Healthcare Realty Trust Incorporated 0.0 $665k 24k 27.31
Symantec Corporation 0.0 $744k 29k 25.67
Clorox Company (CLX) 0.0 $938k 9.0k 104.22
Hub (HUBG) 0.0 $882k 23k 38.10
Mead Johnson Nutrition 0.0 $1.1M 11k 100.55
Church & Dwight (CHD) 0.0 $946k 12k 78.83
National Retail Properties (NNN) 0.0 $671k 17k 39.39
Simon Property (SPG) 0.0 $763k 4.2k 182.06
Dollar General (DG) 0.0 $716k 10k 70.73
iShares MSCI Taiwan Index 0.0 $755k 50k 15.10
Fortinet (FTNT) 0.0 $766k 25k 30.64
MSCI Indonesia Investable Market Ind (EIDO) 0.0 $823k 30k 27.43
Sanofi Aventis Wi Conval Rt 0.0 $944k 1.2M 0.78
Yandex Nv-a (NBIS) 0.0 $763k 43k 17.95
Home Loan Servicing Solution ord 0.0 $705k 36k 19.52
Ingredion Incorporated (INGR) 0.0 $781k 9.2k 84.88
stock 0.0 $884k 15k 58.93
Nuance Communications Inc note 2.750%11/0 0.0 $1.0M 1.0M 1.00
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $924k 1.0M 0.92
Endologix Inc note 2.250%12/1 0.0 $982k 1.0M 0.98
A10 Networks (ATEN) 0.0 $665k 153k 4.36
Ultragenyx Pharmaceutical (RARE) 0.0 $1.1M 25k 43.88
Flexion Therapeutics 0.0 $692k 34k 20.20
Geo Group Inc/the reit (GEO) 0.0 $797k 20k 40.38
Kite Pharma 0.0 $1.1M 18k 57.69
Shutterfly Inc note 0.250% 5/1 0.0 $952k 1.0M 0.95
Ctrip.com Inter Ltd. conv 0.0 $978k 1.0M 0.98
Education Rlty Tr New ret 0.0 $880k 24k 36.58
Bellicum Pharma 0.0 $1.0M 45k 23.03
1,375% Liberty Media 15.10.2023 note 0.0 $991k 1.0M 0.99
Neothetics, Inc. Cmn 0.0 $1.0M 140k 7.48
Crown Holdings (CCK) 0.0 $468k 9.2k 50.88
Fomento Economico Mexicano SAB (FMX) 0.0 $550k 6.3k 88.00
JPMorgan Chase & Co. (JPM) 0.0 $339k 5.4k 62.57
Reinsurance Group of America (RGA) 0.0 $413k 4.7k 87.59
Discover Financial Services 0.0 $417k 6.4k 65.55
DST Systems 0.0 $420k 4.5k 94.19
Nasdaq Omx (NDAQ) 0.0 $370k 7.7k 48.01
Berkshire Hathaway (BRK.B) 0.0 $491k 3.3k 150.29
Caterpillar (CAT) 0.0 $366k 4.0k 91.50
Coca-Cola Company (KO) 0.0 $345k 1.9M 0.18
IAC/InterActive 0.0 $416k 6.8k 60.85
Range Resources (RRC) 0.0 $363k 6.8k 53.43
Via 0.0 $276k 3.7k 75.35
Baxter International (BAX) 0.0 $624k 8.5k 73.26
Pfizer (PFE) 0.0 $365k 12k 31.12
AES Corporation (AES) 0.0 $267k 19k 13.78
Pulte (PHM) 0.0 $407k 19k 21.44
Autodesk (ADSK) 0.0 $333k 5.5k 60.08
Brown & Brown (BRO) 0.0 $226k 6.9k 32.89
Cummins (CMI) 0.0 $491k 3.4k 144.16
Hillenbrand (HI) 0.0 $467k 14k 34.53
Host Hotels & Resorts (HST) 0.0 $432k 18k 23.75
Lincoln Electric Holdings (LECO) 0.0 $365k 5.3k 69.02
Mattel (MAT) 0.0 $449k 15k 30.92
Pitney Bowes (PBI) 0.0 $350k 14k 24.35
R.R. Donnelley & Sons Company 0.0 $413k 25k 16.80
Reynolds American 0.0 $566k 8.8k 64.27
Solera Holdings 0.0 $455k 8.9k 51.21
V.F. Corporation (VFC) 0.0 $565k 7.5k 74.89
Waste Connections 0.0 $597k 14k 44.02
Boeing Company (BA) 0.0 $473k 3.6k 129.87
Boston Scientific Corporation (BSX) 0.0 $322k 24k 13.25
KBR (KBR) 0.0 $357k 21k 16.96
Briggs & Stratton Corporation 0.0 $454k 22k 20.41
Cabot Corporation (CBT) 0.0 $254k 5.8k 43.80
Blount International 0.0 $432k 25k 17.58
CSG Systems International (CSGS) 0.0 $410k 16k 25.05
Everest Re Group (EG) 0.0 $293k 1.7k 170.15
Vishay Intertechnology (VSH) 0.0 $362k 26k 14.14
Masco Corporation (MAS) 0.0 $420k 17k 25.18
Fresh Del Monte Produce (FDP) 0.0 $466k 14k 33.52
LifePoint Hospitals 0.0 $453k 6.3k 71.94
Universal Health Services (UHS) 0.0 $256k 2.3k 111.30
Unum (UNM) 0.0 $310k 8.9k 34.91
Interpublic Group of Companies (IPG) 0.0 $467k 23k 20.76
Synopsys (SNPS) 0.0 $360k 8.3k 43.41
Raytheon Company 0.0 $306k 2.8k 108.28
Valero Energy Corporation (VLO) 0.0 $395k 8.0k 49.54
Kroger (KR) 0.0 $226k 3.5k 64.13
Aetna 0.0 $359k 4.0k 88.77
Helmerich & Payne (HP) 0.0 $654k 9.7k 67.42
PerkinElmer (RVTY) 0.0 $235k 5.4k 43.70
American Financial (AFG) 0.0 $382k 6.3k 60.79
Olin Corporation (OLN) 0.0 $490k 22k 22.75
Arrow Electronics (ARW) 0.0 $324k 5.6k 57.96
Convergys Corporation 0.0 $357k 18k 20.36
Lockheed Martin Corporation (LMT) 0.0 $310k 1.6k 192.55
Mentor Graphics Corporation 0.0 $365k 17k 21.94
Altria (MO) 0.0 $281k 176k 1.60
BB&T Corporation 0.0 $437k 11k 38.89
Capital One Financial (COF) 0.0 $375k 4.5k 82.51
CIGNA Corporation 0.0 $361k 3.5k 102.97
Computer Sciences Corporation 0.0 $547k 8.7k 63.03
Hewlett-Packard Company 0.0 $378k 9.4k 40.09
UnitedHealth (UNH) 0.0 $255k 2.5k 100.91
Xerox Corporation 0.0 $386k 28k 13.87
First Midwest Ban 0.0 $373k 22k 17.09
Qualcomm (QCOM) 0.0 $251k 3.4k 74.44
PG&E Corporation (PCG) 0.0 $613k 12k 53.23
Lexmark International 0.0 $273k 6.6k 41.26
Jacobs Engineering 0.0 $407k 9.1k 44.68
Heritage-Crystal Clean 0.0 $444k 36k 12.34
Marriott International (MAR) 0.0 $388k 5.0k 78.08
Manpower (MAN) 0.0 $363k 5.3k 68.23
Abercrombie & Fitch (ANF) 0.0 $347k 12k 28.62
Gannett 0.0 $369k 12k 31.91
Tupperware Brands Corporation 0.0 $263k 4.2k 63.01
Hospitality Properties Trust 0.0 $534k 17k 31.00
Dollar Tree (DLTR) 0.0 $569k 8.1k 70.36
Encore Capital (ECPG) 0.0 $481k 11k 44.41
Standard Pacific 0.0 $274k 38k 7.28
Grand Canyon Education (LOPE) 0.0 $335k 7.2k 46.66
Dover Corporation (DOV) 0.0 $383k 5.3k 71.68
PPL Corporation (PPL) 0.0 $349k 9.6k 36.34
Applied Materials (AMAT) 0.0 $343k 14k 24.90
Axis Capital Holdings (AXS) 0.0 $434k 8.5k 51.06
Highwoods Properties (HIW) 0.0 $463k 11k 44.24
TCF Financial Corporation 0.0 $248k 16k 15.90
Kennametal (KMT) 0.0 $488k 14k 35.75
Landstar System (LSTR) 0.0 $343k 4.7k 72.45
Sinclair Broadcast 0.0 $341k 13k 27.39
Southwest Gas Corporation (SWX) 0.0 $428k 6.9k 61.76
Hersha Hospitality Trust 0.0 $257k 37k 7.03
Take-Two Interactive Software (TTWO) 0.0 $475k 17k 28.03
Genes (GCO) 0.0 $387k 5.1k 76.59
Maximus (MMS) 0.0 $309k 5.6k 54.82
Brinker International (EAT) 0.0 $372k 6.3k 58.72
ON Semiconductor (ON) 0.0 $287k 28k 10.14
Invesco (IVZ) 0.0 $265k 6.7k 39.53
Broadcom Corporation 0.0 $312k 7.2k 43.27
Amtrust Financial Services 0.0 $335k 5.9k 56.32
Edison International (EIX) 0.0 $613k 9.4k 65.49
Graphic Packaging Holding Company (GPK) 0.0 $468k 34k 13.61
Jones Lang LaSalle Incorporated (JLL) 0.0 $455k 3.0k 149.97
Marvell Technology Group 0.0 $447k 31k 14.51
Rock-Tenn Company 0.0 $661k 11k 60.94
Seagate Technology Com Stk 0.0 $358k 5.4k 66.59
Andersons (ANDE) 0.0 $355k 6.7k 53.08
Associated Estates Realty Corporation 0.0 $402k 17k 23.19
Brown Shoe Company 0.0 $369k 12k 32.16
Community Health Systems (CYH) 0.0 $237k 4.4k 53.94
Lam Research Corporation 0.0 $408k 5.1k 79.28
American Campus Communities 0.0 $472k 11k 41.35
Benchmark Electronics (BHE) 0.0 $275k 11k 25.48
Chipotle Mexican Grill (CMG) 0.0 $534k 780.00 684.62
Iconix Brand 0.0 $409k 12k 33.76
Jabil Circuit (JBL) 0.0 $237k 11k 21.88
Southwest Airlines (LUV) 0.0 $390k 9.2k 42.30
Vail Resorts (MTN) 0.0 $499k 5.5k 91.06
Oge Energy Corp (OGE) 0.0 $266k 7.5k 35.42
Oxford Industries (OXM) 0.0 $347k 6.3k 55.21
Sally Beauty Holdings (SBH) 0.0 $520k 17k 30.73
Stepan Company (SCL) 0.0 $414k 10k 40.08
Steven Madden (SHOO) 0.0 $326k 10k 31.79
Tempur-Pedic International (SGI) 0.0 $351k 6.4k 54.84
Alon USA Energy 0.0 $296k 23k 12.65
Cal-Maine Foods (CALM) 0.0 $396k 10k 39.03
Informatica Corporation 0.0 $308k 8.1k 38.17
Neustar 0.0 $491k 18k 27.80
Old Dominion Freight Line (ODFL) 0.0 $405k 5.2k 77.57
OmniVision Technologies 0.0 $385k 15k 26.03
Poly 0.0 $331k 25k 13.50
Hanover Insurance (THG) 0.0 $257k 3.6k 71.41
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $393k 5.0k 78.60
Extra Space Storage (EXR) 0.0 $377k 6.4k 58.68
National Fuel Gas (NFG) 0.0 $263k 3.8k 69.65
Corporate Office Properties Trust (CDP) 0.0 $247k 8.7k 28.41
St. Jude Medical 0.0 $280k 4.3k 65.03
Standex Int'l (SXI) 0.0 $453k 5.9k 77.21
VMware 0.0 $336k 4.1k 82.64
Zumiez (ZUMZ) 0.0 $497k 13k 38.63
Triumph (TGI) 0.0 $560k 8.3k 67.24
Abaxis 0.0 $231k 4.1k 56.83
Healthsouth 0.0 $277k 7.2k 38.43
BioMed Realty Trust 0.0 $311k 15k 21.51
Bio-Reference Laboratories 0.0 $253k 7.9k 32.09
Brocade Communications Systems 0.0 $292k 25k 11.86
Clearwater Paper (CLW) 0.0 $551k 8.0k 68.55
Scripps Networks Interactive 0.0 $401k 5.3k 75.36
Macerich Company (MAC) 0.0 $323k 3.9k 83.51
American International (AIG) 0.0 $224k 4.0k 55.96
Hatteras Financial 0.0 $257k 14k 18.44
Vonage Holdings 0.0 $344k 90k 3.81
American Capital Agency 0.0 $549k 25k 21.82
Cardtronics 0.0 $459k 12k 38.57
Xl Group 0.0 $370k 11k 34.33
Cobalt Intl Energy 0.0 $547k 1.0M 0.52
QEP Resources 0.0 $352k 17k 20.23
Quad/Graphics (QUAD) 0.0 $357k 16k 22.97
SPECTRUM BRANDS Hldgs 0.0 $663k 6.9k 95.68
Industries N shs - a - (LYB) 0.0 $433k 5.5k 79.44
Team Health Holdings 0.0 $264k 4.6k 57.54
Vectren Corporation 0.0 $524k 11k 46.20
Targa Res Corp (TRGP) 0.0 $299k 2.8k 105.92
LCNB (LCNB) 0.0 $452k 30k 15.07
Ascena Retail 0.0 $460k 37k 12.55
Insmed (INSM) 0.0 $464k 30k 15.47
Huntington Ingalls Inds (HII) 0.0 $450k 4.0k 112.53
Health Care Reit Pfd I 6.5% 0.0 $497k 7.5k 66.27
Hca Holdings (HCA) 0.0 $380k 5.2k 73.36
Kosmos Energy 0.0 $516k 61k 8.40
Rlj Lodging Trust (RLJ) 0.0 $361k 11k 33.48
Rpx Corp 0.0 $312k 23k 13.78
Hollyfrontier Corp 0.0 $414k 11k 37.47
Marathon Petroleum Corp (MPC) 0.0 $422k 4.7k 90.33
Cbre Group Inc Cl A (CBRE) 0.0 $251k 7.3k 34.19
American Capital Mortgage In 0.0 $389k 21k 18.85
Exelis 0.0 $293k 17k 17.51
Invensense 0.0 $325k 20k 16.25
Michael Kors Holdings 0.0 $449k 246k 1.83
Allison Transmission Hldngs I (ALSN) 0.0 $399k 12k 33.87
Mrc Global Inc cmn (MRC) 0.0 $462k 31k 15.16
Engility Hldgs 0.0 $232k 5.4k 42.76
Emerald Oil 0.0 $309k 257k 1.20
Mei Pharma 0.0 $287k 67k 4.28
Boise Cascade (BCC) 0.0 $395k 11k 37.19
Cyrusone 0.0 $411k 15k 27.57
West 0.0 $360k 11k 33.02
Ofg Ban (OFG) 0.0 $454k 27k 16.66
Aviv Reit 0.0 $390k 11k 34.47
Gulf Coast Ultra Deep Royalty (GULTU) 0.0 $637k 501k 1.27
Evertec (EVTC) 0.0 $498k 23k 22.15
Aratana Therapeutics 0.0 $535k 30k 17.83
Murphy Usa (MUSA) 0.0 $587k 8.5k 68.82
Cinedigm 0.0 $227k 140k 1.62
ardmore Shipping (ASC) 0.0 $479k 40k 11.97
Ldr Hldg 0.0 $328k 10k 32.80
Voya Financial (VOYA) 0.0 $336k 7.9k 42.41
Spartannash 0.0 $533k 20k 26.16
Zs Pharma 0.0 $520k 13k 41.60
Vital Therapies 0.0 $249k 10k 24.90
Cobalt Intl Energy Inc note 3.125% 5/1 0.0 $661k 1.0M 0.66
Parnell Pharmaceuticals Holdin (PARNF) 0.0 $509k 123k 4.14
Marinus Pharmaceuticals 0.0 $524k 50k 10.54
Innocoll 0.0 $424k 72k 5.89
Aac Holdings 0.0 $340k 11k 30.91
Histogenics Corp Cmn 0.0 $275k 25k 11.00
Vascular Biogenics 0.0 $277k 47k 5.92
Two Harbors Investment 0.0 $114k 11k 9.99
Waste Management (WM) 0.0 $203k 4.0k 51.35
Kimberly-Clark Corporation (KMB) 0.0 $50k 251k 0.20
Charles River Laboratories (CRL) 0.0 $219k 3.4k 63.66
Anadarko Petroleum Corporation 0.0 $122k 204k 0.60
Target Corporation (TGT) 0.0 $40k 101k 0.40
Freeport-McMoRan Copper & Gold (FCX) 0.0 $140k 884k 0.16
Penn Virginia Corporation 0.0 $177k 643k 0.28
Lexington Realty Trust (LXP) 0.0 $150k 14k 11.01
Strategic Hotels & Resorts 0.0 $157k 12k 13.24
First Horizon National Corporation (FHN) 0.0 $206k 15k 13.56
Cincinnati Bell 0.0 $142k 45k 3.18
Synta Pharmaceuticals 0.0 $1.0k 25k 0.04
Guess? (GES) 0.0 $205k 9.7k 21.07
AK Steel Holding Corporation 0.0 $21k 151k 0.14
Capstone Turbine Corporation 0.0 $148k 200k 0.74
Kinross Gold Corp (KGC) 0.0 $4.0k 16k 0.25
Novavax 0.0 $139k 23k 5.94
Otter Tail Corporation (OTTR) 0.0 $213k 6.9k 31.03
Sequenom 0.0 $3.0k 50k 0.06
Idera Pharmaceuticals 0.0 $220k 50k 4.40
Navistar International Corporation 0.0 $20k 100k 0.20
Cloud Peak Energy 0.0 $156k 17k 9.20
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $128k 262k 0.49
Maiden Holdings 0.0 $154k 12k 12.77
Ocean Rig Udw 0.0 $22k 100k 0.22
Community Health Sys Inc New right 01/27/2016 0.0 $138k 5.0M 0.03
Ep Energy 0.0 $207k 20k 10.45
Caredx (CDNA) 0.0 $181k 25k 7.24
Tyco International 0.0 $37k 346k 0.11
Walgreen Boots Alliance 0.0 $19k 126k 0.15