Vivaldi Capital Management

Vivaldi Capital Management as of Dec. 31, 2017

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 142 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 6.8 $8.1M 59k 137.25
Nxp Semiconductors N V (NXPI) 5.4 $6.5M 55k 117.09
iShares S&P 500 Index (IVV) 5.4 $6.4M 24k 268.87
Vanguard Europe Pacific ETF (VEA) 4.5 $5.4M 120k 44.86
Vanguard Mid-Cap ETF (VO) 4.0 $4.8M 31k 154.78
Vanguard Small-Cap ETF (VB) 3.4 $4.0M 27k 147.78
Vanguard Emerging Markets ETF (VWO) 3.3 $3.9M 85k 45.91
Buffalo Wild Wings 2.7 $3.3M 21k 156.33
iShares Dow Jones Select Dividend (DVY) 2.4 $2.8M 29k 98.55
iShares Russell 2000 Index (IWM) 2.0 $2.4M 16k 152.48
Barracuda Networks 1.9 $2.3M 82k 27.50
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.6 $1.9M 143k 13.40
Invesco Van Kampen Senior Income Trust (VVR) 1.6 $1.9M 438k 4.39
Nuveen Insured Tax-Free Adv Munici (NEA) 1.4 $1.7M 121k 13.75
Templeton Emerging Markets Income Fund (TEI) 1.4 $1.7M 149k 11.17
Ignyta 1.4 $1.6M 62k 26.69
SPDR DJ Wilshire Large Cap (SPLG) 1.4 $1.6M 52k 31.30
Vanguard S&p 500 Etf idx (VOO) 1.3 $1.6M 6.3k 245.27
Invesco Insured Municipal Income Trust (IIM) 1.3 $1.5M 101k 14.90
Regal Entertainment 1.1 $1.4M 59k 23.00
Time 1.1 $1.3M 73k 18.45
Spdr Ser Tr spdr russel 2000 (SPSM) 1.1 $1.3M 43k 30.15
CBOE Holdings (CBOE) 1.1 $1.2M 10k 124.60
Prudential Sht Duration Hg Y 1.0 $1.2M 84k 14.77
Apple (AAPL) 1.0 $1.2M 7.1k 169.27
Pioneer Municipal High Income Trust (MHI) 1.0 $1.2M 97k 11.85
Schwab Strategic Tr us lrg cap etf (SCHX) 0.9 $1.1M 18k 63.78
NVIDIA Corporation (NVDA) 0.9 $1.1M 5.6k 193.58
General Cable Corporation 0.9 $1.1M 36k 29.61
Spdr S&p 500 Etf (SPY) 0.9 $1.1M 3.9k 266.87
Orbital Atk 0.8 $960k 7.3k 131.52
AllianceBernstein Global Hgh Incm (AWF) 0.8 $959k 75k 12.76
BroadSoft 0.8 $944k 17k 54.91
SPDR DJ Wilshire Mid Cap (SPMD) 0.8 $942k 28k 33.37
Western Asset Global High Income Fnd (EHI) 0.8 $947k 93k 10.22
iShares MSCI EAFE Index Fund (EFA) 0.8 $930k 13k 70.28
Silver Spring Networks 0.8 $925k 57k 16.24
Templeton Global Income Fund 0.8 $914k 142k 6.46
Western Asst High Incm Opprtnty Fnd (HIO) 0.8 $922k 182k 5.07
Lehman Brothers First Trust IOF (NHS) 0.8 $909k 77k 11.76
Schwab U S Small Cap ETF (SCHA) 0.7 $809k 12k 69.71
iShares Lehman Aggregate Bond (AGG) 0.7 $789k 7.2k 109.28
Schwab Emerging Markets Equity ETF (SCHE) 0.7 $790k 28k 27.95
Bazaarvoice 0.7 $769k 141k 5.45
Schwab International Equity ETF (SCHF) 0.6 $747k 22k 34.06
Eaton Vance Mun Bd Fd Ii 0.6 $741k 60k 12.31
Nuveen Div. Advantage Muni. Fund (NAD) 0.6 $718k 51k 14.05
Berkshire Hathaway (BRK.B) 0.6 $699k 3.5k 198.35
SPDR Gold Trust (GLD) 0.6 $669k 5.4k 123.61
iShares Russell Midcap Index Fund (IWR) 0.6 $672k 3.2k 207.99
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $638k 19k 33.77
SPDR S&P World ex-US (SPDW) 0.5 $626k 20k 31.69
Vanguard Short Term Corporate Bond ETF (VCSH) 0.5 $624k 7.9k 79.33
Sch Us Mid-cap Etf etf (SCHM) 0.5 $611k 12k 53.24
Eaton Vance Municipal Bond Fund (EIM) 0.5 $567k 45k 12.51
Invesco Van Kampen Municipal Trust (VKQ) 0.5 $574k 46k 12.49
Johnson & Johnson (JNJ) 0.5 $543k 3.9k 139.66
Vanguard Pacific ETF (VPL) 0.5 $543k 7.4k 72.93
iShares S&P SmallCap 600 Index (IJR) 0.4 $500k 6.5k 76.85
Chevron Corporation (CVX) 0.4 $492k 3.9k 125.29
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.4 $493k 39k 12.57
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.4 $485k 34k 14.21
Exxon Mobil Corporation (XOM) 0.4 $477k 5.7k 83.58
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.4 $471k 41k 11.50
BP (BP) 0.4 $462k 11k 42.00
Blackrock California Mun. Income Trust (BFZ) 0.4 $467k 34k 13.78
SPDR S&P Emerging Markets (SPEM) 0.4 $458k 12k 38.15
Db-x Msci Eafe Currency-hedged (DBEF) 0.4 $456k 14k 31.79
Ishares Tr core intl aggr (IAGG) 0.4 $448k 8.6k 52.07
Akorn 0.4 $437k 14k 32.25
Dreyfus Mun Bd Infrastructure 0.4 $445k 34k 13.00
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.4 $430k 31k 13.92
Invesco Quality Municipal Inc Trust (IQI) 0.4 $434k 35k 12.50
Vanguard European ETF (VGK) 0.3 $413k 7.0k 59.22
Gaming & Leisure Pptys (GLPI) 0.3 $414k 11k 36.98
U.S. Bancorp (USB) 0.3 $404k 7.5k 53.57
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $402k 3.6k 110.80
iShares S&P GSCI Commodity-Indexed (GSG) 0.3 $407k 25k 16.28
Ishares Inc core msci emkt (IEMG) 0.3 $409k 7.2k 56.91
Verizon Communications (VZ) 0.3 $389k 7.3k 52.95
Intel Corporation (INTC) 0.3 $382k 8.3k 46.16
iShares FTSE KLD 400 Social Idx (DSI) 0.3 $380k 3.9k 98.37
Microsoft Corporation (MSFT) 0.3 $371k 4.3k 85.62
Amazon (AMZN) 0.3 $373k 319.00 1169.28
Sucampo Pharmaceuticals 0.3 $374k 21k 17.96
SPDR Barclays Capital High Yield B 0.3 $358k 9.8k 36.67
Atlantic Coast Financial Cor 0.3 $357k 38k 9.44
At&t (T) 0.3 $325k 8.4k 38.85
Cisco Systems (CSCO) 0.3 $324k 8.5k 38.28
Pepsi (PEP) 0.3 $323k 2.7k 119.81
WisdomTree Emerging Markets Eq (DEM) 0.3 $317k 7.0k 45.29
Alphabet Inc Class A cs (GOOGL) 0.3 $319k 303.00 1052.81
Home Depot (HD) 0.2 $303k 1.6k 189.26
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $293k 20k 14.63
Vanguard High Dividend Yield ETF (VYM) 0.2 $284k 3.3k 85.72
Pfizer (PFE) 0.2 $278k 7.7k 36.17
iShares S&P MidCap 400 Index (IJH) 0.2 $274k 1.4k 190.01
Vanguard Total Bond Market ETF (BND) 0.2 $268k 3.3k 81.53
iShares Dow Jones US Technology (IYW) 0.2 $260k 1.6k 162.50
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $260k 5.0k 52.45
Willis Towers Watson (WTW) 0.2 $264k 1.8k 150.86
Nuveen Select Tax-Free Incom Portfolio 3 0.2 $252k 17k 15.17
Philip Morris International (PM) 0.2 $240k 2.3k 105.59
Eaton Vance California Mun. Income Trust (CEV) 0.2 $238k 20k 12.18
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.2 $240k 2.8k 87.21
Alliance California Municipal Income Fun 0.2 $244k 18k 13.58
Editas Medicine (EDIT) 0.2 $233k 7.6k 30.78
Comcast Corporation (CMCSA) 0.2 $227k 5.7k 40.05
JPMorgan Chase & Co. (JPM) 0.2 $224k 2.1k 107.13
Honeywell International (HON) 0.2 $220k 1.4k 153.63
Merck & Co (MRK) 0.2 $212k 3.8k 56.20
Netflix (NFLX) 0.2 $216k 1.1k 192.17
Raytheon Company 0.2 $208k 1.1k 188.24
Tesla Motors (TSLA) 0.2 $206k 663.00 310.71
Exd - Eaton Vance Tax-advant 0.1 $179k 17k 10.27
Resource Cap 0.1 $168k 18k 9.38
Nuveen Select Tax Free Incom Portfolio 2 0.1 $149k 11k 13.97
Eaton Vance Calif Mun Bd 0.1 $159k 14k 11.51
Neuberger Ber. CA Intermediate Muni Fund 0.1 $160k 12k 13.61
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $145k 20k 7.42
DTF Tax Free Income (DTF) 0.1 $143k 10k 14.10
Potbelly (PBPB) 0.1 $148k 12k 12.33
Hmh Holdings 0.1 $117k 13k 9.27
Synthetic Biologics 0.0 $51k 101k 0.50
Brookdale Senior Living note 0.0 $20k 20k 1.00
Kb Home note 0.0 $24k 20k 1.20
Starwood Ppty note 4.0% 1/15/ 0.0 $22k 20k 1.10
Ares Capital Corporation convertible cor 0.0 $20k 20k 1.00
National Health Invs Inc note 0.0 $22k 20k 1.10
Vector Group Ltd note 1.75% 4/15 0.0 $23k 20k 1.15
Verint Sys Inc note 1.5% 6/1 0.0 $19k 20k 0.95
Workday Inc conv 0.0 $25k 20k 1.25
Echo Global Logistics Inc note 2.500% 5/0 0.0 $21k 20k 1.05
Seacor Holdings Inc note 2.500%12/1 0.0 $10k 10k 1.00
Rpm International Inc convertible cor 0.0 $17k 15k 1.13
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $15k 15k 1.00
Shutterfly Inc note 0.250% 5/1 0.0 $10k 10k 1.00
Acorda Therap note 1.75% 6/15 0.0 $13k 15k 0.87
Cornerstone Ondemand Inc conv 0.0 $15k 15k 1.00
Macquarie Infrastructure conv 0.0 $15k 15k 1.00
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $11k 15k 0.73
Gogo Inc conv 0.0 $14k 15k 0.93