Vivaldi Capital Management

Vivaldi Capital Management as of March 31, 2018

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 146 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 5.7 $7.6M 56k 135.72
Nxp Semiconductors N V (NXPI) 5.0 $6.7M 58k 117.00
iShares S&P 500 Index (IVV) 4.6 $6.1M 23k 265.36
Vanguard Europe Pacific ETF (VEA) 3.6 $4.9M 110k 44.25
Vanguard Mid-Cap ETF (VO) 3.3 $4.4M 28k 154.22
Vanguard Emerging Markets ETF (VWO) 2.8 $3.7M 80k 46.98
Vanguard Small-Cap ETF (VB) 2.7 $3.7M 25k 146.91
Blue Buffalo Pet Prods 2.0 $2.7M 69k 39.82
Csra 1.9 $2.6M 63k 41.23
iShares Dow Jones Select Dividend (DVY) 1.8 $2.5M 26k 95.12
iShares Russell 2000 Index (IWM) 1.8 $2.4M 16k 151.90
SPDR DJ Wilshire Large Cap (SPYM) 1.7 $2.3M 75k 30.94
Invesco Van Kampen Senior Income Trust (VVR) 1.7 $2.3M 521k 4.40
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.7 $2.3M 182k 12.51
Xl 1.7 $2.3M 41k 55.25
Nuveen Insured Tax-Free Adv Munici (NEA) 1.6 $2.2M 169k 13.00
Microsemi Corporation 1.6 $2.2M 34k 64.72
Mulesoft Inc cl a 1.5 $2.0M 46k 43.97
Liberty Latin America (LILA) 1.5 $2.0M 45k 44.69
Invesco Insured Municipal Income Trust (IIM) 1.4 $1.9M 132k 14.52
Spdr S&p 500 Etf (SPY) 1.3 $1.7M 6.5k 263.14
Validus Holdings 1.3 $1.7M 25k 67.44
Spdr Ser Tr spdr russel 2000 (SPSM) 1.2 $1.7M 56k 29.91
Callidus Software 1.2 $1.6M 45k 35.94
Dr Pepper Snapple 1.1 $1.4M 12k 118.34
SPDR DJ Wilshire Mid Cap (SPMD) 1.0 $1.3M 41k 33.17
Prudential Sht Duration Hg Y 1.0 $1.4M 96k 14.13
DST Systems 1.0 $1.3M 16k 83.67
NVIDIA Corporation (NVDA) 1.0 $1.3M 5.7k 231.60
Schwab Strategic Tr us lrg cap etf (SCHX) 1.0 $1.3M 21k 63.10
DTF Tax Free Income (DTF) 0.9 $1.3M 96k 13.31
CBOE Holdings (CBOE) 0.9 $1.3M 11k 114.09
Pioneer Municipal High Income Trust (MHI) 0.9 $1.3M 112k 11.25
Vanguard S&p 500 Etf idx (VOO) 0.8 $1.1M 4.6k 241.95
Prudential Gl Sh Dur Hi Yld 0.8 $1.1M 78k 13.88
Apple (AAPL) 0.8 $1.1M 6.4k 167.71
Templeton Global Income Fund 0.8 $1.1M 169k 6.39
AllianceBernstein Global Hgh Incm (AWF) 0.8 $1.1M 89k 11.89
Nuveen Div. Advantage Muni. Fund (NAD) 0.8 $1.1M 81k 13.14
Western Asst High Incm Opprtnty Fnd (HIO) 0.8 $1.0M 217k 4.81
Schwab Emerging Markets Equity ETF (SCHE) 0.8 $1.0M 36k 28.69
Western Asset High Incm Fd I (HIX) 0.8 $1.0M 156k 6.56
Lehman Brothers First Trust IOF (NHS) 0.8 $1.0M 93k 11.15
Schwab U S Small Cap ETF (SCHA) 0.7 $970k 14k 69.14
iShares MSCI EAFE Index Fund (EFA) 0.7 $922k 13k 69.67
Eaton Vance Mun Bd Fd Ii 0.7 $911k 78k 11.67
General Cable Corporation 0.7 $896k 30k 29.59
Eaton Vance Municipal Bond Fund (EIM) 0.7 $896k 76k 11.82
Invesco Van Kampen Municipal Trust (VKQ) 0.7 $895k 77k 11.69
Schwab International Equity ETF (SCHF) 0.7 $890k 26k 33.72
SPDR S&P World ex-US (SPDW) 0.7 $874k 28k 31.43
iShares Russell Midcap Index Fund (IWR) 0.6 $858k 4.2k 206.45
Berkshire Hathaway (BRK.B) 0.6 $818k 4.1k 199.56
SPDR S&P Emerging Markets (SPEM) 0.6 $820k 21k 39.29
Sch Us Mid-cap Etf etf (SCHM) 0.6 $773k 15k 52.91
Orbital Atk 0.6 $732k 5.5k 132.68
KapStone Paper and Packaging 0.5 $719k 21k 34.31
Dreyfus Mun Bd Infrastructure 0.5 $691k 56k 12.28
SPDR Gold Trust (GLD) 0.5 $681k 5.4k 125.83
Invesco Quality Municipal Inc Trust (IQI) 0.5 $685k 58k 11.91
Blackrock Muni Intermediate Drtn Fnd 0.5 $673k 51k 13.12
Rsp Permian 0.5 $667k 14k 46.88
iShares Lehman Aggregate Bond (AGG) 0.5 $613k 5.7k 107.32
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.4 $589k 18k 33.03
Vanguard Pacific ETF (VPL) 0.4 $524k 7.2k 72.89
Johnson & Johnson (JNJ) 0.4 $508k 4.0k 128.06
Amazon (AMZN) 0.4 $514k 355.00 1447.89
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.4 $493k 42k 11.68
Db-x Msci Eafe Currency-hedged (DBEF) 0.4 $490k 16k 30.73
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.4 $485k 37k 13.18
Nuveen Select Tax-Free Income Portfolio (NXP) 0.3 $462k 33k 14.03
Blackrock California Mun. Income Trust (BFZ) 0.3 $475k 37k 12.98
Chevron Corporation (CVX) 0.3 $460k 4.0k 113.97
Pepsi (PEP) 0.3 $455k 4.2k 109.03
iShares S&P SmallCap 600 Index (IJR) 0.3 $461k 6.0k 76.95
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.3 $454k 44k 10.26
Ishares Tr core intl aggr (IAGG) 0.3 $452k 8.6k 52.63
Intel Corporation (INTC) 0.3 $442k 8.5k 52.08
BP (BP) 0.3 $414k 10k 40.59
iShares S&P GSCI Commodity-Indexed (GSG) 0.3 $416k 25k 16.64
Nuveen Select Tax-Free Incom Portfolio 3 0.3 $418k 29k 14.24
Cavium 0.3 $409k 5.2k 79.40
Ishares Inc core msci emkt (IEMG) 0.3 $416k 7.1k 58.35
U.S. Bancorp (USB) 0.3 $383k 7.6k 50.48
Vanguard European ETF (VGK) 0.3 $392k 6.7k 58.19
Microsoft Corporation (MSFT) 0.3 $375k 4.1k 91.29
iShares FTSE KLD 400 Social Idx (DSI) 0.3 $377k 3.9k 97.59
Gaming & Leisure Pptys (GLPI) 0.3 $375k 11k 33.50
At&t (T) 0.3 $356k 10k 35.66
Cisco Systems (CSCO) 0.3 $368k 8.6k 42.87
Vanguard Short Term Corporate Bond ETF (VCSH) 0.3 $367k 4.7k 78.40
Editas Medicine (EDIT) 0.3 $350k 11k 33.11
SPDR Barclays Capital High Yield B 0.2 $339k 9.5k 35.84
WisdomTree Emerging Markets Eq (DEM) 0.2 $335k 7.0k 47.86
General Electric Company 0.2 $317k 24k 13.48
Atlantic Coast Financial Cor 0.2 $319k 31k 10.28
Alphabet Inc Class A cs (GOOGL) 0.2 $320k 309.00 1035.60
PowerShares QQQ Trust, Series 1 0.2 $303k 1.9k 160.32
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $306k 1.3k 241.52
Home Depot (HD) 0.2 $298k 1.7k 178.12
Pfizer (PFE) 0.2 $289k 8.1k 35.53
Verizon Communications (VZ) 0.2 $299k 6.3k 47.79
Berkshire Hathaway (BRK.A) 0.2 $299k 1.00 299000.00
Comcast Corporation (CMCSA) 0.2 $274k 8.0k 34.15
iShares S&P MidCap 400 Index (IJH) 0.2 $270k 1.4k 187.24
Vanguard Total Bond Market ETF (BND) 0.2 $266k 3.3k 80.02
Vanguard High Dividend Yield ETF (VYM) 0.2 $273k 3.3k 82.40
iShares Dow Jones US Technology (IYW) 0.2 $269k 1.6k 168.12
Willis Towers Watson (WTW) 0.2 $266k 1.8k 151.91
JPMorgan Chase & Co. (JPM) 0.2 $252k 2.3k 110.14
Raytheon Company 0.2 $239k 1.1k 215.70
Eaton Vance California Mun. Income Trust (CEV) 0.2 $240k 21k 11.39
Alliance California Municipal Income Fun 0.2 $246k 19k 12.72
Philip Morris International (PM) 0.2 $227k 2.3k 99.39
Nuveen Select Tax Free Incom Portfolio 2 0.2 $234k 17k 13.49
Western Asset Municipal Hgh Incm Fnd (MHF) 0.2 $231k 32k 7.18
Walt Disney Company (DIS) 0.2 $219k 2.2k 100.41
Boeing Company (BA) 0.2 $216k 660.00 327.27
Merck & Co (MRK) 0.1 $205k 3.8k 54.39
Gilead Sciences (GILD) 0.1 $206k 2.7k 75.29
Darling International (DAR) 0.1 $199k 12k 17.30
Exd - Eaton Vance Tax-advant 0.1 $168k 18k 9.61
Resource Cap 0.1 $169k 18k 9.50
Eaton Vance Calif Mun Bd 0.1 $159k 15k 10.67
Neuberger Ber. CA Intermediate Muni Fund 0.1 $163k 13k 12.88
Layne Christensen Company 0.1 $146k 9.8k 14.97
Potbelly (PBPB) 0.1 $144k 12k 12.06
Hmh Holdings 0.1 $150k 22k 6.95
Agrofresh Solutions 0.1 $77k 11k 7.35
Synthetic Biologics 0.0 $32k 101k 0.32
Kb Home note 0.0 $23k 20k 1.15
Starwood Ppty note 4.0% 1/15/ 0.0 $22k 20k 1.10
National Health Invs Inc note 0.0 $22k 20k 1.10
Vector Group Ltd note 1.75% 4/15 0.0 $22k 20k 1.10
Workday Inc conv 0.0 $30k 20k 1.50
Brookdale Senior Living note 0.0 $20k 20k 1.00
Rpm International Inc convertible cor 0.0 $17k 15k 1.13
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $14k 15k 0.93
Acorda Therap note 1.75% 6/15 0.0 $14k 15k 0.93
Verint Sys Inc note 1.5% 6/1 0.0 $19k 20k 0.95
Cornerstone Ondemand Inc conv 0.0 $15k 15k 1.00
Macquarie Infrastructure conv 0.0 $15k 15k 1.00
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $13k 15k 0.87
Echo Global Logistics Inc note 2.500% 5/0 0.0 $20k 20k 1.00
Archrock Partners 0.0 $12k 959.00 12.51
Gogo Inc conv 0.0 $13k 15k 0.87