Vivaldi Capital Management

Vivaldi Capital Management as of June 30, 2018

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 143 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 6.5 $7.9M 56k 140.42
iShares S&P 500 Index (IVV) 5.1 $6.2M 23k 273.05
Vanguard Europe Pacific ETF (VEA) 3.8 $4.6M 108k 42.90
Vanguard Mid-Cap ETF (VO) 3.6 $4.4M 28k 157.65
Vanguard Small-Cap ETF (VB) 3.1 $3.8M 24k 155.67
Vanguard Emerging Markets ETF (VWO) 2.7 $3.2M 77k 42.20
SPDR DJ Wilshire Large Cap (SPLG) 2.3 $2.8M 87k 31.88
iShares Russell 2000 Index (IWM) 2.1 $2.6M 16k 163.79
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 2.1 $2.5M 199k 12.62
iShares Dow Jones Select Dividend (DVY) 2.0 $2.5M 26k 97.73
Invesco Van Kampen Senior Income Trust (VVR) 2.0 $2.4M 572k 4.28
Nuveen Insured Tax-Free Adv Munici (NEA) 1.9 $2.3M 181k 13.01
Pgim Short Duration High Yie (ISD) 1.8 $2.2M 158k 14.00
Spdr Ser Tr spdr russel 2000 (SPSM) 1.8 $2.2M 68k 32.28
Invesco Insured Municipal Income Trust (IIM) 1.6 $2.0M 142k 14.13
SPDR DJ Wilshire Mid Cap (SPMD) 1.5 $1.8M 53k 34.89
Twenty-first Century Fox 1.5 $1.8M 36k 49.69
DTF Tax Free Income (DTF) 1.3 $1.6M 120k 13.33
Pioneer Municipal High Income Trust (MHI) 1.1 $1.4M 122k 11.42
Schwab Strategic Tr us lrg cap etf (SCHX) 1.1 $1.4M 21k 64.99
Apple (AAPL) 1.1 $1.4M 7.4k 185.07
Xl 1.1 $1.3M 24k 55.94
Validus Holdings 1.1 $1.3M 19k 67.59
Rockwell Collins 1.0 $1.3M 9.3k 134.65
Spdr S&p 500 Etf (SPY) 1.0 $1.2M 4.4k 271.29
Pgim Global Short Duration H (GHY) 1.0 $1.2M 86k 13.66
Western Asst High Incm Opprtnty Fnd (HIO) 0.9 $1.2M 240k 4.82
Andeavor 0.9 $1.2M 8.8k 131.21
Rsp Permian 0.9 $1.1M 26k 44.01
Templeton Global Income Fund 0.9 $1.1M 185k 6.14
AllianceBernstein Global Hgh Incm (AWF) 0.9 $1.1M 99k 11.54
Vanguard S&p 500 Etf idx (VOO) 0.9 $1.1M 4.5k 249.56
Gramercy Property Trust 0.9 $1.1M 42k 27.33
Nuveen Div. Advantage Muni. Fund (NAD) 0.9 $1.1M 84k 13.30
Lehman Brothers First Trust IOF (NHS) 0.9 $1.1M 103k 10.82
CBOE Holdings (CBOE) 0.9 $1.1M 11k 104.09
Western Asset High Incm Fd I (HIX) 0.9 $1.1M 171k 6.44
SPDR S&P World ex-US (SPDW) 0.9 $1.1M 36k 30.40
SPDR S&P Emerging Markets (SPEM) 0.8 $1.0M 30k 35.32
Schwab U S Small Cap ETF (SCHA) 0.8 $1.0M 14k 73.59
NVIDIA Corporation (NVDA) 0.8 $1.0M 4.3k 236.85
LaSalle Hotel Properties 0.8 $998k 29k 34.23
Cvr Refng 0.8 $979k 44k 22.36
iShares MSCI EAFE Index Fund (EFA) 0.8 $956k 14k 66.94
Schwab Emerging Markets Equity ETF (SCHE) 0.8 $958k 37k 25.89
Invesco Van Kampen Municipal Trust (VKQ) 0.8 $939k 79k 11.82
Eaton Vance Municipal Bond Fund (EIM) 0.8 $928k 79k 11.80
Education Rlty Tr New ret 0.8 $921k 22k 41.50
iShares Russell Midcap Index Fund (IWR) 0.7 $882k 4.2k 212.22
Schwab International Equity ETF (SCHF) 0.7 $877k 27k 33.03
Cavium 0.7 $844k 9.8k 86.47
Sch Us Mid-cap Etf etf (SCHM) 0.7 $819k 15k 54.91
Berkshire Hathaway (BRK.B) 0.7 $787k 4.2k 186.71
Dreyfus Mun Bd Infrastructure 0.6 $727k 58k 12.48
Ilg 0.6 $732k 22k 33.04
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $702k 53k 13.21
Invesco Quality Municipal Inc Trust (IQI) 0.6 $711k 60k 11.92
SPDR Gold Trust (GLD) 0.5 $642k 5.4k 118.63
Amazon (AMZN) 0.5 $585k 344.00 1700.58
iShares Lehman Aggregate Bond (AGG) 0.5 $582k 5.5k 106.42
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $572k 18k 32.08
Chevron Corporation (CVX) 0.5 $556k 4.4k 126.39
iShares S&P SmallCap 600 Index (IJR) 0.4 $495k 5.9k 83.42
Vanguard Pacific ETF (VPL) 0.4 $503k 7.2k 69.95
Nuveen Select Tax-Free Income Portfolio (NXP) 0.4 $487k 34k 14.30
Infinity Property and Casualty 0.4 $473k 3.3k 142.30
Johnson & Johnson (JNJ) 0.4 $468k 3.9k 121.27
Ishares Tr core intl aggr (IAGG) 0.4 $464k 8.8k 52.72
Intel Corporation (INTC) 0.4 $450k 9.1k 49.71
iShares S&P GSCI Commodity-Indexed (GSG) 0.4 $448k 25k 17.92
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.4 $456k 39k 11.81
Nuveen Select Tax-Free Incom Portfolio 3 0.4 $441k 31k 14.48
Blackrock California Mun. Income Trust (BFZ) 0.4 $435k 33k 13.04
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.4 $443k 34k 13.19
Db-x Msci Eafe Currency-hedged (DBEF) 0.4 $440k 14k 31.40
Microsoft Corporation (MSFT) 0.3 $426k 4.3k 98.61
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.3 $416k 40k 10.34
U.S. Bancorp (USB) 0.3 $396k 7.9k 50.07
Ishares Inc core msci emkt (IEMG) 0.3 $400k 7.6k 52.47
Gaming & Leisure Pptys (GLPI) 0.3 $401k 11k 35.82
Home Depot (HD) 0.3 $387k 2.0k 194.96
Vectren Corporation 0.3 $391k 5.5k 71.40
Cisco Systems (CSCO) 0.3 $377k 8.8k 43.06
Vanguard European ETF (VGK) 0.3 $378k 6.7k 56.07
Editas Medicine (EDIT) 0.3 $379k 11k 35.86
At&t (T) 0.3 $362k 11k 32.10
Vanguard Short Term Corporate Bond ETF (VCSH) 0.3 $366k 4.7k 78.19
Ddr Rg 0.3 $351k 20k 17.89
General Electric Company 0.3 $347k 26k 13.62
Verizon Communications (VZ) 0.3 $327k 6.5k 50.30
Alphabet Inc Class A cs (GOOGL) 0.3 $329k 291.00 1130.58
SPDR Barclays Capital High Yield B 0.3 $316k 8.9k 35.45
iShares FTSE KLD 400 Social Idx (DSI) 0.3 $314k 3.1k 101.06
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $309k 1.3k 242.73
WisdomTree Emerging Markets Eq (DEM) 0.2 $300k 7.0k 42.86
Facebook Inc cl a (META) 0.2 $301k 1.6k 194.19
Pepsi (PEP) 0.2 $293k 2.7k 108.92
Williams Partners 0.2 $296k 7.3k 40.57
Crispr Therapeutics (CRSP) 0.2 $294k 5.0k 58.80
Berkshire Hathaway (BRK.A) 0.2 $282k 1.00 282000.00
iShares S&P MidCap 400 Index (IJH) 0.2 $281k 1.4k 194.87
Vanguard High Dividend Yield ETF (VYM) 0.2 $278k 3.4k 82.96
iShares Dow Jones US Technology (IYW) 0.2 $285k 1.6k 178.12
Comcast Corporation (CMCSA) 0.2 $264k 8.1k 32.77
Pfizer (PFE) 0.2 $263k 7.3k 36.22
Vanguard Total Bond Market ETF (BND) 0.2 $266k 3.4k 79.10
Willis Towers Watson (WTW) 0.2 $272k 1.8k 151.87
JPMorgan Chase & Co. (JPM) 0.2 $256k 2.5k 104.02
Nxp Semiconductors N V (NXPI) 0.2 $253k 2.3k 109.48
Nuveen Select Tax Free Incom Portfolio 2 0.2 $245k 18k 13.66
Western Asset Municipal Hgh Incm Fnd (MHF) 0.2 $241k 33k 7.24
Merck & Co (MRK) 0.2 $233k 3.8k 60.79
Darling International (DAR) 0.2 $229k 12k 19.91
Alliance California Municipal Income Fun 0.2 $232k 18k 13.12
Raytheon Company 0.2 $214k 1.1k 193.14
Honeywell International (HON) 0.2 $219k 1.5k 144.17
Eaton Vance California Mun. Income Trust (CEV) 0.2 $220k 19k 11.45
Exxon Mobil Corporation (XOM) 0.2 $205k 2.5k 82.83
Adobe Systems Incorporated (ADBE) 0.2 $201k 826.00 243.34
Yamana Gold 0.2 $203k 70k 2.90
Hp (HPQ) 0.2 $206k 9.1k 22.70
Potbelly (PBPB) 0.1 $182k 14k 12.92
Exantas Cap Corp 0.1 $182k 18k 10.20
Hmh Holdings 0.1 $165k 22k 7.64
Exd - Eaton Vance Tax-advant 0.1 $161k 18k 9.17
Eaton Vance Calif Mun Bd 0.1 $146k 14k 10.74
Neuberger Ber. CA Intermediate Muni Fund 0.1 $145k 12k 12.54
Agrofresh Solutions 0.1 $73k 11k 6.97
Synthetic Biologics 0.0 $24k 101k 0.24
Kb Home note 0.0 $22k 20k 1.10
Starwood Ppty note 4.0% 1/15/ 0.0 $22k 20k 1.10
National Health Invs Inc note 0.0 $22k 20k 1.10
Vector Group Ltd note 1.75% 4/15 0.0 $21k 20k 1.05
Verint Sys Inc note 1.5% 6/1 0.0 $20k 20k 1.00
Workday Inc conv 0.0 $30k 20k 1.50
Echo Global Logistics Inc note 2.500% 5/0 0.0 $21k 20k 1.05
Seacor Holdings Inc note 2.500%12/1 0.0 $11k 10k 1.10
Rpm International Inc convertible cor 0.0 $18k 15k 1.20
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $14k 15k 0.93
Acorda Therap note 1.75% 6/15 0.0 $14k 15k 0.93
Macquarie Infrastructure conv 0.0 $15k 15k 1.00
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $15k 15k 1.00
Gogo Inc conv 0.0 $13k 15k 0.87