Wayne Hummer Investments

Wayne Hummer Investments as of Sept. 30, 2016

Portfolio Holdings for Wayne Hummer Investments

Wayne Hummer Investments holds 199 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Emerging Markets ETF (VWO) 8.9 $19M 509k 37.63
Vanguard Europe Pacific ETF (VEA) 8.5 $18M 493k 37.41
iShares S&P MidCap 400 Index (IJH) 8.4 $18M 117k 154.71
iShares S&P 500 Index (IVV) 7.1 $15M 71k 217.56
iShares Russell 2000 Index (IWM) 7.0 $15M 122k 124.21
Spdr S&p 500 Etf (SPY) 3.3 $7.1M 33k 216.31
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.7 $3.7M 27k 137.53
Ishares Tr usa min vo (USMV) 1.6 $3.5M 77k 45.42
Vanguard Dividend Appreciation ETF (VIG) 1.6 $3.4M 41k 83.94
First Trust Large Cap Core Alp Fnd (FEX) 1.4 $3.1M 66k 46.74
BGC Partners 1.2 $2.6M 294k 8.75
Ishares Tr eafe min volat (EFAV) 1.1 $2.5M 37k 67.63
General Electric Company 1.1 $2.3M 79k 29.63
Vanguard Small-Cap ETF (VB) 1.1 $2.3M 19k 122.20
Vanguard REIT ETF (VNQ) 1.0 $2.1M 25k 86.73
Vanguard FTSE All-World ex-US ETF (VEU) 1.0 $2.1M 46k 45.43
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.8 $1.8M 60k 29.53
iShares Lehman Aggregate Bond (AGG) 0.8 $1.7M 16k 112.44
At&t (T) 0.8 $1.7M 42k 40.60
Apple (AAPL) 0.8 $1.7M 15k 113.02
iShares S&P SmallCap 600 Index (IJR) 0.8 $1.7M 13k 124.11
First Trust DB Strateg Val Idx Fnd (FTCS) 0.7 $1.5M 38k 40.13
iShares S&P 500 Value Index (IVE) 0.7 $1.5M 16k 94.99
First Trust Tech AlphaDEX Fnd (FXL) 0.7 $1.5M 40k 36.74
Vanguard Total Stock Market ETF (VTI) 0.6 $1.3M 12k 111.32
Johnson & Johnson (JNJ) 0.6 $1.3M 11k 118.14
Rydex S&P Equal Weight ETF 0.6 $1.3M 15k 83.57
First Trust Financials AlphaDEX (FXO) 0.6 $1.3M 52k 24.29
iShares Barclays TIPS Bond Fund (TIP) 0.5 $1.1M 9.8k 116.44
American International (AIG) 0.5 $1.1M 18k 59.32
First Trust Health Care AlphaDEX (FXH) 0.5 $1.1M 18k 60.83
First Tr Exchange Traded Fd multi asset di (MDIV) 0.5 $1.1M 57k 18.91
Berkshire Hathaway (BRK.B) 0.5 $1.1M 7.3k 144.53
iShares Morningstar Mid Core Index (IMCB) 0.5 $1.0M 6.7k 154.47
Vanguard Health Care ETF (VHT) 0.5 $1.0M 7.6k 132.89
Walgreen Boots Alliance (WBA) 0.5 $971k 12k 80.63
Alphabet Inc Class C cs (GOOG) 0.5 $976k 1.3k 777.07
First Trust Value Line Dividend Indx Fnd (FVD) 0.4 $960k 36k 27.00
Ishares Inc em mkt min vol (EEMV) 0.4 $945k 18k 54.04
Ishares Tr Global Reit Etf (REET) 0.4 $900k 33k 27.21
First Tr Exchange Traded Fd senior ln (FTSL) 0.4 $892k 18k 48.47
Pfizer (PFE) 0.4 $830k 25k 33.87
Vanguard S&p 500 Etf idx (VOO) 0.4 $825k 4.2k 198.60
JPMorgan Chase & Co. (JPM) 0.4 $789k 12k 66.57
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.4 $795k 6.5k 123.12
Allergan 0.4 $810k 3.5k 230.38
Microsoft Corporation (MSFT) 0.4 $783k 14k 57.62
Wal-Mart Stores (WMT) 0.4 $788k 11k 72.12
First Trust Global Tactical etp (FTGC) 0.4 $774k 38k 20.59
Gilead Sciences (GILD) 0.3 $766k 9.7k 79.16
Illinois Tool Works (ITW) 0.3 $737k 6.2k 119.84
First Trust Mult Cap Val Alpha Fnd (FAB) 0.3 $743k 16k 45.57
Merck & Co (MRK) 0.3 $713k 11k 62.43
Visa (V) 0.3 $710k 8.6k 82.76
Vanguard Extended Market ETF (VXF) 0.3 $719k 7.9k 91.30
SPDR Barclays Capital Convertible SecETF (CWB) 0.3 $711k 15k 46.36
Intel Corporation (INTC) 0.3 $683k 18k 37.72
iShares S&P US Pref Stock Idx Fnd (PFF) 0.3 $688k 17k 39.48
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.3 $700k 13k 52.95
First Trust Energy AlphaDEX (FXN) 0.3 $702k 46k 15.43
Verizon Communications (VZ) 0.3 $661k 13k 52.00
McKesson Corporation (MCK) 0.3 $676k 4.1k 166.71
Altria (MO) 0.3 $674k 11k 63.22
SPDR S&P Dividend (SDY) 0.3 $661k 7.8k 84.32
Vanguard Consumer Staples ETF (VDC) 0.3 $674k 4.9k 136.80
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.3 $673k 29k 22.90
Teva Pharmaceutical Industries (TEVA) 0.3 $643k 14k 46.04
Diageo (DEO) 0.3 $638k 5.5k 116.00
Paypal Holdings (PYPL) 0.3 $644k 16k 40.97
Monsanto Company 0.3 $626k 6.1k 102.20
iShares Dow Jones US Technology (IYW) 0.3 $627k 5.3k 118.98
First Tr Nasdaq Aba Cmnty Bk ut com shs etf (QABA) 0.3 $627k 15k 41.25
Ventas (VTR) 0.3 $597k 8.5k 70.59
Red Hat 0.3 $574k 7.1k 80.87
Korn/Ferry International (KFY) 0.3 $585k 28k 21.01
Abbvie (ABBV) 0.3 $577k 9.2k 63.05
DaVita (DVA) 0.3 $570k 8.6k 66.05
First Trust DJ Internet Index Fund (FDN) 0.3 $571k 7.0k 81.59
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.3 $567k 16k 35.25
Citigroup (C) 0.3 $552k 12k 47.24
Mrc Global Inc cmn (MRC) 0.3 $564k 34k 16.43
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.3 $567k 10k 55.14
iShares Lehman MBS Bond Fund (MBB) 0.2 $550k 5.0k 110.02
Industrial SPDR (XLI) 0.2 $495k 8.5k 58.38
Financial Select Sector SPDR (XLF) 0.2 $488k 25k 19.30
Spdr S&p 500 Etf Tr option 0.2 $502k 1.5k 334.67
First Tr Exchange-traded Fd no amer energy (EMLP) 0.2 $498k 20k 25.32
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $499k 17k 29.33
Global Net Lease 0.2 $488k 60k 8.17
Union Pacific Corporation (UNP) 0.2 $467k 4.8k 97.60
CVS Caremark Corporation (CVS) 0.2 $469k 5.3k 89.08
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $471k 3.7k 126.54
SPDR S&P International Consmr Stap 0.2 $467k 11k 44.28
Wells Fargo & Company (WFC) 0.2 $452k 10k 44.32
Vanguard Mid-Cap Growth ETF (VOT) 0.2 $460k 4.3k 106.43
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.2 $451k 5.0k 89.64
Dell Technologies Inc Class V equity 0.2 $458k 9.6k 47.77
American Express Company (AXP) 0.2 $434k 6.8k 64.06
Procter & Gamble Company (PG) 0.2 $443k 4.9k 89.79
Royal Dutch Shell 0.2 $425k 8.1k 52.80
Ishares Inc core msci emkt (IEMG) 0.2 $430k 9.4k 45.60
Philip Morris International (PM) 0.2 $407k 4.2k 97.32
Markel Corporation (MKL) 0.2 $410k 441.00 929.71
Liberty Global Inc Com Ser A 0.2 $405k 12k 34.17
Exxon Mobil Corporation (XOM) 0.2 $381k 4.4k 87.25
Abbott Laboratories (ABT) 0.2 $397k 9.4k 42.27
Chevron Corporation (CVX) 0.2 $384k 3.7k 103.00
Fluor Corporation (FLR) 0.2 $392k 7.6k 51.29
First Trust DJ STOX Sel Div 30 IDX (FDD) 0.2 $392k 33k 11.82
D First Tr Exchange-traded (FPE) 0.2 $379k 19k 19.53
Liberty Media Corp Delaware Com A Siriusxm 0.2 $392k 12k 33.95
Health Care SPDR (XLV) 0.2 $364k 5.0k 72.19
eBay (EBAY) 0.2 $365k 11k 32.87
iShares NASDAQ Biotechnology Index (IBB) 0.2 $358k 1.2k 289.18
American Capital 0.2 $358k 21k 16.89
PIMCO Intermediate Mun Bond Strat Fund (MUNI) 0.2 $373k 6.8k 54.90
Ishares Tr core strm usbd (ISTB) 0.2 $374k 7.4k 50.63
Market Vectors Etf Tr Pfd Sec (PFXF) 0.2 $374k 18k 20.72
Nasdaq Omx (NDAQ) 0.2 $338k 5.0k 67.53
Energy Select Sector SPDR (XLE) 0.2 $335k 4.7k 70.59
First Trust Ind/Prod AlphaDEX (FXR) 0.2 $345k 12k 29.42
Walt Disney Company (DIS) 0.1 $328k 3.5k 92.73
Qualcomm (QCOM) 0.1 $315k 4.6k 68.43
SPDR Gold Trust (GLD) 0.1 $329k 2.6k 125.57
Realty Income (O) 0.1 $334k 5.0k 66.93
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $315k 2.8k 111.78
iShares Dow Jones Select Dividend (DVY) 0.1 $321k 3.7k 85.81
General Motors Company (GM) 0.1 $314k 9.9k 31.75
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $332k 3.9k 85.13
Vanguard Mid-Cap Value ETF (VOE) 0.1 $332k 3.5k 93.55
Liberty Broadband Cl C (LBRDK) 0.1 $321k 4.5k 71.51
Coca-Cola Company (KO) 0.1 $295k 7.0k 42.34
Eli Lilly & Co. (LLY) 0.1 $306k 3.8k 80.23
Cummins (CMI) 0.1 $296k 2.3k 128.14
Nextera Energy (NEE) 0.1 $305k 2.5k 122.39
Danaher Corporation (DHR) 0.1 $302k 3.9k 78.36
American Express Co option 0.1 $308k 4.5k 68.44
Vanguard Mid-Cap ETF (VO) 0.1 $293k 2.3k 129.30
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $304k 19k 15.75
Blackstone Gso Strategic (BGB) 0.1 $293k 20k 14.92
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.1 $294k 13k 22.13
Alibaba Group Holding (BABA) 0.1 $312k 2.9k 105.94
Alphabet Inc-cl C 0.1 $296k 600.00 493.33
U.S. Bancorp (USB) 0.1 $275k 6.4k 42.97
CSX Corporation (CSX) 0.1 $276k 9.0k 30.50
Home Depot (HD) 0.1 $271k 2.1k 128.80
Bristol Myers Squibb (BMY) 0.1 $275k 5.1k 53.84
Universal Corporation (UVV) 0.1 $273k 4.7k 58.21
Novartis (NVS) 0.1 $289k 3.7k 79.03
iShares MSCI EAFE Index Fund (EFA) 0.1 $273k 4.6k 59.21
Amazon (AMZN) 0.1 $276k 330.00 836.36
PowerShares QQQ Trust, Series 1 0.1 $274k 2.3k 118.77
Utilities SPDR (XLU) 0.1 $291k 6.0k 48.91
Vanguard Information Technology ETF (VGT) 0.1 $280k 2.3k 120.43
SPDR Barclays Capital 1-3 Month T- 0.1 $274k 6.0k 45.67
First Tr Exchange-traded Fd cmn (HYLS) 0.1 $288k 5.9k 48.63
BlackRock (BLK) 0.1 $265k 732.00 362.02
Automatic Data Processing (ADP) 0.1 $254k 2.9k 88.10
Liberty Media 0.1 $265k 13k 20.00
Lowe's Companies (LOW) 0.1 $270k 3.7k 72.29
International Business Machs option 0.1 $250k 1.8k 138.89
Vanguard Total Bond Market ETF (BND) 0.1 $268k 3.2k 84.04
PowerShares Intl. Dividend Achiev. 0.1 $256k 17k 14.76
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $255k 7.8k 32.80
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $259k 3.2k 80.43
Loews Corporation (L) 0.1 $239k 5.8k 41.21
Bank Of America Corporation option 0.1 $241k 15k 15.96
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $228k 2.0k 112.87
First Trust Small Cap Cr AlphaDEX (FYX) 0.1 $233k 4.7k 49.77
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $237k 29k 8.13
Alpine Total Dyn Fd New cefs 0.1 $235k 31k 7.64
Liberty Media Corp Del Com Ser 0.1 $227k 7.9k 28.66
Liberty Media Corp Delaware Com C Siriusxm 0.1 $230k 6.9k 33.35
BP (BP) 0.1 $213k 6.1k 35.14
Leucadia National 0.1 $215k 11k 19.03
Edwards Lifesciences (EW) 0.1 $221k 1.8k 120.77
SYSCO Corporation (SYY) 0.1 $222k 4.5k 49.01
AmerisourceBergen (COR) 0.1 $217k 2.7k 80.94
International Business Machines (IBM) 0.1 $208k 1.3k 158.66
priceline.com Incorporated 0.1 $224k 152.00 1473.68
Wal Mart Stores Inc option 0.1 $210k 3.0k 70.00
Express Scripts Holding 0.1 $224k 3.2k 70.42
Phillips 66 (PSX) 0.1 $217k 2.7k 80.52
Commscope Hldg (COMM) 0.1 $210k 7.0k 30.04
Liberty Broadband Corporation (LBRDA) 0.1 $223k 3.2k 70.28
Schlumberger (SLB) 0.1 $205k 2.6k 78.57
iShares Russell 1000 Value Index (IWD) 0.1 $204k 1.9k 105.70
Triumph (TGI) 0.1 $201k 7.2k 27.87
Gabelli Dividend & Income Trust (GDV) 0.1 $201k 10k 19.25
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $190k 16k 11.75
Qorvo (QRVO) 0.1 $204k 3.7k 55.66
Bank of America Corporation (BAC) 0.1 $177k 11k 15.65
Pimco Municipal Income Fund II (PML) 0.1 $146k 11k 13.64
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $147k 11k 13.39
Dreyfus Mun Bd Infrastructure 0.1 $146k 10k 14.04
Vareit, Inc reits 0.1 $149k 14k 10.40
AllianceBernstein Global Hgh Incm (AWF) 0.1 $128k 10k 12.60
Liberty All-Star Equity Fund (USA) 0.0 $86k 17k 5.16
Limelight Networks 0.0 $25k 14k 1.85