Whitebox Advisors

Whitebox Advisors as of Sept. 30, 2015

Portfolio Holdings for Whitebox Advisors

Whitebox Advisors holds 334 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Par Petroleum (PARR) 7.9 $177M 8.5M 20.83
Tesla Mtrs Inc note 1.500% 6/0 4.7 $106M 52M 2.04
American Capital 4.0 $88M 7.3M 12.16
American Capital Agency 3.3 $73M 3.9M 18.70
Ocwen Financial Corporation 2.6 $59M 8.7M 6.71
Teleflex Inc note 3.875% 8/0 2.5 $56M 28M 2.02
Herbalife Ltd conv 2.5 $56M 63M 0.88
Yahoo! 2.4 $53M 1.8M 28.91
Ally Financial (ALLY) 2.0 $44M 2.2M 20.38
Pacira Pharmaceuticals conv 1.8 $39M 22M 1.75
EMC Corporation 1.7 $39M 1.6M 24.16
Office Depot 1.7 $37M 5.8M 6.42
Encore Cap Group Inc note 3.000%11/2 1.6 $36M 29M 1.26
CIGNA Corporation 1.6 $35M 260k 135.02
New Senior Inv Grp 1.5 $33M 3.2M 10.46
Altera Corporation 1.3 $29M 573k 50.08
Time Warner Cable 1.3 $28M 159k 179.37
Encore Cap Group Inc note 3.000% 7/0 1.2 $28M 28M 0.99
Spdr S&p 500 Etf Tr option 1.1 $26M 29k 897.33
Corenergy Infrastructure note 7% 6/15 1.1 $25M 29M 0.88
Isis Us conv 1.1 $24M 9.7M 2.45
Spdr S&p 500 Etf (SPY) 1.0 $23M 120k 191.63
Broadcom Corporation 1.0 $23M 450k 51.43
Integra Lifesciences Holdings conv bnd 0.9 $21M 17M 1.19
Ishares Tr Index option 0.9 $20M 21k 975.76
Corsicanto Ltd conv bnd 0.9 $20M 22M 0.92
Jetblue Airways Corp dbcv 6.750%10/1 0.8 $19M 3.6M 5.30
Liberty Media 4.000 11/15/29 deb 4.000% 0.8 $18M 29M 0.61
American Airls (AAL) 0.8 $18M 452k 38.83
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.8 $17M 15M 1.14
Jazz Technologies Inc New note 8.000%12/3 0.8 $17M 12M 1.45
American Capital Mortgage In 0.7 $16M 1.1M 14.74
Precision Castparts 0.7 $15M 65k 229.71
Market Vectors Gold Miners ETF 0.7 $15M 1.1M 13.74
Gol Linhas Aereas Inteligentes SA 0.6 $14M 14M 0.97
Hologic Inc frnt 2.000%12/1 0.6 $14M 8.0M 1.71
Cheniere Energy Inc note 4.250% 3/1 0.6 $14M 22M 0.62
Ryanair Holdings 0.6 $13M 170k 78.30
Nii Holdings 0.6 $14M 2.1M 6.51
Alere Inc note 3.000% 5/1 0.6 $13M 11M 1.16
CSX Corporation (CSX) 0.6 $12M 460k 26.90
Titan Machy Inc note 3.750% 5/0 0.6 $12M 17M 0.74
Hldgs (UAL) 0.5 $12M 222k 53.05
Cobalt Intl Energy Inc note 0.5 $12M 17M 0.71
Humana (HUM) 0.5 $12M 66k 178.99
Select Comfort 0.5 $12M 530k 21.88
Icon 2 1/2 06/01/16 0.5 $11M 12M 0.94
Cowen Group Inc New note 3.000% 3/1 0.5 $11M 11M 1.05
Green Plains Inc conv 0.5 $10M 9.0M 1.15
Chubb Corporation 0.4 $9.8M 80k 122.65
Dr Pepper Snapple 0.4 $9.4M 119k 79.05
Medtronic (MDT) 0.4 $9.1M 137k 66.94
Apple (AAPL) 0.4 $8.7M 79k 110.30
Pepsi (PEP) 0.4 $8.7M 92k 94.30
Micron Technology (MU) 0.4 $8.8M 587k 14.98
Encore Capital Group Inc note 0.4 $8.8M 10M 0.84
Tower International 0.4 $8.5M 357k 23.76
Safeguard Scientifics In conv bnd 0.4 $8.5M 7.6M 1.12
Ambac Finl (OSG) 0.4 $8.2M 567k 14.47
Blackstone Mtg Tr (BXMT) 0.4 $8.0M 293k 27.44
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $8.1M 5.0M 1.62
Altisource Portfolio Solns S reg 0.3 $7.8M 325k 23.84
Ez (EZPW) 0.3 $7.9M 1.3M 6.17
Chevron Corporation (CVX) 0.3 $7.4M 93k 78.88
Whirlpool Corporation (WHR) 0.3 $7.5M 51k 147.26
Baker Hughes Incorporated 0.3 $7.5M 143k 52.04
Illinois Tool Works (ITW) 0.3 $7.3M 89k 82.31
Interpublic Group of Companies (IPG) 0.3 $7.1M 372k 19.13
Nationstar Mortgage 0.3 $7.1M 515k 13.87
DaVita (DVA) 0.3 $6.9M 95k 72.33
UnitedHealth (UNH) 0.3 $6.9M 59k 116.01
priceline.com Incorporated 0.3 $7.0M 5.7k 1236.89
Imperial Hldgs Inc conv 0.3 $7.0M 6.5M 1.07
Everi Hldgs (EVRI) 0.3 $6.8M 1.3M 5.13
Fluor Corporation (FLR) 0.3 $6.8M 161k 42.35
Enernoc, Inc. conv 0.3 $6.7M 9.5M 0.70
Sandisk Corp note 1.500% 8/1 0.3 $6.4M 5.2M 1.24
Joy Global 0.3 $6.3M 425k 14.93
Cracker Barrel Old Country Store (CBRL) 0.3 $6.2M 42k 147.27
Rite Aid Corporation 0.3 $6.3M 1.0M 6.07
Ametek (AME) 0.3 $5.9M 114k 52.32
Ares Coml Real Estate Corp Sr Nt Conv 7.000% 12/15/15 B/e Dtd 12/19/12 0.3 $5.9M 6.0M 0.99
Encore Capital (ECPG) 0.3 $5.8M 158k 37.00
Industrial SPDR (XLI) 0.3 $5.8M 115k 49.89
Methode Electronics (MEI) 0.3 $5.9M 185k 31.90
Atwood Oceanics 0.3 $5.9M 396k 14.81
Pbf Energy Inc cl a (PBF) 0.3 $5.8M 204k 28.23
VMware 0.2 $5.5M 70k 78.79
Johnson & Johnson (JNJ) 0.2 $5.4M 58k 93.34
Cardinal Health (CAH) 0.2 $5.4M 71k 76.82
Union Pacific Corporation (UNP) 0.2 $5.3M 60k 88.41
McKesson Corporation (MCK) 0.2 $5.3M 29k 185.03
Nelnet (NNI) 0.2 $5.3M 152k 34.61
American Axle & Manufact. Holdings 0.2 $5.4M 272k 19.94
Nabors Industries 0.2 $5.4M 571k 9.45
Texas Roadhouse (TXRH) 0.2 $5.1M 137k 37.20
Northstar Rlty Fin 0.2 $5.1M 412k 12.35
J G Wentworth Co cl a 0.2 $5.2M 1.1M 4.93
Leucadia National 0.2 $4.9M 242k 20.26
Two Harbors Investment 0.2 $4.9M 559k 8.82
Ethan Allen Interiors (ETD) 0.2 $5.0M 190k 26.41
Dollar General (DG) 0.2 $4.9M 68k 72.43
General Motors Company (GM) 0.2 $5.0M 167k 30.02
Continental Bldg Prods 0.2 $4.9M 238k 20.54
Capital One Financial (COF) 0.2 $4.8M 66k 72.53
iShares Russell 2000 Index (IWM) 0.2 $4.7M 43k 109.19
PowerSecure International 0.2 $4.6M 401k 11.52
Emcor (EME) 0.2 $4.4M 99k 44.25
Exxon Mobil Corporation (XOM) 0.2 $4.4M 59k 74.36
Wal-Mart Stores (WMT) 0.2 $4.4M 68k 64.84
Xerox Corporation 0.2 $4.5M 461k 9.73
Dillard's (DDS) 0.2 $4.4M 50k 87.39
Gran Tierra Energy 0.2 $4.5M 2.1M 2.13
Cemex SAB de CV (CX) 0.2 $4.3M 614k 6.99
NetApp (NTAP) 0.2 $4.0M 136k 29.60
Tutor Perini Corporation (TPC) 0.2 $4.0M 244k 16.46
Sanofi Aventis Wi Conval Rt 0.2 $4.0M 21M 0.19
Cognizant Technology Solutions (CTSH) 0.2 $3.8M 61k 62.62
Chesapeake Energy Corp note 2.250%12/1 0.2 $3.9M 5.5M 0.71
Integrated Device Technology 0.2 $3.7M 184k 20.30
Harman International Industries 0.2 $3.9M 40k 95.98
Multi-Color Corporation 0.2 $3.8M 50k 76.49
Swift Transportation Company 0.2 $3.7M 248k 15.02
Bristol Myers Squibb (BMY) 0.2 $3.6M 61k 59.19
Hubbell Incorporated 0.2 $3.7M 43k 84.94
Pier 1 Imports 0.2 $3.6M 528k 6.90
Whole Foods Market 0.2 $3.5M 111k 31.65
Stonegate Mortgage 0.2 $3.5M 499k 7.11
Phibro Animal Health Corporati*on Cmn Class A (PAHC) 0.2 $3.5M 112k 31.63
United Technologies Corporation 0.1 $3.3M 37k 88.98
AECOM Technology Corporation (ACM) 0.1 $3.4M 125k 27.51
Sucampo Pharmaceuticals 0.1 $3.3M 164k 19.87
Tetralogic Pharmaceuticals c note 8.000% 6/1 0.1 $3.4M 6.5M 0.52
Ezcorp Inc sr unsecured 06/19 2.625 0.1 $3.4M 4.8M 0.71
KKR & Co 0.1 $3.2M 193k 16.78
Tile Shop Hldgs 0.1 $3.1M 263k 11.98
Gsv Capital Corp. note 5.250 9/1 0.1 $3.2M 3.5M 0.91
Del Taco Restaurants 0.1 $3.2M 231k 14.00
Dollar Tree (DLTR) 0.1 $3.0M 44k 66.66
Fortress Investment 0.1 $2.9M 519k 5.55
PMC-Sierra 0.1 $3.0M 441k 6.77
Greatbatch 0.1 $2.9M 51k 56.42
Federal Agricultural Mortgage (AGM) 0.1 $2.8M 110k 25.93
Bank Of America Corporation option 0.1 $2.9M 30k 96.00
Apollo Global Management 'a' 0.1 $3.0M 172k 17.18
Hd Supply 0.1 $2.9M 100k 28.62
Castle A M & Co note 7.000%12/1 0.1 $3.0M 5.8M 0.52
Newmont Mining Corporation (NEM) 0.1 $2.7M 166k 16.07
Herman Miller (MLKN) 0.1 $2.6M 90k 28.84
FLIR Systems 0.1 $2.8M 99k 27.99
Illumina (ILMN) 0.1 $2.7M 15k 175.83
Invesco Mortgage Capital 0.1 $2.6M 213k 12.24
Rait Financial Trust 0.1 $2.7M 550k 4.96
Banc Of California (BANC) 0.1 $2.7M 218k 12.27
Sunpower Corp dbcv 0.750% 6/0 0.1 $2.7M 2.5M 1.06
Aercap Holdings Nv Ord Cmn (AER) 0.1 $2.4M 64k 38.24
Buckle (BKE) 0.1 $2.4M 64k 36.97
Patterson Companies (PDCO) 0.1 $2.6M 59k 43.25
Planar Systems 0.1 $2.5M 429k 5.80
Consumer Portfolio Services (CPSS) 0.1 $2.5M 494k 4.98
Preferred Apartment Communitie 0.1 $2.4M 223k 10.88
Tesla Motors Inc bond 0.1 $2.4M 2.5M 0.94
Bank of America Corporation (BAC) 0.1 $2.3M 150k 15.58
LifePoint Hospitals 0.1 $2.2M 31k 70.89
Tenne 0.1 $2.3M 51k 44.77
Sonic Automotive (SAH) 0.1 $2.2M 109k 20.42
Ingram Micro 0.1 $2.3M 86k 27.24
Orbotech Ltd Com Stk 0.1 $2.2M 144k 15.45
Destination Maternity Corporation 0.1 $2.1M 232k 9.22
Global Eagle Acquisition Cor 0.1 $2.2M 195k 11.48
Homestreet (MCHB) 0.1 $2.1M 93k 23.10
Lyon William Homes cl a 0.1 $2.2M 107k 20.60
Cherry Hill Mort (CHMI) 0.1 $2.2M 145k 15.23
Carriage Svcs Inc note 2.750% 3/1 0.1 $2.2M 2.0M 1.11
Owens-Illinois 0.1 $2.0M 96k 20.72
Air Methods Corporation 0.1 $2.0M 59k 34.10
Modine Manufacturing (MOD) 0.1 $2.1M 263k 7.87
Charter Communications Inc D cl a 0.1 $2.1M 484.00 4239.67
Biotelemetry 0.1 $2.0M 159k 12.24
Ascent Cap Group Inc note 4.000% 7/1 0.1 $2.1M 2.9M 0.72
Rci Hospitality Hldgs (RICK) 0.1 $2.0M 196k 10.42
Domtar Corp 0.1 $1.8M 51k 35.75
National Western Life Insurance Company 0.1 $1.8M 8.1k 222.71
Cynosure 0.1 $1.8M 59k 30.04
RTI Biologics 0.1 $1.8M 317k 5.68
Extreme Networks (EXTR) 0.1 $1.7M 515k 3.36
Pacific Premier Ban 0.1 $1.9M 92k 20.32
Covenant Transportation (CVLG) 0.1 $1.7M 97k 17.97
Rocky Brands (RCKY) 0.1 $1.9M 131k 14.19
Vmware Inc put 0.1 $1.8M 1.5k 1175.33
Boingo Wireless 0.1 $1.8M 221k 8.28
Apollo Residential Mortgage 0.1 $1.8M 143k 12.66
Angie's List 0.1 $1.9M 374k 5.04
Mentor Graphics 4% 2031 conv 0.1 $1.9M 1.5M 1.26
Del Friscos Restaurant 0.1 $1.8M 130k 13.89
Arc Document Solutions (ARC) 0.1 $1.9M 312k 5.95
West 0.1 $1.7M 77k 22.40
Insys Therapeutics 0.1 $1.8M 63k 28.46
Supervalu 0.1 $1.7M 230k 7.18
Quantum Corporation 0.1 $1.7M 2.4M 0.70
DepoMed 0.1 $1.7M 89k 18.85
Cbiz (CBZ) 0.1 $1.7M 170k 9.82
Currencyshares Euro Tr opt 0.1 $1.7M 9.0k 186.00
Ruckus Wireless 0.1 $1.5M 126k 11.88
Market Vectors Junior Gold Min 0.1 $1.6M 82k 19.59
Medivation 0.1 $1.4M 33k 42.51
Marten Transport (MRTN) 0.1 $1.3M 81k 16.18
Cambrex Corporation 0.1 $1.3M 34k 39.68
Motorcar Parts of America (MPAA) 0.1 $1.3M 41k 31.35
Fonar Corporation (FONR) 0.1 $1.4M 102k 13.41
Horizon Ban (HBNC) 0.1 $1.3M 56k 23.76
MiMedx (MDXG) 0.1 $1.3M 140k 9.65
Sagent Pharmaceuticals 0.1 $1.3M 82k 15.34
Biosante Pharmaceuticals (ANIP) 0.1 $1.3M 33k 39.51
Centrus Energy Corp cl a (LEU) 0.1 $1.4M 457k 3.09
AMAG Pharmaceuticals 0.1 $1.0M 26k 39.73
AES Corporation (AES) 0.1 $1.1M 51k 21.01
Molina Healthcare (MOH) 0.1 $1.1M 16k 68.83
Agnico (AEM) 0.1 $1.2M 47k 25.31
Bel Fuse (BELFB) 0.1 $1.1M 59k 19.44
Network 0.1 $1.0M 495k 2.10
Time 0.1 $1.1M 59k 19.06
R.R. Donnelley & Sons Company 0.0 $852k 59k 14.56
Federal Signal Corporation (FSS) 0.0 $811k 59k 13.70
Financial Institutions (FISI) 0.0 $944k 38k 24.79
Alere 0.0 $854k 18k 48.17
Tsakos Energy Navigation 0.0 $887k 109k 8.13
Hornbeck Offshore Services 0.0 $915k 68k 13.53
Insteel Industries (IIIN) 0.0 $1.0M 63k 16.08
EQT Corporation (EQT) 0.0 $808k 13k 64.76
Gain Capital Holdings 0.0 $967k 133k 7.28
Usa Technologies Inc conv pfd ser a 0.0 $995k 71k 13.99
Yrc Worldwide Inc Com par $.01 0.0 $845k 64k 13.26
Regional Management (RM) 0.0 $999k 65k 15.49
Gogo (GOGO) 0.0 $984k 64k 15.27
American Airls 0.0 $790k 11k 75.24
Spartannash 0.0 $860k 33k 25.85
Liberty Tax 0.0 $813k 35k 23.30
Nexpoint Residential Tr (NXRT) 0.0 $934k 70k 13.36
Lincoln National Corporation (LNC) 0.0 $764k 16k 47.46
Acxiom Corporation 0.0 $664k 34k 19.77
Cumulus Media 0.0 $577k 824k 0.70
OMNOVA Solutions 0.0 $636k 115k 5.54
Brinker International (EAT) 0.0 $583k 11k 52.71
Marvell Technology Group 0.0 $664k 73k 9.05
Evercore Partners (EVR) 0.0 $646k 13k 50.21
Synaptics, Incorporated (SYNA) 0.0 $708k 8.6k 82.46
Speedway Motorsports 0.0 $629k 35k 18.05
Wilshire Ban 0.0 $570k 54k 10.51
ePlus (PLUS) 0.0 $580k 7.3k 79.08
TeleNav 0.0 $629k 81k 7.81
USA Technologies 0.0 $639k 256k 2.49
Datalink Corporation 0.0 $608k 102k 5.97
Century Casinos (CNTY) 0.0 $776k 126k 6.15
First Ban (FBNC) 0.0 $666k 39k 17.01
Univest Corp. of PA (UVSP) 0.0 $643k 33k 19.23
Maiden Holdings 0.0 $580k 42k 13.88
Navios Maritime Acquis Corp 0.0 $624k 177k 3.52
Retractable Technologies (RVP) 0.0 $649k 179k 3.62
Natural Health Trends Cor (NHTC) 0.0 $576k 18k 32.66
Attunity 0.0 $638k 47k 13.67
Leidos Holdings (LDOS) 0.0 $650k 16k 41.32
Navigator Holdings Ltd Com Stk (NVGS) 0.0 $684k 51k 13.34
Supercom 0.0 $720k 90k 8.00
Bluerock Residential Growth Re 0.0 $705k 59k 11.97
Century Communities (CCS) 0.0 $652k 33k 19.85
Northstar Asset Management C 0.0 $689k 48k 14.35
New Residential Investment (RITM) 0.0 $665k 51k 13.10
Communications Sales&leas Incom us equities / etf's 0.0 $574k 32k 17.91
Range Resources (RRC) 0.0 $536k 17k 32.15
Scientific Games (LNWO) 0.0 $402k 39k 10.45
Syneron Medical Ltd ord 0.0 $497k 70k 7.15
Lannett Company 0.0 $494k 12k 41.53
Net 1 UEPS Technologies (LSAK) 0.0 $541k 32k 16.73
Safe Bulkers Inc Com Stk (SB) 0.0 $499k 181k 2.76
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $471k 189k 2.49
Oppenheimer Holdings (OPY) 0.0 $506k 25k 20.01
Gilead Sciences Inc option 0.0 $391k 425.00 920.00
Ishares Tr Index option 0.0 $357k 1.5k 238.00
Transocean Ltd option 0.0 $540k 2.5k 216.00
Vishay Precision (VPG) 0.0 $418k 36k 11.58
Summer Infant 0.0 $485k 282k 1.72
Meta Financial (CASH) 0.0 $527k 13k 41.76
Netflix Inc put 0.0 $354k 500.00 708.00
InfuSystem Holdings (INFU) 0.0 $512k 187k 2.73
Sequans Communications Adr adr usd.02 0.0 $369k 335k 1.10
Marriott Vacations Wrldwde Cp (VAC) 0.0 $523k 7.7k 68.11
Ishares Tr option 0.0 $550k 1.0k 550.00
Outerwall 0.0 $468k 8.2k 56.91
Ambac Finl Group Inc *w exp 04/30/202 0.0 $514k 75k 6.88
Sfx Entmt 0.0 $344k 675k 0.51
Geo Group Inc/the reit (GEO) 0.0 $476k 16k 29.71
Rightside 0.0 $425k 55k 7.67
Newcastle Investment Corporati 0.0 $556k 127k 4.39
Oi S.a. spn adr p (OIBRQ) 0.0 $394k 580k 0.68
Goldman Sachs (GS) 0.0 $289k 1.7k 173.89
Johnson Controls 0.0 $307k 7.4k 41.31
Apartment Investment and Management 0.0 $321k 8.7k 37.03
Plum Creek Timber 0.0 $309k 7.8k 39.51
Exelon Corporation (EXC) 0.0 $307k 10k 29.71
Bill Barrett Corporation 0.0 $149k 45k 3.31
Douglas Emmett (DEI) 0.0 $292k 10k 28.76
FMC Corporation (FMC) 0.0 $270k 8.0k 33.95
Landauer 0.0 $248k 6.7k 36.93
Nautilus (BFXXQ) 0.0 $202k 14k 14.98
Builders FirstSource (BLDR) 0.0 $199k 16k 12.66
LTC Properties (LTC) 0.0 $305k 7.2k 42.65
WebMD Health 0.0 $297k 7.4k 39.88
Gulf Resources 0.0 $162k 115k 1.41
Cosan Ltd shs a 0.0 $232k 80k 2.89
Apple Inc option 0.0 $260k 2.0k 130.00
Valero Energy Corp New option 0.0 $236k 1.0k 236.00
United Rentals 0.0 $125k 185.00 675.68
Verint Systems (VRNT) 0.0 $315k 7.3k 43.20
Altera Corp 0.0 $155k 500.00 310.00
Herbalife Ltd Common Stock cmn 0.0 $116k 287.00 404.18
Planet Payment 0.0 $284k 101k 2.83
Profire Energy 0.0 $140k 145k 0.96
Epr Properties (EPR) 0.0 $303k 5.9k 51.50
Pacific Ethanol 0.0 $173k 27k 6.48
Dynagas Lng Partners (DLNG) 0.0 $136k 10k 13.27
Walgreen Boots Alliance 0.0 $283k 3.4k 83.16
Connecture 0.0 $324k 71k 4.55
Dhi (DHX) 0.0 $308k 42k 7.32
Blue Buffalo Pet Prods 0.0 $253k 14k 17.90
JMP 0.0 $86k 14k 6.23
Ishares Inc option 0.0 $65k 1.0k 65.00
Select Sector Spdr Tr option 0.0 $31k 1.5k 20.67
Ishares Tr Index option 0.0 $10k 1.0k 10.00
Select Sector Spdr Tr option 0.0 $7.0k 2.0k 3.50
Ishares Tr option 0.0 $3.0k 3.0k 1.00
Facebook Inc put 0.0 $41k 1.0k 41.00
Northwest Biotherapeutics In (NWBO) 0.0 $94k 15k 6.23
Rcs Cap 0.0 $39k 48k 0.81