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Kaizen Financial Strategies

Latest statistics and disclosures from Kaizen Financial Strategies's latest quarterly 13F-HR filing:

Top 5 stock holdings are SMH, SPY, SCHG, AAPL, CGDV, and represent 33.58% of Kaizen Financial Strategies's stock portfolio.
Added to shares of these 10 stocks: SMH (+$15M), IWM, VYM, SCUS, VPLS, JIVE, XLF, JIRE, SCHI, UMMA.
Started 23 new stock positions in JIVE, MRK, UMMA, XLI, VGT, SPYD, AA, XNTK, MU, MRVL. ESGD, SCUS, JNJ, UNH, USDU, SCHD, TSM, INCY, CVX, DRS, SPOT, DOW, SCJ.
Reduced shares in these 10 stocks: SCHQ, CGDV, SPY, VIG, , AMZN, AGX, AAPL, USO, EWI.
Sold out of its positions in TNA, QQQE, FAS, FNF, ISRG, EWI, HLAL, LULU, UGL, SLM. XME, SCHW, SCHQ, USO, GLDM.
Kaizen Financial Strategies was a net buyer of stock by $21M.
Kaizen Financial Strategies has $265M in assets under management (AUM), dropping by 12.89%.
Central Index Key (CIK): 0001842013

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Portfolio Holdings for Kaizen Financial Strategies

Kaizen Financial Strategies holds 171 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Vaneck Etf Trust Semiconductr Etf (SMH)	9.5	$25M	+137%	55k	454.82	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	6.9	$18M	-5%	26k	701.67	View chart
Schwab Strategic Tr Us Lcap Gr Etf (SCHG)	6.7	$18M		554k	32.13	View chart
Apple (AAPL)	5.7	$15M	-2%	58k	263.40	View chart
Capital Group Dividend Value Shs Creation Uni (CGDV)	4.8	$13M	-8%	278k	45.39	View chart
NVIDIA Corporation (NVDA)	3.9	$10M	-3%	52k	198.35	View chart
Vanguard Malvern Fds Core Bd Etf (VCRB)	3.7	$9.9M		127k	77.58	View chart
Schwab Strategic Tr 5 10yr Corp Bd (SCHI)	3.2	$8.4M	+5%	369k	22.78	View chart
Ishares Tr Russell 2000 Etf (IWM)	3.0	$8.0M	+88%	30k	269.96	View chart
Alphabet Cap Stk Cl C (GOOG)	2.9	$7.8M		23k	332.77	View chart
J P Morgan Exchange Traded F Intrnl Res Eqt (JIRE)	2.7	$7.1M	+11%	88k	80.20	View chart
Amazon (AMZN)	1.9	$5.0M	-9%	20k	249.70	View chart
Alphabet Cap Stk Cl A (GOOGL)	1.5	$3.8M		12k	336.03	View chart
Vanguard Whitehall Fds High Div Yld (VYM)	1.3	$3.5M	+599%	23k	153.83	View chart
Blackstone Group Inc Com Cl A (BX)	1.2	$3.2M	-8%	25k	128.13	View chart
Vanguard Specialized Funds Div App Etf (VIG)	1.2	$3.2M	-18%	14k	224.88	View chart
Microsoft Corporation (MSFT)	1.1	$2.9M	-6%	7.0k	420.23	View chart
Vanguard Malvern Fds Core-plus Bd Etf (VPLS)	1.0	$2.8M	+170%	36k	77.89	View chart
Schwab Strategic Tr Fundamental Us B (FNDB)	1.0	$2.7M	+14%	94k	28.55	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	1.0	$2.6M		4.1k	640.39	View chart
Tesla Motors (TSLA)	0.9	$2.4M	-8%	6.1k	388.90	View chart
Select Sector Spdr Tr State Street Fin (XLF)	0.8	$2.2M	+174%	43k	52.03	View chart
Schwab Strategic Tr Int-trm U.s Tres (SCHR)	0.8	$2.2M	-7%	87k	24.91	View chart
Select Sector Spdr Tr State Street Tec (XLK)	0.8	$2.1M		14k	152.02	View chart
Neos Etf Trust Neos S&p 500 Hi (SPYI)	0.8	$2.0M	+5%	39k	52.20	View chart
Schwab Strategic Tr Ultra Short Incm (SCUS)	0.8	$2.0M	NEW	79k	25.19	View chart
Schwab Strategic Tr Fundamental Us S (FNDA)	0.7	$2.0M	+13%	57k	34.69	View chart
Neos Etf Trust Nasdaq 100 High (QQQI)	0.7	$2.0M	+5%	37k	53.49	View chart
State Str Spdr Dow Jones Ind Ut Ser 1 (DIA)	0.7	$1.8M	-11%	3.6k	485.69	View chart
Schwab Strategic Tr Fundamental Emer (FNDE)	0.7	$1.7M	-13%	43k	40.41	View chart
Meta Platforms Cl A (META)	0.6	$1.6M	+13%	2.4k	677.00	View chart
Argan (AGX)	0.6	$1.6M	-24%	2.6k	601.83	View chart
J P Morgan Exchange Traded F Jpmorgan Intl Vl (JIVE)	0.6	$1.5M	NEW	17k	90.47	View chart
Advanced Micro Devices (AMD)	0.6	$1.5M		5.5k	278.26	View chart
Spdr Series Trust State Street Spd (XTL)	0.5	$1.5M	+10%	6.6k	218.62	View chart
Eli Lilly & Co. (LLY)	0.5	$1.4M	-12%	1.6k	904.02	View chart
Vanguard Index Fds S&p 500 Etf Shs (VOO)	0.5	$1.4M		2.2k	644.89	View chart
Templeton Emerging Markets Income Fund (TEI)	0.4	$1.2M		175k	6.63	View chart
Amplify Etf Tr Blockchain Techn (BLOK)	0.4	$1.1M		19k	58.69	View chart
Schwab Strategic Tr Fundamental Intl (FNDF)	0.4	$1.1M		21k	51.57	View chart
Sandisk Corp (SNDK)	0.4	$1.1M	-4%	1.2k	919.47	View chart
Etf Ser Solutions Defiance Quantum (QTUM)	0.4	$1.1M	+2%	8.7k	125.17	View chart
Kratos Defense & Sec Solutio Com New (KTOS)	0.4	$1.1M	-4%	14k	74.41	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	0.4	$1.0M		18k	58.21	View chart
Ge Vernova (GEV)	0.4	$984k	+55%	1.0k	978.45	View chart
Caterpillar (CAT)	0.4	$963k	+3%	1.2k	772.39	View chart
Vanguard Index Fds Total Stk Mkt (VTI)	0.4	$954k	-2%	2.8k	346.03	View chart
Vanguard Scottsdale Fds Short Term Treas (VGSH)	0.3	$908k	-12%	16k	58.49	View chart
Invesco Exchange Traded Fd T S&p500 Eql Tec (RSPT)	0.3	$905k	+8%	18k	50.62	View chart
Applied Materials (AMAT)	0.3	$871k		2.2k	389.89	View chart
Lam Research Corp Com New (LRCX)	0.3	$862k	-28%	3.3k	260.92	View chart
Spdr Series Trust State Street Spd (XSD)	0.3	$853k	+4%	2.1k	404.04	View chart
Abbvie (ABBV)	0.3	$847k	-2%	4.1k	209.00	View chart
Select Sector Spdr Tr State Street Rea (XLRE)	0.3	$830k	-13%	19k	43.81	View chart
Costco Wholesale Corporation (COST)	0.3	$823k	-18%	833.00	987.72	View chart
Palantir Technologies Cl A (PLTR)	0.3	$822k	+5%	5.8k	142.76	View chart
Western Digital (WDC)	0.3	$808k	-13%	2.2k	361.69	View chart
Select Sector Spdr Tr State Street Com (XLC)	0.3	$787k	+5%	6.6k	118.83	View chart
Kinross Gold Corp (KGC)	0.3	$755k		22k	33.87	View chart
Schwab Strategic Tr 1000 Index Etf (SCHK)	0.3	$755k	+6%	22k	33.79	View chart
Ge Aerospace Com New (GE)	0.3	$755k		2.5k	298.23	View chart
Ishares Tr Core S&p Us Gwt (IUSG)	0.3	$752k		4.3k	173.18	View chart
JPMorgan Chase & Co. (JPM)	0.3	$733k		2.4k	309.99	View chart
Ishares Tr Msci Poland Etf (EPOL)	0.3	$731k	+3%	18k	39.93	View chart
Uranium Energy (UEC)	0.3	$728k		48k	15.16	View chart
Visa Com Cl A (V)	0.3	$717k	-15%	2.3k	315.14	View chart
salesforce (CRM)	0.3	$714k	-9%	3.9k	181.23	View chart
Direxion Shares Etf Trust Daily Semiconduc (SOXL)	0.3	$703k	+4%	8.0k	88.37	View chart
Grayscale Bitcoin Mini Tr Et Shs New (BTC)	0.3	$701k	+88%	21k	33.36	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.3	$688k	+4%	122k	5.65	View chart
Royal Gold (RGLD)	0.3	$668k		2.5k	262.13	View chart
U.S. Lime & Minerals (USLM)	0.2	$662k		5.0k	133.62	View chart
Stag Industrial (STAG)	0.2	$657k		17k	38.82	View chart
Pimco Dynamic Income SHS (PDI)	0.2	$641k	+2%	37k	17.29	View chart
Ishares Tr Iboxx Inv Cp Etf (LQD)	0.2	$636k	-3%	5.8k	109.43	View chart
Netflix (NFLX)	0.2	$631k	+7%	5.8k	107.79	View chart
Nextera Energy (NEE)	0.2	$630k	-14%	6.9k	91.83	View chart
Vanguard Index Fds Small Cp Etf (VB)	0.2	$601k	+50%	2.1k	279.56	View chart
Spdr Gold Tr Gold Shs (GLD)	0.2	$599k		1.4k	440.08	View chart
Spdr Series Trust State Street Spd (XITK)	0.2	$554k		3.3k	167.10	View chart
First Tr Exchange-traded Nasdaq Cyb Etf (CIBR)	0.2	$553k		8.4k	65.92	View chart
Broadcom (AVGO)	0.2	$552k	+31%	1.4k	398.47	View chart
Entergy Corporation (ETR)	0.2	$552k		4.8k	115.51	View chart
Cardinal Health (CAH)	0.2	$525k		2.5k	213.10	View chart
Western Midstream Partners L Com Unit Lp Int (WES)	0.2	$514k	+7%	13k	40.85	View chart
Oklo Com Cl A (OKLO)	0.2	$507k	-4%	7.9k	64.21	View chart
AllianceBernstein Global Hgh Incm (AWF)	0.2	$500k	+12%	48k	10.52	View chart
Amgen (AMGN)	0.2	$484k		1.4k	349.32	View chart
Proshares Tr Pshs Ult Nasb (BIB)	0.2	$483k	+4%	5.6k	86.72	View chart
Ishares Tr Faln Angls Usd (FALN)	0.2	$469k	+6%	17k	27.17	View chart
Ishares Tr MRGSTR MD CP GRW (IMCG)	0.2	$467k		5.5k	85.66	View chart
Vanguard Index Fds Sml Cp Grw Etf (VBK)	0.2	$457k		1.4k	329.58	View chart
Schwab Strategic Tr Us Sml Cap Etf (SCHA)	0.2	$447k		14k	31.59	View chart
Arm Holdings Sponsored Ads (ARM)	0.2	$446k	-3%	2.8k	162.33	View chart
American Express Company (AXP)	0.2	$438k	-19%	1.3k	325.76	View chart
Victory Cap Hldgs Inc Del Com Cl A (VCTR)	0.2	$437k		6.1k	72.05	View chart
Vanguard Calif Tax Free Fds Tax Exempt Bd Fd (VTEC)	0.2	$436k	+29%	4.4k	99.97	View chart
Vaneck Etf Trust Fallen Angel Hg (ANGL)	0.2	$432k	+4%	15k	29.28	View chart
Morgan Stanley Com New (MS)	0.2	$429k		2.3k	187.32	View chart
Spdr Series Trust State Street Spd (KIE)	0.2	$424k	+2%	7.4k	57.66	View chart
Simon Property (SPG)	0.2	$422k		2.1k	201.37	View chart
Archer Aviation Com Cl A (ACHR)	0.2	$422k	-14%	69k	6.08	View chart
Spdr Series Trust State Street Spd (XSW)	0.2	$414k		2.7k	151.40	View chart
Amplify Etf Tr Amplify Cybersec (HACK)	0.2	$406k		5.2k	77.77	View chart
Bank America Corp 7.25%CNV PFD L (BAC.PL)	0.1	$396k		325.00	1218.03	View chart
Listed Fds Tr Wahed Dow Jones (UMMA)	0.1	$394k	NEW	12k	33.48	View chart
Oracle Corporation (ORCL)	0.1	$390k	-5%	2.2k	178.34	View chart
Ishares Tr Core S&p500 Etf (IVV)	0.1	$383k	-3%	544.00	704.57	View chart
Progressive Corporation (PGR)	0.1	$383k	-9%	1.9k	203.50	View chart
Schwab Strategic Tr Us Mid-cap Etf (SCHM)	0.1	$382k		12k	33.19	View chart
Vaneck Etf Trust Vaneck Vietnam (VNM)	0.1	$380k	+8%	20k	18.72	View chart
First Tr Exchange-traded Wtr Etf (FIW)	0.1	$377k		3.5k	106.53	View chart
Ishares Tr Rus 2000 Grw Etf (IWO)	0.1	$375k		1.1k	348.67	View chart
Franklin Templeton Etf Tr Ftse Mexico (FLMX)	0.1	$352k	+9%	9.2k	38.43	View chart
Ishares Msci Spain Etf (EWP)	0.1	$350k		6.1k	57.37	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	0.1	$331k		696.00	475.12	View chart
Emcor (EME)	0.1	$327k	+5%	413.00	792.25	View chart
Ishares Tr Msci Acwi Ex Us (ACWX)	0.1	$325k		4.4k	73.46	View chart
AES Corporation (AES)	0.1	$322k	+50%	22k	14.50	View chart
Gilead Sciences (GILD)	0.1	$320k	+2%	2.3k	138.53	View chart
Allison Transmission Hldngs I (ALSN)	0.1	$314k		2.5k	125.70	View chart
Hess Midstream Cl A Shs (HESM)	0.1	$308k	-12%	8.2k	37.78	View chart
Newmont Mining Corporation (NEM)	0.1	$305k	-9%	2.7k	113.41	View chart
Ishares Msci Cda Etf (EWC)	0.1	$302k	+3%	5.2k	57.99	View chart
Honeywell International (HON)	0.1	$297k		1.3k	229.45	View chart
Ishares Msci Japn Smcetf (SCJ)	0.1	$294k	NEW	2.9k	102.52	View chart
Alibaba Group Hldg Sponsored Ads (BABA)	0.1	$291k		2.1k	138.59	View chart
Qualcomm (QCOM)	0.1	$288k	-6%	2.1k	134.44	View chart
D R S Technologies (DRS)	0.1	$288k	NEW	6.4k	44.94	View chart
Alcoa (AA)	0.1	$287k	NEW	4.1k	70.41	View chart
Neos Etf Trust Bitcoin High Inc (BTCI)	0.1	$285k		8.0k	35.83	View chart
Spdr Series Trust State Street Spd (SPYV)	0.1	$279k		4.8k	58.56	View chart
3M Company (MMM)	0.1	$275k		1.8k	150.55	View chart
UnitedHealth (UNH)	0.1	$273k	NEW	861.00	316.57	View chart
Leidos Holdings (LDOS)	0.1	$272k		1.7k	156.47	View chart
Incyte Corporation (INCY)	0.1	$272k	NEW	2.9k	95.32	View chart
J P Morgan Exchange Traded F Equity Premium (JEPI)	0.1	$272k	+29%	4.7k	57.59	View chart
Sprott Asset Management Physical Silver (PSLV)	0.1	$271k	+8%	11k	25.58	View chart
Schwab Strategic Tr Us Dividend Eq (SCHD)	0.1	$271k	NEW	8.8k	30.81	View chart
Select Sector Spdr Tr State Street Uti (XLU)	0.1	$268k	+5%	5.8k	46.35	View chart
Lennar Corp Cl A (LEN)	0.1	$257k	-16%	2.9k	88.79	View chart
Spdr Series Trust State Street Spd (KCE)	0.1	$255k	+9%	1.7k	150.92	View chart
Dow (DOW)	0.1	$255k	NEW	6.4k	39.92	View chart
Taiwan Semiconductor Manufac Sponsored Ads (TSM)	0.1	$253k	NEW	695.00	363.35	View chart
Select Sector Spdr Tr State Street Con (XLY)	0.1	$252k	-27%	2.1k	117.62	View chart
Oneok (OKE)	0.1	$244k	-42%	2.9k	85.20	View chart
Dimensional Etf Trust Calif Mun Bd Etf (DFCA)	0.1	$244k	-17%	4.9k	50.13	View chart
Spdr Series Trust State Street Spd (XHS)	0.1	$239k	+12%	2.3k	106.30	View chart
Palo Alto Networks (PANW)	0.1	$238k	-21%	1.4k	166.97	View chart
Select Sector Spdr Tr State Street Ind (XLI)	0.1	$230k	NEW	1.4k	170.33	View chart
Cubesmart (CUBE)	0.1	$230k	-4%	5.9k	39.10	View chart
Ishares Tr Esg Aw Msci Eafe (ESGD)	0.1	$229k	NEW	2.3k	101.69	View chart
Axon Enterprise (AXON)	0.1	$225k		572.00	393.08	View chart
Chevron Corporation (CVX)	0.1	$220k	NEW	1.2k	188.22	View chart
Vanguard Bd Index Fds Total Bnd Mrkt (BND)	0.1	$214k		2.9k	73.77	View chart
Vanguard World Inf Tech Etf (VGT)	0.1	$214k	NEW	270.00	791.94	View chart
Johnson & Johnson (JNJ)	0.1	$213k	NEW	909.00	234.59	View chart
Main Street Capital Corporation (MAIN)	0.1	$213k		4.0k	53.47	View chart
Vaneck Etf Trust Ig Floating Rate (FLTR)	0.1	$212k		8.3k	25.45	View chart
Wisdomtree Tr Blmbg Us Bull (USDU)	0.1	$207k	NEW	8.0k	25.89	View chart
Merck & Co (MRK)	0.1	$207k	NEW	1.8k	115.43	View chart
Marvell Technology (MRVL)	0.1	$207k	NEW	1.5k	133.37	View chart
Bank of America Corporation (BAC)	0.1	$205k	-7%	3.8k	53.51	View chart
Spotify Technology S A SHS (SPOT)	0.1	$205k	NEW	385.00	531.45	View chart
Ishares Msci Singpor Etf (EWS)	0.1	$203k	-37%	7.0k	29.15	View chart
Spdr Series Trust State Street Spd (SPYD)	0.1	$203k	NEW	4.4k	46.12	View chart
Spdr Series Trust State Street Spd (XNTK)	0.1	$202k	NEW	685.00	294.84	View chart
Nuscale Pwr Corp Cl A Com (SMR)	0.1	$181k	+4%	16k	11.41	View chart
Cleveland-cliffs (CLF)	0.0	$131k	+7%	14k	9.72	View chart
Joby Aviation Common Stock (JOBY)	0.0	$101k	-2%	11k	9.22	View chart
Micron Technology Put Option (MU)	0.0	$9.4k	NEW	10k	0.94	View chart

Past Filings by Kaizen Financial Strategies

SEC 13F filings are viewable for Kaizen Financial Strategies going back to 2020

Kaizen Financial Strategies 2026 Q1 filed May 1, 2026
Kaizen Financial Strategies 2025 Q4 filed Jan. 21, 2026
Kaizen Financial Strategies 2025 Q3 filed Nov. 12, 2025
Kaizen Financial Strategies 2025 Q2 filed Aug. 8, 2025
Kaizen Financial Strategies 2025 Q1 filed April 9, 2025
Kaizen Financial Strategies 2024 Q4 filed Feb. 14, 2025
Kaizen Financial Strategies 2024 Q3 filed Nov. 4, 2024
Kaizen Financial Strategies 2024 Q2 filed Aug. 5, 2024
Kaizen Financial Strategies 2024 Q1 filed May 3, 2024
Kaizen Financial Strategies 2023 Q4 filed Jan. 18, 2024
Kaizen Financial Strategies 2023 Q3 filed Oct. 31, 2023
Kaizen Financial Strategies 2023 Q2 filed Aug. 8, 2023
Kaizen Financial Strategies 2023 Q1 filed May 11, 2023
Kaizen Financial Strategies 2022 Q4 filed Jan. 19, 2023
Kaizen Financial Strategies 2022 Q3 filed Oct. 19, 2022
Kaizen Financial Strategies 2022 Q2 filed July 18, 2022

View all past filings

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