Karpus Investment Management

Latest statistics and disclosures from Karpus Management's latest quarterly 13F-HR filing:

Karpus Management portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Vanguard S&p 500 Etf idx fd 7.44 709014 +15.00% 198.69 0.00
BlackRock Income Trust (BKT) 3.29 9.61M -9.00% 6.48 6.37
Nuveen Barclays Shrt Term Muni bdfund 3.17 1.23M +19.00% 48.85 0.00
Vanguard European ETF (VGK) 3.04 1.18M -12.00% 48.73 53.41
Vanguard Small-Cap ETF (VB) 2.93 454545 -2.00% 122.18 118.34
Adams Express Company (ADX) 2.47 3.56M 13.15 13.84
Liberty All-Star Equity Fund (USA) 2.27 8.30M 5.18 5.78
General American Investors (GAM) 2.24 1.30M -12.00% 32.65 34.90
Morgan Stanley income sec 2.07 2.07M 18.92 0.00
BlackRock Credit All Inc Trust IV (BTZ) 2.04 2.90M 13.35 13.18
Nuveen Div. Advantage Muni. Fund (NAD) 2.04 2.57M NEW 15.07 14.12
SPDR S&P; 500 ETF (SPY) 2.02 176778 +39.00% 216.30 205.25
First Trust/Aberdeen Global Opportunity (FAM) 1.97 3.16M +4.00% 11.78 11.51
Vanguard Total Bond Market ETF (BND) 1.80 404117 +41.00% 84.14 82.52
Tri-Continental Corporation (TY) 1.74 1.54M -5.00% 21.38 21.62
Vanguard Pacific ETF (VPL) 1.72 537334 60.58 59.67
MFS Intermediate Income Trust (MIN) 1.55 6.49M -9.00% 4.53 4.89
Vanguard Total Stock Market ETF (VTI) 1.47 249686 +4.00% 111.33 106.32
Gabelli Equity Trust (GAB) 1.41 4.74M -28.00% 5.64 6.60
Nuveen Global Value Opportunities Fund (JGV) 1.36 2.16M +47.00% 11.94 12.62
MFS Investment Grade Municipal Trust (CXH) 1.27 2.31M 10.39 9.38
Blackrock Science & 1.26 1.28M 18.63 0.00
Boulder Growth & Income Fund (BIF) 1.25 2.83M -7.00% 8.38 8.56
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.10 1.32M -49.00% 15.74 13.87
Vanguard Short-Term Bond ETF (BSV) 1.09 254315 +60.00% 80.83 80.04
Nuveen Insd Dividend Advantage 1.07 1.26M -48.00% 16.07 0.00
Vanguard Emerging Markets ETF (VWO) 1.06 534160 37.63 39.44
Allianzgi Equity & Conv In 1.06 1.07M -13.00% 18.72 0.00
Cohen & Steers infrastucture Fund (UTF) 1.03 903500 -12.00% 21.54 22.30
Japan Smaller Capitalizaion Fund (JOF) 1.03 1.84M 10.55 9.60
Ar Cap Acquisition 1.03 1.98M +6.00% 9.89 0.00
Easterly Acquisition 1.03 1.96M +5.00% 9.94 0.00
Harmony Merger 1.02 1.91M 10.06 0.00
BlackRock Core Bond Trust (BHK) 1.00 1.33M -20.00% 14.21 13.40
Swiss Helvetia Fund (SWZ) 0.98 1.73M -3.00% 10.69 11.23
Vanguard Information Technology ETF (VGT) 0.96 151610 +5.00% 120.37 105.97
Nuveen Ins Ny Tx Fr Adv Mun 0.96 1.29M -3.00% 14.12 0.00
First Trust Enhanced Equity Income Fund (FFA) 0.94 1.33M 13.36 14.54
Voya Infrastructure Industrial & Materia 0.94 1.32M -6.00% 13.48 0.00
Zweig Fund 0.93 1.36M -16.00% 12.95 0.00
Duff & Phelps Utility & Corp Bond Trust (DUC) 0.92 1.77M -17.00% 9.77 9.61
iShares MSCI Canada Index (EWC) 0.91 668504 25.69 26.66
Managed Duration Invtmt Grd Mun Fund (MZF) 0.88 1.15M +3.00% 14.36 13.66
Gabelli Dividend & Income Trust (GDV) 0.85 833874 -22.00% 19.21 21.05
Eaton Vance Municipal Bond Fund (EIM) 0.85 1.18M -21.00% 13.62 12.71
Federated Premier Intermediate Municipal (FPT) 0.85 1.14M -2.00% 14.12 12.89
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.81 1.05M +2679.00% 14.60 13.82
Vanguard FTSE All-World ex-US ETF (VEU) 0.80 334064 +3.00% 45.43 47.62
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.77 963612 -3.00% 15.16 14.39
Asia Pacific Fund (APB) 0.75 1.33M 10.57 10.99
Virtus Global Divid Income F 0.75 1.18M NEW 12.04 0.00
BlackRock Global Opportunities Equity Tr (BOE) 0.74 1.14M -16.00% 12.25 13.61
Ishares Tr hdg msci japan 0.74 568550 24.78 0.00
Lennox International (LII) 0.73 88031 157.04 107.33
Nuveen Int Dur Qual Mun Trm 0.72 981098 -18.00% 13.85 0.00
Tekla Healthcare Opportunit Shs Added shs added 0.71 766677 17.48 0.00
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.68 2.17M 5.93 0.00
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 0.66 1.11M -37.00% 11.19 11.23
Lazard World Dividend & Income Fund (LOR) 0.64 1.20M +129.00% 10.10 12.48
Quinpario Acquisition Corp 2 0.64 1.22M +34.00% 9.91 0.00
Madison Strategic Sector Premium Fund (MSP) 0.60 967750 +22.00% 11.75 12.21
New Ireland Fund (IRL) 0.57 879792 -3.00% 12.24 13.02
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 0.54 980850 10.41 0.00
Nuveen Dow 30 Dyn Overwrite shs 0.50 651632 -30.00% 14.42 0.00
Vanguard Long-Term Bond ETF (BLV) 0.49 94665 +1713.00% 98.60 94.21
Capitol Acquisition Corp Iii 0.48 928776 +6.00% 9.80 0.00
Invesco Van Kampen Bond Fund (VBF) 0.45 443748 -59.00% 19.35 18.45
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.45 622234 -24.00% 13.57 13.26
Madison Covered Call Eq Strat 0.45 1.10M +19.00% 7.78 0.00
Allianzgi Nfj Divid Int Prem S cefs 0.45 674877 -7.00% 12.64 0.00
Electrum Spl Acquisition Cor shs 0.44 841675 +379.00% 9.84 0.00
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.43 123085 +727.00% 66.78 64.51
Eaton Vance Mun Bd Fd Ii 0.43 598283 -3.00% 13.50 0.00
John Hancock Income Securities Trust (JHS) 0.43 549616 -11.00% 14.85 14.06
Barington Hilco Acquisition 0.43 818466 +76.00% 10.05 0.00
iShares MSCI ACWI ex US Index Fund (ACWX) 0.42 189626 -6.00% 41.48 43.35
Wells Fargo Adv Global Dividend Opport (EOD) 0.40 1.30M -7.00% 5.81 7.56
Voya Global Eq Div & Pr Opp Fd 0.40 1.05M -47.00% 7.26 0.00
Japan Equity Fund ietf 0.35 816086 +15.00% 8.22 0.00
New Germany Fund (GF) 0.32 415846 +38.00% 14.35 15.11
Nuveen Core Equity Alpha Fund (JCE) 0.32 439705 -24.00% 13.73 17.00
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.30 389033 -4.00% 14.73 13.62
Jensyn Acquisition 0.27 510725 NEW 10.03 0.00
VIRTUS GLOBAL Multi-sec 0.26 310994 -28.00% 15.89 0.00
Nuveen Ohio Quality Income M 0.25 283025 -3.00% 16.49 0.00
Dividend & Income Fund 0.25 429746 -2.00% 11.21 0.00
European Equity Fund (EEA) 0.24 583610 -2.00% 7.90 8.57
Hennessy Cap Acquisition Cor 0.23 451820 9.80 0.00
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.22 271204 15.12 14.10
Singapore Fund 0.20 404062 -5.00% 9.37 0.00
China Fund (CHN) 0.18 201554 16.44 18.59
Voya Emerging Markets High I etf 0.18 418352 8.19 0.00
Invesco Quality Municipal Inc Trust (IQI) 0.17 231405 -77.00% 13.80 12.46
Macquarie Global Infr Total Rtrn Fnd (MGU) 0.16 141733 -4.00% 21.80 24.39
BlackRock Enhanced Government Fund (EGF) 0.15 204450 13.77 13.76
Lazard Global Total Return & Income Fund (LGI) 0.14 195649 -21.00% 13.97 15.81
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.14 271293 NEW 9.67 0.00
Alpine Global Dynamic Fd 0.14 305765 -2.00% 8.70 0.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.12 298614 -86.00% 7.89 8.19
Double Eagle Acquisition Cor 0.12 223050 +3.00% 9.90 0.00
Cf Corp shs cl a 0.12 231400 NEW 9.79 0.00
Morgan Stanley Emerging Markets Fund (MSF) 0.11 142081 14.55 14.45
Morgan Stanley Asia Pacific Fund (APF) 0.11 133022 -6.00% 15.09 15.51
Templeton Emerging Markets (EMF) 0.11 161982 -4.00% 12.63 15.02
Vanguard Europe Pacific ETF (VEA) 0.10 52586 -6.00% 37.41 39.04
Hydra Inds Acquisition 0.10 196682 +38.00% 9.96 0.00
Nexpoint Credit Strategies Fund 0.09 80395 -63.00% 22.23 0.00
EATON VANCE MI Municipal 0.08 108213 -5.00% 14.15 0.00
Deutsche High Income Opport 0.08 105000 14.15 0.00
Morgan Stanley India Investment Fund (IIF) 0.07 43471 28.43 28.81
Jpmorgan China Region Fd 0.07 81100 -25.00% 17.23 0.00
Voya Asia Pacific High Div Equity Income Fund 0.07 133337 9.84 0.00
Vaneck Vectors Amt-free Shrt M bdfund 0.07 72700 +2.00% 17.66 0.00
Templeton Dragon Fund (TDF) 0.06 59600 -2.00% 17.63 23.59
Royce Value Trust (RVT) 0.06 84531 -11.00% 12.66 14.19
BlackRock New York Insured Municipal (BSE) 0.06 79577 14.70 13.36
Eaton Vance Pa Muni Income T sh ben int 0.06 85416 -10.00% 13.14 0.00
Virtus Total Return Fund Cef 0.06 248515 NEW 4.74 0.00
Global Partner Acquisition C 0.06 113533 NEW 9.82 0.00
Boulevard Acquisition cl a 0.06 109200 9.82 0.00
Exxon Mobil Corporation (XOM) 0.05 10668 87.27 84.57
Aberdeen Latin Amer Eqty Fd 0.05 43233 -10.00% 21.26 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.05 61200 14.04 0.00
Jm Global Hldg 0.05 97050 +79.00% 9.89 0.00
Klr Energy Acquisition Corp cl a 0.05 92325 +814.00% 10.12 0.00
iShares MSCI Emerging Markets Indx (EEM) 0.04 21670 37.47 38.45
Constellation Brands (STZ) 0.04 4240 166.51 115.30
Gabelli mutual funds - 0.04 75290 -2.00% 10.81 0.00
First Tr Dynamic Europe Eqt 0.04 50276 -40.00% 15.71 0.00
Aberdeen Australia Equity Fund (IAF) 0.03 94593 -29.00% 5.82 7.22
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.03 4700 126.60 122.65
Invesco Van Kampen Municipal Trust (VKQ) 0.03 42100 -82.00% 13.80 12.65
Cohen and Steers Global Income Builder (INB) 0.03 73817 -4.00% 8.89 11.97
Invesco Insured Municipal Income Trust (IIM) 0.03 35800 NEW 16.37 15.93
Eaton Vance Oh Muni Income T sh ben int 0.03 43410 -55.00% 15.11 0.00
Home Depot (HD) 0.02 2741 +52.00% 128.79 113.11
Kimberly-Clark Corporation (KMB) 0.02 3342 126.27 103.80
Constellation Brands (STZ.B) 0.02 2696 166.91 0.00
Ishares Tr core msci euro 0.02 7300 +4.00% 41.37 0.00
Microsoft Corporation (MSFT) 0.01 3872 NEW 57.59 42.00
Johnson & Johnson (JNJ) 0.01 2076 118.02 98.55
Walt Disney Company (DIS) 0.01 2944 93.07 103.60
Nucor Corporation (NUE) 0.01 4168 49.42 45.99
Paychex (PAYX) 0.01 4765 57.92 48.92
International Business Machines (IBM) 0.01 1400 158.57 158.25
Pepsi (PEP) 0.01 2370 108.86 93.96
Procter & Gamble Company (PG) 0.01 2484 89.77 81.31
Gabelli Global Multimedia Trust (GGT) 0.01 19185 +5.00% 7.71 9.57
Sempra Energy (SRE) 0.01 2050 106.83 106.08
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.01 17200 8.49 9.03
ProShares Short 20+ Year Treasury ETF (TBF) 0.01 10000 21.00 24.83
Putnam Municipal Opportunities Trust (PMO) 0.01 10874 -85.00% 13.33 12.16
Blackrock New York Municipal Bond Trust (BQH) 0.01 10340 -21.00% 15.67 14.44
Wp Carey 0.01 3889 64.54 0.00
Novanta 0.01 15342 17.34 0.00
Pacholder High Yield Fd 0.00 10000 7.10 0.00

Past 13F-HR SEC Filings for Karpus Management