Karpus Investment Management

Latest statistics and disclosures from Karpus Management's latest quarterly 13F-HR filing:

Karpus Management portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Nuveen Barclays Shrt Term Muni bdfund 4.77 1.73M +41.00% 47.94 0.00
Vanguard Small-Cap ETF (VB) 3.51 473422 +4.00% 128.96 132.33
BlackRock Income Trust (BKT) 3.49 9.59M 6.33 6.20
SPDR S&P; 500 ETF (SPY) 2.70 209907 +18.00% 223.53 235.54
Vanguard European ETF (VGK) 2.68 971521 -17.00% 47.94 51.58
Adams Express Company (ADX) 2.65 3.63M 12.71 13.74
Liberty All-Star Equity Fund (USA) 2.49 8.40M 5.16 5.47
BlackRock Credit All Inc Trust IV (BTZ) 2.42 3.25M +12.00% 12.97 13.02
Morgan Stanley income sec inc 2.17 2.10M 17.94 0.00
First Trust/Aberdeen Global Opportunity (FAM) 2.16 3.36M +6.00% 11.16 11.62
Eaton Vance Municipal Bond Fund (EIM) 2.05 2.87M +142.00% 12.41 12.49
General American Investors (GAM) 2.01 1.12M -13.00% 31.18 33.38
Vanguard Total Bond Market ETF (BND) 1.91 412420 +2.00% 80.79 81.16
Tri-Continental Corporation (TY) 1.89 1.49M -2.00% 22.05 23.01
Vanguard Pacific ETF (VPL) 1.86 556309 +3.00% 58.12 63.97
Vanguard Total Stock Market ETF (VTI) 1.63 245477 115.32 121.08
MFS Intermediate Income Trust (MIN) 1.52 5.94M -8.00% 4.44 4.31
Gabelli Equity Trust (GAB) 1.50 4.74M 5.52 5.93
MFS Investment Grade Municipal Trust (CXH) 1.38 2.56M +10.00% 9.37 9.65
iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 1.34 222000 NEW 105.07 105.59
Blackrock Science & 1.24 1.21M -5.00% 17.94 0.00
BLACKROCK INTL GRWTH & INC T COM Bene Inter 1.23 3.89M +79.00% 5.51 0.00
Nuveen Ins Ny Tx Fr Adv Mun 1.23 1.67M +29.00% 12.81 0.00
Vanguard Short-Term Bond ETF (BSV) 1.14 248600 -2.00% 79.45 79.69
Boulder Growth & Income Fund (BIF) 1.12 2.18M -23.00% 8.94 9.28
Allianzgi Equity & Conv In 1.12 1.06M 18.42 0.00
Easterly Acquisition 1.11 1.95M 9.85 0.00
Vanguard Information Technology ETF (VGT) 1.10 157157 +3.00% 121.50 135.54
Vanguard Emerging Markets ETF (VWO) 1.08 525755 35.78 40.25
Harmony Merger 1.08 1.85M -3.00% 10.12 0.00
PowerShares VRDO Tax Free Weekly Por ETF (PVI) 1.07 750000 NEW 24.94 24.92
Managed Duration Invtmt Grd Mun Fund (MZF) 1.06 1.40M +21.00% 13.12 13.23
First Trust Enhanced Equity Income Fund (FFA) 1.05 1.35M 13.51 14.21
iShares MSCI Canada Index (EWC) 1.03 685391 +2.00% 26.15 27.04
BlackRock Core Bond Trust (BHK) 1.03 1.38M +3.00% 13.01 13.32
Vanguard FTSE All-World ex-US ETF (VEU) 1.00 393007 +17.00% 44.18 48.18
Nuveen Div. Advantage Muni. Fund (NAD) 1.00 1.25M -51.00% 13.96 13.72
Federated Premier Intermediate Municipal (FPT) 0.98 1.34M +17.00% 12.66 13.13
Japan Smaller Capitalizaion Fund (JOF) 0.98 1.76M -4.00% 9.72 10.91
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.94 1.18M +22.00% 13.80 13.85
Madison Strategic Sector Premium Fund (MSP) 0.94 1.37M +41.00% 11.89 12.05
Duff & Phelps Utility & Corp Bond Trust (DUC) 0.92 1.70M -3.00% 9.44 9.23
Gabelli Dividend & Income Trust (GDV) 0.85 733782 -12.00% 20.04 20.88
Swiss Helvetia Fund (SWZ) 0.85 1.44M -16.00% 10.21 11.56
Lazard World Dividend & Income Fund (LOR) 0.85 1.50M +25.00% 9.91 10.70
Ishares Msci Japan 0.85 301717 NEW 48.86 0.00
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 0.83 1.30M +17.00% 11.14 11.15
Asia Pacific Fund (APB) 0.79 1.42M +6.00% 9.72 12.20
Lennox International (LII) 0.77 87294 153.17 168.69
Virtus Global Divid Income F 0.73 1.05M -10.00% 12.04 0.00
Madison Covered Call Eq Strat 0.72 1.64M +49.00% 7.70 0.00
BlackRock Enhanced Capital and Income Fd (CII) 0.69 876207 NEW 13.71 14.24
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.69 845309 -35.00% 14.14 14.38
Zweig Fund 0.69 999223 -26.00% 12.09 0.00
Quinpario Acquisition Corp 2 0.69 1.20M 9.95 0.00
BlackRock Global Opportunities Equity Tr (BOE) 0.66 990536 -13.00% 11.57 12.41
Cohen & Steers infrastucture Fund (UTF) 0.66 592716 -34.00% 19.36 21.43
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.63 819160 -22.00% 13.34 13.32
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.59 849420 +36.00% 12.16 12.17
New Ireland Fund (IRL) 0.59 861233 -2.00% 11.97 12.78
VIRTUS GLOBAL Multi-sec 0.58 660031 +112.00% 15.33 0.00
Electrum Spl Acquisition Cor shs 0.54 946765 +12.00% 9.90 0.00
Capitol Acquisition Corp Iii 0.53 927876 9.95 0.00
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 0.51 949162 -3.00% 9.44 0.00
Tekla Healthcare Opportunit Shs Added shs added 0.51 577056 -24.00% 15.52 0.00
Vanguard Long-Term Bond ETF (BLV) 0.50 97570 +3.00% 89.13 90.49
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.50 967458 +256.00% 8.95 0.00
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.50 645604 +138.00% 13.59 13.61
New Germany Fund (GF) 0.49 645890 +55.00% 13.07 14.69
Allianzgi Nfj Divid Int Prem S cefs 0.49 670792 12.61 0.00
iShares S&P; Europe 350 Index (IEV) 0.46 208185 NEW 38.81 41.91
Voya Infrastructure Industrial & Materia 0.46 614797 -53.00% 12.98 0.00
Nuveen Dow 30 Dyn Overwrite shs 0.46 538637 -17.00% 15.00 0.00
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.45 122775 63.92 64.32
iShares MSCI ACWI ex US Index Fund (ACWX) 0.44 189726 40.27 43.92
Nuveen Core Equity Alpha Fund (JCE) 0.44 590675 +34.00% 13.08 13.87
Nuveen Int Dur Qual Mun Trm 0.44 627829 -36.00% 12.30 0.00
Barington Hilco Acquisition 0.44 755868 -7.00% 10.16 0.00
Hennessy Cap Acquisition Cor 0.44 750975 +66.00% 10.08 0.00
Eaton Vance Mun Bd Fd Ii 0.42 590185 12.30 0.00
M Iii Acquisition Corp equities 0.40 707950 NEW 9.75 0.00
Japan Equity Fund ietf 0.37 866047 +6.00% 7.36 0.00
John Hancock Income Securities Trust (JHS) 0.33 406847 -25.00% 14.02 14.10
Jensyn Acquisition 0.31 536575 +5.00% 10.17 0.00
Nuveen Insd Dividend Advantage 0.29 353419 -71.00% 14.46 0.00
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.27 359570 -7.00% 13.22 13.26
Nuveen Ohio Quality Income M 0.26 312779 +10.00% 14.53 0.00
European Equity Fund (EEA) 0.25 559301 -4.00% 7.72 8.28
Gp Invts Acquisition Cor shs 0.24 413825 NEW 9.90 0.00
Wells Fargo Adv Global Dividend Opport (EOD) 0.21 655100 -49.00% 5.45 5.77
Voya Global Eq Div & Pr Opp Fd 0.21 537430 -48.00% 6.78 0.00
Macquarie Global Infr Total Rtrn Fnd (MGU) 0.20 175447 +23.00% 19.73 22.66
China Fund (CHN) 0.19 224097 +11.00% 15.05 16.81
Eaton Vance Tax-advntg Glbl Di 0.18 217072 NEW 14.07 0.00
Invesco Van Kampen Bond Fund (VBF) 0.18 172991 -61.00% 18.49 18.68
Ing Global Advantage And Premium Opportunity Fund 0.18 313778 NEW 9.83 0.00
Singapore Fund 0.17 334882 -17.00% 8.66 0.00
Alpine Global Dynamic Fd 0.17 332698 +8.00% 8.77 0.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.16 217760 NEW 12.40 13.07
Invesco Van Kampen Municipal Trust (VKQ) 0.16 223267 +430.00% 12.26 12.45
Cohen and Steers Global Income Builder (INB) 0.16 317667 +330.00% 8.53 9.17
Voya Emerging Markets High I etf 0.15 359442 -14.00% 7.45 0.00
Vaneck Vectors Amt-free Shrt M bdfund 0.15 154443 +112.00% 17.25 0.00
Double Eagle Acquisition Cor 0.13 221850 9.90 0.00
Cf Corp shs cl a 0.13 231400 9.92 0.00
iShares MSCI Emerging Markets Indx (EEM) 0.12 60980 +181.00% 35.01 39.88
Templeton Emerging Markets (EMF) 0.12 173192 +6.00% 12.09 14.07
Morgan Stanley Emerging Markets Fund (MSF) 0.10 129482 -8.00% 13.18 14.81
Morgan Stanley Asia Pacific Fund (APF) 0.10 127650 -4.00% 13.50 15.30
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.09 153950 NEW 10.35 11.12
BlackRock New York Insured Municipal (BSE) 0.09 122601 +54.00% 13.11 13.10
Deutsche High Income Opport 0.09 105000 14.41 0.00
First Tr Dynamic Europe Eqt 0.09 105104 +109.00% 15.52 0.00
Vanguard Europe Pacific ETF (VEA) 0.08 39399 -25.00% 36.55 39.51
EATON VANCE MI Municipal Inc 0.08 106247 12.84 0.00
Morgan Stanley India Investment Fund (IIF) 0.07 44217 25.62 31.22
Global Partner Acquisition C 0.07 114955 9.94 0.00
Royce Value Trust (RVT) 0.06 83831 13.38 13.90
Invesco Insured Municipal Income Trust (IIM) 0.06 72685 +103.00% 14.62 14.58
Eaton Vance Pa Muni Income T sh ben int 0.06 83363 -2.00% 12.12 0.00
Virtus Total Return Fund Cef 0.06 248315 4.47 0.00
Voya Asia Pacific High Div Equity Income Fund 0.06 113299 -15.00% 8.71 0.00
Boulevard Acquisition cl a 0.06 109200 9.89 0.00
Klr Energy Acquisition Corp cl a 0.06 93451 10.38 0.00
Jpmorgan China Region Fd 0.05 55983 -30.00% 15.58 0.00
Templeton Dragon Fund (TDF) 0.04 42555 -28.00% 16.38 18.66
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.04 55263 NEW 12.76 12.91
Nuveen Select Tax Free Incom Portfolio 2 (NXQ) 0.04 53128 NEW 13.31 13.39
Aberdeen Latin Amer Eqty Fd 0.04 38218 -11.00% 19.78 0.00
Van Kampen Advantage Muni Incm Tr II (VKI) 0.04 60263 NEW 11.18 11.16
BlackRock Muni New York Intr. Dur. Fnd. (MNE) 0.04 50303 NEW 13.58 13.58
Guggenheim Bld Amr Bds Mng D 0.04 35250 NEW 21.42 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.04 61155 12.25 0.00
Gabelli mutual funds - 0.04 70890 -5.00% 10.59 0.00
Eaton Vance New York Municipal Bond Fund (ENX) 0.03 47519 NEW 12.29 12.24
Putnam Managed Municipal Income Trust (PMM) 0.03 73251 NEW 7.07 7.27
Nuveen Select Tax-Free Incom Portfolio 3 (NXR) 0.03 39025 NEW 14.17 14.17
Eaton Vance Oh Muni Income T sh ben int 0.03 43410 13.57 0.00
Western Asset Global Cp Defi 0.03 29475 NEW 17.13 0.00
Jm Global Hldg 0.03 45775 -52.00% 9.85 0.00
M I Acquisitions 0.03 43700 NEW 10.00 0.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.02 29600 NEW 13.28 13.50
Invesco Quality Municipal Inc Trust (IQI) 0.02 24199 -89.00% 12.40 12.41
Pacholder High Yield Fd Inc Com 0.02 56032 +460.00% 7.19 0.00
Novanta 0.02 15342 20.99 0.00
Eaton Vance Pa Mun Bd Fd Com 0.01 18000 NEW 12.61 0.00
Neuberger Berman NY Int Mun Common (NBO) 0.01 17155 NEW 12.53 12.52
Putnam Municipal Opportunities Trust (PMO) 0.01 17324 +59.00% 11.95 12.07
Vanguard S&p 500 Etf idx fd 0.01 733991 +3.00% 0.35 0.00

Past 13F-HR SEC Filings for Karpus Management