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Seros Financial

Latest statistics and disclosures from Seros Financial's latest quarterly 13F-HR filing:

Top 5 stock holdings are SPMO, AVLV, QQQ, XSMO, LVHI, and represent 47.00% of Seros Financial's stock portfolio.
Added to shares of these 10 stocks: AVLV (+$9.4M), LVHI, PHYS, SCHX, XSMO, FPE, CRWD, VOO, PHYL, SCHF.
Started 10 new stock positions in SOXX, PSLV, META, PSEC, QTAC, SPCX, VEA, QTUM, PHYS, VOO.
Reduced shares in these 10 stocks: XLG (-$11M), QQQ, HYBI, TSLA, BIV, EEM, INTC, CAT, RWK, BRK.B.
Sold out of its positions in CMCT, CAT, INTC, XLG, RWK, EEM, Purple Innovatio, HYBI.
Seros Financial was a net buyer of stock by $10M.
Seros Financial has $197M in assets under management (AUM), dropping by 2.56%.
Central Index Key (CIK): 0002039918

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Portfolio Holdings for Seros Financial

Seros Financial holds 68 positions in its portfolio as reported in the September 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Invesco Exch Traded Fd Tr Ii S&p 500 Momntm (SPMO)	13.8	$27M		179k	151.58	View chart
American Centy Etf Tr Us Large Cap Vlu (AVLV)	9.8	$19M	+94%	213k	90.44	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	8.5	$17M	-9%	23k	739.77	View chart
Invesco Exchange Traded Fd T S&p Smlcp Moment (XSMO)	7.8	$15M	+8%	189k	81.58	View chart
Legg Mason Etf Invt Franklin Intl Lw (LVHI)	7.1	$14M	+22%	336k	41.71	View chart
Schwab Strategic Tr Intl Eqty Etf (SCHF)	6.9	$14M	+4%	493k	27.47	View chart
First Tr Exchng Traded Fd Vi Ft Vest Nasd Etf (BUFQ)	5.9	$12M	+3%	288k	40.52	View chart
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE)	5.3	$10M	+10%	611k	17.05	View chart
First Tr Exchng Traded Fd Vi Ft Ladd Buff Etf (BUFR)	5.2	$10M	+3%	274k	37.47	View chart
Schwab Strategic Tr Us Lrg Cap Etf (SCHX)	3.5	$6.9M	+23%	230k	30.00	View chart
Innovator Etfs Trust Laderd Alctn Pwr (BUFF)	2.7	$5.4M	+5%	100k	53.88	View chart
Dbx Etf Tr Xtrackers Shrt (SHYL)	2.6	$5.1M	+8%	120k	42.95	View chart
Vanguard Bd Index Fds Total Bnd Mrkt (BND)	2.2	$4.4M	+8%	63k	70.15	View chart
Pgim Etf Tr Actv Hy Bd Etf (PHYL)	1.4	$2.8M	+23%	83k	33.43	View chart
Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM)	1.2	$2.4M		7.8k	304.64	View chart
Sprott Asset Management Physical Gold Tr (PHYS)	1.1	$2.2M	NEW	70k	31.27	View chart
Innovator Etfs Trust Laddered Alc Bfr (BUFB)	1.0	$2.0M		50k	40.28	View chart
Vaneck Etf Trust Semiconductr Etf (SMH)	0.9	$1.8M	+4%	2.9k	609.00	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	0.8	$1.6M	+2%	2.1k	762.77	View chart
Apple (AAPL)	0.8	$1.5M	+2%	4.6k	333.00	View chart
Orion Marine (ORN)	0.7	$1.4M		169k	8.55	View chart
Crowdstrike Hldgs Cl A (CRWD)	0.6	$1.2M	+298%	4.5k	264.75	View chart
Ishares Tr Rus Tp200 Gr Etf (IWY)	0.6	$1.1M		3.9k	294.90	View chart
Microsoft Corporation (MSFT)	0.5	$1.1M	+5%	2.1k	512.87	View chart
Johnson Controls Internation SHS (JCI)	0.5	$1.1M		7.1k	148.65	View chart
Amazon (AMZN)	0.5	$1.0M		4.1k	249.15	View chart
Invesco Exch Traded Fd Tr Ii S&p 500 Hb Etf (SPHB)	0.5	$903k		6.0k	150.73	View chart
NVIDIA Corporation (NVDA)	0.4	$877k		3.8k	228.39	View chart
Vanguard Bd Index Fds Intermed Term (BIV)	0.4	$837k	-29%	12k	72.86	View chart
Vanguard Index Fds S&p 500 Etf Shs (VOO)	0.4	$777k	NEW	1.1k	700.86	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	0.3	$681k	-11%	1.4k	497.95	View chart
Neos Etf Trust Neos S&p 500 Hi (SPYI)	0.3	$529k	-6%	9.9k	53.17	View chart
Etf Ser Solutions Defia Quant Etf (QTUM)	0.2	$478k	NEW	3.2k	151.62	View chart
Ultimus Managers Tr Q3 All Season (QTAC)	0.2	$465k	NEW	18k	25.48	View chart
Sprott Asset Management Physical Silver (PSLV)	0.2	$450k	NEW	23k	19.37	View chart
Space Exploration Techn Corp Class A Com Stk (SPCX)	0.2	$427k	NEW	2.8k	150.86	View chart
Innovator Etfs Trust Us Eqty Pwr Buf (PFEB)	0.2	$417k	-16%	9.5k	44.05	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.2	$388k	+2%	1.1k	344.21	View chart
Broadcom (AVGO)	0.2	$387k	+26%	1.1k	351.19	View chart
Verisk Analytics (VRSK)	0.2	$373k	-12%	2.2k	167.85	View chart
Innovator Etfs Trust Grwt100 Pwr Buf (NJUL)	0.2	$365k	-9%	4.6k	78.63	View chart
Bank of America Corporation (BAC)	0.2	$361k		6.6k	54.43	View chart
Ishares Tr S&p 500 Val Etf (IVE)	0.2	$357k	-6%	1.6k	228.28	View chart
Etfis Ser Tr I Virtus Infrcap (PFFA)	0.2	$353k	-15%	18k	19.75	View chart
Shopify Cl A Sub Vtg Shs (SHOP)	0.2	$350k		2.4k	148.30	View chart
Advanced Micro Devices (AMD)	0.2	$340k		556.00	611.76	View chart
Ishares Tr Ishares Semicdtr (SOXX)	0.2	$333k	NEW	585.00	568.64	View chart
Innovator Etfs Trust Us Eqty Bufr Jul (BJUL)	0.2	$315k	-10%	5.7k	55.42	View chart
Abbvie (ABBV)	0.2	$310k	+4%	1.2k	261.59	View chart
Innovator Etfs Trust Us Eqt Pwr Buf (PAPR)	0.2	$307k		7.1k	43.18	View chart
Ishares Tr S&p 500 Grwt Etf (IVW)	0.1	$295k		2.1k	142.26	View chart
Costco Wholesale Corporation (COST)	0.1	$271k		298.00	908.97	View chart
Innovator Etfs Trust Us Eqty Pwr Buf (POCT)	0.1	$265k	-11%	5.5k	47.89	View chart
Meta Platforms Cl A (META)	0.1	$258k	NEW	355.00	725.42	View chart
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA)	0.1	$254k	NEW	3.6k	70.61	View chart
Ishares Tr Core S&p500 Etf (IVV)	0.1	$252k	+15%	329.00	765.85	View chart
Tesla Motors (TSLA)	0.1	$252k	-60%	709.00	354.81	View chart
Innovator Etfs Trust Us Eqty Pwr Buf (PSEP)	0.1	$240k	+11%	5.1k	46.86	View chart
Lam Research Corp Com New (LRCX)	0.1	$237k		720.00	328.52	View chart
Innovator Etfs Trust Us Eqty Pwr Buf (PMAY)	0.1	$236k		5.6k	42.26	View chart
Motorola Solutions Com New (MSI)	0.1	$228k		511.00	445.97	View chart
Ishares Tr Russell 2000 Etf (IWM)	0.1	$227k	-9%	816.00	277.83	View chart
Innovator Etfs Trust Us Eqty Buf Dec (BDEC)	0.1	$222k		4.1k	54.64	View chart
Innovator Etfs Trust Us Sml Cp Pwr B (KJUL)	0.1	$220k		6.7k	32.90	View chart
Johnson & Johnson (JNJ)	0.1	$216k	-4%	815.00	264.74	View chart
UnitedHealth (UNH)	0.1	$202k	-3%	550.00	367.08	View chart
Prospect Capital Corporation (PSEC)	0.1	$123k	NEW	59k	2.08	View chart
Energy Vault Holdings (NRGV)	0.0	$63k		16k	3.97	View chart

Past Filings by Seros Financial

SEC 13F filings are viewable for Seros Financial going back to 2024

Seros Financial 2026 Q3 filed Oct. 21, 2026
Seros Financial 2026 Q2 filed Aug. 13, 2026
Seros Financial 2026 Q1 filed May 5, 2026
Seros Financial 2025 Q4 filed Feb. 6, 2026
Seros Financial 2025 Q3 restated filed Dec. 11, 2025
Seros Financial 2025 Q3 filed Nov. 5, 2025
Seros Financial 2025 Q2 filed July 21, 2025
Seros Financial 2025 Q1 filed April 16, 2025
Seros Financial 2024 Q4 filed Jan. 17, 2025

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