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Smh Capital Advisors

Latest statistics and disclosures from Smh Capital Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are Capital Southwest Corp, Wisdomtree Investments, TRIN, SPHY, CSWC, and represent 60.00% of Smh Capital Advisors's stock portfolio.
Added to shares of these 10 stocks: Riot Platforms Inc Note 0.750 1/1, TRIN, Super Micro Computer, Mara Holdings Inc Note 6/0, TPG, VICI, CSWC, MAIN, HTGC, CGBD.
Started 4 new stock positions in TPG, Super Micro Computer, Riot Platforms Inc Note 0.750 1/1, Mara Holdings Inc Note 6/0.
Reduced shares in these 10 stocks: SPHY, HASI, DKS, GROW, Capital Southwest Corp, Wisdomtree, PSEC, NXDT, CG, CSQ.
Smh Capital Advisors was a net buyer of stock by $13k.
Smh Capital Advisors has $49M in assets under management (AUM), dropping by 0.22%.
Central Index Key (CIK): 0001180391

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Positions held by Smh Capital Advisors consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Smh Capital Advisors

Smh Capital Advisors holds 55 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Capital Southwest Corp Note 5.125%11/1	24.5	$12M		12M	0.99	View chart
Wisdomtree Note 3.250% 6/1	22.0	$11M		9.4M	1.16	View chart
Trinity Cap (TRIN)	5.1	$2.5M	+22%	171k	14.65	View chart
Spdr Series Trust State Street Spd (SPHY)	4.9	$2.4M	-49%	101k	23.67	View chart
Capital Southwest Corporation (CSWC)	3.5	$1.7M	+2%	78k	22.15	View chart
Vici Pptys (VICI)	2.8	$1.4M	+11%	49k	28.12	View chart
Riot Platforms Note 0.750% 1/1	2.5	$1.2M	NEW	1.1M	1.13	View chart
Main Street Capital Corporation (MAIN)	2.3	$1.1M		19k	60.39	View chart
Carlyle Group (CG)	2.3	$1.1M		19k	59.11	View chart
Prospect Capital Corporation (PSEC)	2.2	$1.1M	-2%	427k	2.59	View chart
Blue Owl Capital Com Cl A (OWL)	2.1	$1.0M		68k	14.94	View chart
Hercules Technology Growth Capital (HTGC)	1.6	$773k		41k	18.82	View chart
Civitas Resources Com New	1.4	$697k		26k	27.09	View chart
Wisdomtree Note 3.250% 8/1	1.2	$597k	-9%	498k	1.20	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	1.1	$559k		819.00	682.32	View chart
Super Micro Computer Note 3.500% 3/0	0.9	$449k	NEW	505k	0.89	View chart
Realty Income (O)	0.9	$434k		7.7k	56.37	View chart
Mara Holdings Note 6/0	0.8	$416k	NEW	500k	0.83	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	0.8	$413k		7.7k	53.76	View chart
Ishares Tr Msci Eafe Etf (EFA)	0.8	$410k		4.3k	96.02	View chart
Dick's Sporting Goods (DKS)	0.8	$403k	-25%	2.0k	197.97	View chart
Rithm Capital Corp Com New (RITM)	0.8	$392k		36k	10.90	View chart
Highpeak Energy (HPK)	0.7	$324k		68k	4.74	View chart
Granite Constr Note 3.250% 6/1	0.6	$319k		200k	1.59	View chart
Adams Express Company (ADX)	0.6	$303k		13k	23.32	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	0.6	$284k	-2%	15k	19.20	View chart
Tcg Bdc (CGBD)	0.6	$277k		22k	12.49	View chart
Hannon Armstrong (HASI)	0.6	$273k	-37%	8.7k	31.43	View chart
Apollo Global Mgmt (APO)	0.6	$272k		1.9k	144.73	View chart
Virtus Allianzgi Equity & Conv (NIE)	0.5	$266k		11k	24.92	View chart
AllianceBernstein Global Hgh Incm (AWF)	0.5	$258k		24k	10.69	View chart
Gabelli Dividend & Income Trust (GDV)	0.5	$251k		9.1k	27.77	View chart
Fubotv Class A Com Shs (FUBO)	0.5	$249k		99k	2.52	View chart
Lyft Note 0.625% 3/0	0.5	$240k		200k	1.20	View chart
BlackRock Credit All Inc Trust IV (BTZ)	0.5	$237k		22k	10.83	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.5	$236k		27k	8.90	View chart
Innovative Industria A (IIPR)	0.5	$232k		4.9k	47.36	View chart
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT)	0.5	$227k		9.0k	25.18	View chart
Nexpoint Diversified Rel Et Com New (NXDT)	0.5	$224k	-3%	58k	3.83	View chart
WisdomTree Investments (WT)	0.4	$218k		18k	12.19	View chart
TPG Com Cl A (TPG)	0.4	$217k	NEW	3.4k	63.84	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.4	$214k		348.00	615.17	View chart
Blackline Note 1.000% 6/0	0.4	$211k		200k	1.05	View chart
American Tower Reit (AMT)	0.4	$211k		1.2k	175.57	View chart
John Hancock Tax-Advantage Dvd Incom (HTD)	0.4	$207k		8.7k	23.66	View chart
Cohen & Steers Quality Income Realty (RQI)	0.3	$170k		15k	11.42	View chart
Selectquote Ord (SLQT)	0.3	$166k		118k	1.41	View chart
Blackrock Multi-sector Incom other (BIT)	0.3	$166k		13k	13.06	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.3	$146k		12k	12.02	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	0.3	$142k		12k	11.63	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.3	$136k		13k	10.82	View chart
Templeton Emerging Markets Income Fund (TEI)	0.3	$135k		21k	6.45	View chart
Eaton Vance Municipal Bond Fund (EIM)	0.3	$133k		14k	9.73	View chart
U S Global Invs Cl A (GROW)	0.2	$99k	-55%	41k	2.41	View chart
Afc Gamma Ord (AFCG)	0.2	$74k		26k	2.85	View chart

Past Filings by Smh Capital Advisors

SEC 13F filings are viewable for Smh Capital Advisors going back to 2017

Smh Capital Advisors 2025 Q4 filed Feb. 12, 2026
Smh Capital Advisors 2025 Q3 filed Nov. 13, 2025
Smh Capital Advisors 2025 Q2 filed Aug. 6, 2025
Smh Capital Advisors 2025 Q1 filed May 8, 2025
Smh Capital Advisors 2024 Q4 filed Feb. 12, 2025
Smh Capital Advisors 2024 Q3 filed Nov. 8, 2024
Smh Capital Advisors 2024 Q2 filed Aug. 12, 2024
Smh Capital Advisors 2024 Q1 filed May 13, 2024
Smh Capital Advisors 2023 Q4 filed Feb. 6, 2024
Smh Capital Advisors 2023 Q3 filed Nov. 8, 2023
Smh Capital Advisors 2023 Q2 filed Aug. 8, 2023
Smh Capital Advisors 2023 Q1 filed May 15, 2023
Smh Capital Advisors 2022 Q4 filed Feb. 14, 2023
Smh Capital Advisors 2022 Q3 filed Nov. 3, 2022
Smh Capital Advisors 2022 Q2 restated filed Aug. 10, 2022
Smh Capital Advisors 2022 Q2 filed July 27, 2022

View all past filings

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