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Smh Capital Advisors

Latest statistics and disclosures from Smh Capital Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are Capital Southwest Corp, Wisdomtree Investments, SPHY, TRIN, CSWC, and represent 63.12% of Smh Capital Advisors's stock portfolio.
Added to shares of these 10 stocks: SPHY, PSEC, HTGC, Wisdomtree, CSWC, OWL, HPK, FUBO, Granite Constr, Lyft Inc Note 0.625 3/0.
Started 12 new stock positions in Lyft Inc Note 0.625 3/0, IIPR, Granite Constr, QQQ, SLQT, Wisdomtree, HPK, APO, FUBO, AMT. BlackLine 1.000 01-Jun-2029, HTGC.
Reduced shares in these 10 stocks: Wisdomtree, SPY, Capital Southwest Corp, PNNT, VZ, , VCTR, ONL, GROW, Momo Inc note 1.250% 7/0.
Sold out of its positions in CODI, Momo Inc note 1.250% 7/0, ONL, PNNT, VZ, VCTR, Wisdomtree.
Smh Capital Advisors was a net buyer of stock by $4.8M.
Smh Capital Advisors has $49M in assets under management (AUM), dropping by 11.26%.
Central Index Key (CIK): 0001180391

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Positions held by Smh Capital Advisors consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Smh Capital Advisors

Smh Capital Advisors holds 51 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Capital Southwest Corp Note 5.125%11/1	24.2	$12M	-4%	12M	0.97	View chart
Wisdomtree Note 3.250% 6/1	21.7	$11M		9.4M	1.14	View chart
Spdr Series Trust Portfli High Yld (SPHY)	9.7	$4.8M	+222%	200k	23.80	View chart
Trinity Cap (TRIN)	4.3	$2.1M	+2%	139k	15.09	View chart
Capital Southwest Corporation (CSWC)	3.2	$1.6M	+69%	77k	20.32	View chart
Vici Pptys (VICI)	2.7	$1.3M	+7%	44k	29.99	View chart
Prospect Capital Corporation (PSEC)	2.4	$1.2M	+201%	439k	2.66	View chart
Blue Owl Capital Com Cl A (OWL)	2.2	$1.1M	+95%	68k	15.77	View chart
Main Street Capital Corporation (MAIN)	2.2	$1.1M		19k	56.92	View chart
Carlyle Group (CG)	2.1	$1.0M		19k	53.32	View chart
Civitas Resources Com New (CIVI)	1.5	$742k	+24%	26k	28.83	View chart
Hercules Technology Growth Capital (HTGC)	1.5	$727k	NEW	41k	17.92	View chart
Wisdomtree Note 3.250% 8/1	1.3	$650k	NEW	548k	1.19	View chart
Dick's Sporting Goods (DKS)	1.2	$603k		2.7k	221.45	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	1.1	$562k	-56%	824.00	682.46	View chart
Highpeak Energy (HPK)	0.9	$458k	NEW	69k	6.65	View chart
Realty Income (O)	0.9	$446k		7.7k	57.98	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	0.9	$421k		7.7k	54.97	View chart
Ishares Tr Msci Eafe Etf (EFA)	0.8	$402k		4.3k	94.48	View chart
Rithm Capital Corp Com New (RITM)	0.8	$394k	+5%	36k	10.97	View chart
Hannon Armstrong (HASI)	0.8	$383k		14k	27.71	View chart
Fubotv (FUBO)	0.8	$375k	NEW	99k	3.78	View chart
Adams Express Company (ADX)	0.6	$307k		13k	23.28	View chart
Granite Constr Note 3.250% 6/1	0.6	$291k	NEW	200k	1.46	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	0.6	$291k		15k	19.30	View chart
Virtus Allianzgi Equity & Conv (NIE)	0.6	$277k		11k	25.93	View chart
Tcg Bdc (CGBD)	0.6	$277k		22k	12.64	View chart
AllianceBernstein Global Hgh Incm (AWF)	0.5	$265k		24k	11.01	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.5	$253k		27k	9.51	View chart
Lyft Note 0.625% 3/0	0.5	$248k	NEW	200k	1.24	View chart
BlackRock Credit All Inc Trust IV (BTZ)	0.5	$247k		22k	11.17	View chart
Selectquote Ord (SLQT)	0.5	$246k	NEW	118k	2.08	View chart
Gabelli Dividend & Income Trust (GDV)	0.5	$246k		9.1k	27.11	View chart
Innovative Industria A (IIPR)	0.5	$245k	NEW	4.9k	50.15	View chart
Apollo Global Mgmt (APO)	0.5	$233k	NEW	1.9k	124.30	View chart
U S Global Invs Cl A (GROW)	0.5	$228k	-8%	92k	2.49	View chart
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT)	0.5	$222k		9.0k	24.64	View chart
John Hancock Tax-Advantage Dvd Incom (HTD)	0.4	$219k		8.8k	24.90	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.4	$219k	NEW	348.00	629.59	View chart
American Tower Reit (AMT)	0.4	$215k	NEW	1.2k	178.98	View chart
Blackline Note 1.000% 6/0	0.4	$215k	NEW	200k	1.07	View chart
WisdomTree Investments (WT)	0.4	$214k	+5%	18k	11.96	View chart
Nexpoint Diversified Rel Et Com New (NXDT)	0.4	$192k	+2%	60k	3.18	View chart
Cohen & Steers Quality Income Realty (RQI)	0.4	$180k		15k	12.09	View chart
Blackrock Multi-sector Incom other (BIT)	0.3	$167k		13k	13.24	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.3	$145k		12k	11.99	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	0.3	$142k		12k	11.65	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.3	$139k		13k	10.99	View chart
Eaton Vance Municipal Bond Fund (EIM)	0.3	$136k		14k	9.96	View chart
Templeton Emerging Markets Income Fund (TEI)	0.3	$135k		21k	6.46	View chart
Afc Gamma Ord (AFCG)	0.2	$85k		26k	3.25	View chart

Past Filings by Smh Capital Advisors

SEC 13F filings are viewable for Smh Capital Advisors going back to 2017

Smh Capital Advisors 2025 Q3 filed Nov. 13, 2025
Smh Capital Advisors 2025 Q2 filed Aug. 6, 2025
Smh Capital Advisors 2025 Q1 filed May 8, 2025
Smh Capital Advisors 2024 Q4 filed Feb. 12, 2025
Smh Capital Advisors 2024 Q3 filed Nov. 8, 2024
Smh Capital Advisors 2024 Q2 filed Aug. 12, 2024
Smh Capital Advisors 2024 Q1 filed May 13, 2024
Smh Capital Advisors 2023 Q4 filed Feb. 6, 2024
Smh Capital Advisors 2023 Q3 filed Nov. 8, 2023
Smh Capital Advisors 2023 Q2 filed Aug. 8, 2023
Smh Capital Advisors 2023 Q1 filed May 15, 2023
Smh Capital Advisors 2022 Q4 filed Feb. 14, 2023
Smh Capital Advisors 2022 Q3 filed Nov. 3, 2022
Smh Capital Advisors 2022 Q2 restated filed Aug. 10, 2022
Smh Capital Advisors 2022 Q2 filed July 27, 2022
Smh Capital Advisors 2022 Q1 filed May 4, 2022

View all past filings

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