Spectrum Asset Management
Latest statistics and disclosures from Spectrum Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SCHV, IAU, RSP, USMV, SCHG, and represent 25.59% of Spectrum Asset Management's stock portfolio.
- Added to shares of these 10 stocks: DSEP (+$6.9M), RSP, EWJ, UNH, ULTA, EW, URA, SCTXX, IAU, VRT.
- Started 14 new stock positions in EWQ, TNONW, DJUL, ULTA, SCTXX, VEEV, Tenon Medical, VRT, DSEP, URA. EWJ, IWB, MU, ESLT.
- Reduced shares in these 10 stocks: DJAN (-$6.8M), BG, INTC, IJR, QCOM, SCHV, VONE, CHK, V, XOM.
- Sold out of its positions in CHK, D, EEFT, DJAN, INTC, IJR, GOVT, NKE, QCOM, SKY. TNON, BG.
- Spectrum Asset Management was a net buyer of stock by $7.8M.
- Spectrum Asset Management has $238M in assets under management (AUM), dropping by 9.56%.
- Central Index Key (CIK): 0001632078
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Portfolio Holdings for Spectrum Asset Management
Spectrum Asset Management holds 94 positions in its portfolio as reported in the September 2024 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 6.7 | $16M | -8% | 198k | 80.37 |
|
| Ishares Gold Tr Ishares New (IAU) | 5.2 | $12M | +9% | 250k | 49.70 |
|
| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 5.0 | $12M | +62% | 67k | 179.16 |
|
| Ishares Tr Msci Usa Min Vol (USMV) | 4.6 | $11M | 119k | 91.31 |
|
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| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 4.1 | $9.7M | 93k | 104.18 |
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| Vanguard Intl Equity Index F Ftse Europe Etf (VGK) | 3.4 | $8.1M | 115k | 71.10 |
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| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DSEP) | 2.9 | $6.9M | NEW | 172k | 40.05 |
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| Wal-Mart Stores (WMT) | 2.7 | $6.3M | 79k | 80.75 |
|
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| Schwab Strategic Tr Intl Eqty Etf (SCHF) | 2.5 | $6.0M | 146k | 41.12 |
|
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| Microsoft Corporation (MSFT) | 2.4 | $5.6M | 13k | 430.29 |
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| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAR) | 2.2 | $5.3M | 142k | 37.34 |
|
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| General Dynamics Corporation (GD) | 2.1 | $5.0M | +14% | 16k | 302.21 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us (DFEB) | 2.0 | $4.9M | 117k | 41.74 |
|
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| Chevron Corporation (CVX) | 2.0 | $4.8M | -10% | 33k | 147.27 |
|
| Oracle Corporation (ORCL) | 2.0 | $4.8M | 28k | 170.40 |
|
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| Honeywell International (HON) | 2.0 | $4.6M | 22k | 206.71 |
|
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| Abbvie (ABBV) | 1.8 | $4.4M | 22k | 197.48 |
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| Ishares Msci Jpn Etf New (EWJ) | 1.8 | $4.2M | NEW | 59k | 71.54 |
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| Charles Schwab Corporation (SCHW) | 1.8 | $4.2M | 65k | 64.81 |
|
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| Accenture Plc Ireland Shs Class A (ACN) | 1.8 | $4.2M | 12k | 353.48 |
|
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 1.7 | $4.1M | 9.0k | 460.26 |
|
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| Constellation Energy (CEG) | 1.7 | $3.9M | +8% | 15k | 260.02 |
|
| Duke Energy Corp Com New (DUK) | 1.7 | $3.9M | +3% | 34k | 115.30 |
|
| Medtronic SHS (MDT) | 1.5 | $3.7M | 41k | 90.73 |
|
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| Walt Disney Company (DIS) | 1.5 | $3.6M | +29% | 37k | 96.19 |
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| L3harris Technologies (LHX) | 1.5 | $3.6M | +17% | 15k | 237.86 |
|
| Exxon Mobil Corporation (XOM) | 1.5 | $3.5M | -18% | 30k | 117.22 |
|
| UnitedHealth (UNH) | 1.5 | $3.5M | +414% | 6.0k | 584.68 |
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| Cisco Systems (CSCO) | 1.4 | $3.4M | 64k | 53.22 |
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| Verizon Communications (VZ) | 1.4 | $3.3M | 74k | 44.91 |
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| Emerson Electric (EMR) | 1.3 | $3.2M | 29k | 109.37 |
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| Abbott Laboratories (ABT) | 1.2 | $3.0M | +23% | 26k | 114.01 |
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| Vanguard Index Fds Growth Etf (VUG) | 1.2 | $2.9M | -2% | 7.6k | 383.93 |
|
| Select Sector Spdr Tr Sbi Int-utils (XLU) | 1.2 | $2.8M | 35k | 80.78 |
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| Ishares Tr Core S&p Mcp Etf (IJH) | 1.1 | $2.5M | 41k | 62.32 |
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| Edwards Lifesciences (EW) | 1.1 | $2.5M | +1346% | 38k | 65.99 |
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| Ulta Salon, Cosmetics & Fragrance (ULTA) | 1.0 | $2.4M | NEW | 6.3k | 389.12 |
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| Ishares Tr Esg Awr Msci Usa (ESGU) | 1.0 | $2.4M | 19k | 126.18 |
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| Ishares Tr Us Aer Def Etf (ITA) | 0.9 | $2.2M | 15k | 149.64 |
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| BorgWarner (BWA) | 0.9 | $2.2M | 60k | 36.29 |
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| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.8 | $2.0M | -3% | 30k | 66.52 |
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| Global X Fds Global X Uranium (URA) | 0.8 | $1.9M | NEW | 66k | 28.61 |
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| Costco Wholesale Corporation (COST) | 0.8 | $1.8M | +5% | 2.0k | 886.71 |
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| Select Sector Spdr Tr Energy (XLE) | 0.7 | $1.7M | +2% | 19k | 87.80 |
|
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.6 | $1.5M | -3% | 2.6k | 575.61 |
|
| Raytheon Technologies Corp (RTX) | 0.6 | $1.4M | -3% | 12k | 121.16 |
|
| Schwab Charles Family Amt Tax Free Mny (SCTXX) | 0.5 | $1.2M | NEW | 1.2M | 1.00 |
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| Apple (AAPL) | 0.4 | $1.0M | 4.4k | 233.02 |
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| Vertiv Holdings Com Cl A (VRT) | 0.4 | $911k | NEW | 9.2k | 99.49 |
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| Alphabet Cap Stk Cl A (GOOGL) | 0.4 | $892k | +14% | 5.4k | 165.86 |
|
| Vanguard Scottsdale Fds Vng Rus1000idx (VONE) | 0.4 | $877k | -62% | 3.4k | 260.07 |
|
| Ge Healthcare Technologies I Common Stock (GEHC) | 0.4 | $849k | -4% | 9.0k | 93.85 |
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| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.3 | $821k | 8.4k | 98.10 |
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| Micron Technology (MU) | 0.3 | $821k | NEW | 7.9k | 103.71 |
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| Maximus (MMS) | 0.3 | $765k | -4% | 8.2k | 93.16 |
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| Elbit Sys Ord (ESLT) | 0.3 | $762k | NEW | 3.8k | 200.10 |
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| Digital Realty Trust (DLR) | 0.3 | $754k | 4.7k | 161.83 |
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| Pfizer (PFE) | 0.3 | $748k | +6% | 26k | 28.94 |
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| Ishares Msci France Etf (EWQ) | 0.3 | $737k | NEW | 18k | 40.40 |
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| Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) | 0.3 | $708k | 13k | 52.81 |
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| Core Labs Nv (CLB) | 0.3 | $702k | -2% | 38k | 18.53 |
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| Rockwell Automation (ROK) | 0.3 | $688k | -4% | 2.6k | 268.46 |
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| Schlumberger Com Stk (SLB) | 0.3 | $675k | -4% | 16k | 42.22 |
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| McDonald's Corporation (MCD) | 0.3 | $672k | -10% | 2.2k | 304.51 |
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| Occidental Petroleum Corporation (OXY) | 0.3 | $601k | -33% | 12k | 51.86 |
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| Morningstar (MORN) | 0.2 | $576k | 1.8k | 319.09 |
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| Visa Com Cl A (V) | 0.2 | $541k | -59% | 2.0k | 274.90 |
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| Ishares Tr Ibonds 27 Trm Ts (IBTH) | 0.2 | $468k | -2% | 21k | 22.64 |
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| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DJUL) | 0.2 | $454k | NEW | 11k | 41.41 |
|
| MercadoLibre (MELI) | 0.2 | $454k | 221.00 | 2051.96 |
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| Deere & Company (DE) | 0.2 | $452k | 1.1k | 418.96 |
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| Alphabet Cap Stk Cl C (GOOG) | 0.2 | $451k | +32% | 2.7k | 167.20 |
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| Sempra Energy (SRE) | 0.2 | $442k | 5.3k | 83.62 |
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| Vanguard Index Fds Total Stk Mkt (VTI) | 0.2 | $439k | 1.5k | 284.03 |
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| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAY) | 0.2 | $368k | 9.2k | 39.97 |
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| Texas Instruments Incorporated (TXN) | 0.1 | $356k | 1.7k | 206.52 |
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| Pepsi (PEP) | 0.1 | $353k | 2.1k | 170.04 |
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| Global X Fds Glbl X Mlp Etf (MLPA) | 0.1 | $350k | 7.3k | 47.98 |
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| Ishares Tr Ibonds 26 Trm Ts (IBTG) | 0.1 | $322k | -2% | 14k | 23.07 |
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| Ishares Tr Ibonds 25 Trm Ts (IBTF) | 0.1 | $321k | 14k | 23.42 |
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| Paypal Holdings (PYPL) | 0.1 | $314k | 4.0k | 78.03 |
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| Ishares Tr Core S&p500 Etf (IVV) | 0.1 | $302k | 523.00 | 576.82 |
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| Spdr Index Shs Fds Portfolio Devlpd (SPDW) | 0.1 | $298k | 7.9k | 37.56 |
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| McKesson Corporation (MCK) | 0.1 | $297k | 600.00 | 495.13 |
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| Adobe Systems Incorporated (ADBE) | 0.1 | $285k | 551.00 | 517.78 |
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| Advanced Micro Devices (AMD) | 0.1 | $285k | +6% | 1.7k | 164.08 |
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| Veeva Sys Cl A Com (VEEV) | 0.1 | $276k | NEW | 1.3k | 209.87 |
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| International Business Machines (IBM) | 0.1 | $265k | 1.2k | 221.08 |
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| Spdr Gold Tr Gold Shs (GLD) | 0.1 | $263k | 1.1k | 243.06 |
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| Ishares Tr Rus 1000 Etf (IWB) | 0.1 | $204k | NEW | 649.00 | 314.39 |
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| Heartbeam (BEAT) | 0.1 | $126k | -49% | 54k | 2.32 |
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| Tenon Medical | 0.0 | $43k | NEW | 10k | 4.24 |
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| Tenon Medical *w Exp 06/16/202 (TNONW) | 0.0 | $33k | NEW | 1.1M | 0.03 |
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| Nvidia Corporation Put Put Option (Principal) (NVDA) | 0.0 | $2.2k | +934% | 19k | 0.12 |
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Past Filings by Spectrum Asset Management
SEC 13F filings are viewable for Spectrum Asset Management going back to 2014
- Spectrum Asset Management 2024 Q3 filed Oct. 22, 2024
- Spectrum Asset Management 2024 Q2 filed July 12, 2024
- Spectrum Asset Management 2024 Q1 filed April 23, 2024
- Spectrum Asset Management 2023 Q4 filed Jan. 25, 2024
- Spectrum Asset Management 2023 Q3 filed Oct. 18, 2023
- Spectrum Asset Management 2023 Q2 filed Aug. 2, 2023
- Spectrum Asset Management 2023 Q1 filed April 17, 2023
- Spectrum Asset Management 2022 Q4 filed Jan. 27, 2023
- Spectrum Asset Management 2022 Q3 filed Oct. 25, 2022
- Spectrum Asset Management 2022 Q2 filed July 14, 2022
- Spectrum Asset Management 2022 Q1 filed April 28, 2022
- Spectrum Asset Management 2021 Q4 filed Feb. 14, 2022
- Spectrum Asset Management 2021 Q3 filed Nov. 12, 2021
- Spectrum Asset Management 2021 Q1 restated filed Sept. 10, 2021
- Spectrum Asset Management 2021 Q2 filed Aug. 11, 2021
- Spectrum Asset Management 2021 Q1 filed May 11, 2021