Spectrum Asset Management
Latest statistics and disclosures from Spectrum Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VUSB, RSP, SCHV, DSEP, USMV, and represent 24.61% of Spectrum Asset Management's stock portfolio.
- Added to shares of these 10 stocks: VUSB (+$21M), VYMI, DSEP, GOOG, RSP, LNG, SCHR, FI, NKE, SLB.
- Started 14 new stock positions in ANET, AXS, IWB, MO, VYMI, MCO, NOW, CMG, ITB, VUSB. NKE, PANW, SLB, PGR.
- Reduced shares in these 10 stocks: BRK.B, , CVX, CTSH, WMT, ORCL, RTX, SCHW, ESLT, DFEB.
- Sold out of its positions in CTSH, ACN.
- Spectrum Asset Management was a net buyer of stock by $40M.
- Spectrum Asset Management has $284M in assets under management (AUM), dropping by 22.16%.
- Central Index Key (CIK): 0001632078
Tip: Access up to 7 years of quarterly data
Positions held by Spectrum Asset Management consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Spectrum Asset Management
Spectrum Asset Management holds 108 positions in its portfolio as reported in the September 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Vanguard Bd Index Fds Vanguard Ultra (VUSB) | 7.5 | $21M | NEW | 429k | 49.99 |
|
| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 4.6 | $13M | +12% | 69k | 189.70 |
|
| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 4.2 | $12M | +4% | 411k | 29.11 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DSEP) | 4.1 | $12M | +57% | 267k | 44.20 |
|
| Ishares Tr Msci Usa Min Vol (USMV) | 4.1 | $12M | +2% | 123k | 95.14 |
|
| Ishares Gold Tr Ishares New (IAU) | 4.1 | $12M | +2% | 160k | 72.77 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAR) | 3.4 | $9.7M | 239k | 40.77 |
|
|
| Oracle Corporation (ORCL) | 2.7 | $7.5M | -3% | 27k | 281.24 |
|
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 2.4 | $6.8M | 212k | 31.91 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest Us (DFEB) | 2.3 | $6.6M | 142k | 46.54 |
|
|
| Microsoft Corporation (MSFT) | 2.2 | $6.2M | 12k | 517.97 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAY) | 2.1 | $6.1M | 137k | 44.32 |
|
|
| Vanguard Intl Equity Index F Ftse Europe Etf (VGK) | 2.1 | $5.9M | +2% | 74k | 79.80 |
|
| Alphabet Cap Stk Cl C (GOOG) | 1.8 | $5.2M | +91% | 21k | 243.55 |
|
| Charles Schwab Corporation (SCHW) | 1.8 | $5.1M | -3% | 53k | 95.47 |
|
| Chevron Corporation (CVX) | 1.7 | $4.9M | -10% | 32k | 155.30 |
|
| Abbvie (ABBV) | 1.7 | $4.8M | 21k | 231.55 |
|
|
| Honeywell International (HON) | 1.7 | $4.7M | 22k | 210.50 |
|
|
| Wal-Mart Stores (WMT) | 1.6 | $4.7M | -9% | 45k | 103.06 |
|
| Vanguard Whitehall Fds Intl High Etf (VYMI) | 1.6 | $4.7M | NEW | 55k | 84.68 |
|
| L3harris Technologies (LHX) | 1.6 | $4.6M | 15k | 305.42 |
|
|
| Exxon Mobil Corporation (XOM) | 1.6 | $4.6M | 41k | 112.75 |
|
|
| Schwab Strategic Tr Intl Eqty Etf (SCHF) | 1.6 | $4.6M | 198k | 23.28 |
|
|
| Cisco Systems (CSCO) | 1.6 | $4.4M | 65k | 68.42 |
|
|
| Duke Energy Corp Com New (DUK) | 1.5 | $4.2M | 34k | 123.75 |
|
|
| Emcor (EME) | 1.5 | $4.2M | 6.4k | 649.54 |
|
|
| Linde SHS (LIN) | 1.4 | $4.1M | 8.6k | 475.00 |
|
|
| Medtronic SHS (MDT) | 1.4 | $3.9M | 41k | 95.95 |
|
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 1.3 | $3.7M | -17% | 7.4k | 502.74 |
|
| Emerson Electric (EMR) | 1.3 | $3.6M | 28k | 131.18 |
|
|
| Novartis Sponsored Adr (NVS) | 1.2 | $3.4M | +6% | 26k | 128.24 |
|
| Abbott Laboratories (ABT) | 1.2 | $3.3M | 25k | 133.94 |
|
|
| Verizon Communications (VZ) | 1.2 | $3.3M | 75k | 43.95 |
|
|
| Edwards Lifesciences (EW) | 1.1 | $3.0M | 39k | 77.77 |
|
|
| Cheniere Energy Com New (LNG) | 1.0 | $2.8M | +93% | 12k | 234.98 |
|
| Ishares Msci Japn Smcetf (SCJ) | 1.0 | $2.8M | 30k | 92.04 |
|
|
| Goldman Sachs Physical Gold Unit (AAAU) | 1.0 | $2.7M | 71k | 38.12 |
|
|
| Ishares Msci Brazil Etf (EWZ) | 0.9 | $2.6M | 83k | 31.00 |
|
|
| Ishares Msci Mexico Etf (EWW) | 0.9 | $2.6M | -2% | 38k | 68.21 |
|
| Global X Fds Glb X Mlp Enrg I (MLPX) | 0.9 | $2.4M | 39k | 62.71 |
|
|
| Berkshire Hathaway Inc Del Cl A (BRK.A) | 0.8 | $2.3M | 3.00 | 754200.00 |
|
|
| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.7 | $2.1M | +3% | 81k | 25.71 |
|
| Select Sector Spdr Tr Energy (XLE) | 0.7 | $2.1M | +4% | 23k | 89.34 |
|
| Fiserv (FI) | 0.7 | $2.1M | +103% | 16k | 128.93 |
|
| Franklin Templeton Etf Tr Ftse Japan Etf (FLJP) | 0.7 | $2.0M | 58k | 34.56 |
|
|
| Schwab Strategic Tr Int-trm U.s Tres (SCHR) | 0.7 | $2.0M | +158% | 79k | 25.13 |
|
| Ishares Msci Aust Etf (EWA) | 0.7 | $1.9M | 69k | 27.00 |
|
|
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.6 | $1.8M | 2.7k | 667.93 |
|
|
| Ishares Tr Esg Awr Msci Usa (ESGU) | 0.6 | $1.8M | +3% | 12k | 145.60 |
|
| Vanguard Index Fds Growth Etf (VUG) | 0.6 | $1.7M | 3.6k | 480.12 |
|
|
| Costco Wholesale Corporation (COST) | 0.5 | $1.4M | 1.5k | 925.86 |
|
|
| Alphabet Cap Stk Cl A (GOOGL) | 0.5 | $1.3M | 5.4k | 243.12 |
|
|
| Visa Com Cl A (V) | 0.5 | $1.3M | 3.8k | 341.38 |
|
|
| McKesson Corporation (MCK) | 0.4 | $1.2M | 1.6k | 773.36 |
|
|
| Raytheon Technologies Corp (RTX) | 0.4 | $1.2M | -13% | 7.2k | 167.33 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DNOV) | 0.4 | $1.2M | 25k | 46.82 |
|
|
| Apple (AAPL) | 0.4 | $1.1M | -3% | 4.3k | 254.62 |
|
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.3 | $748k | 8.4k | 89.37 |
|
|
| Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) | 0.3 | $746k | 13k | 59.92 |
|
|
| Elbit Sys Ord (ESLT) | 0.3 | $732k | -18% | 1.4k | 509.80 |
|
| Nike CL B (NKE) | 0.2 | $693k | NEW | 9.9k | 69.73 |
|
| Asml Holding N V N Y Registry Shs (ASML) | 0.2 | $691k | 714.00 | 968.09 |
|
|
| McDonald's Corporation (MCD) | 0.2 | $650k | 2.1k | 303.86 |
|
|
| Pulte (PHM) | 0.2 | $642k | 4.9k | 132.35 |
|
|
| Vanguard Scottsdale Fds Vng Rus1000idx (VONE) | 0.2 | $633k | -3% | 2.1k | 302.35 |
|
| Ishares Tr Ibonds 27 Trm Ts (IBTH) | 0.2 | $632k | 28k | 22.52 |
|
|
| First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) | 0.2 | $631k | 8.3k | 76.01 |
|
|
| Ishares Tr Core S&p Scp Etf (IJR) | 0.2 | $565k | 4.8k | 118.83 |
|
|
| Paycom Software (PAYC) | 0.2 | $528k | 2.5k | 208.14 |
|
|
| Schlumberger Com Stk (SLB) | 0.2 | $518k | NEW | 15k | 34.66 |
|
| Deere & Company (DE) | 0.2 | $515k | +3% | 1.1k | 458.97 |
|
| Axis Cap Hldgs SHS (AXS) | 0.2 | $499k | NEW | 5.2k | 96.24 |
|
| Progressive Corporation (PGR) | 0.2 | $497k | NEW | 2.0k | 246.95 |
|
| Vanguard Index Fds Total Stk Mkt (VTI) | 0.2 | $493k | 1.5k | 329.08 |
|
|
| Moody's Corporation (MCO) | 0.2 | $469k | NEW | 984.00 | 476.48 |
|
| Pfizer (PFE) | 0.2 | $454k | 18k | 25.48 |
|
|
| Ishares Tr Us Home Cons Etf (ITB) | 0.2 | $437k | NEW | 4.1k | 107.25 |
|
| Ishares Tr Ibonds 26 Trm Ts (IBTG) | 0.2 | $436k | 19k | 22.95 |
|
|
| Tesla Motors (TSLA) | 0.2 | $435k | 978.00 | 444.85 |
|
|
| Sempra Energy (SRE) | 0.2 | $435k | 4.8k | 89.97 |
|
|
| Morningstar (MORN) | 0.1 | $421k | 1.8k | 232.06 |
|
|
| Arista Networks Com Shs (ANET) | 0.1 | $400k | NEW | 2.7k | 145.71 |
|
| Global X Fds Glbl X Mlp Etf (MLPA) | 0.1 | $379k | 7.8k | 48.42 |
|
|
| Spdr Gold Tr Gold Shs (GLD) | 0.1 | $351k | 988.00 | 355.47 |
|
|
| Texas Pacific Land Corp (TPL) | 0.1 | $342k | 366.00 | 933.64 |
|
|
| International Business Machines (IBM) | 0.1 | $339k | 1.2k | 282.16 |
|
|
| Ge Aerospace Com New (GE) | 0.1 | $333k | 1.1k | 301.18 |
|
|
| Palo Alto Networks (PANW) | 0.1 | $311k | NEW | 1.5k | 203.62 |
|
| Ishares Tr Core S&p500 Etf (IVV) | 0.1 | $311k | 464.00 | 669.30 |
|
|
| Ishares Tr Ibonds 25 Trm Ts (IBTF) | 0.1 | $305k | +2% | 13k | 23.37 |
|
| Pepsi (PEP) | 0.1 | $302k | 2.2k | 140.46 |
|
|
| Veeva Sys Cl A Com (VEEV) | 0.1 | $289k | -25% | 971.00 | 297.91 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DJUL) | 0.1 | $279k | 6.0k | 46.70 |
|
|
| Servicenow (NOW) | 0.1 | $277k | NEW | 301.00 | 920.28 |
|
| First Tr Exchng Traded Fd Vi Ft Vest U.s. (DAPR) | 0.1 | $269k | -5% | 7.0k | 38.64 |
|
| MercadoLibre (MELI) | 0.1 | $269k | -19% | 115.00 | 2336.95 |
|
| Bank of America Corporation (BAC) | 0.1 | $257k | +11% | 5.0k | 51.59 |
|
| Nice Sponsored Adr (NICE) | 0.1 | $240k | 1.7k | 144.78 |
|
|
| Spdr Index Shs Fds Portfolio Devlpd (SPDW) | 0.1 | $237k | 5.5k | 42.79 |
|
|
| Altria (MO) | 0.1 | $229k | NEW | 3.4k | 67.12 |
|
| Amazon (AMZN) | 0.1 | $223k | +6% | 1.0k | 219.57 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Uq Eqt (DOCT) | 0.1 | $220k | 5.1k | 43.20 |
|
|
| Chipotle Mexican Grill (CMG) | 0.1 | $215k | NEW | 5.5k | 39.19 |
|
| Ishares Tr Rus 1000 Etf (IWB) | 0.1 | $200k | NEW | 548.00 | 365.48 |
|
| Heartbeam (BEAT) | 0.0 | $123k | 74k | 1.65 |
|
|
| Tenon Medical *w Exp 06/16/202 (TNONW) | 0.0 | $17k | -13% | 914k | 0.02 |
|
| Tenon Medical (TNON) | 0.0 | $13k | -58% | 11k | 1.18 |
|
| Nvidia Corporation Put Put Option (Principal) (NVDA) | 0.0 | $1.8k | +146% | 42k | 0.04 |
|
Past Filings by Spectrum Asset Management
SEC 13F filings are viewable for Spectrum Asset Management going back to 2014
- Spectrum Asset Management 2025 Q3 filed Oct. 23, 2025
- Spectrum Asset Management 2025 Q2 filed July 23, 2025
- Spectrum Asset Management 2025 Q1 filed April 16, 2025
- Spectrum Asset Management 2024 Q4 filed Jan. 28, 2025
- Spectrum Asset Management 2024 Q3 filed Oct. 22, 2024
- Spectrum Asset Management 2024 Q2 filed July 12, 2024
- Spectrum Asset Management 2024 Q1 filed April 23, 2024
- Spectrum Asset Management 2023 Q4 filed Jan. 25, 2024
- Spectrum Asset Management 2023 Q3 filed Oct. 18, 2023
- Spectrum Asset Management 2023 Q2 filed Aug. 2, 2023
- Spectrum Asset Management 2023 Q1 filed April 17, 2023
- Spectrum Asset Management 2022 Q4 filed Jan. 27, 2023
- Spectrum Asset Management 2022 Q3 filed Oct. 25, 2022
- Spectrum Asset Management 2022 Q2 filed July 14, 2022
- Spectrum Asset Management 2022 Q1 filed April 28, 2022
- Spectrum Asset Management 2021 Q4 filed Feb. 14, 2022