Spectrum Asset Management
Latest statistics and disclosures from Spectrum Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are WFC, VUSB, SCHV, RSP, IAU, and represent 31.55% of Spectrum Asset Management's stock portfolio.
- Added to shares of these 10 stocks: WFC (+$33M), YMAR (+$6.9M), HECA, FCX, ILMN, SCHV, DJAN, SOLS, IJR, GEV.
- Started 17 new stock positions in NEM, WFC, IJR, BWXT, BIL, EIX, YMAR, AEM, MRVL, GD. META, EFV, MO, ILMN, GEV, DJAN, FCX.
- Reduced shares in these 10 stocks: CLOX (-$11M), USMV (-$6.8M), VGK (-$6.1M), VYMI (-$5.7M), EWZ, ABT, EWW, FLJP, SCHR, .
- Sold out of its positions in ABT, LNG, CMG, CIBR, FLJP, SHY, EWJ, JOF, MELI, PANW. QCOM, RMD, VYMI, VGK, VEEV.
- Spectrum Asset Management was a net buyer of stock by $8.9M.
- Spectrum Asset Management has $315M in assets under management (AUM), dropping by 5.08%.
- Central Index Key (CIK): 0001632078
Tip: Access up to 7 years of quarterly data
Positions held by Spectrum Asset Management consolidated in one spreadsheet with up to 7 years of data
Download as csv
Download as Excel
Portfolio Holdings for Spectrum Asset Management
Spectrum Asset Management holds 107 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Wells Fargo & Company (WFC) | 10.5 | $33M | NEW | 415k | 79.61 |
|
| Vanguard Bd Index Fds Vanguard Ultra (VUSB) | 7.4 | $23M | +3% | 467k | 49.78 |
|
| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 4.6 | $15M | +16% | 475k | 30.50 |
|
| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 4.6 | $14M | +2% | 75k | 191.92 |
|
| Ishares Gold Tr Ishares New (IAU) | 4.5 | $14M | -4% | 160k | 88.16 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DSEP) | 3.6 | $11M | 255k | 43.96 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAR) | 3.3 | $11M | +5% | 248k | 42.40 |
|
| Etf Opportunities Trust Hedgeye Capital (HECA) | 3.2 | $10M | +95% | 347k | 28.87 |
|
| Exxon Mobil Corporation (XOM) | 2.2 | $6.9M | +4% | 41k | 169.67 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Inter Eq (YMAR) | 2.2 | $6.9M | NEW | 251k | 27.35 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us (DFEB) | 2.2 | $6.8M | +3% | 144k | 47.37 |
|
| Chevron Corporation (CVX) | 2.1 | $6.7M | +7% | 32k | 206.90 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAY) | 1.9 | $6.1M | 135k | 44.93 |
|
|
| Alphabet Cap Stk Cl C (GOOG) | 1.7 | $5.4M | 19k | 286.86 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest U.s. (DDEC) | 1.7 | $5.3M | 119k | 44.28 |
|
|
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 1.6 | $5.1M | -18% | 174k | 29.13 |
|
| Wal-Mart Stores (WMT) | 1.6 | $5.0M | -9% | 41k | 124.53 |
|
| Emcor (EME) | 1.5 | $4.7M | 6.3k | 738.33 |
|
|
| Ishares Tr Msci Usa Min Vol (USMV) | 1.5 | $4.6M | -59% | 49k | 92.74 |
|
| L3harris Technologies (LHX) | 1.4 | $4.4M | 13k | 345.16 |
|
|
| Cisco Systems (CSCO) | 1.4 | $4.3M | -10% | 55k | 77.59 |
|
| Schwab Strategic Tr Intl Eqty Etf (SCHF) | 1.3 | $4.2M | -26% | 170k | 24.75 |
|
| Novartis Sponsored Adr (NVS) | 1.3 | $4.0M | 26k | 152.75 |
|
|
| Honeywell International (HON) | 1.3 | $4.0M | -14% | 18k | 226.03 |
|
| Abbvie (ABBV) | 1.3 | $3.9M | 18k | 217.48 |
|
|
| Duke Energy Corp Com New (DUK) | 1.2 | $3.9M | 30k | 130.94 |
|
|
| Microsoft Corporation (MSFT) | 1.2 | $3.8M | -15% | 10k | 370.18 |
|
| Charles Schwab Corporation (SCHW) | 1.2 | $3.8M | 40k | 93.98 |
|
|
| Select Sector Spdr Tr State Street Ene (XLE) | 1.1 | $3.6M | +5% | 59k | 61.26 |
|
| Goldman Sachs Physical Gold Unit (AAAU) | 1.1 | $3.6M | +9% | 77k | 46.19 |
|
| Schwab Strategic Tr Int-trm U.s Tres (SCHR) | 1.1 | $3.5M | -38% | 139k | 24.91 |
|
| Ishares Msci Japn Smcetf (SCJ) | 1.0 | $3.3M | 34k | 97.08 |
|
|
| Freeport Mcmoran CL B (FCX) | 1.0 | $3.2M | NEW | 54k | 58.78 |
|
| Medtronic SHS (MDT) | 1.0 | $3.2M | 36k | 87.36 |
|
|
| Emerson Electric (EMR) | 1.0 | $3.1M | 24k | 131.02 |
|
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 1.0 | $3.1M | -10% | 6.4k | 479.20 |
|
| Series Portfolios Tr Eldridge Aaa Clo (CLOX) | 0.9 | $3.0M | -78% | 115k | 25.57 |
|
| Edwards Lifesciences (EW) | 0.9 | $2.9M | 36k | 80.08 |
|
|
| Illumina (ILMN) | 0.9 | $2.8M | NEW | 22k | 123.26 |
|
| Linde SHS (LIN) | 0.7 | $2.3M | 4.7k | 495.76 |
|
|
| Oracle Corporation (ORCL) | 0.7 | $2.3M | -10% | 16k | 147.11 |
|
| Ishares Tr Esg Awr Msci Usa (ESGU) | 0.7 | $2.3M | +7% | 16k | 141.42 |
|
| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.7 | $2.3M | +11% | 90k | 25.10 |
|
| State Str Spdr S&p 500 Etf T Tr Unit (SPY) | 0.7 | $2.2M | +22% | 3.4k | 652.19 |
|
| Berkshire Hathaway Inc Del Cl A (BRK.A) | 0.7 | $2.2M | 3.00 | 718140.00 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest Us (DJAN) | 0.6 | $1.7M | NEW | 41k | 42.53 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 0.5 | $1.5M | +6% | 5.4k | 287.55 |
|
| Costco Wholesale Corporation (COST) | 0.4 | $1.4M | -5% | 1.4k | 996.73 |
|
| McKesson Corporation (MCK) | 0.4 | $1.4M | 1.6k | 866.18 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DNOV) | 0.4 | $1.4M | 28k | 47.91 |
|
|
| Raytheon Technologies Corp (RTX) | 0.4 | $1.3M | -6% | 6.5k | 192.90 |
|
| Apple (AAPL) | 0.4 | $1.3M | +10% | 4.9k | 253.82 |
|
| Visa Com Cl A (V) | 0.4 | $1.2M | 3.8k | 302.28 |
|
|
| Solstice Advanced Matls Com Shs (SOLS) | 0.4 | $1.1M | +219% | 15k | 76.16 |
|
| Vanguard Index Fds Growth Etf (VUG) | 0.3 | $970k | -34% | 2.2k | 436.79 |
|
| Amazon (AMZN) | 0.3 | $831k | +145% | 4.0k | 208.27 |
|
| Ishares Msci Brazil Etf (EWZ) | 0.3 | $827k | -77% | 22k | 38.39 |
|
| Ishares Tr Core S&p Scp Etf (IJR) | 0.2 | $767k | NEW | 6.2k | 124.31 |
|
| Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) | 0.2 | $743k | -5% | 12k | 64.08 |
|
| Elbit Sys Ord (ESLT) | 0.2 | $740k | -39% | 872.00 | 849.09 |
|
| Ge Aerospace Com New (GE) | 0.2 | $733k | +133% | 2.6k | 284.25 |
|
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.2 | $726k | 8.4k | 86.69 |
|
|
| Ge Vernova (GEV) | 0.2 | $721k | NEW | 825.00 | 873.49 |
|
| Ishares Msci Mexico Etf (EWW) | 0.2 | $699k | -78% | 9.3k | 75.23 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Uq Eqt (DOCT) | 0.2 | $671k | 16k | 43.43 |
|
|
| McDonald's Corporation (MCD) | 0.2 | $669k | 2.2k | 310.81 |
|
|
| Deere & Company (DE) | 0.2 | $638k | 1.1k | 564.95 |
|
|
| Ishares Tr Ibonds 27 Trm Ts (IBTH) | 0.2 | $628k | 28k | 22.43 |
|
|
| Vanguard Scottsdale Fds Vng Rus1000idx (VONE) | 0.2 | $603k | -5% | 2.0k | 295.12 |
|
| Franco-Nevada Corporation (FNV) | 0.2 | $579k | -4% | 2.3k | 247.05 |
|
| Marvell Technology (MRVL) | 0.2 | $535k | NEW | 5.4k | 99.05 |
|
| Pfizer (PFE) | 0.2 | $522k | 19k | 28.08 |
|
|
| General Dynamics Corporation (GD) | 0.2 | $484k | NEW | 1.4k | 343.23 |
|
| Bwx Technologies (BWXT) | 0.2 | $475k | NEW | 2.3k | 204.49 |
|
| Asml Hldg Nv N Y Registry Shs (ASML) | 0.1 | $470k | -29% | 356.00 | 1320.83 |
|
| Sempra Energy (SRE) | 0.1 | $467k | 4.8k | 97.81 |
|
|
| Spdr Series Trust State Street Spd (BIL) | 0.1 | $461k | NEW | 5.0k | 91.64 |
|
| Vanguard Index Fds Total Stk Mkt (VTI) | 0.1 | $435k | -3% | 1.4k | 320.81 |
|
| Caterpillar (CAT) | 0.1 | $433k | +49% | 611.00 | 708.74 |
|
| Global X Fds Glbl X Mlp Etf (MLPA) | 0.1 | $429k | 8.0k | 53.87 |
|
|
| Eli Lilly & Co. (LLY) | 0.1 | $413k | -3% | 449.00 | 919.77 |
|
| Ishares Tr Core S&p500 Etf (IVV) | 0.1 | $380k | +15% | 581.00 | 653.21 |
|
| Ishares Tr Ibonds 26 Trm Ts (IBTG) | 0.1 | $375k | -14% | 16k | 22.92 |
|
| Spdr Gold Tr Gold Shs (GLD) | 0.1 | $375k | -11% | 872.00 | 430.29 |
|
| Tesla Motors (TSLA) | 0.1 | $364k | 978.00 | 371.86 |
|
|
| Newmont Mining Corporation (NEM) | 0.1 | $341k | NEW | 3.2k | 108.24 |
|
| Pepsi (PEP) | 0.1 | $340k | 2.2k | 155.31 |
|
|
| Agnico (AEM) | 0.1 | $335k | NEW | 1.7k | 202.98 |
|
| Ishares Tr Ibonds 28 Trm Ts (IBTI) | 0.1 | $327k | +6% | 15k | 22.28 |
|
| Morningstar (MORN) | 0.1 | $308k | 1.8k | 169.03 |
|
|
| International Business Machines (IBM) | 0.1 | $291k | 1.2k | 242.39 |
|
|
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $283k | 634.00 | 446.54 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest U.s. (DAPR) | 0.1 | $277k | 7.0k | 39.76 |
|
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DJUL) | 0.1 | $273k | 5.8k | 46.74 |
|
|
| Ishares Tr Rus 1000 Etf (IWB) | 0.1 | $266k | +26% | 747.00 | 356.56 |
|
| Spdr Index Shs Fds State Street Spd (SPDW) | 0.1 | $252k | 5.5k | 45.65 |
|
|
| Arista Networks Com Shs (ANET) | 0.1 | $249k | -7% | 2.0k | 122.78 |
|
| Bank of America Corporation (BAC) | 0.1 | $244k | 5.0k | 48.75 |
|
|
| Altria (MO) | 0.1 | $228k | NEW | 3.4k | 67.05 |
|
| Meta Platforms Cl A (META) | 0.1 | $204k | NEW | 356.00 | 572.17 |
|
| Ishares Tr Eafe Value Etf (EFV) | 0.1 | $203k | NEW | 2.7k | 74.35 |
|
| Edison International (EIX) | 0.1 | $201k | NEW | 2.7k | 73.19 |
|
| Heartbeam (BEAT) | 0.0 | $115k | 94k | 1.22 |
|
|
| Loandepot Com Cl A (LDI) | 0.0 | $14k | 10k | 1.42 |
|
|
| Nvidia Corporation Put Put Option (Principal) (NVDA) | 0.0 | $10k | 17k | 0.60 |
|
|
| Tenon Medical (TNON) | 0.0 | $7.7k | 11k | 0.73 |
|
|
| Tenon Medical *w Exp 06/16/202 (TNONW) | 0.0 | $5.4k | 679k | 0.01 |
|
Past Filings by Spectrum Asset Management
SEC 13F filings are viewable for Spectrum Asset Management going back to 2014
- Spectrum Asset Management 2026 Q1 filed April 22, 2026
- Spectrum Asset Management 2025 Q4 filed Jan. 26, 2026
- Spectrum Asset Management 2025 Q3 filed Oct. 23, 2025
- Spectrum Asset Management 2025 Q2 filed July 23, 2025
- Spectrum Asset Management 2025 Q1 filed April 16, 2025
- Spectrum Asset Management 2024 Q4 filed Jan. 28, 2025
- Spectrum Asset Management 2024 Q3 filed Oct. 22, 2024
- Spectrum Asset Management 2024 Q2 filed July 12, 2024
- Spectrum Asset Management 2024 Q1 filed April 23, 2024
- Spectrum Asset Management 2023 Q4 filed Jan. 25, 2024
- Spectrum Asset Management 2023 Q3 filed Oct. 18, 2023
- Spectrum Asset Management 2023 Q2 filed Aug. 2, 2023
- Spectrum Asset Management 2023 Q1 filed April 17, 2023
- Spectrum Asset Management 2022 Q4 filed Jan. 27, 2023
- Spectrum Asset Management 2022 Q3 filed Oct. 25, 2022
- Spectrum Asset Management 2022 Q2 filed July 14, 2022