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Spectrum Asset Management

Latest statistics and disclosures from Spectrum Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are RSP, VUSB, SCHV, DMAY, DSEP, and represent 28.99% of Spectrum Asset Management's stock portfolio.
Added to shares of these 10 stocks: RSP (+$11M), LQD (+$9.5M), DMAY (+$6.5M), DJUN, SGOV, EMXC, SCHF, HON, HONA, SCHV.
Started 14 new stock positions in LQD, STM, AVGO, URA, DJUN, UNH, SHY, FPS, HON, WY. EMXC, SGOV, CGNX, HONA.
Reduced shares in these 10 stocks: HECA (-$10M), Honeywell International, AAAU, MDT, EWZ, , MRVL, EME, NVS, AMZN.
Sold out of its positions in HECA, EIX, META, AAAU, Honeywell International, EWZ, EFV, ESLT.
Spectrum Asset Management was a net buyer of stock by $32M.
Spectrum Asset Management has $325M in assets under management (AUM), dropping by 3.45%.
Central Index Key (CIK): 0001632078

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Portfolio Holdings for Spectrum Asset Management

Spectrum Asset Management holds 113 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP)	8.2	$27M	+68%	126k	212.77	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	7.5	$24M	+4%	488k	49.78	View chart
Schwab Strategic Tr Us Lcap Va Etf (SCHV)	5.6	$18M	+10%	525k	34.81	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAY)	4.0	$13M	+102%	273k	47.12	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DSEP)	3.7	$12M		255k	47.44	View chart
Ishares Gold Tr Ishares New (IAU)	3.7	$12M		160k	75.51	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAR)	3.4	$11M		247k	44.73	View chart
Ishares Tr Iboxx Inv Cp Etf (LQD)	2.9	$9.5M	NEW	87k	109.07	View chart
First Tr Exchng Traded Fd Vi Ft Vest Inter Eq (YMAR)	2.2	$7.2M		253k	28.66	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us (DFEB)	2.2	$7.1M	-2%	140k	50.49	View chart
Schwab Strategic Tr Intl Eqty Etf (SCHF)	2.1	$6.8M	+45%	246k	27.70	View chart
Alphabet Cap Stk Cl C (GOOG)	2.0	$6.7M		19k	353.33	View chart
Cisco Systems (CSCO)	2.0	$6.4M		55k	117.46	View chart
Schwab Strategic Tr Us Lcap Gr Etf (SCHG)	1.9	$6.1M	+3%	181k	33.84	View chart
First Tr Exchng Traded Fd Vi Ft Vest U.s. (DDEC)	1.7	$5.6M		118k	47.38	View chart
Exxon Mobil Corporation (XOM)	1.7	$5.5M		40k	136.73	View chart
Chevron Corporation (CVX)	1.6	$5.4M		32k	165.77	View chart
Ishares Tr Msci Usa Min Etf (USMV)	1.6	$5.1M	+6%	53k	96.46	View chart
Emcor (EME)	1.4	$4.6M	-12%	5.5k	829.94	View chart
Wal-Mart Stores (WMT)	1.4	$4.6M		40k	113.26	View chart
Abbvie (ABBV)	1.4	$4.6M		18k	251.65	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DJUN)	1.4	$4.5M	NEW	92k	49.28	View chart
Ishares Tr 0-3 Mth Treasury (SGOV)	1.3	$4.4M	NEW	43k	100.67	View chart
Ishares Msci Emrg Chn (EMXC)	1.3	$4.2M	NEW	41k	102.30	View chart
Illumina (ILMN)	1.3	$4.1M	+5%	24k	175.83	View chart
Duke Energy Corp Com New (DUK)	1.1	$3.7M		30k	126.58	View chart
Ishares Msci Japn Smcetf (SCJ)	1.1	$3.7M	+4%	35k	105.31	View chart
Charles Schwab Corporation (SCHW)	1.1	$3.7M		40k	92.27	View chart
L3harris Technologies (LHX)	1.1	$3.7M		13k	290.60	View chart
Microsoft Corporation (MSFT)	1.1	$3.6M	-4%	9.7k	373.02	View chart
Novartis Sponsored Adr (NVS)	1.1	$3.6M	-13%	23k	156.72	View chart
Freeport Mcmoran CL B (FCX)	1.1	$3.5M	+2%	56k	62.89	View chart
Emerson Electric (EMR)	1.0	$3.4M		24k	143.15	View chart
Edwards Lifesciences (EW)	1.0	$3.3M		36k	90.46	View chart
Schwab Strategic Tr Int-trm U.s Tres (SCHR)	1.0	$3.2M	-6%	131k	24.66	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	1.0	$3.2M		6.4k	500.39	View chart
Select Sector Spdr Tr St Str Energ Etf (XLE)	1.0	$3.2M	+2%	60k	53.11	View chart
Series Portfolios Tr Eldr Aaa Clo Etf (CLOX)	1.0	$3.2M	+7%	124k	25.61	View chart
Ishares Tr Esg Awr Msci Usa (ESGU)	0.9	$2.8M	+4%	17k	163.67	View chart
Solstice Advanced Matls Com Shs (SOLS)	0.8	$2.7M	+102%	30k	88.60	View chart
Linde SHS (LIN)	0.8	$2.4M		4.7k	518.94	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	0.7	$2.4M	-4%	3.2k	748.76	View chart
Schwab Strategic Tr Us Brd Mkt Etf (SCHB)	0.7	$2.3M	-10%	80k	28.96	View chart
Oracle Corporation (ORCL)	0.7	$2.3M		16k	146.55	View chart
Berkshire Hathaway Inc Del Cl A (BRK.A)	0.7	$2.2M		3.00	748850.00	View chart
Honeywell International (HON)	0.6	$2.0M	NEW	8.9k	223.90	View chart
Honeywell Aerospace (HONA)	0.6	$2.0M	NEW	8.9k	221.08	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us (DJAN)	0.6	$1.8M		40k	45.52	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.6	$1.8M	-4%	5.1k	357.38	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DNOV)	0.4	$1.5M		28k	51.35	View chart
Wells Fargo & Co Put Put Option (Principal) (WFC)	0.4	$1.4M	+22%	507k	2.85	View chart
First Tr Exchng Traded Fd Vi Ft Vest U.s. (DAPR)	0.4	$1.3M	+370%	33k	40.88	View chart
Costco Wholesale Corporation (COST)	0.4	$1.3M		1.4k	935.45	View chart
Visa Com Cl A (V)	0.4	$1.3M		3.8k	343.12	View chart
Raytheon Technologies Corp (RTX)	0.4	$1.2M		6.5k	189.73	View chart
McKesson Corporation (MCK)	0.4	$1.2M		1.6k	756.42	View chart
Vanguard Index Fds Growth Etf (VUG)	0.4	$1.1M	+499%	13k	86.14	View chart
Ge Vernova (GEV)	0.3	$970k		825.00	1175.36	View chart
Ge Aerospace Com New (GE)	0.3	$963k		2.6k	373.73	View chart
Ishares Tr Core S&p Scp Etf (IJR)	0.3	$943k	+3%	6.4k	148.31	View chart
Marvell Technology (MRVL)	0.3	$907k	-43%	3.0k	297.89	View chart
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA)	0.2	$799k	-3%	11k	71.25	View chart
Tesla Motors (TSLA)	0.2	$732k	+77%	1.7k	420.67	View chart
Ishares Msci Mexico Etf (EWW)	0.2	$725k	+3%	9.6k	75.27	View chart
Ishares Tr 20 Yr Tr Bd Etf (TLT)	0.2	$723k		8.4k	86.42	View chart
First Tr Exchng Traded Fd Vi Ft Vest Uq Eqt (DOCT)	0.2	$722k		16k	46.68	View chart
Deere & Company (DE)	0.2	$721k		1.1k	636.03	View chart
Asml Hldg Nv N Y Registry Shs (ASML)	0.2	$708k		356.00	1989.44	View chart
Vanguard Scottsdale Fds Vng Rus1000idx (VONE)	0.2	$681k		2.0k	338.72	View chart
Amazon (AMZN)	0.2	$657k	-30%	2.8k	238.34	View chart
Stmicroelectronics N V Ny Registry (STM)	0.2	$633k	NEW	8.5k	74.89	View chart
Cognex Corporation (CGNX)	0.2	$586k	NEW	8.1k	72.42	View chart
McDonald's Corporation (MCD)	0.2	$584k		2.2k	270.35	View chart
Ishares Tr 1 3 Yr Treas Bd (SHY)	0.2	$575k	NEW	7.0k	82.11	View chart
Global X Fds Global X Uranium (URA)	0.2	$573k	NEW	13k	43.70	View chart
Ishares Tr Ibonds 27 Trm Ts (IBTH)	0.2	$573k	-8%	26k	22.37	View chart
Eli Lilly & Co. (LLY)	0.2	$539k		449.00	1199.43	View chart
General Dynamics Corporation (GD)	0.2	$500k		1.4k	354.24	View chart
Broadcom (AVGO)	0.2	$493k	NEW	1.3k	377.76	View chart
Weyerhaeuser Com New (WY)	0.2	$490k	NEW	21k	23.94	View chart
Franco-Nevada Corporation (FNV)	0.2	$489k		2.3k	208.44	View chart
Medtronic SHS (MDT)	0.1	$473k	-83%	6.0k	78.95	View chart
Vanguard Index Fds Total Stk Mkt (VTI)	0.1	$461k	-8%	1.2k	370.04	View chart
Pfizer (PFE)	0.1	$455k		19k	24.08	View chart
Bwx Technologies (BWXT)	0.1	$452k		2.3k	194.65	View chart
Sempra Energy (SRE)	0.1	$446k		4.8k	92.72	View chart
Caterpillar (CAT)	0.1	$439k	-32%	412.00	1064.82	View chart
Global X Fds Glbl X Mlp Etf (MLPA)	0.1	$431k		8.1k	53.08	View chart
Forgent Power Solutions Com Shs Cl A (FPS)	0.1	$387k	NEW	6.9k	55.86	View chart
Spdr Series Trust St Str Blo 1 Etf (BIL)	0.1	$383k	-16%	4.2k	91.64	View chart
Arista Networks Com Shs (ANET)	0.1	$345k		2.0k	169.88	View chart
International Business Machines (IBM)	0.1	$338k		1.2k	281.21	View chart
Ishares Tr Ibonds 26 Trm Ts (IBTG)	0.1	$325k	-13%	14k	22.89	View chart
Vertex Pharmaceuticals Incorporated (VRTX)	0.1	$315k		634.00	496.73	View chart
Ishares Tr Ibonds 28 Trm Ts (IBTI)	0.1	$312k	-4%	14k	22.14	View chart
Pepsi (PEP)	0.1	$300k		2.2k	135.43	View chart
Newmont Mining Corporation (NEM)	0.1	$295k		3.2k	93.39	View chart
First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DJUL)	0.1	$293k		5.8k	50.15	View chart
Ishares Tr Core S&p500 Etf (IVV)	0.1	$293k	-32%	391.00	748.89	View chart
Spdr Gold Tr Gold Shs (GLD)	0.1	$287k	-10%	780.00	368.38	View chart
Morningstar (MORN)	0.1	$285k		1.8k	156.02	View chart
Bank of America Corporation (BAC)	0.1	$285k		5.0k	56.98	View chart
Spdr Index Shs Fds St Str Po Ex Etf (SPDW)	0.1	$278k		5.5k	50.39	View chart
Agnico (AEM)	0.1	$256k		1.7k	155.13	View chart
Altria (MO)	0.1	$249k		3.4k	73.01	View chart
UnitedHealth (UNH)	0.1	$224k	NEW	538.00	415.64	View chart
Ishares Tr Rus 1000 Etf (IWB)	0.1	$222k	-27%	541.00	409.50	View chart
Heartbeam (BEAT)	0.0	$75k	+6%	100k	0.75	View chart
Loandepot Com Cl A (LDI)	0.0	$15k	+20%	12k	1.25	View chart
Tenon Medical *w Exp 06/16/202 (TNONW)	0.0	$7.3k		679k	0.01	View chart
Apple Put Put Option (Principal) (AAPL)	0.0	$6.1k	+27%	6.3k	0.96	View chart
Tenon Medical (TNON)	0.0	$3.5k		11k	0.33	View chart
Nvidia Corporation Put Put Option (Principal) (NVDA)	0.0	$3.1k	-44%	9.4k	0.33	View chart

Past Filings by Spectrum Asset Management

SEC 13F filings are viewable for Spectrum Asset Management going back to 2014

Spectrum Asset Management 2026 Q2 filed Aug. 3, 2026
Spectrum Asset Management 2026 Q1 filed April 22, 2026
Spectrum Asset Management 2025 Q4 filed Jan. 26, 2026
Spectrum Asset Management 2025 Q3 filed Oct. 23, 2025
Spectrum Asset Management 2025 Q2 filed July 23, 2025
Spectrum Asset Management 2025 Q1 filed April 16, 2025
Spectrum Asset Management 2024 Q4 filed Jan. 28, 2025
Spectrum Asset Management 2024 Q3 filed Oct. 22, 2024
Spectrum Asset Management 2024 Q2 filed July 12, 2024
Spectrum Asset Management 2024 Q1 filed April 23, 2024
Spectrum Asset Management 2023 Q4 filed Jan. 25, 2024
Spectrum Asset Management 2023 Q3 filed Oct. 18, 2023
Spectrum Asset Management 2023 Q2 filed Aug. 2, 2023
Spectrum Asset Management 2023 Q1 filed April 17, 2023
Spectrum Asset Management 2022 Q4 filed Jan. 27, 2023
Spectrum Asset Management 2022 Q3 filed Oct. 25, 2022

View all past filings

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