Absolute Investment Management

Absolute Investment Management as of Sept. 30, 2013

Portfolio Holdings for Absolute Investment Management

Absolute Investment Management holds 232 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman MBS Bond Fund (MBB) 15.9 $9.3M 87k 105.92
iShares Barclays TIPS Bond Fund (TIP) 15.3 $8.9M 79k 112.58
ProShares Short S&P500 9.4 $5.5M 196k 28.01
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 8.6 $5.0M 94k 53.04
SPDR Gold Trust (GLD) 7.7 $4.5M 35k 128.19
Market Vectors Etf Tr pharmaceutical 6.8 $4.0M 83k 47.84
Utilities SPDR (XLU) 5.6 $3.3M 88k 37.37
Us Natural Gas Fd Etf 5.0 $2.9M 160k 18.28
Proshares Tr pshs sh msci emr (EUM) 3.6 $2.1M 77k 27.54
ProShares UltraShort Euro (EUO) 3.3 $1.9M 107k 17.75
Duke Energy (DUK) 2.2 $1.3M 19k 66.76
Atmos Energy Corporation (ATO) 1.6 $953k 22k 42.58
Consolidated Edison (ED) 1.4 $793k 14k 55.12
Spdr S&p 500 Etf (SPY) 1.1 $658k 3.9k 168.07
Southern Company (SO) 1.1 $609k 15k 41.17
ProShares Short 20+ Year Treasury ETF (TBF) 0.8 $435k 14k 32.01
Capstead Mortgage Corporation 0.7 $380k 32k 11.77
Annaly Capital Management 0.6 $367k 32k 11.60
Hormel Foods Corporation (HRL) 0.6 $358k 8.5k 42.12
American Capital Agency 0.6 $354k 16k 22.58
ProShares Short Russell2000 0.6 $317k 17k 18.48
Pimco Municipal Income Fund (PMF) 0.5 $289k 23k 12.48
Putnam Managed Municipal Income Trust (PMM) 0.5 $266k 39k 6.84
iShares NASDAQ Biotechnology Index (IBB) 0.4 $241k 1.2k 209.57
General Electric Company 0.4 $211k 8.9k 23.84
ETFS Gold Trust 0.3 $186k 1.4k 130.53
Eaton Vance Municipal Bond Fund (EIM) 0.3 $182k 16k 11.56
DWS Municipal Income Trust 0.3 $173k 14k 12.38
iShares Barclays Agency Bond Fund (AGZ) 0.2 $145k 1.3k 111.54
Market Vectors Gold Miners ETF 0.2 $133k 5.3k 24.98
iShares Silver Trust (SLV) 0.2 $131k 6.3k 20.88
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $106k 1.3k 84.80
At&t (T) 0.1 $86k 2.5k 33.84
Procter & Gamble Company (PG) 0.1 $88k 1.2k 75.60
Philip Morris International (PM) 0.1 $69k 797.00 86.57
Altria (MO) 0.1 $61k 1.8k 34.10
American Electric Power Company (AEP) 0.1 $56k 1.3k 43.08
Nuveen Investment Quality Munl Fund 0.1 $56k 4.1k 13.66
iShares Gold Trust 0.1 $55k 4.3k 12.86
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $54k 525.00 102.86
Wpx Energy 0.1 $39k 2.0k 19.50
Pimco Total Return Etf totl (BOND) 0.1 $40k 375.00 106.67
Johnson & Johnson (JNJ) 0.1 $36k 412.00 87.38
Central Fd Cda Ltd cl a 0.1 $33k 2.3k 14.67
Consumer Staples Select Sect. SPDR (XLP) 0.1 $32k 800.00 40.00
WisdomTree LargeCap Dividend Fund (DLN) 0.1 $36k 584.00 61.64
Pfizer (PFE) 0.1 $29k 1.0k 28.60
Apple (AAPL) 0.1 $31k 66.00 469.70
iShares S&P 500 Index (IVV) 0.1 $30k 180.00 166.67
PPL Corporation (PPL) 0.1 $30k 1.0k 30.00
Vanguard Short-Term Bond ETF (BSV) 0.1 $30k 375.00 80.00
Silver Wheaton Corp 0.1 $27k 1.1k 24.55
Merck & Co (MRK) 0.0 $22k 454.00 48.46
Lowe's Companies (LOW) 0.0 $24k 500.00 48.00
Maximus (MMS) 0.0 $23k 500.00 46.00
Newpark Res Inc note 4.000%10/0 0.0 $22k 16k 1.38
Wabash National Corp 3.375 '18 conv 0.0 $21k 16k 1.31
Altra Holdings, Inc note 2.750% 3/0 0.0 $23k 19k 1.21
Abbvie (ABBV) 0.0 $22k 500.00 44.00
Barrick Gold Corp (GOLD) 0.0 $20k 1.1k 18.48
Bristow Group Inc note 3.000% 6/1 0.0 $16k 13k 1.23
Wal-Mart Stores (WMT) 0.0 $17k 235.00 72.34
Abbott Laboratories (ABT) 0.0 $17k 500.00 34.00
Eli Lilly & Co. (LLY) 0.0 $16k 312.00 51.28
Boeing Company (BA) 0.0 $16k 134.00 119.40
Nextera Energy (NEE) 0.0 $18k 222.00 81.08
Wisconsin Energy Corporation 0.0 $20k 500.00 40.00
Google 0.0 $18k 20.00 900.00
Royal Gold (RGLD) 0.0 $16k 331.00 48.34
Allied Nevada Gold 0.0 $15k 3.5k 4.29
Alliant Techsystems Inc note 3.000% 8/1 0.0 $17k 13k 1.31
Vanguard REIT ETF (VNQ) 0.0 $17k 263.00 64.64
CurrencyShares Australian Dollar Trust 0.0 $20k 215.00 93.02
ProShares Credit Suisse 130/30 (CSM) 0.0 $15k 195.00 76.92
Ishares Tr cmn (STIP) 0.0 $15k 150.00 100.00
Hercules Tech Growth Cap Inc cnv 0.0 $19k 15k 1.27
Broadsoft Inc. 1.5% 07/01/2018 conv 0.0 $15k 13k 1.15
Meritage Homes Corp conv 0.0 $15k 14k 1.07
Stratasys (SSYS) 0.0 $15k 153.00 98.04
Goldman Sachs Group Inc note 1/2 0.0 $17k 18k 0.94
Market Vectors Junior Gold Min 0.0 $20k 481.00 41.58
Time Warner Cable 0.0 $11k 100.00 110.00
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.0 $13k 11k 1.18
Linear Technology Corp note 3.000% 5/0 0.0 $14k 13k 1.08
Microsoft Corporation (MSFT) 0.0 $10k 288.00 34.72
Costco Wholesale Corporation (COST) 0.0 $12k 100.00 120.00
Exxon Mobil Corporation (XOM) 0.0 $9.0k 100.00 90.00
Chevron Corporation (CVX) 0.0 $12k 100.00 120.00
Dominion Resources (D) 0.0 $13k 206.00 63.11
Apache Corporation 0.0 $9.0k 100.00 90.00
Kimberly-Clark Corporation (KMB) 0.0 $13k 135.00 96.30
Teradata Corporation (TDC) 0.0 $10k 181.00 55.25
Valero Energy Corporation (VLO) 0.0 $10k 300.00 33.33
Potash Corp. Of Saskatchewan I 0.0 $9.0k 300.00 30.00
Amgen (AMGN) 0.0 $12k 106.00 113.21
Colgate-Palmolive Company (CL) 0.0 $12k 210.00 57.14
ConocoPhillips (COP) 0.0 $11k 160.00 68.75
Deere & Company (DE) 0.0 $11k 137.00 80.29
General Mills (GIS) 0.0 $12k 250.00 48.00
Royal Dutch Shell 0.0 $9.0k 140.00 64.29
Vodafone 0.0 $9.0k 250.00 36.00
Fifth Street Finance 0.0 $9.0k 900.00 10.00
Oracle Corporation (ORCL) 0.0 $10k 300.00 33.33
Netflix (NFLX) 0.0 $12k 40.00 300.00
SCANA Corporation 0.0 $10k 225.00 44.44
Kinross Gold Corp (KGC) 0.0 $9.0k 1.9k 4.79
Kinder Morgan Energy Partners 0.0 $10k 120.00 83.33
3D Systems Corporation (DDD) 0.0 $13k 245.00 53.06
Aberdeen Australia Equity Fund (IAF) 0.0 $9.0k 900.00 10.00
iShares MSCI Germany Index Fund (EWG) 0.0 $12k 425.00 28.24
Nuveen Floating Rate Income Fund (JFR) 0.0 $12k 963.00 12.46
Comtech Telecommunications Cor conv 0.0 $13k 13k 1.00
ProShares Short Dow30 0.0 $9.0k 300.00 30.00
Pennantpark Floating Rate Capi (PFLT) 0.0 $10k 700.00 14.29
Ubs Ag London Brh 2x lev lng lkd 0.0 $10k 350.00 28.57
Goldman Sachs Group 0.0 $10k 8.0k 1.25
Doubleline Opportunistic Cr (DBL) 0.0 $13k 575.00 22.61
Ares Capital Corp 5.125 2016 conv 0.0 $12k 11k 1.09
Retail Properties Of America 0.0 $12k 848.00 14.15
Oaktree Cap 0.0 $10k 200.00 50.00
Tcp Capital 0.0 $10k 600.00 16.67
Babson Cap Glb Sht Durhgh Yl 0.0 $9.0k 400.00 22.50
Allianzgi Conv & Inc Fd taxable cef 0.0 $9.0k 1.0k 9.00
Exone 0.0 $10k 243.00 41.15
Crown Holdings (CCK) 0.0 $8.0k 200.00 40.00
Steel Dynamics Inc note 5.125% 6/1 0.0 $7.0k 6.0k 1.17
Berkshire Hathaway (BRK.B) 0.0 $3.0k 25.00 120.00
Devon Energy Corporation (DVN) 0.0 $6.0k 100.00 60.00
Walt Disney Company (DIS) 0.0 $7.0k 105.00 66.67
Bunge 0.0 $3.0k 35.00 85.71
Autodesk (ADSK) 0.0 $4.0k 95.00 42.11
CarMax (KMX) 0.0 $5.0k 100.00 50.00
Newmont Mining Corporation (NEM) 0.0 $3.0k 100.00 30.00
Royal Caribbean Cruises (RCL) 0.0 $4.0k 100.00 40.00
Transocean (RIG) 0.0 $4.0k 100.00 40.00
Intel Corporation (INTC) 0.0 $6.0k 265.00 22.64
Verizon Communications (VZ) 0.0 $6.0k 119.00 50.42
Health Care REIT 0.0 $6.0k 100.00 60.00
Plum Creek Timber 0.0 $6.0k 125.00 48.00
eBay (EBAY) 0.0 $3.0k 50.00 60.00
International Business Machines (IBM) 0.0 $6.0k 35.00 171.43
Qualcomm (QCOM) 0.0 $8.0k 115.00 69.57
Whole Foods Market 0.0 $3.0k 50.00 60.00
Calumet Specialty Products Partners, L.P (CLMT) 0.0 $3.0k 102.00 29.41
Via 0.0 $8.0k 100.00 80.00
AutoZone (AZO) 0.0 $4.0k 10.00 400.00
Discovery Communications 0.0 $8.0k 100.00 80.00
Sempra Energy (SRE) 0.0 $4.0k 48.00 83.33
priceline.com Incorporated 0.0 $5.0k 5.00 1000.00
Goldcorp 0.0 $8.0k 300.00 26.67
CONSOL Energy 0.0 $3.0k 100.00 30.00
Illumina (ILMN) 0.0 $8.0k 100.00 80.00
Martin Midstream Partners (MMLP) 0.0 $5.0k 102.00 49.02
VMware 0.0 $4.0k 50.00 80.00
Hercules Technology Growth Capital (HTGC) 0.0 $5.0k 300.00 16.67
Technology SPDR (XLK) 0.0 $3.0k 80.00 37.50
Eldorado Gold Corp 0.0 $7.0k 1.0k 6.86
Nabors Industries 0.0 $7.0k 450.00 15.56
iShares S&P MidCap 400 Index (IJH) 0.0 $6.0k 50.00 120.00
Yamana Gold 0.0 $7.0k 719.00 9.74
Aware (AWRE) 0.0 $5.0k 1.0k 5.00
Nymox Pharmaceutical Corporation 0.0 $4.0k 550.00 7.27
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $8.0k 900.00 8.89
ProShares Ultra Gold (UGL) 0.0 $4.0k 84.00 47.62
ProShares Ultra Silver 0.0 $6.0k 306.00 19.61
Pengrowth Energy Corp 0.0 $7.0k 1.1k 6.12
Ubs Ag Jersey Branch 0.0 $8.0k 150.00 53.33
Ishares High Dividend Equity F (HDV) 0.0 $5.0k 75.00 66.67
Ishares Tr eafe min volat (EFAV) 0.0 $3.0k 50.00 60.00
Phillips 66 (PSX) 0.0 $4.0k 65.00 61.54
Servicenow (NOW) 0.0 $5.0k 100.00 50.00
Mondelez Int (MDLZ) 0.0 $3.0k 100.00 30.00
Allianzgi Nfj Divid Int Prem S cefs 0.0 $8.0k 500.00 16.00
Cvr Refng 0.0 $5.0k 200.00 25.00
Petroleo Brasileiro SA (PBR) 0.0 $2.0k 100.00 20.00
MasterCard Incorporated (MA) 0.0 $2.0k 3.00 666.67
Charles Schwab Corporation (SCHW) 0.0 $0 0 0.00
Coca-Cola Company (KO) 0.0 $1.0k 20.00 50.00
FedEx Corporation (FDX) 0.0 $999.960000 12.00 83.33
McDonald's Corporation (MCD) 0.0 $0 4.00 0.00
Cisco Systems (CSCO) 0.0 $2.0k 100.00 20.00
Hudson City Ban 0.0 $1.0k 125.00 8.00
Travelers Companies (TRV) 0.0 $0 4.00 0.00
Best Buy (BBY) 0.0 $2.0k 60.00 33.33
Medtronic 0.0 $2.0k 34.00 58.82
Novartis (NVS) 0.0 $2.0k 23.00 86.96
Aol 0.0 $0 2.00 0.00
Stryker Corporation (SYK) 0.0 $2.0k 25.00 80.00
Target Corporation (TGT) 0.0 $2.0k 25.00 80.00
Telefonica (TEF) 0.0 $0 29.00 0.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $0 2.00 0.00
PG&E Corporation (PCG) 0.0 $2.0k 51.00 39.22
Starbucks Corporation (SBUX) 0.0 $2.0k 32.00 62.50
Manpower (MAN) 0.0 $0 2.00 0.00
Cresud (CRESY) 0.0 $999.680000 142.00 7.04
J.M. Smucker Company (SJM) 0.0 $0 1.00 0.00
Eagle Rock Energy Partners,L.P 0.0 $2.0k 310.00 6.45
Vail Resorts (MTN) 0.0 $1.0k 10.00 100.00
Suburban Propane Partners (SPH) 0.0 $1.0k 21.00 47.62
Walter Investment Management 0.0 $0 5.00 0.00
Golden Star Cad 0.0 $990.000000 3.0k 0.33
United States Steel Corporation (X) 0.0 $2.0k 100.00 20.00
Alcatel-Lucent 0.0 $0 24.00 0.00
Brocade Communications Systems 0.0 $2.0k 200.00 10.00
Aviat Networks 0.0 $0 30.00 0.00
EQT Corporation (EQT) 0.0 $0 0 0.00
New Gold Inc Cda (NGD) 0.0 $999.990000 123.00 8.13
American International (AIG) 0.0 $0 2.00 0.00
Alpine Global Premier Properties Fund 0.0 $0 3.00 0.00
Rubicon Minerals Corp 0.0 $0 135.00 0.00
Consumer Discretionary SPDR (XLY) 0.0 $0 1.00 0.00
Mag Silver Corp (MAG) 0.0 $0 24.00 0.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $2.0k 25.00 80.00
PowerShares DB Agriculture Fund 0.0 $1.0k 50.00 20.00
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $0 0 0.00
Gold Resource Corporation (GORO) 0.0 $0 27.00 0.00
Discovery Laboratories 0.0 $2.0k 889.00 2.25
American Intl Group 0.0 $0 1.00 0.00
Citigroup (C) 0.0 $0 10.00 0.00
C&j Energy Services 0.0 $2.0k 100.00 20.00
Mcewen Mining 0.0 $1.0k 579.00 1.73
Manchester Utd Plc New Ord Cl (MANU) 0.0 $0 5.00 0.00
Kraft Foods 0.0 $2.0k 33.00 60.61
Ishares Inc core msci emkt (IEMG) 0.0 $1.0k 25.00 40.00
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $2.0k 30.00 66.67
Altair Nanotechnologies 0.0 $0 20.00 0.00
Proshares Tr ultra sh dow30 0.0 $1.0k 25.00 40.00
Organovo Holdings 0.0 $1.0k 250.00 4.00
Nuverra Environmental Soluti 0.0 $1.0k 400.00 2.50
Proshares Tr Ii ul vixstfut etf 0.0 $999.970000 19.00 52.63
Market Vectors Etf Tr Rare Earth Strategic Metals Etf etf 0.0 $2.0k 50.00 40.00
Direxion Shs Etf Tr daily gold miner 0.0 $0 6.00 0.00