Absolute Investment Management as of Sept. 30, 2013
Portfolio Holdings for Absolute Investment Management
Absolute Investment Management holds 232 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares Lehman MBS Bond Fund (MBB) | 15.9 | $9.3M | 87k | 105.92 | |
| iShares Barclays TIPS Bond Fund (TIP) | 15.3 | $8.9M | 79k | 112.58 | |
| ProShares Short S&P500 | 9.4 | $5.5M | 196k | 28.01 | |
| PIMCO 1-5 Year US TIPS Index Fund (STPZ) | 8.6 | $5.0M | 94k | 53.04 | |
| SPDR Gold Trust (GLD) | 7.7 | $4.5M | 35k | 128.19 | |
| Market Vectors Etf Tr pharmaceutical | 6.8 | $4.0M | 83k | 47.84 | |
| Utilities SPDR (XLU) | 5.6 | $3.3M | 88k | 37.37 | |
| Us Natural Gas Fd Etf | 5.0 | $2.9M | 160k | 18.28 | |
| Proshares Tr pshs sh msci emr (EUM) | 3.6 | $2.1M | 77k | 27.54 | |
| ProShares UltraShort Euro (EUO) | 3.3 | $1.9M | 107k | 17.75 | |
| Duke Energy (DUK) | 2.2 | $1.3M | 19k | 66.76 | |
| Atmos Energy Corporation (ATO) | 1.6 | $953k | 22k | 42.58 | |
| Consolidated Edison (ED) | 1.4 | $793k | 14k | 55.12 | |
| Spdr S&p 500 Etf (SPY) | 1.1 | $658k | 3.9k | 168.07 | |
| Southern Company (SO) | 1.1 | $609k | 15k | 41.17 | |
| ProShares Short 20+ Year Treasury ETF (TBF) | 0.8 | $435k | 14k | 32.01 | |
| Capstead Mortgage Corporation | 0.7 | $380k | 32k | 11.77 | |
| Annaly Capital Management | 0.6 | $367k | 32k | 11.60 | |
| Hormel Foods Corporation (HRL) | 0.6 | $358k | 8.5k | 42.12 | |
| American Capital Agency | 0.6 | $354k | 16k | 22.58 | |
| ProShares Short Russell2000 | 0.6 | $317k | 17k | 18.48 | |
| Pimco Municipal Income Fund (PMF) | 0.5 | $289k | 23k | 12.48 | |
| Putnam Managed Municipal Income Trust (PMM) | 0.5 | $266k | 39k | 6.84 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.4 | $241k | 1.2k | 209.57 | |
| General Electric Company | 0.4 | $211k | 8.9k | 23.84 | |
| ETFS Gold Trust | 0.3 | $186k | 1.4k | 130.53 | |
| Eaton Vance Municipal Bond Fund (EIM) | 0.3 | $182k | 16k | 11.56 | |
| DWS Municipal Income Trust | 0.3 | $173k | 14k | 12.38 | |
| iShares Barclays Agency Bond Fund (AGZ) | 0.2 | $145k | 1.3k | 111.54 | |
| Market Vectors Gold Miners ETF | 0.2 | $133k | 5.3k | 24.98 | |
| iShares Silver Trust (SLV) | 0.2 | $131k | 6.3k | 20.88 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.2 | $106k | 1.3k | 84.80 | |
| At&t (T) | 0.1 | $86k | 2.5k | 33.84 | |
| Procter & Gamble Company (PG) | 0.1 | $88k | 1.2k | 75.60 | |
| Philip Morris International (PM) | 0.1 | $69k | 797.00 | 86.57 | |
| Altria (MO) | 0.1 | $61k | 1.8k | 34.10 | |
| American Electric Power Company (AEP) | 0.1 | $56k | 1.3k | 43.08 | |
| Nuveen Investment Quality Munl Fund | 0.1 | $56k | 4.1k | 13.66 | |
| iShares Gold Trust | 0.1 | $55k | 4.3k | 12.86 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $54k | 525.00 | 102.86 | |
| Wpx Energy | 0.1 | $39k | 2.0k | 19.50 | |
| Pimco Total Return Etf totl (BOND) | 0.1 | $40k | 375.00 | 106.67 | |
| Johnson & Johnson (JNJ) | 0.1 | $36k | 412.00 | 87.38 | |
| Central Fd Cda Ltd cl a | 0.1 | $33k | 2.3k | 14.67 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.1 | $32k | 800.00 | 40.00 | |
| WisdomTree LargeCap Dividend Fund (DLN) | 0.1 | $36k | 584.00 | 61.64 | |
| Pfizer (PFE) | 0.1 | $29k | 1.0k | 28.60 | |
| Apple (AAPL) | 0.1 | $31k | 66.00 | 469.70 | |
| iShares S&P 500 Index (IVV) | 0.1 | $30k | 180.00 | 166.67 | |
| PPL Corporation (PPL) | 0.1 | $30k | 1.0k | 30.00 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $30k | 375.00 | 80.00 | |
| Silver Wheaton Corp | 0.1 | $27k | 1.1k | 24.55 | |
| Merck & Co (MRK) | 0.0 | $22k | 454.00 | 48.46 | |
| Lowe's Companies (LOW) | 0.0 | $24k | 500.00 | 48.00 | |
| Maximus (MMS) | 0.0 | $23k | 500.00 | 46.00 | |
| Newpark Res Inc note 4.000%10/0 | 0.0 | $22k | 16k | 1.38 | |
| Wabash National Corp 3.375 '18 conv | 0.0 | $21k | 16k | 1.31 | |
| Altra Holdings, Inc note 2.750% 3/0 | 0.0 | $23k | 19k | 1.21 | |
| Abbvie (ABBV) | 0.0 | $22k | 500.00 | 44.00 | |
| Barrick Gold Corp (GOLD) | 0.0 | $20k | 1.1k | 18.48 | |
| Bristow Group Inc note 3.000% 6/1 | 0.0 | $16k | 13k | 1.23 | |
| Wal-Mart Stores (WMT) | 0.0 | $17k | 235.00 | 72.34 | |
| Abbott Laboratories (ABT) | 0.0 | $17k | 500.00 | 34.00 | |
| Eli Lilly & Co. (LLY) | 0.0 | $16k | 312.00 | 51.28 | |
| Boeing Company (BA) | 0.0 | $16k | 134.00 | 119.40 | |
| Nextera Energy (NEE) | 0.0 | $18k | 222.00 | 81.08 | |
| Wisconsin Energy Corporation | 0.0 | $20k | 500.00 | 40.00 | |
| 0.0 | $18k | 20.00 | 900.00 | ||
| Royal Gold (RGLD) | 0.0 | $16k | 331.00 | 48.34 | |
| Allied Nevada Gold | 0.0 | $15k | 3.5k | 4.29 | |
| Alliant Techsystems Inc note 3.000% 8/1 | 0.0 | $17k | 13k | 1.31 | |
| Vanguard REIT ETF (VNQ) | 0.0 | $17k | 263.00 | 64.64 | |
| CurrencyShares Australian Dollar Trust | 0.0 | $20k | 215.00 | 93.02 | |
| ProShares Credit Suisse 130/30 (CSM) | 0.0 | $15k | 195.00 | 76.92 | |
| Ishares Tr cmn (STIP) | 0.0 | $15k | 150.00 | 100.00 | |
| Hercules Tech Growth Cap Inc cnv | 0.0 | $19k | 15k | 1.27 | |
| Broadsoft Inc. 1.5% 07/01/2018 conv | 0.0 | $15k | 13k | 1.15 | |
| Meritage Homes Corp conv | 0.0 | $15k | 14k | 1.07 | |
| Stratasys (SSYS) | 0.0 | $15k | 153.00 | 98.04 | |
| Goldman Sachs Group Inc note 1/2 | 0.0 | $17k | 18k | 0.94 | |
| Market Vectors Junior Gold Min | 0.0 | $20k | 481.00 | 41.58 | |
| Time Warner Cable | 0.0 | $11k | 100.00 | 110.00 | |
| Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 | 0.0 | $13k | 11k | 1.18 | |
| Linear Technology Corp note 3.000% 5/0 | 0.0 | $14k | 13k | 1.08 | |
| Microsoft Corporation (MSFT) | 0.0 | $10k | 288.00 | 34.72 | |
| Costco Wholesale Corporation (COST) | 0.0 | $12k | 100.00 | 120.00 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $9.0k | 100.00 | 90.00 | |
| Chevron Corporation (CVX) | 0.0 | $12k | 100.00 | 120.00 | |
| Dominion Resources (D) | 0.0 | $13k | 206.00 | 63.11 | |
| Apache Corporation | 0.0 | $9.0k | 100.00 | 90.00 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $13k | 135.00 | 96.30 | |
| Teradata Corporation (TDC) | 0.0 | $10k | 181.00 | 55.25 | |
| Valero Energy Corporation (VLO) | 0.0 | $10k | 300.00 | 33.33 | |
| Potash Corp. Of Saskatchewan I | 0.0 | $9.0k | 300.00 | 30.00 | |
| Amgen (AMGN) | 0.0 | $12k | 106.00 | 113.21 | |
| Colgate-Palmolive Company (CL) | 0.0 | $12k | 210.00 | 57.14 | |
| ConocoPhillips (COP) | 0.0 | $11k | 160.00 | 68.75 | |
| Deere & Company (DE) | 0.0 | $11k | 137.00 | 80.29 | |
| General Mills (GIS) | 0.0 | $12k | 250.00 | 48.00 | |
| Royal Dutch Shell | 0.0 | $9.0k | 140.00 | 64.29 | |
| Vodafone | 0.0 | $9.0k | 250.00 | 36.00 | |
| Fifth Street Finance | 0.0 | $9.0k | 900.00 | 10.00 | |
| Oracle Corporation (ORCL) | 0.0 | $10k | 300.00 | 33.33 | |
| Netflix (NFLX) | 0.0 | $12k | 40.00 | 300.00 | |
| SCANA Corporation | 0.0 | $10k | 225.00 | 44.44 | |
| Kinross Gold Corp (KGC) | 0.0 | $9.0k | 1.9k | 4.79 | |
| Kinder Morgan Energy Partners | 0.0 | $10k | 120.00 | 83.33 | |
| 3D Systems Corporation (DDD) | 0.0 | $13k | 245.00 | 53.06 | |
| Aberdeen Australia Equity Fund (IAF) | 0.0 | $9.0k | 900.00 | 10.00 | |
| iShares MSCI Germany Index Fund (EWG) | 0.0 | $12k | 425.00 | 28.24 | |
| Nuveen Floating Rate Income Fund (JFR) | 0.0 | $12k | 963.00 | 12.46 | |
| Comtech Telecommunications Cor conv | 0.0 | $13k | 13k | 1.00 | |
| ProShares Short Dow30 | 0.0 | $9.0k | 300.00 | 30.00 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.0 | $10k | 700.00 | 14.29 | |
| Ubs Ag London Brh 2x lev lng lkd | 0.0 | $10k | 350.00 | 28.57 | |
| Goldman Sachs Group | 0.0 | $10k | 8.0k | 1.25 | |
| Doubleline Opportunistic Cr (DBL) | 0.0 | $13k | 575.00 | 22.61 | |
| Ares Capital Corp 5.125 2016 conv | 0.0 | $12k | 11k | 1.09 | |
| Retail Properties Of America | 0.0 | $12k | 848.00 | 14.15 | |
| Oaktree Cap | 0.0 | $10k | 200.00 | 50.00 | |
| Tcp Capital | 0.0 | $10k | 600.00 | 16.67 | |
| Babson Cap Glb Sht Durhgh Yl | 0.0 | $9.0k | 400.00 | 22.50 | |
| Allianzgi Conv & Inc Fd taxable cef | 0.0 | $9.0k | 1.0k | 9.00 | |
| Exone | 0.0 | $10k | 243.00 | 41.15 | |
| Crown Holdings (CCK) | 0.0 | $8.0k | 200.00 | 40.00 | |
| Steel Dynamics Inc note 5.125% 6/1 | 0.0 | $7.0k | 6.0k | 1.17 | |
| Berkshire Hathaway (BRK.B) | 0.0 | $3.0k | 25.00 | 120.00 | |
| Devon Energy Corporation (DVN) | 0.0 | $6.0k | 100.00 | 60.00 | |
| Walt Disney Company (DIS) | 0.0 | $7.0k | 105.00 | 66.67 | |
| Bunge | 0.0 | $3.0k | 35.00 | 85.71 | |
| Autodesk (ADSK) | 0.0 | $4.0k | 95.00 | 42.11 | |
| CarMax (KMX) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Newmont Mining Corporation (NEM) | 0.0 | $3.0k | 100.00 | 30.00 | |
| Royal Caribbean Cruises (RCL) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Transocean (RIG) | 0.0 | $4.0k | 100.00 | 40.00 | |
| Intel Corporation (INTC) | 0.0 | $6.0k | 265.00 | 22.64 | |
| Verizon Communications (VZ) | 0.0 | $6.0k | 119.00 | 50.42 | |
| Health Care REIT | 0.0 | $6.0k | 100.00 | 60.00 | |
| Plum Creek Timber | 0.0 | $6.0k | 125.00 | 48.00 | |
| eBay (EBAY) | 0.0 | $3.0k | 50.00 | 60.00 | |
| International Business Machines (IBM) | 0.0 | $6.0k | 35.00 | 171.43 | |
| Qualcomm (QCOM) | 0.0 | $8.0k | 115.00 | 69.57 | |
| Whole Foods Market | 0.0 | $3.0k | 50.00 | 60.00 | |
| Calumet Specialty Products Partners, L.P | 0.0 | $3.0k | 102.00 | 29.41 | |
| Via | 0.0 | $8.0k | 100.00 | 80.00 | |
| AutoZone (AZO) | 0.0 | $4.0k | 10.00 | 400.00 | |
| Discovery Communications | 0.0 | $8.0k | 100.00 | 80.00 | |
| Sempra Energy (SRE) | 0.0 | $4.0k | 48.00 | 83.33 | |
| priceline.com Incorporated | 0.0 | $5.0k | 5.00 | 1000.00 | |
| Goldcorp | 0.0 | $8.0k | 300.00 | 26.67 | |
| CONSOL Energy | 0.0 | $3.0k | 100.00 | 30.00 | |
| Illumina (ILMN) | 0.0 | $8.0k | 100.00 | 80.00 | |
| Martin Midstream Partners (MMLP) | 0.0 | $5.0k | 102.00 | 49.02 | |
| VMware | 0.0 | $4.0k | 50.00 | 80.00 | |
| Hercules Technology Growth Capital (HTGC) | 0.0 | $5.0k | 300.00 | 16.67 | |
| Technology SPDR (XLK) | 0.0 | $3.0k | 80.00 | 37.50 | |
| Eldorado Gold Corp | 0.0 | $7.0k | 1.0k | 6.86 | |
| Nabors Industries | 0.0 | $7.0k | 450.00 | 15.56 | |
| iShares S&P MidCap 400 Index (IJH) | 0.0 | $6.0k | 50.00 | 120.00 | |
| Yamana Gold | 0.0 | $7.0k | 719.00 | 9.74 | |
| Aware (AWRE) | 0.0 | $5.0k | 1.0k | 5.00 | |
| Nymox Pharmaceutical Corporation | 0.0 | $4.0k | 550.00 | 7.27 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $8.0k | 900.00 | 8.89 | |
| ProShares Ultra Gold (UGL) | 0.0 | $4.0k | 84.00 | 47.62 | |
| ProShares Ultra Silver | 0.0 | $6.0k | 306.00 | 19.61 | |
| Pengrowth Energy Corp | 0.0 | $7.0k | 1.1k | 6.12 | |
| Ubs Ag Jersey Branch | 0.0 | $8.0k | 150.00 | 53.33 | |
| Ishares High Dividend Equity F (HDV) | 0.0 | $5.0k | 75.00 | 66.67 | |
| Ishares Tr eafe min volat (EFAV) | 0.0 | $3.0k | 50.00 | 60.00 | |
| Phillips 66 (PSX) | 0.0 | $4.0k | 65.00 | 61.54 | |
| Servicenow (NOW) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Mondelez Int (MDLZ) | 0.0 | $3.0k | 100.00 | 30.00 | |
| Allianzgi Nfj Divid Int Prem S cefs | 0.0 | $8.0k | 500.00 | 16.00 | |
| Cvr Refng | 0.0 | $5.0k | 200.00 | 25.00 | |
| Petroleo Brasileiro SA (PBR) | 0.0 | $2.0k | 100.00 | 20.00 | |
| MasterCard Incorporated (MA) | 0.0 | $2.0k | 3.00 | 666.67 | |
| Charles Schwab Corporation (SCHW) | 0.0 | $0 | 0 | 0.00 | |
| Coca-Cola Company (KO) | 0.0 | $1.0k | 20.00 | 50.00 | |
| FedEx Corporation (FDX) | 0.0 | $999.960000 | 12.00 | 83.33 | |
| McDonald's Corporation (MCD) | 0.0 | $0 | 4.00 | 0.00 | |
| Cisco Systems (CSCO) | 0.0 | $2.0k | 100.00 | 20.00 | |
| Hudson City Ban | 0.0 | $1.0k | 125.00 | 8.00 | |
| Travelers Companies (TRV) | 0.0 | $0 | 4.00 | 0.00 | |
| Best Buy (BBY) | 0.0 | $2.0k | 60.00 | 33.33 | |
| Medtronic | 0.0 | $2.0k | 34.00 | 58.82 | |
| Novartis (NVS) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Aol | 0.0 | $0 | 2.00 | 0.00 | |
| Stryker Corporation (SYK) | 0.0 | $2.0k | 25.00 | 80.00 | |
| Target Corporation (TGT) | 0.0 | $2.0k | 25.00 | 80.00 | |
| Telefonica (TEF) | 0.0 | $0 | 29.00 | 0.00 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $0 | 2.00 | 0.00 | |
| PG&E Corporation (PCG) | 0.0 | $2.0k | 51.00 | 39.22 | |
| Starbucks Corporation (SBUX) | 0.0 | $2.0k | 32.00 | 62.50 | |
| Manpower (MAN) | 0.0 | $0 | 2.00 | 0.00 | |
| Cresud (CRESY) | 0.0 | $999.680000 | 142.00 | 7.04 | |
| J.M. Smucker Company (SJM) | 0.0 | $0 | 1.00 | 0.00 | |
| Eagle Rock Energy Partners,L.P | 0.0 | $2.0k | 310.00 | 6.45 | |
| Vail Resorts (MTN) | 0.0 | $1.0k | 10.00 | 100.00 | |
| Suburban Propane Partners (SPH) | 0.0 | $1.0k | 21.00 | 47.62 | |
| Walter Investment Management | 0.0 | $0 | 5.00 | 0.00 | |
| Golden Star Cad | 0.0 | $990.000000 | 3.0k | 0.33 | |
| United States Steel Corporation (X) | 0.0 | $2.0k | 100.00 | 20.00 | |
| Alcatel-Lucent | 0.0 | $0 | 24.00 | 0.00 | |
| Brocade Communications Systems | 0.0 | $2.0k | 200.00 | 10.00 | |
| Aviat Networks | 0.0 | $0 | 30.00 | 0.00 | |
| EQT Corporation (EQT) | 0.0 | $0 | 0 | 0.00 | |
| New Gold Inc Cda (NGD) | 0.0 | $999.990000 | 123.00 | 8.13 | |
| American International (AIG) | 0.0 | $0 | 2.00 | 0.00 | |
| Alpine Global Premier Properties Fund | 0.0 | $0 | 3.00 | 0.00 | |
| Rubicon Minerals Corp | 0.0 | $0 | 135.00 | 0.00 | |
| Consumer Discretionary SPDR (XLY) | 0.0 | $0 | 1.00 | 0.00 | |
| Mag Silver Corp (MAG) | 0.0 | $0 | 24.00 | 0.00 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.0 | $2.0k | 25.00 | 80.00 | |
| PowerShares DB Agriculture Fund | 0.0 | $1.0k | 50.00 | 20.00 | |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.0 | $0 | 0 | 0.00 | |
| Gold Resource Corporation (GORO) | 0.0 | $0 | 27.00 | 0.00 | |
| Discovery Laboratories | 0.0 | $2.0k | 889.00 | 2.25 | |
| American Intl Group | 0.0 | $0 | 1.00 | 0.00 | |
| Citigroup (C) | 0.0 | $0 | 10.00 | 0.00 | |
| C&j Energy Services | 0.0 | $2.0k | 100.00 | 20.00 | |
| Mcewen Mining | 0.0 | $1.0k | 579.00 | 1.73 | |
| Manchester Utd Plc New Ord Cl (MANU) | 0.0 | $0 | 5.00 | 0.00 | |
| Kraft Foods | 0.0 | $2.0k | 33.00 | 60.61 | |
| Ishares Inc core msci emkt (IEMG) | 0.0 | $1.0k | 25.00 | 40.00 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 0.0 | $2.0k | 30.00 | 66.67 | |
| Altair Nanotechnologies | 0.0 | $0 | 20.00 | 0.00 | |
| Proshares Tr ultra sh dow30 | 0.0 | $1.0k | 25.00 | 40.00 | |
| Organovo Holdings | 0.0 | $1.0k | 250.00 | 4.00 | |
| Nuverra Environmental Soluti | 0.0 | $1.0k | 400.00 | 2.50 | |
| Proshares Tr Ii ul vixstfut etf | 0.0 | $999.970000 | 19.00 | 52.63 | |
| Market Vectors Etf Tr Rare Earth Strategic Metals Etf etf | 0.0 | $2.0k | 50.00 | 40.00 | |
| Direxion Shs Etf Tr daily gold miner | 0.0 | $0 | 6.00 | 0.00 |
