Aspen Investment Management as of Sept. 30, 2016
Portfolio Holdings for Aspen Investment Management
Aspen Investment Management holds 124 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| InterOil Corporation | 13.2 | $17M | 327k | 50.92 | |
| Spdr S&p 500 Etf (SPY) | 9.5 | $12M | 55k | 216.31 | |
| iShares Barclays Inter Crd Bd Fund ETF) (IGIB) | 5.0 | $6.3M | 57k | 111.34 | |
| Waste Management (WM) | 3.7 | $4.7M | 73k | 63.76 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 3.2 | $4.0M | 41k | 99.50 | |
| Rydex S&P Equal Weight ETF | 2.6 | $3.3M | 39k | 83.59 | |
| iShares Russell 2000 Index (IWM) | 2.1 | $2.7M | 22k | 124.19 | |
| D First Tr Exchange-traded (FPE) | 2.1 | $2.7M | 138k | 19.55 | |
| Vanguard REIT ETF (VNQ) | 2.0 | $2.6M | 30k | 86.76 | |
| Vanguard Mid-Cap ETF (VO) | 1.6 | $2.0M | 15k | 129.45 | |
| Microsoft Corporation (MSFT) | 1.5 | $1.8M | 32k | 57.59 | |
| General Electric Company | 1.4 | $1.8M | 62k | 29.61 | |
| WisdomTree SmallCap Dividend Fund (DES) | 1.4 | $1.8M | 24k | 75.21 | |
| Johnson & Johnson (JNJ) | 1.3 | $1.7M | 14k | 118.10 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 1.3 | $1.6M | 16k | 105.74 | |
| Powershares Senior Loan Portfo mf | 1.3 | $1.6M | 70k | 23.21 | |
| SPDR S&P Dividend (SDY) | 1.2 | $1.6M | 19k | 84.36 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 1.2 | $1.5M | 28k | 55.13 | |
| Exxon Mobil Corporation (XOM) | 1.1 | $1.4M | 16k | 87.29 | |
| WisdomTree MidCap Dividend Fund (DON) | 1.1 | $1.3M | 15k | 90.85 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.0 | $1.3M | 22k | 59.15 | |
| iShares S&P 500 Index (IVV) | 1.0 | $1.3M | 5.9k | 217.49 | |
| Amgen (AMGN) | 0.9 | $1.2M | 7.2k | 166.83 | |
| Pepsi (PEP) | 0.9 | $1.1M | 11k | 108.81 | |
| Intel Corporation (INTC) | 0.9 | $1.1M | 29k | 37.76 | |
| Illinois Tool Works (ITW) | 0.8 | $1.1M | 8.8k | 119.81 | |
| Home Depot (HD) | 0.8 | $1.0M | 8.0k | 128.67 | |
| Wal-Mart Stores (WMT) | 0.8 | $1.0M | 14k | 72.15 | |
| JPMorgan Chase & Co. (JPM) | 0.8 | $1.0M | 15k | 66.59 | |
| Vanguard Emerging Markets ETF (VWO) | 0.8 | $1.0M | 27k | 37.63 | |
| Pfizer (PFE) | 0.8 | $982k | 29k | 33.87 | |
| Verizon Communications (VZ) | 0.8 | $960k | 19k | 51.99 | |
| Chevron Corporation (CVX) | 0.7 | $927k | 9.0k | 102.97 | |
| E.I. du Pont de Nemours & Company | 0.7 | $898k | 13k | 66.96 | |
| Yum! Brands (YUM) | 0.7 | $879k | 9.7k | 90.79 | |
| Facebook Inc cl a (META) | 0.7 | $883k | 6.9k | 128.25 | |
| Mondelez Int (MDLZ) | 0.7 | $854k | 19k | 43.92 | |
| Paypal Holdings (PYPL) | 0.7 | $822k | 20k | 40.97 | |
| Wells Fargo & Company (WFC) | 0.6 | $796k | 18k | 44.29 | |
| Visa (V) | 0.6 | $763k | 9.2k | 82.65 | |
| CSX Corporation (CSX) | 0.6 | $714k | 23k | 30.49 | |
| Schwab Intl Small Cap Equity ETF (SCHC) | 0.6 | $719k | 23k | 30.88 | |
| Foot Locker (FL) | 0.6 | $705k | 10k | 67.68 | |
| Chemical Financial Corporation | 0.6 | $701k | 16k | 44.11 | |
| Amazon (AMZN) | 0.6 | $689k | 823.00 | 837.18 | |
| Procter & Gamble Company (PG) | 0.5 | $667k | 7.4k | 89.71 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.5 | $666k | 22k | 29.98 | |
| Bristol Myers Squibb (BMY) | 0.5 | $655k | 12k | 53.91 | |
| Aetna | 0.5 | $655k | 5.7k | 115.38 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.5 | $654k | 17k | 39.50 | |
| Medtronic (MDT) | 0.5 | $630k | 7.3k | 86.35 | |
| Lockheed Martin Corporation (LMT) | 0.5 | $616k | 2.6k | 239.78 | |
| Apple (AAPL) | 0.5 | $623k | 5.5k | 113.11 | |
| Automatic Data Processing (ADP) | 0.5 | $585k | 6.6k | 88.13 | |
| Blue Buffalo Pet Prods | 0.5 | $562k | 24k | 23.75 | |
| Duke Energy (DUK) | 0.4 | $561k | 7.0k | 80.05 | |
| Cdk Global Inc equities | 0.4 | $548k | 9.6k | 57.36 | |
| At&t (T) | 0.4 | $524k | 13k | 40.60 | |
| Cisco Systems (CSCO) | 0.4 | $520k | 16k | 31.69 | |
| Johnson Controls International Plc equity (JCI) | 0.4 | $522k | 11k | 46.52 | |
| Bank of America Corporation (BAC) | 0.4 | $509k | 33k | 15.64 | |
| International Business Machines (IBM) | 0.4 | $500k | 3.1k | 158.98 | |
| Stryker Corporation (SYK) | 0.4 | $499k | 4.3k | 116.32 | |
| WisdomTree Investments (WT) | 0.4 | $507k | 49k | 10.29 | |
| Goldman Sachs (GS) | 0.4 | $476k | 3.0k | 161.14 | |
| Walt Disney Company (DIS) | 0.4 | $484k | 5.2k | 92.90 | |
| Capital One Financial (COF) | 0.4 | $484k | 6.7k | 71.85 | |
| Coca-Cola Company (KO) | 0.4 | $470k | 11k | 42.36 | |
| Intercontinental Exchange (ICE) | 0.4 | $469k | 1.7k | 269.54 | |
| Edwards Lifesciences (EW) | 0.4 | $451k | 3.7k | 120.59 | |
| Merck & Co (MRK) | 0.4 | $459k | 7.4k | 62.35 | |
| Fair Isaac Corporation (FICO) | 0.4 | $449k | 3.6k | 124.72 | |
| Nextera Energy (NEE) | 0.3 | $442k | 3.6k | 122.44 | |
| Ca | 0.3 | $442k | 13k | 33.06 | |
| Williams Companies (WMB) | 0.3 | $439k | 14k | 30.74 | |
| Altria (MO) | 0.3 | $429k | 6.8k | 63.17 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.3 | $413k | 11k | 37.99 | |
| Caterpillar (CAT) | 0.3 | $419k | 4.7k | 88.70 | |
| iShares Russell 1000 Index (IWB) | 0.3 | $384k | 3.2k | 120.49 | |
| Oracle Corporation (ORCL) | 0.3 | $364k | 9.3k | 39.31 | |
| Ishares Inc core msci emkt (IEMG) | 0.3 | $366k | 8.0k | 45.61 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $350k | 3.2k | 108.66 | |
| wisdomtreetrusdivd.. (DGRW) | 0.3 | $357k | 11k | 32.28 | |
| First Tr Exchange Traded Fd dorsey wright (IFV) | 0.3 | $353k | 20k | 17.48 | |
| Charles Schwab Corporation (SCHW) | 0.3 | $330k | 10k | 31.60 | |
| 3M Company (MMM) | 0.3 | $328k | 1.9k | 176.25 | |
| Texas Instruments Incorporated (TXN) | 0.3 | $325k | 4.6k | 70.22 | |
| Kraft Heinz (KHC) | 0.3 | $330k | 3.7k | 89.58 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $318k | 2.0k | 159.00 | |
| United Technologies Corporation | 0.2 | $311k | 3.1k | 101.63 | |
| Marathon Oil Corporation (MRO) | 0.2 | $320k | 20k | 15.80 | |
| MetLife (MET) | 0.2 | $317k | 7.1k | 44.47 | |
| Schwab U S Small Cap ETF (SCHA) | 0.2 | $316k | 5.5k | 57.51 | |
| Abbvie (ABBV) | 0.2 | $318k | 5.0k | 63.03 | |
| First Tr Exchange Traded Fd senior ln (FTSL) | 0.2 | $318k | 6.6k | 48.48 | |
| Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) | 0.2 | $316k | 6.3k | 50.16 | |
| First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) | 0.2 | $317k | 14k | 22.89 | |
| Allscripts Healthcare Solutions (MDRX) | 0.2 | $305k | 23k | 13.18 | |
| ConocoPhillips (COP) | 0.2 | $294k | 6.8k | 43.46 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $284k | 12k | 23.04 | |
| First Tr Exchange-traded Fd no amer energy (EMLP) | 0.2 | $284k | 11k | 25.31 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.2 | $277k | 3.3k | 83.94 | |
| SPDR Gold Trust (GLD) | 0.2 | $264k | 2.1k | 125.71 | |
| Brunswick Corporation (BC) | 0.2 | $262k | 5.4k | 48.79 | |
| Semtech Corporation (SMTC) | 0.2 | $267k | 9.6k | 27.68 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $269k | 1.5k | 174.56 | |
| Sch Us Mid-cap Etf etf (SCHM) | 0.2 | $266k | 6.1k | 43.44 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 0.2 | $255k | 4.9k | 51.55 | |
| American Express Company (AXP) | 0.2 | $245k | 3.8k | 64.05 | |
| UnitedHealth (UNH) | 0.2 | $235k | 1.7k | 139.88 | |
| Gilead Sciences (GILD) | 0.2 | $241k | 3.1k | 79.02 | |
| DTE Energy Company (DTE) | 0.2 | $242k | 2.6k | 93.51 | |
| Chubb (CB) | 0.2 | $237k | 1.9k | 125.80 | |
| Ford Motor Company (F) | 0.2 | $224k | 19k | 12.09 | |
| iShares S&P GSCI Commodity-Indexed (GSG) | 0.2 | $222k | 15k | 14.80 | |
| Schwab Strategic Tr us aggregate b (SCHZ) | 0.2 | $233k | 4.4k | 53.56 | |
| BP (BP) | 0.2 | $215k | 6.1k | 35.15 | |
| Dow Chemical Company | 0.2 | $216k | 4.2k | 51.75 | |
| Halliburton Company (HAL) | 0.2 | $217k | 4.8k | 44.93 | |
| Umpqua Holdings Corporation | 0.1 | $179k | 12k | 15.04 | |
| Huntington Bancshares Incorporated (HBAN) | 0.1 | $112k | 11k | 9.82 | |
| Macatawa Bank Corporation (MCBC) | 0.1 | $81k | 10k | 8.02 | |
| Zynga | 0.0 | $29k | 10k | 2.90 | |
| Galena Biopharma | 0.0 | $5.0k | 15k | 0.33 |
