Baron Financial Group

Baron Financial Group as of Sept. 30, 2021

Portfolio Holdings for Baron Financial Group

Baron Financial Group holds 224 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index Russell 2000 Etf (IWM) 10.3 $17M 78k 218.75
Vanguard Short Inflation Strm Infproidx (VTIP) 9.3 $15M 290k 52.58
SPDR S&P 500 Tr Unit (SPY) 8.8 $14M 34k 429.14
iShares Edge MSCI USA Momentum Fctr ETF Msci Usa Mmentm (MTUM) 5.4 $8.9M 51k 175.60
Vanguard Bond Index Fund Short Trm Bond (BSV) 5.4 $8.9M 108k 81.94
SPDR Barclays ETF BLMBRG BRC CNVRT (CWB) 4.1 $6.7M 79k 85.35
Ishares Short Term Ntnl Shrt Nat Mun Etf (SUB) 4.0 $6.6M 61k 107.57
iShares MSCI Eafe Index Msci Eafe Etf (EFA) 3.9 $6.4M 83k 78.01
Guggenheim S&P Global S&p Gbl Water (CGW) 3.2 $5.2M 93k 55.84
SPDR Gold Trust Gold Shs (GLD) 2.9 $4.8M 29k 164.22
Vanguard Reit Index ETF Real Estate Etf (VNQ) 2.8 $4.7M 46k 101.78
iShares MSCI Emerging Markets Index Msci Emg Mkt Etf (EEM) 2.8 $4.6M 92k 50.38
SPDR Series Trust ETF Blomberg Intl Tr (BWX) 2.8 $4.6M 159k 28.73
Vanguard Health Care Health Car Etf (VHT) 2.5 $4.0M 16k 247.16
iShares Barclays Aggregate Bond Core Us Aggbd Et (AGG) 2.3 $3.7M 33k 114.83
First Trust Global Gbl Wnd Enrg Etf (FAN) 2.3 $3.7M 178k 20.90
iShares Russell 1000 Growth Index Rus 1000 Grw Etf (IWF) 2.2 $3.7M 13k 274.04
iShares Nationl Amt Free National Mun Etf (MUB) 1.9 $3.1M 27k 116.17
iShares Russell 1000 Value Index Rus 1000 Val Etf (IWD) 1.7 $2.8M 18k 156.51
SPDR S&P Midcap 400 Utser1 S&pdcrp (MDY) 1.7 $2.7M 5.7k 480.87
iShares Edge MSCI Intl Quality Fctr ETF Msci Intl Qualty (IQLT) 1.6 $2.6M 69k 37.88
iShares S&P Smallcap 600 Index Core S&p Scp Etf (IJR) 1.5 $2.5M 23k 109.19
IQ Hedge Multi Strat ETF Hedge Mlti Etf (QAI) 1.4 $2.3M 73k 31.76
First Trust Dow Jones Internet ETF Dj Internt Idx (FDN) 1.3 $2.2M 9.1k 235.91
iShares ESG MSCI EAFE ETF Esg Aw Msci Eafe (ESGD) 1.2 $2.0M 26k 78.38
iShares MSCI KLD 400 Social ETF Msci Kld400 Soc (DSI) 1.1 $1.7M 21k 83.21
iShares S&P Midcap 400 Index Core S&p Mcp Etf (IJH) 1.0 $1.6M 6.1k 263.07
iShares ESG MSCI EM ETF Esg Aw Msci Eafe (ESGE) 0.9 $1.6M 38k 41.44
Vanguard Total Stock Mkt Total Stk Mkt (VTI) 0.9 $1.5M 6.8k 222.06
Ishares Core Msci Core Msci Emkt (IEMG) 0.8 $1.4M 22k 61.76
Apple (AAPL) 0.8 $1.2M 8.8k 141.49
Spdr Wells Fargo Wells Fg Pfd Etf (PSK) 0.5 $782k 18k 43.46
Microsoft Corporation (MSFT) 0.4 $622k 2.2k 281.86
International Business Machines (IBM) 0.3 $547k 3.9k 138.92
Exxon Mobil Corporation (XOM) 0.3 $444k 7.6k 58.82
iShares Core MSCI Eafe Core Msci Eafe (IEFA) 0.2 $324k 4.4k 74.25
Pfizer (PFE) 0.2 $318k 7.4k 43.01
Ares Capital Corporation (ARCC) 0.2 $317k 16k 20.33
Colgate-Palmolive Company (CL) 0.2 $313k 4.1k 75.58
Blackstone Group Com Cl A (BX) 0.2 $308k 2.7k 116.34
Johnson & Johnson (JNJ) 0.2 $308k 1.9k 161.48
Automatic Data Processing (ADP) 0.2 $291k 1.5k 199.87
JPMorgan Chase & Co. (JPM) 0.2 $284k 1.7k 163.69
Vanguard Information Inf Tech Etf (VGT) 0.2 $274k 683.00 401.29
Public Service Enterprise (PEG) 0.1 $208k 3.4k 60.89
Vanguard Div Apprciation Div App Etf (VIG) 0.1 $201k 1.3k 153.60
Abbott Laboratories (ABT) 0.1 $201k 1.7k 118.13
Procter & Gamble Company (PG) 0.1 $175k 1.3k 139.80
Sector SPDR Health Fund Sbi Healthcare (XLV) 0.1 $166k 1.3k 127.30
Merck & Co (MRK) 0.1 $163k 2.2k 75.11
Becton, Dickinson and (BDX) 0.1 $158k 643.00 245.93
Vanguard Small Cap Value Sm Cp Val Etf (VBR) 0.1 $157k 927.00 169.26
Vanguard Growth Growth Etf (VUG) 0.1 $151k 519.00 290.17
Abbvie (ABBV) 0.1 $150k 1.4k 107.87
Vanguard Ftse Developed Ftse Dev Mkt Etf (VEA) 0.1 $140k 2.8k 50.49
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $138k 9.1k 15.19
Disney Walt Hldg Com Disney (DIS) 0.1 $131k 772.00 169.22
Nike Inc Class B CL B (NKE) 0.1 $124k 855.00 145.23
American Express Company (AXP) 0.1 $121k 721.00 167.53
UnitedHealth (UNH) 0.1 $119k 305.00 390.74
American Intl Group Com New (AIG) 0.1 $114k 2.1k 54.89
iShares S&P 500 Growth Index S&p 500 Grwt Etf (IVW) 0.1 $112k 1.5k 73.89
Wal-Mart Stores (WMT) 0.1 $107k 765.00 139.38
Vanguard Value Value Etf (VTV) 0.1 $105k 776.00 135.37
PIMCO Broad Us Tips Broad Us Tips (TIPZ) 0.1 $105k 1.6k 65.64
Boeing Company (BA) 0.1 $103k 470.00 219.94
Cisco Systems (CSCO) 0.1 $103k 1.9k 54.43
United Parcel Service B CL B (UPS) 0.1 $97k 530.00 182.10
Honeywell International (HON) 0.1 $95k 445.00 212.28
iShares Gold Trust Ishares (IAU) 0.1 $88k 2.6k 33.41
Wisdomtree Total Us Total Dividnd (DTD) 0.1 $85k 725.00 117.42
Astrazeneca Sponsored Adr (AZN) 0.1 $84k 1.4k 60.06
Bank of America Corporation (BAC) 0.0 $77k 1.8k 42.44
Broadridge Financial Solutions (BR) 0.0 $74k 443.00 166.64
McDonald's Corporation (MCD) 0.0 $70k 290.00 241.11
Vanguard Mid Cap Value Mcap Vl Idxvip (VOE) 0.0 $69k 497.00 139.61
iShares S&P 500 Index Core S&p500 Etf (IVV) 0.0 $67k 156.00 430.82
Caterpillar (CAT) 0.0 $67k 350.00 191.97
Coca-Cola Company (KO) 0.0 $66k 1.3k 52.47
iShares Cohen & Steers Realty Majors Cohen Steer Reit (ICF) 0.0 $64k 982.00 65.42
Guggenheim S&P 500 Equal Weight S&p500 Eql Wgt (RSP) 0.0 $59k 395.00 149.82
Amazon (AMZN) 0.0 $59k 18.00 3285.06
EOG Resources (EOG) 0.0 $56k 700.00 80.27
SYSCO Corporation (SYY) 0.0 $53k 675.00 78.50
Vanguard Emerging Market Ftse Emr Mkt Etf (VWO) 0.0 $51k 1.0k 50.01
Netflix (NFLX) 0.0 $51k 83.00 610.34
Pepsi (PEP) 0.0 $50k 335.00 150.49
Powershares Ftse Rafi Us 1000 Ftse Rafi 1000 (PRF) 0.0 $49k 311.00 158.36
Mondelez Intl Inc Cl A Cl A (MDLZ) 0.0 $49k 841.00 58.18
Alphabet Inc Class A Cap Stk Cl A (GOOGL) 0.0 $48k 18.00 2673.50
Facebook Inc Class A Cl A (META) 0.0 $48k 140.00 339.39
Nextera Energy (NEE) 0.0 $47k 603.00 78.46
Vanguard Total International Stock ETF Vg Tl Intl Stk F (VXUS) 0.0 $47k 744.00 63.26
Investors Ban 0.0 $46k 3.1k 15.11
Wells Fargo & Co Perp Pfd Cnv A (WFC.PL) 0.0 $45k 30.00 1482.00
Oracle Corporation (ORCL) 0.0 $44k 503.00 87.11
Johnson Controls International SHS (JCI) 0.0 $44k 640.00 68.08
Square Cl A (SQ) 0.0 $43k 180.00 239.84
Sector SPDR Consumer Sbi Cons Discr (XLY) 0.0 $43k 237.00 179.45
Amgen (AMGN) 0.0 $43k 200.00 212.65
Invesco Financial Preferred ETF Finl Pfd Etf (PGF) 0.0 $42k 2.2k 18.95
Real Estate Select Sctr Rl Est Sel Sec (XLRE) 0.0 $42k 941.00 44.45
Texas Instruments Incorporated (TXN) 0.0 $40k 210.00 192.32
Alps Alerian Mlp ETF Alerian Mlp (AMLP) 0.0 $39k 1.2k 33.33
Sector SPDR Util Select Sbi Int-utils (XLU) 0.0 $39k 615.00 63.88
Ampio Pharmaceuticals 0.0 $39k 24k 1.66
Murphy Oil Corporation (MUR) 0.0 $38k 1.5k 24.97
Murphy Usa (MUSA) 0.0 $38k 226.00 167.26
3M Company (MMM) 0.0 $38k 215.00 175.42
Communication Services Sel Sect SPDRETF Communication (XLC) 0.0 $37k 458.00 80.11
Intel Corporation (INTC) 0.0 $35k 664.00 53.31
Alphabet Inc Class C Cap Stk Cl C (GOOG) 0.0 $35k 13.00 2665.31
Fresenius Med Care Sponsored Adr (FMS) 0.0 $34k 960.00 34.97
Vanguard Small Cap Grwth Sml Cp Grw Etf (VBK) 0.0 $33k 116.00 280.16
Powershares Exch Trad Fd Preferred Pfd Etf (PGX) 0.0 $32k 2.1k 15.03
Altria (MO) 0.0 $32k 700.00 45.52
Charles Schwab Corporation (SCHW) 0.0 $32k 435.00 72.84
Yum! Brands (YUM) 0.0 $32k 259.00 122.18
Verizon Communications (VZ) 0.0 $32k 585.00 54.01
Vanguard Consumer Consum Dis Etf (VCR) 0.0 $31k 100.00 309.97
Sch Us Reit ETF Us Reit Etf (SCHH) 0.0 $31k 676.00 45.68
Comcast Corp New Cl A Cl A (CMCSA) 0.0 $31k 552.00 55.93
Powershares S&P 500 Low S&p500 Low Vol (SPLV) 0.0 $30k 500.00 60.84
Sealed Air (SEE) 0.0 $29k 524.00 54.79
Carnival Corp Unit 99/99/9999 (CCL) 0.0 $28k 1.1k 25.01
Wisdom Tree Dividend Ex Us Divid Ex Fncl (AIVL) 0.0 $27k 291.00 93.86
Air Products & Chemicals (APD) 0.0 $26k 100.00 256.11
iShares Nasdaq Nasdaq Biotech (IBB) 0.0 $25k 156.00 161.68
Paypal Holdings (PYPL) 0.0 $25k 95.00 260.21
Hawaiian Electric Industries (HE) 0.0 $25k 600.00 40.83
Vanguard Small Cap Small Cp Etf (VB) 0.0 $24k 111.00 218.59
Eli Lilly & Co. (LLY) 0.0 $23k 100.00 231.05
Asml Holding Nv N Y Registry Shs (ASML) 0.0 $22k 30.00 745.10
Oge Energy Corp (OGE) 0.0 $22k 675.00 32.96
Schw Emg Mkt Eq ETF Emrg Mkteq Etf (SCHE) 0.0 $22k 728.00 30.48
Accenture Plc Cl A Shs Class A (ACN) 0.0 $22k 69.00 319.91
Nice Sponsored Adr (NICE) 0.0 $21k 75.00 284.04
Udr (UDR) 0.0 $21k 400.00 52.98
Gilead Sciences (GILD) 0.0 $21k 300.00 69.85
Cme (CME) 0.0 $19k 100.00 193.38
UGI Corporation (UGI) 0.0 $19k 450.00 42.62
Paccar (PCAR) 0.0 $18k 230.00 78.92
Twitter 0.0 $18k 300.00 60.39
Chevron Corporation (CVX) 0.0 $18k 173.00 101.45
DISH Network Corp Cl A 0.0 $17k 401.00 43.46
PPL Corporation (PPL) 0.0 $17k 618.00 27.90
Lab Cp Of Amer Hldg Com New 0.0 $17k 60.00 281.43
Ross Stores (ROST) 0.0 $16k 150.00 108.85
American Electric Power Company (AEP) 0.0 $16k 200.00 81.18
CVS Caremark Corporation (CVS) 0.0 $16k 191.00 84.71
General Electric (GE) 0.0 $16k 155.00 103.03
Prudential Financial (PRU) 0.0 $16k 150.00 105.20
Sch Us Mid-Cap ETF Us Mid-cap Etf (SCHM) 0.0 $15k 200.00 76.66
Yum China Holdings (YUMC) 0.0 $14k 236.00 58.11
Danaher Corporation (DHR) 0.0 $14k 45.00 304.44
Deere & Company (DE) 0.0 $13k 40.00 335.07
Starbucks Corporation (SBUX) 0.0 $13k 120.00 110.31
Zimmer Holdings (ZBH) 0.0 $13k 90.00 146.36
General Dynamics Corporation (GD) 0.0 $13k 65.00 197.51
iShares Tr Barclays Tips Tips Bd Etf (TIP) 0.0 $13k 99.00 127.69
Vanguard Short-Term Corporate Bond ETF Shrt Trm Corp Bd (VCSH) 0.0 $12k 150.00 82.41
Regeneron Pharmaceuticals (REGN) 0.0 $12k 20.00 605.20
Norfolk Southern (NSC) 0.0 $12k 50.00 239.26
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $11k 701.00 15.43
Bank of New York Mellon Corporation (BK) 0.0 $11k 208.00 51.84
iShares Silver Trust Ishares (SLV) 0.0 $11k 514.00 20.52
First Commonwealth Financial (FCF) 0.0 $10k 738.00 13.63
Gcp Applied Technologies 0.0 $10k 458.00 21.92
Teva Pharm Inds Ltd Adrf Sponsored Ads (TEVA) 0.0 $10k 1.0k 9.74
Epr Properties Com Sh Ben Int (EPR) 0.0 $9.3k 188.00 49.38
Vanguard Energy Energy Etf (VDE) 0.0 $9.2k 125.00 73.90
FedEx Corporation (FDX) 0.0 $8.8k 40.00 219.30
Pnc Financial Services Group 0.0 $8.5k 327.00 25.98
iShares Tr Barclays Bond 1 3 Yr Treas Bd (SHY) 0.0 $8.3k 96.00 86.26
Illinois Tool Works (ITW) 0.0 $8.3k 40.00 206.62
US Bancorp Com New 0.0 $7.9k 312.00 25.43
Goldman Sachs (GS) 0.0 $7.6k 20.00 378.05
Nfj Dividend Interest (NFJ) 0.0 $7.4k 501.00 14.83
iShares MSCI Cda Idx Msci Cda Etf (EWC) 0.0 $7.3k 200.00 36.30
Atlas Ord SHS 0.0 $7.0k 459.00 15.19
Centene Corporation (CNC) 0.0 $6.6k 106.00 62.31
General Motors Company (GM) 0.0 $6.6k 125.00 52.71
Schw Intl Scap ETF Intl Sceqt Etf (SCHC) 0.0 $6.2k 150.00 41.52
Fidelity MSCI Real Estate ETF Msci Rl Est Etf (FREL) 0.0 $6.0k 197.00 30.40
Tucows Com New (TCX) 0.0 $5.9k 75.00 78.95
Reinsurance Grp Of Amerpfd 6.2 p 0.0 $5.9k 224.00 26.25
Eaton Corporation SHS (ETN) 0.0 $5.5k 37.00 149.30
Apa Corporation (APA) 0.0 $5.4k 254.00 21.43
At&t (T) 0.0 $5.2k 192.00 27.02
iShares US Real Estate U.s. Real Es Etf (IYR) 0.0 $5.1k 50.00 102.40
Charter Communicatn Cl A (CHTR) 0.0 $5.1k 7.00 727.57
iShares S&P Smll Cap 600 S&P SML 600 GWT (IJT) 0.0 $4.8k 37.00 130.03
Arcturus Therapeutics Hldg I (ARCT) 0.0 $4.8k 100.00 47.78
Cormedix Inc cormedix (CRMD) 0.0 $4.7k 1.0k 4.65
Kraft Heinz (KHC) 0.0 $4.2k 115.00 36.82
Emerson Electric (EMR) 0.0 $3.8k 40.00 94.20
Powershares Db Multi Sector Oil Fd (DBO) 0.0 $3.7k 270.00 13.72
Sch Us Tips ETF Us Tips Etf (SCHP) 0.0 $3.7k 59.00 62.58
Baidu Spon Adr Rep A (BIDU) 0.0 $3.7k 24.00 153.75
Workhorse Group Com New 0.0 $3.5k 460.00 7.65
Dow (DOW) 0.0 $3.5k 61.00 57.56
Elanco Animal Health (ELAN) 0.0 $2.9k 90.00 31.89
EchoStar Corp Cl A (SATS) 0.0 $2.7k 105.00 25.51
Adient Ord Shs (ADNT) 0.0 $2.7k 64.00 41.45
Corteva (CTVA) 0.0 $2.6k 61.00 42.08
iShares S&P Midcap 400 Value Index Core S&p Mcp Etf (IJJ) 0.0 $2.5k 24.00 103.04
Lyft Cl A Com (LYFT) 0.0 $2.4k 45.00 53.60
MetLife (MET) 0.0 $2.4k 39.00 61.72
MGM Resorts International. (MGM) 0.0 $2.4k 55.00 43.15
Melco Resorts & Entertainment Adr (MLCO) 0.0 $1.6k 157.00 10.24
Tortoise North American Pipeline Tortoise Nram Pi (TPYP) 0.0 $1.6k 73.00 21.79
Powershares Db Commodity Index Tracking Unit (DBC) 0.0 $1.3k 66.00 20.18
Endo International SHS 0.0 $1.3k 400.00 3.24
Rockwell Medical Technologies 0.0 $1.2k 2.0k 0.60
Avis Budget (CAR) 0.0 $1.2k 10.00 116.50
Ambev Sa Sponsored Adr (ABEV) 0.0 $1.0k 380.00 2.76
Fidelity MSCI Health Care ETF Msci Hlth Care I (FHLC) 0.0 $1.0k 16.00 63.81
Nokia Corp Sponsored Adr (NOK) 0.0 $981.000000 180.00 5.45
iShares Edge MSCI Min Vol Emerging Mkts Msci Emerg Mrkt (EEMV) 0.0 $877.000600 14.00 62.64
iShares S&P Smallcap 600 Value Index Sp Smcp600vl Etf (IJS) 0.0 $805.000000 8.00 100.62
iShares MSCI ETF Msci Eafe Min Vl (EFAV) 0.0 $753.000000 10.00 75.30
Therapeuticsmd 0.0 $592.960000 800.00 0.74
Asure Software (ASUR) 0.0 $405.000000 45.00 9.00
Corporate Office Properties Trust Sh Ben Int (CDP) 0.0 $108.000000 4.00 27.00