BBK Capital Partners

BBK Capital Partners as of Sept. 30, 2013

Portfolio Holdings for BBK Capital Partners

BBK Capital Partners holds 482 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Procter & Gamble Company (PG) 8.1 $9.4M 123k 75.93
Apple (AAPL) 4.6 $5.3M 11k 489.56
General Electric Company 4.4 $5.0M 207k 24.33
Eaton Vance Tax-Managed Global Dive Eq (EXG) 4.1 $4.7M 496k 9.56
American Capital 3.8 $4.4M 317k 13.72
Las Vegas Sands (LVS) 3.2 $3.7M 56k 66.61
AdCare Health Systems 3.0 $3.4M 878k 3.90
Exxon Mobil Corporation (XOM) 2.4 $2.8M 32k 86.07
Advent Claymore Convertible Sec & Inc (AVK) 2.2 $2.6M 148k 17.52
Facebook Inc cl a (META) 2.2 $2.6M 51k 50.28
Genworth Financial (GNW) 2.0 $2.3M 181k 12.85
Questcor Pharmaceuticals 1.9 $2.2M 37k 58.92
Bank of America Corporation (BAC) 1.8 $2.1M 151k 14.06
Chevron Corporation (CVX) 1.6 $1.8M 15k 120.81
Green Mountain Coffee Roasters 1.4 $1.6M 22k 75.46
Dow 30 Enhanced Premium & Income 1.4 $1.6M 136k 11.98
U.S. Bancorp (USB) 1.1 $1.3M 36k 36.40
First Financial Ban (FFBC) 1.1 $1.3M 85k 15.12
Infinity Pharmaceuticals (INFIQ) 1.1 $1.3M 75k 17.14
Microsoft Corporation (MSFT) 1.0 $1.2M 35k 33.93
Southern Copper Corporation (SCCO) 0.9 $1.1M 41k 27.15
Ford Motor Company (F) 0.9 $1.0M 61k 17.21
Pepsi (PEP) 0.8 $983k 12k 79.57
Fifth Third Ban (FITB) 0.8 $980k 54k 18.05
Groupon 0.8 $961k 82k 11.76
Qualcomm (QCOM) 0.8 $938k 14k 67.65
Global X Copper Miners ETF 0.8 $942k 98k 9.59
Kansas City Southern 0.8 $928k 8.4k 111.03
Google 0.8 $920k 1.0k 888.03
Lincoln National Corporation (LNC) 0.8 $904k 21k 42.29
Berkshire Hathaway (BRK.B) 0.8 $906k 7.9k 114.42
Pfizer (PFE) 0.7 $836k 29k 29.00
International Business Machines (IBM) 0.7 $834k 4.5k 184.96
Amgen (AMGN) 0.7 $816k 7.2k 113.11
Whiting Petroleum Corporation 0.7 $748k 12k 61.56
United Technologies Corporation 0.6 $746k 7.1k 104.97
EMC Corporation 0.6 $741k 29k 25.73
Merck & Co (MRK) 0.6 $713k 15k 48.35
Donaldson Company (DCI) 0.6 $713k 19k 38.43
Eaton Vance Tax-advntg Glbl Di (ETG) 0.6 $706k 45k 15.65
Home Depot (HD) 0.6 $690k 9.0k 76.37
Walt Disney Company (DIS) 0.6 $699k 11k 64.84
Wells Fargo & Company (WFC) 0.6 $690k 17k 41.28
Spectra Energy 0.6 $687k 20k 34.83
TJX Companies (TJX) 0.6 $684k 12k 56.69
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.6 $680k 378k 1.80
MasterCard Incorporated (MA) 0.6 $656k 970.00 676.29
Dow Chemical Company 0.6 $662k 17k 38.72
MetLife (MET) 0.6 $635k 14k 47.11
Spdr S&p 500 Etf (SPY) 0.5 $627k 3.7k 169.23
Lowe's Companies (LOW) 0.5 $621k 13k 48.42
Abbvie (ABBV) 0.5 $630k 14k 45.95
Republic Bancorp, Inc. KY (RBCAA) 0.5 $609k 22k 27.53
Range Resources (RRC) 0.5 $589k 7.8k 75.76
Scripps Networks Interactive 0.5 $591k 7.6k 78.02
SYSCO Corporation (SYY) 0.5 $583k 18k 31.66
Duff & Phelps Global (DPG) 0.5 $583k 31k 18.74
First Trust Value Line Dividend Indx Fnd (FVD) 0.5 $557k 28k 20.07
McDonald's Corporation (MCD) 0.5 $548k 5.8k 95.22
Illinois Tool Works (ITW) 0.5 $542k 7.2k 75.54
Baxter International (BAX) 0.5 $523k 8.2k 63.94
Intel Corporation (INTC) 0.5 $517k 23k 22.89
Eaton Vance Risk Managed Diversified (ETJ) 0.4 $500k 46k 10.96
1st Atlantic Financial Hldgs Inc Private Placement 0.4 $484k 48k 10.00
Abbott Laboratories (ABT) 0.4 $472k 14k 33.91
Cullen/Frost Bankers (CFR) 0.4 $470k 6.7k 70.04
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.4 $461k 45k 10.32
Franklin Resources (BEN) 0.4 $437k 8.6k 50.90
Prudential Financial (PRU) 0.4 $445k 5.7k 78.23
Laboratory Corp. of America Holdings 0.4 $425k 4.3k 99.88
Deere & Company (DE) 0.4 $418k 5.1k 82.20
Apache Corporation 0.3 $401k 4.7k 86.09
Philip Morris International (PM) 0.3 $406k 4.6k 87.82
Nike (NKE) 0.3 $388k 5.4k 71.81
Coca-Cola Company (KO) 0.3 $375k 10k 37.43
3M Company (MMM) 0.3 $370k 3.1k 119.35
Stellus Capital Investment (SCM) 0.3 $374k 25k 14.79
Kimberly-Clark Corporation (KMB) 0.3 $360k 3.8k 94.14
Cincinnati Financial Corporation (CINF) 0.3 $359k 7.5k 47.58
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.3 $361k 30k 11.88
FedEx Corporation (FDX) 0.3 $342k 3.0k 115.15
Altria (MO) 0.3 $328k 9.4k 34.75
Mondelez Int (MDLZ) 0.3 $324k 11k 30.67
Boeing Company (BA) 0.3 $311k 2.6k 117.76
iShares MSCI EAFE Index Fund (EFA) 0.3 $308k 4.8k 64.05
First Trust Morningstar Divid Ledr (FDL) 0.3 $309k 15k 20.91
Wal-Mart Stores (WMT) 0.2 $286k 3.9k 73.79
Johnson & Johnson (JNJ) 0.2 $289k 3.3k 87.15
At&t (T) 0.2 $289k 8.5k 33.90
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $287k 2.7k 105.13
Duke Energy (DUK) 0.2 $269k 4.0k 67.20
General Dynamics Corporation (GD) 0.2 $253k 2.9k 87.36
iShares Russell 2000 Index (IWM) 0.2 $258k 2.4k 107.50
PowerShares QQQ Trust, Series 1 0.2 $247k 3.1k 79.68
Becton, Dickinson and (BDX) 0.2 $216k 2.2k 100.47
St. Jude Medical 0.2 $218k 4.0k 54.72
Pimco Total Return Etf totl (BOND) 0.2 $225k 2.1k 105.88
Verizon Communications (VZ) 0.2 $203k 4.3k 46.80
Honeywell International (HON) 0.2 $210k 2.5k 82.71
Vanguard Emerging Markets ETF (VWO) 0.2 $208k 5.1k 40.99
JPMorgan Chase & Co. (JPM) 0.2 $193k 3.7k 52.09
Legg Mason 0.2 $198k 5.8k 33.92
Rockwell Automation (ROK) 0.2 $191k 1.8k 107.00
Chipotle Mexican Grill (CMG) 0.2 $182k 425.00 428.24
Kraft Foods 0.2 $187k 3.5k 53.08
Cisco Systems (CSCO) 0.1 $169k 7.2k 23.34
PNC Financial Services (PNC) 0.1 $159k 2.2k 72.54
H&R Block (HRB) 0.1 $166k 5.9k 28.00
MeadWestva 0.1 $162k 4.3k 38.02
Morgan Stanley (MS) 0.1 $167k 6.2k 27.12
ConocoPhillips (COP) 0.1 $158k 2.2k 70.35
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.1 $157k 11k 14.06
Costco Wholesale Corporation (COST) 0.1 $148k 1.3k 114.82
Bristol Myers Squibb (BMY) 0.1 $155k 3.3k 46.80
NYSE Euronext 0.1 $156k 3.7k 42.53
Emerson Electric (EMR) 0.1 $147k 2.3k 64.62
UnitedHealth (UNH) 0.1 $145k 2.0k 72.50
Financial Select Sector SPDR (XLF) 0.1 $151k 7.6k 19.98
Norfolk Southern (NSC) 0.1 $122k 1.6k 78.66
Alphatec Holdings 0.1 $132k 67k 1.96
Blackrock Municipal Income Trust (BFK) 0.1 $124k 9.5k 13.03
Cohen & Steers REIT/P (RNP) 0.1 $126k 8.0k 15.75
WisdomTree Emerging Markets Eq (DEM) 0.1 $132k 2.5k 52.80
Goldman Sachs (GS) 0.1 $121k 765.00 158.17
Kroger (KR) 0.1 $120k 3.0k 40.51
Intuit (INTU) 0.1 $120k 1.8k 66.67
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $113k 3.0k 37.67
Nuveen Ohio Quality Income M 0.1 $112k 7.9k 14.16
Aol 0.1 $108k 3.0k 35.90
Oracle Corporation (ORCL) 0.1 $99k 2.9k 33.85
Royce Value Trust (RVT) 0.1 $103k 6.4k 15.99
Nuveen Core Equity Alpha Fund (JCE) 0.1 $101k 6.5k 15.54
National-Oilwell Var 0.1 $98k 1.2k 79.67
General Mills (GIS) 0.1 $88k 1.8k 48.17
Nextera Energy (NEE) 0.1 $88k 1.1k 80.00
Target Corporation (TGT) 0.1 $89k 1.4k 63.98
Ares Capital Corporation (ARCC) 0.1 $91k 5.3k 17.26
iShares MSCI Japan Index 0.1 $91k 7.7k 11.82
ProShares Short 20+ Year Treasury ETF (TBF) 0.1 $97k 3.0k 32.07
Wendy's/arby's Group (WEN) 0.1 $88k 10k 8.63
Bank of New York Mellon Corporation (BK) 0.1 $84k 2.8k 30.37
Stanley Black & Decker (SWK) 0.1 $83k 910.00 91.21
Starbucks Corporation (SBUX) 0.1 $77k 1.0k 77.00
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $80k 745.00 107.38
New America High Income Fund I (HYB) 0.1 $86k 9.0k 9.51
LCNB (LCNB) 0.1 $79k 4.1k 19.27
Hillshire Brands 0.1 $86k 2.8k 30.84
Health Care SPDR (XLV) 0.1 $64k 1.2k 51.41
Archer Daniels Midland Company (ADM) 0.1 $69k 1.9k 37.08
V.F. Corporation (VFC) 0.1 $64k 325.00 196.92
BB&T Corporation 0.1 $68k 2.0k 33.83
tw tele 0.1 $65k 2.2k 29.89
WisdomTree LargeCap Dividend Fund (DLN) 0.1 $66k 1.1k 61.11
NASDAQ Premium Income & Growth Fund 0.1 $65k 3.9k 16.58
Whiting Usa Trust 0.1 $72k 5.6k 12.86
Union Pacific Corporation (UNP) 0.1 $62k 400.00 155.00
Adobe Systems Incorporated (ADBE) 0.1 $53k 1.0k 51.21
Dell 0.1 $53k 3.8k 13.89
Cintas Corporation (CTAS) 0.1 $57k 1.1k 51.08
Hill-Rom Holdings 0.1 $62k 1.7k 36.47
Raymond James Financial (RJF) 0.1 $59k 1.4k 40.80
F.N.B. Corporation (FNB) 0.1 $53k 4.4k 12.02
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $54k 585.00 92.31
Claymore Beacon Global Timber Index 0.1 $56k 2.3k 24.35
Phillips 66 (PSX) 0.1 $63k 1.1k 58.82
Huntington Bancshares Incorporated (HBAN) 0.0 $42k 5.0k 8.33
T. Rowe Price (TROW) 0.0 $47k 650.00 72.31
Travelers Companies (TRV) 0.0 $51k 600.00 85.00
E.I. du Pont de Nemours & Company 0.0 $45k 762.00 59.06
Rockwell Collins 0.0 $43k 642.00 66.98
CVS Caremark Corporation (CVS) 0.0 $48k 833.00 57.62
Mylan 0.0 $50k 1.3k 39.22
Baker Hughes Incorporated 0.0 $41k 828.00 49.52
Clorox Company (CLX) 0.0 $50k 600.00 83.33
J.M. Smucker Company (SJM) 0.0 $41k 387.00 105.94
Marathon Oil Corporation (MRO) 0.0 $52k 1.5k 34.85
Yahoo! 0.0 $44k 1.3k 33.85
Cheniere Energy (LNG) 0.0 $45k 1.3k 34.62
Technology SPDR (XLK) 0.0 $49k 1.5k 32.49
ProShares Ultra S&P500 (SSO) 0.0 $52k 604.00 86.09
Alpine Global Premier Properties Fund 0.0 $52k 7.2k 7.18
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $42k 1.4k 29.81
Putnam Premier Income Trust (PPT) 0.0 $48k 9.2k 5.22
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $42k 3.0k 14.12
CSX Corporation (CSX) 0.0 $39k 1.5k 26.00
Monsanto Company 0.0 $37k 357.00 103.64
Consolidated Edison (ED) 0.0 $29k 518.00 55.98
Hillenbrand (HI) 0.0 $32k 1.2k 27.83
Hubbell Incorporated 0.0 $37k 350.00 105.71
NVIDIA Corporation (NVDA) 0.0 $30k 1.9k 15.52
Raytheon Company 0.0 $39k 517.00 75.44
CenturyLink 0.0 $32k 1.0k 31.87
Lockheed Martin Corporation (LMT) 0.0 $31k 250.00 124.00
Capital One Financial (COF) 0.0 $40k 580.00 68.97
Walgreen Company 0.0 $37k 648.00 57.10
Freeport-McMoRan Copper & Gold (FCX) 0.0 $37k 1.1k 33.64
Southern Company (SO) 0.0 $33k 800.00 41.25
Omni (OMC) 0.0 $38k 600.00 63.33
Sempra Energy (SRE) 0.0 $32k 375.00 85.33
Chesapeake Energy Corporation 0.0 $33k 1.3k 26.40
Medivation 0.0 $29k 500.00 58.00
WesBan (WSBC) 0.0 $40k 1.3k 30.14
ProShares Ultra Dow30 (DDM) 0.0 $29k 300.00 96.67
First Trust Financials AlphaDEX (FXO) 0.0 $38k 1.9k 19.91
John Hancock Preferred Income Fund III (HPS) 0.0 $29k 1.7k 16.76
Cohen & Steers Total Return Real (RFI) 0.0 $39k 3.1k 12.45
Eaton Vance Tax-Managed Buy-Write Income (ETB) 0.0 $36k 2.5k 14.40
Powershares Senior Loan Portfo mf 0.0 $36k 1.5k 24.83
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $40k 576.00 69.44
Express Scripts Holding 0.0 $38k 608.00 62.50
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $29k 387.00 74.94
Comcast Corporation (CMCSA) 0.0 $20k 448.00 44.64
American Express Company (AXP) 0.0 $22k 300.00 73.33
Equifax (EFX) 0.0 $18k 300.00 60.00
Caterpillar (CAT) 0.0 $26k 315.00 82.54
M&T Bank Corporation (MTB) 0.0 $22k 200.00 110.00
Great Plains Energy Incorporated 0.0 $26k 1.2k 21.85
Cummins (CMI) 0.0 $27k 200.00 135.00
Genuine Parts Company (GPC) 0.0 $28k 350.00 80.00
Nucor Corporation (NUE) 0.0 $24k 500.00 48.00
American Financial (AFG) 0.0 $19k 357.00 53.22
Colgate-Palmolive Company (CL) 0.0 $23k 380.00 60.53
DISH Network 0.0 $24k 500.00 48.00
Hewlett-Packard Company 0.0 $28k 1.3k 21.41
WellPoint 0.0 $20k 233.00 85.84
Exelon Corporation (EXC) 0.0 $26k 880.00 29.55
Frontier Communications 0.0 $24k 5.5k 4.35
PPL Corporation (PPL) 0.0 $19k 630.00 30.16
Applied Materials (AMAT) 0.0 $21k 1.2k 17.50
Netflix (NFLX) 0.0 $18k 55.00 327.27
Lorillard 0.0 $19k 426.00 44.60
Washington Federal (WAFD) 0.0 $21k 1.0k 20.87
Santarus 0.0 $23k 1.0k 23.00
Healthsouth 0.0 $22k 615.00 35.77
Superior Energy Services 0.0 $27k 1.0k 25.84
Curis 0.0 $23k 5.0k 4.60
Generac Holdings (GNRC) 0.0 $19k 450.00 42.22
Proshares Tr (UYG) 0.0 $25k 247.00 101.21
Vanguard REIT ETF (VNQ) 0.0 $21k 309.00 67.96
BlackRock Real Asset Trust 0.0 $18k 2.0k 9.00
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $27k 3.1k 8.85
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $21k 2.7k 7.75
Linkedin Corp 0.0 $25k 100.00 250.00
Marathon Petroleum Corp (MPC) 0.0 $23k 345.00 66.67
Loews Corporation (L) 0.0 $14k 308.00 45.45
Time Warner Cable 0.0 $11k 95.00 115.79
Time Warner 0.0 $6.0k 94.00 63.83
Corning Incorporated (GLW) 0.0 $8.0k 564.00 14.18
Ameriprise Financial (AMP) 0.0 $6.0k 60.00 100.00
Suntrust Banks Inc $1.00 Par Cmn 0.0 $10k 297.00 33.67
Via 0.0 $16k 190.00 84.21
AGL Resources 0.0 $9.0k 200.00 45.00
CBS Corporation 0.0 $12k 220.00 54.55
FirstEnergy (FE) 0.0 $7.0k 200.00 35.00
United Parcel Service (UPS) 0.0 $10k 109.00 91.74
Family Dollar Stores 0.0 $11k 145.00 75.86
Mattel (MAT) 0.0 $16k 375.00 42.67
PPG Industries (PPG) 0.0 $9.0k 54.00 166.67
RPM International (RPM) 0.0 $7.0k 190.00 36.84
Reynolds American 0.0 $6.0k 123.00 48.78
Sonoco Products Company (SON) 0.0 $12k 311.00 38.59
W.W. Grainger (GWW) 0.0 $15k 58.00 258.62
Automatic Data Processing (ADP) 0.0 $14k 200.00 70.00
KBR (KBR) 0.0 $10k 300.00 33.33
Medtronic 0.0 $17k 321.00 52.96
Nordstrom (JWN) 0.0 $10k 180.00 55.56
Harley-Davidson (HOG) 0.0 $13k 200.00 65.00
Tiffany & Co. 0.0 $16k 205.00 78.05
Timken Company (TKR) 0.0 $7.0k 109.00 64.22
Commercial Metals Company (CMC) 0.0 $17k 1.0k 17.00
Quiksilver 0.0 $6.0k 900.00 6.67
Universal Corporation (UVV) 0.0 $9.0k 184.00 48.91
Foot Locker (FL) 0.0 $15k 437.00 34.32
Yum! Brands (YUM) 0.0 $13k 188.00 69.15
Anadarko Petroleum Corporation 0.0 $12k 129.00 93.02
Halliburton Company (HAL) 0.0 $11k 220.00 50.00
Intuitive Surgical (ISRG) 0.0 $6.0k 17.00 352.94
Occidental Petroleum Corporation (OXY) 0.0 $6.0k 60.00 100.00
Agilent Technologies Inc C ommon (A) 0.0 $10k 199.00 50.25
Whole Foods Market 0.0 $17k 280.00 60.71
Marriott International (MAR) 0.0 $17k 404.00 42.08
Via 0.0 $7.0k 87.00 80.46
AutoZone (AZO) 0.0 $9.0k 21.00 428.57
Dover Corporation (DOV) 0.0 $6.0k 62.00 96.77
Public Service Enterprise (PEG) 0.0 $10k 285.00 35.09
Pioneer Natural Resources 0.0 $11k 55.00 200.00
Zimmer Holdings (ZBH) 0.0 $15k 177.00 84.75
ACCO Brands Corporation (ACCO) 0.0 $9.0k 1.4k 6.54
Mueller Water Products (MWA) 0.0 $12k 1.5k 7.92
Energy Select Sector SPDR (XLE) 0.0 $10k 120.00 83.33
Darling International (DAR) 0.0 $12k 600.00 20.00
CONSOL Energy 0.0 $10k 285.00 35.09
salesforce (CRM) 0.0 $16k 300.00 53.33
Allscripts Healthcare Solutions (MDRX) 0.0 $10k 665.00 15.04
Cincinnati Bell 0.0 $11k 3.9k 2.82
Humana (HUM) 0.0 $10k 108.00 92.59
Impax Laboratories 0.0 $13k 620.00 20.97
Key (KEY) 0.0 $17k 1.5k 11.72
Life Technologies 0.0 $15k 200.00 75.00
Community Health Systems (CYH) 0.0 $9.0k 200.00 45.00
Starwood Hotels & Resorts Worldwide 0.0 $7.0k 100.00 70.00
Altera Corporation 0.0 $7.0k 180.00 38.89
Iconix Brand 0.0 $13k 400.00 32.50
OSI Systems (OSIS) 0.0 $8.0k 100.00 80.00
VeriFone Systems 0.0 $14k 590.00 23.73
Pepco Holdings 0.0 $11k 584.00 18.84
Sirius XM Radio 0.0 $17k 4.2k 4.05
Ashland 0.0 $7.0k 80.00 87.50
Flowserve Corporation (FLS) 0.0 $9.0k 150.00 60.00
Gen 0.0 $12k 740.00 16.22
Woodward Governor Company (WWD) 0.0 $12k 300.00 40.00
American International (AIG) 0.0 $6.0k 127.00 47.24
IDT Corporation (IDT) 0.0 $6.0k 332.00 18.07
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $15k 100.00 150.00
Dollar General (DG) 0.0 $12k 200.00 60.00
QEP Resources 0.0 $11k 400.00 27.50
Vanguard Total Stock Market ETF (VTI) 0.0 $9.0k 100.00 90.00
SPDR S&P China (GXC) 0.0 $9.0k 117.00 76.92
SPDR S&P Dividend (SDY) 0.0 $8.0k 109.00 73.39
First Trust Materials AlphaDEX Fnd (FXZ) 0.0 $11k 375.00 29.33
Nuveen Equity Premium Income Fund (BXMX) 0.0 $13k 1.1k 12.22
General American Investors (GAM) 0.0 $8.0k 239.00 33.47
iShares Barclays Agency Bond Fund (AGZ) 0.0 $17k 150.00 113.33
iShares Morningstar Mid Core Index (IMCB) 0.0 $7.0k 55.00 127.27
Nuveen Muni Value Fund (NUV) 0.0 $10k 1.1k 9.43
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $10k 965.00 10.36
iShares Dow Jones US Reg Banks Ind. (IAT) 0.0 $7.0k 225.00 31.11
Nuveen Premium Income Muni Fund 2 0.0 $9.0k 715.00 12.59
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $6.0k 100.00 60.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $11k 1.4k 7.80
DWS Municipal Income Trust 0.0 $10k 859.00 11.64
Dreyfus Strategic Muni. 0.0 $10k 1.2k 8.01
PowerShares Dynamic Tech Sec 0.0 $7.0k 200.00 35.00
PowerShares Insured Nati Muni Bond 0.0 $10k 430.00 23.26
Putnam Managed Municipal Income Trust (PMM) 0.0 $6.0k 900.00 6.67
Putnam Municipal Opportunities Trust (PMO) 0.0 $10k 892.00 11.21
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $10k 439.00 22.78
Eaton Vance Ohio Municipal bond fund 0.0 $10k 925.00 10.81
Nuveen Premium Income Municipal Fund 0.0 $10k 759.00 13.18
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.0 $7.0k 300.00 23.33
Nuveen Performance Plus Municipal Fund 0.0 $11k 850.00 12.94
Western Asset Invest. Grade Defined Opp (IGI) 0.0 $10k 500.00 20.00
Petroleum & Resources Corporation 0.0 $16k 603.00 26.53
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $10k 762.00 13.12
Western Asset Municipal D Opp Trust 0.0 $16k 750.00 21.33
Ascena Retail 0.0 $10k 500.00 20.00
Citigroup (C) 0.0 $15k 306.00 49.02
First Tr Energy Infrastrctr 0.0 $11k 500.00 22.00
Market Vectors Etf Tr pharmaceutical 0.0 $10k 200.00 50.00
Adt 0.0 $11k 280.00 39.29
L Brands 0.0 $9.0k 143.00 62.94
Sprint 0.0 $8.0k 1.3k 6.12
Columbia Labs 0.0 $6.0k 862.00 6.96
Rjf Espp Unrestricted W-2 Reportable Thru 12/2/2013 0.0 $10k 240.00 41.67
Citadel Broadcasting Corp 0.0 $999.700000 65.00 15.38
Leucadia National 0.0 $3.0k 120.00 25.00
Discover Financial Services (DFS) 0.0 $999.960000 26.00 38.46
Tractor Supply Company (TSCO) 0.0 $3.0k 48.00 62.50
Eli Lilly & Co. (LLY) 0.0 $5.0k 107.00 46.73
HSN 0.0 $1.0k 16.00 62.50
Hospira 0.0 $3.0k 78.00 38.46
Diebold Incorporated 0.0 $4.0k 150.00 26.67
Hawaiian Electric Industries (HE) 0.0 $5.0k 200.00 25.00
NetApp (NTAP) 0.0 $4.0k 100.00 40.00
Nuance Communications 0.0 $5.0k 265.00 18.87
Pitney Bowes (PBI) 0.0 $4.0k 201.00 19.90
Teradata Corporation (TDC) 0.0 $999.900000 22.00 45.45
AFLAC Incorporated (AFL) 0.0 $3.0k 50.00 60.00
International Paper Company (IP) 0.0 $5.0k 119.00 42.02
Hanesbrands (HBI) 0.0 $4.0k 62.00 64.52
Manitowoc Company 0.0 $4.0k 200.00 20.00
Arch Coal 0.0 $1.0k 100.00 10.00
Eastman Chemical Company (EMN) 0.0 $5.0k 68.00 73.53
Aetna 0.0 $3.0k 41.00 73.17
Alcoa 0.0 $3.0k 335.00 8.96
Allergan 0.0 $5.0k 50.00 100.00
Allstate Corporation (ALL) 0.0 $3.0k 62.00 48.39
NCR Corporation (VYX) 0.0 $999.900000 22.00 45.45
Texas Instruments Incorporated (TXN) 0.0 $3.0k 75.00 40.00
LSI Corporation 0.0 $1.0k 62.00 16.13
Gannett 0.0 $2.0k 77.00 25.97
D.R. Horton (DHI) 0.0 $2.0k 120.00 16.67
Janus Capital 0.0 $1.0k 100.00 10.00
St. Joe Company (JOE) 0.0 $999.680000 64.00 15.62
Pmi Group 0.0 $894.300000 30k 0.03
Robert Half International (RHI) 0.0 $5.0k 120.00 41.67
Wynn Resorts (WYNN) 0.0 $5.0k 31.00 161.29
Entravision Communication (EVC) 0.0 $1.0k 100.00 10.00
Gray Television (GTN) 0.0 $1.0k 100.00 10.00
Advanced Micro Devices (AMD) 0.0 $1.0k 200.00 5.00
TRW Automotive Holdings 0.0 $4.0k 59.00 67.80
ON Semiconductor (ON) 0.0 $1.0k 50.00 20.00
Celanese Corporation (CE) 0.0 $5.0k 96.00 52.08
Huntsman Corporation (HUN) 0.0 $5.0k 254.00 19.69
Bristow 0.0 $2.0k 25.00 80.00
CenterPoint Energy (CNP) 0.0 $5.0k 200.00 25.00
Quest Diagnostics Incorporated (DGX) 0.0 $5.0k 85.00 58.82
GameStop (GME) 0.0 $4.0k 84.00 47.62
JDS Uniphase Corporation 0.0 $999.600000 84.00 11.90
Piper Jaffray Companies (PIPR) 0.0 $3.0k 84.00 35.71
Teleflex Incorporated (TFX) 0.0 $3.0k 35.00 85.71
Textron (TXT) 0.0 $2.0k 73.00 27.40
Walter Investment Management 0.0 $1.0k 16.00 62.50
KLA-Tencor Corporation (KLAC) 0.0 $5.0k 87.00 57.47
Myriad Genetics (MYGN) 0.0 $4.0k 150.00 26.67
Riverbed Technology 0.0 $5.0k 315.00 15.87
Capstone Turbine Corporation 0.0 $1.0k 500.00 2.00
Geron Corporation (GERN) 0.0 $999.940000 17.00 58.82
Rambus (RMBS) 0.0 $2.0k 200.00 10.00
Star Scientific 0.0 $4.0k 2.0k 2.00
GTx 0.0 $3.0k 2.1k 1.46
Harris & Harris 0.0 $1.0k 402.00 2.49
CBS Corporation 0.0 $5.0k 87.00 57.47
Brocade Communications Systems 0.0 $4.0k 554.00 7.22
Cpi (CPY) 0.0 $925.000000 19k 0.05
SolarWinds 0.0 $4.0k 100.00 40.00
Vical Incorporated 0.0 $999.900000 45.00 22.22
iShares Silver Trust (SLV) 0.0 $3.0k 150.00 20.00
Market Vectors Agribusiness 0.0 $5.0k 100.00 50.00
Famous Dave's of America 0.0 $2.0k 100.00 20.00
WisdomTree India Earnings Fund (EPI) 0.0 $3.0k 200.00 15.00
Adams Express Company (ADX) 0.0 $3.0k 265.00 11.32
BlackRock Income Opportunity Trust 0.0 $992.000000 3.2k 0.31
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $2.0k 100.00 20.00
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $999.990000 9.00 111.11
iShares Lehman MBS Bond Fund (MBB) 0.0 $5.0k 50.00 100.00
General Motors Company (GM) 0.0 $1.0k 2.00 500.00
Motorola Solutions (MSI) 0.0 $2.0k 26.00 76.92
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $4.0k 50.00 80.00
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $3.0k 170.00 17.65
SPDR DJ International Real Estate ETF (RWX) 0.0 $2.0k 58.00 34.48
Market Vectors-Coal ETF 0.0 $5.0k 275.00 18.18
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $2.0k 300.00 6.67
Pimco Income Strategy Fund II (PFN) 0.0 $1.0k 18.00 55.56
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $4.0k 351.00 11.40
Spdr S&p Bric 40 0.0 $3.0k 130.00 23.08
SPDR DJ Wilshire Large Cap Value (SPYV) 0.0 $3.0k 40.00 75.00
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $5.0k 535.00 9.35
First Trust Energy AlphaDEX (FXN) 0.0 $4.0k 180.00 22.22
American Intl Group 0.0 $1.0k 68.00 14.71
Vasomedical 0.0 $1.0k 1.0k 1.00
Meritor 0.0 $1.0k 132.00 7.58
Kinder Morgan (KMI) 0.0 $5.0k 132.00 37.88
Vitesse Semiconductor Corporate 0.0 $1.0k 2.00 500.00
TRIUMPH APPAREL CORP Com Stk 0.0 $900.000000 30k 0.03
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 2.00 500.00
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 2.00 500.00
Gt Solar Int'l 0.0 $3.0k 305.00 9.84
Beam 0.0 $3.0k 50.00 60.00
Dunkin' Brands Group 0.0 $2.0k 50.00 40.00
Fortune Brands (FBIN) 0.0 $2.0k 50.00 40.00
Marriott Vacations Wrldwde Cp (VAC) 0.0 $2.0k 40.00 50.00
Genie Energy Ltd-b cl b (GNE) 0.0 $3.0k 332.00 9.04
Poniard Pharmaceuticals 0.0 $999.990000 3.00 333.33
Ctm Media Holdings Inc-b 0.0 $1.0k 2.00 500.00
Kinder Morgan Inc/delaware Wts 0.0 $999.400000 190.00 5.26
Milacron 0.0 $1.0k 25.00 40.00
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 11.00 90.91
Oculus Visiontech (OVTZ) 0.0 $1.0k 20.00 50.00
Geovax Labs 0.0 $1.0k 20.00 50.00
Directv 0.0 $2.0k 26.00 76.92
Flagstar Ban 0.0 $1.0k 5.00 200.00
Medical Marijuana Inc cs (MJNA) 0.0 $1.0k 1.0k 1.00
Endev 0.0 $1.0k 100.00 10.00
Crimson Wine (CWGL) 0.0 $999.960000 12.00 83.33
Inteliquent 0.0 $1.0k 100.00 10.00
Standard Register Co Usd1 0.0 $1.0k 100.00 10.00
Straight Path Communic Cl B 0.0 $999.320000 166.00 6.02
Imaging3 Inc New Private Share 0.0 $999.900000 90.00 11.11
Amacore Group Incorporated Class A (ACGI) 0.0 $0 1.2M 0.00
Ctm Media Holdings Incorporated Class A 0.0 $1.0k 2.00 500.00
Dale Jarrett Racing Adventure 0.0 $1.0k 1.0k 1.00
Gigabeam Corporation 0.0 $1.0k 200.00 5.00
Medical Connectn Hldgs Incorporated 0.0 $997.560000 5.9k 0.17
Pick Ups Plus Incorporated (PUPS) 0.0 $1.0k 10k 0.10
Rjf Espp Rstk Thru 12/4/2013 W-2 Reportable Until 12/4/2014 0.0 $1.0k 15.00 66.67
Rjf Espp Unrestricted W-2 Reportable Thru 03/2/2014 0.0 $3.0k 74.00 40.54
Rjf Espp Unrestricted W-2 Reportable Thru 6/4/2014 0.0 $3.0k 75.00 40.00
Rjf Espp Unrestricted W-2 Reportable Thru 9/5/2014 0.0 $999.900000 22.00 45.45
Solar3d Incorporated 0.0 $2.4k 120k 0.02
Toon Art Incorporated 0.0 $0 40.00 0.00
United Shields Corporation 0.0 $1.0k 4.0k 0.25