Brooklyn Capital Management

Bulldog Investors as of June 30, 2019

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 167 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
General American Investors (GAM) 34.5 $110M 290k 380.44
Central Securities (CET) 3.4 $11M 360k 30.52
Nuveen Conn Prem Income Mun sh ben int 3.3 $11M 809k 12.97
Boulder Growth & Income Fund (STEW) 2.5 $7.8M 697k 11.24
Invesco Van Kampen Dyn Cr Opp Fund 2.4 $7.7M 684k 11.18
Legg Mason Bw Global Income (BWG) 2.2 $7.1M 605k 11.74
Source Capital (SOR) 2.2 $7.0M 191k 36.57
Lehman Brothers First Trust IOF (NHS) 2.0 $6.3M 536k 11.70
Pure Acquisition Corp cl a 1.9 $6.2M 610k 10.14
Adams Express Company (ADX) 1.8 $5.9M 380k 15.47
BlackRock New York Insured Municipal 1.6 $5.1M 386k 13.28
Nuveen Ohio Quality Income M 1.6 $5.1M 343k 14.91
Invesco Senior Incm Tr 46131H107 1.6 $5.1M 1.2M 4.32
Dividend & Income Fund (BXSY) 1.5 $4.7M 410k 11.53
Franklin Universal Trust (FT) 1.2 $3.9M 529k 7.32
Black Ridge Acquisition Corp 1.2 $3.7M 362k 10.25
Taiwan Fund (TWN) 1.1 $3.5M 207k 16.95
BlackRock Credit All Inc Trust IV (BTZ) 1.0 $3.3M 255k 12.97
Hill International 1.0 $3.3M 1.2M 2.70
Japan Smaller Capitalizaion Fund (JOF) 0.9 $3.0M 354k 8.50
Tkk Symphony Acquistion Cor 0.9 $2.9M 289k 10.01
Invesco Van Kampen High Inc Trust II (VLT) 0.9 $2.9M 197k 14.51
Petroleum & Res Corp Com cef (PEO) 0.8 $2.7M 163k 16.54
Mexico Equity and Income Fund (MXE) 0.8 $2.5M 225k 11.10
Lazard World Dividend & Income Fund 0.7 $2.4M 240k 9.95
Aberdeen Asia-Pacific Income Fund (FAX) 0.7 $2.3M 551k 4.18
Churchill Cap Corp Ii Unit 1 Com & 1 Wt Exp 07/02/2024 Unit 0.7 $2.2M 221k 10.15
MVC Capital 0.7 $2.2M 242k 9.21
Allegro Merger Corp 0.7 $2.2M 218k 10.02
Royce Global Value Tr (RGT) 0.7 $2.1M 202k 10.55
Trident Acquisitions Corp 0.6 $2.0M 196k 10.34
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.6 $2.0M 249k 7.92
Trinity Merger Corp 0.6 $2.0M 191k 10.30
Acamar Partners Acqsition Co cl a 0.6 $2.0M 201k 9.72
Fs Investment Corporation 0.6 $1.9M 319k 5.96
Aberdeen Chile Fund (AEF) 0.6 $1.9M 259k 7.31
Leisure Acquisition Corp 0.6 $1.8M 182k 10.13
High Income Secs Shs Ben Int (PCF) 0.6 $1.8M 220k 8.27
Rmg Acquisition C 24 Uts Exp 02/07/24 Units 0.6 $1.8M 178k 10.04
Gordon Pointe Acquisition 0.6 $1.8M 172k 10.33
Lf Cap Acquisition Corp cl a 0.5 $1.7M 169k 10.15
Forum Merger Ii Corp cl a 0.5 $1.7M 167k 10.04
Andina Acquisition Corp Iii 0.5 $1.6M 164k 9.91
Tiberius Acquisition Corp 0.5 $1.6M 158k 10.17
Landcadia Hldgs Ii Units 0.5 $1.6M 160k 10.00
Legacy Acquisition Corp 0.5 $1.6M 155k 10.10
Gig Capital Two I 26 Uts Units 0.5 $1.5M 153k 10.03
Neuberger Berman NY Int Mun Common 0.5 $1.5M 120k 12.26
Nexpoint Credit Strategies Fund (NXDT) 0.4 $1.4M 76k 18.92
Diamondpeak Hldgs Cor 0.4 $1.4M 145k 9.72
Brookfield Property Reit Inc cl a 0.4 $1.4M 72k 18.88
Duff & Phelps Utility & Corp Bond Trust 0.4 $1.3M 154k 8.75
Western Asst High Incm Opprtnty Fnd (HIO) 0.4 $1.3M 258k 5.13
Agba Acquisition Units 0.4 $1.3M 131k 10.03
Swiss Helvetia Fund (SWZ) 0.4 $1.2M 155k 7.99
Alberton Acquisition Corp ord 0.4 $1.2M 122k 10.14
Boxwood Merger Corp Units 0.4 $1.2M 120k 10.30
Monocle Acquisition Corp Unit 1 Com & 1 Wt Exp 12/06/2024 Units 0.4 $1.2M 118k 10.29
Longevity Acquisition Corp ord 0.3 $1.1M 109k 10.10
Vertical Cap Income Fund shs ben int (CCIF) 0.3 $1.1M 113k 9.50
Mfs Calif Mun 0.3 $949k 80k 11.94
Amci Acquisition Corp class a 0.3 $919k 92k 9.95
Edtechx Hldgs Acquisition 0.3 $916k 92k 9.95
Trinity Pl Holdings (TPHS) 0.3 $914k 231k 3.95
Apollo Investment Corp. (MFIC) 0.3 $876k 55k 15.81
Haymaker Acquisition Unt 0.3 $864k 85k 10.21
Twelve Seas Investment Units 0.3 $859k 81k 10.60
Japan Equity Fund ietf (JEQ) 0.3 $812k 116k 7.00
Barings Bdc (BBDC) 0.2 $790k 80k 9.84
8i Enterprises Acquisitin 0.2 $766k 77k 9.95
Cf Fin Acquisition Corp Unit Units 0.2 $752k 75k 10.03
Western Asset Corporate Loan F 0.2 $742k 78k 9.57
B Riley Principal Merger Cor cl a 0.2 $731k 75k 9.75
Whitehorse Finance (WHF) 0.2 $722k 53k 13.75
Modern Media Acquisition 0.2 $713k 68k 10.45
Opes Acquisition Corp 0.2 $701k 68k 10.25
Wealthbridge Acquisition 0.2 $671k 68k 9.90
Western Asset High Incm Fd I (HIX) 0.2 $613k 87k 7.01
Schultz Spec Purp Units 0.2 $609k 60k 10.15
Opes Acquistion Corp. Units 0.2 $579k 55k 10.45
Mudrick Cap Acquisition Corp 0.2 $576k 57k 10.16
Spdr S&p 500 Etf (SPY) 0.2 $558k 1.9k 292.76
Tenzing Acquisition Corp ord 0.2 $555k 54k 10.22
Graf Indl Corp Unit Units 0.2 $525k 51k 10.29
Dfb Healthcare Acquistion Corp Units 0.2 $519k 50k 10.38
Tuscan Holdings Corp 0.2 $494k 50k 9.88
Vectoiq Acquisition Corp 0.2 $490k 48k 10.14
Proficient Alpha Acquisition Corp Unit 1 Com & 1 Redemwt & 1 Rt To Receive1/10th 1 Sh Com Stk Units (PAACU) 0.1 $452k 45k 10.04
Eaton Vance California Mun. Income Trust (CEV) 0.1 $433k 35k 12.37
Tottenham Acquisition I 0.1 $427k 42k 10.20
First Tr High Income L/s (FSD) 0.1 $424k 28k 15.01
Pivotal Acquisition Cl A Ord 0.1 $394k 39k 10.16
First Trust/Aberdeen Global Opportunity (FAM) 0.1 $391k 38k 10.40
Dd3 Acquisition Corp 0.1 $373k 37k 9.97
Greenland Acquisitin Corpora 0.1 $368k 36k 10.14
Western Asset Global High Income Fnd (EHI) 0.1 $362k 37k 9.92
Hl Acquisitions Corp 0.1 $353k 35k 10.06
Highland Global mf closed and mf open (HGLB) 0.1 $337k 30k 11.23
Pure Acquistion Wts Warrants 0.1 $310k 287k 1.08
Andina Acquisition Corp Iii Units Units 0.1 $283k 28k 10.29
Legacy Acquisition Units 0.1 $276k 26k 10.45
Lf Capital Acquistion Units 0.1 $271k 26k 10.42
Sentinel Energy Svcs Inc cl a 0.1 $269k 27k 10.17
Garrison Capital 0.1 $228k 33k 6.89
Regalwood Global Energy 0.1 $191k 19k 10.22
Equus Total Return (EQS) 0.1 $175k 107k 1.64
Hl Acquisition Units 0.0 $147k 14k 10.54
Allegro Merger Corp Warrants 0.0 $106k 381k 0.28
Chaserg Tecy Acq Uts Units 0.0 $105k 10k 10.19
Kbl Merger Corp Iv-rts Rights 0.0 $90k 443k 0.20
Forum Merger Ii Corpwt Exp 09/30/2025 Warrants 0.0 $89k 141k 0.63
Allegro Merger Corp Rights 0.0 $80k 381k 0.21
Trinity Merger Corp Warrants 0.0 $80k 245k 0.33
Black Ridge Acquisition Corp Rts Exp Rights 0.0 $76k 181k 0.42
Tkk Symphony Acquisition Corp Rts Rights 0.0 $76k 425k 0.18
Portman Ridge Finance Ord 0.0 $72k 32k 2.25
Modern Media Acquisition-rts Rights 0.0 $72k 249k 0.29
Black Ridge Acquistion Corp Cw Warrants 0.0 $69k 167k 0.41
Kbl Merger Corp Iv-cw22 Warrants 0.0 $68k 452k 0.15
Gigcapital Inc-rts Rights 0.0 $58k 111k 0.52
Kaixin Auto Hldgs 0.0 $55k 25k 2.20
Pivotal Acquisition Corp Warrants 0.0 $53k 39k 1.35
Acamar Partners Acquisition Corp Wt Exp Warrants 0.0 $50k 67k 0.74
Lf Capital Acquis 25 Wts Warrants Exp 06/22/25 Warrants 0.0 $43k 144k 0.30
Tiberius Acquistion Corp. Warrants 0.0 $41k 133k 0.31
Andina Acquisition Corp Iii Rights 0.0 $41k 164k 0.25
Diamondpeak Hldgs Corp Red Wt Exp 12/31/26 Warrants 0.0 $39k 48k 0.81
Tuscan Holdings C 26 Wts Warrants 0.0 $39k 50k 0.78
Tkk Symphony Acquistion Wt Warrants 0.0 $34k 264k 0.13
Xynomic Pharmace 0.0 $34k 10k 3.40
Leisure Acquisiti 19 Wts Warrants Exp 12/05/19 Warrants 0.0 $34k 62k 0.55
Cf Fin Acquisition Corp Red Wt Exp 04/30/25 Warrants 0.0 $34k 56k 0.60
Andina Acquisition Corp Iii Warrants 0.0 $33k 164k 0.20
Alberton Acquisition Corp Rights 0.0 $32k 128k 0.25
Big Rock Partners Acquistion-rt Rights 0.0 $31k 199k 0.16
Modern Media Acquisitio-cw22 Warrants 0.0 $30k 135k 0.22
8i Enterprises Acquisitin Corp Rights 0.0 $29k 77k 0.38
Mudrick Capital Acquistion Warrants 0.0 $28k 57k 0.49
Amci Acquisition Corp Warrants 0.0 $28k 92k 0.30
Gigcapital Inc-cw23 Warrants 0.0 $26k 86k 0.30
Trident Acquisitionscorp Wts Warrants 0.0 $25k 194k 0.13
Big Rock Partners Acquistion-cw22 Warrants 0.0 $25k 113k 0.22
Edtechx Hldgs Acquisition Corp Warrants 0.0 $24k 92k 0.26
Bioceres Crop Solutions Warrants 0.0 $23k 69k 0.33
Legacy Acquisition Corp Warrants 0.0 $22k 68k 0.32
Vectoiq Acquistion Corp Warrants 0.0 $22k 48k 0.46
8i Enterprises Acquisitin Corp Warrants 0.0 $22k 77k 0.29
Longevity Acquistion Corp Rights 0.0 $22k 109k 0.20
Longevity Acquistion Corp Warrants 0.0 $19k 134k 0.14
B Riley Prin Merger Corp Wts Exp 04/08/24 Warrants 0.0 $18k 38k 0.48
Tottenham Acquistion Rights 0.0 $16k 43k 0.38
Opes Acquisition Corp Wt Exp Exp 03/13/23 Warrants 0.0 $15k 67k 0.23
Greenland Acquisition Corp Usdrt 1/10 Of 1 Ord Rights 0.0 $14k 37k 0.38
Alberton Acquisition Corp Warrants 0.0 $13k 128k 0.10
Wealthbridge Acquisition Rights 0.0 $12k 68k 0.18
Tenzing Acquistion Warrants 0.0 $11k 54k 0.20
Xynomic Pharmacutcls Hldng Warrants 0.0 $11k 50k 0.22
Hl Acquisition Rights 0.0 $8.0k 35k 0.23
Pensare Acquisition Corp Rights 0.0 $8.0k 47k 0.17
Dd3 Acquisition C 23 Wts Warrants 0.0 $7.0k 37k 0.19
Constellation Alpha Capital-rt Rights 0.0 $6.0k 31k 0.19
Wealthbridge Acquisition Warrants 0.0 $5.0k 68k 0.07
Greenland Acquisition Corp Usdred Wt Pur 1/2 One Ord Sh Warrants 0.0 $4.0k 37k 0.11
Hl Acquisitions C 26 Wts Warrants Exp 07/01/26 Warrants 0.0 $4.0k 35k 0.11
Pensare Acquisition Corp Warrants 0.0 $3.0k 21k 0.14
Tottenham Acquistion Warrants 0.0 $2.0k 43k 0.05
Constellation Alpha Capital-cw22 Warrants 0.0 $2.0k 25k 0.08