Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2019

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 156 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Legg Mason Bw Global Income (BWG) 5.2 $12M 951k 12.10
Central Securities (CET) 5.1 $12M 365k 31.40
Nuveen Conn Prem Income Mun sh ben int 4.9 $11M 809k 13.42
General American Investors (GAM) 4.7 $11M 291k 36.35
Invesco Van Kampen Dyn Cr Opp Fund 4.4 $9.7M 881k 11.01
Boulder Growth & Income Fund (STEW) 3.5 $7.8M 697k 11.20
Source Capital (SOR) 3.5 $7.8M 214k 36.51
Vertical Cap Income Fund shs ben int (CCIF) 3.1 $6.9M 642k 10.68
Adams Express Company (ADX) 2.7 $6.0M 380k 15.84
Western Asset Corporate Loan F 2.7 $6.0M 630k 9.49
Petroleum & Res Corp Com cef (PEO) 2.6 $5.8M 366k 15.83
Vectoiq Acquisition Corp unit 05/11/2023 2.6 $5.8M 1.4M 4.20
Dividend & Income Fund (BXSY) 2.2 $4.9M 414k 11.95
BlackRock Credit All Inc Trust IV (BTZ) 2.1 $4.6M 339k 13.62
Taiwan Fund (TWN) 1.8 $4.0M 216k 18.47
Hill International 1.6 $3.6M 1.2M 2.99
Tuscan Holdings Ii Acq Corp 1.6 $3.5M 361k 9.81
DTF Tax Free Income (DTF) 1.6 $3.5M 240k 14.47
Franklin Universal Trust (FT) 1.5 $3.4M 455k 7.54
Japan Smaller Capitalizaion Fund (JOF) 1.4 $3.1M 354k 8.77
Leisure Acquisition Corp 1.3 $2.8M 274k 10.22
Eaton Vance Fltg Rate In 1.2 $2.7M 176k 15.21
Royce Global Value Tr (RGT) 1.1 $2.4M 240k 10.12
Legacy Acquisition Corp 1.1 $2.4M 239k 10.20
Mexico Equity and Income Fund (MXE) 1.1 $2.4M 225k 10.52
Nuveen Ohio Quality Income M 1.0 $2.3M 147k 15.78
Apex Technology Acquisitn Co unit 06/11/2026 1.0 $2.2M 220k 10.19
MVC Capital 1.0 $2.2M 242k 8.90
Forum Merger Ii Corp cl a 0.9 $2.1M 209k 10.11
Fs Investment Corporation 0.9 $2.1M 360k 5.83
Trinity Merger Corp 0.9 $2.0M 195k 10.44
Churchill Cap Corp Ii cl a 0.9 $1.9M 193k 10.02
Invesco Van Kampen High Inc Trust II (VLT) 0.8 $1.9M 132k 14.32
High Income Secs Fd Shs Ben Int cef (PCF) 0.8 $1.9M 220k 8.49
Acamar Partners Acqsition Co cl a 0.8 $1.9M 191k 9.76
Lf Cap Acquisition Corp cl a 0.8 $1.7M 169k 10.26
Rmg Acquisition Corp unit 99/99/9999 0.8 $1.7M 172k 10.09
Aberdeen Asia-Pacific Income Fund (FAX) 0.8 $1.7M 407k 4.19
Social Cap Hedosophia Hldgs cl a 0.8 $1.7M 160k 10.70
Andina Acquisition Corp Iii 0.8 $1.7M 169k 9.99
Gordon Pointe Acquisition 0.7 $1.6M 150k 10.47
Highland Global mf closed and mf open (HGLB) 0.7 $1.6M 155k 10.25
Tiberius Acquisition Corp 0.7 $1.5M 150k 10.24
New Providence Acquisitin Co unit 09/01/2024 0.7 $1.5M 151k 10.09
Landcadia Hldgs Ii Inc cl a 0.7 $1.5M 152k 9.77
Brookfield Property Reit Inc cl a 0.7 $1.5M 72k 20.40
Diamondpeak Hldgs Cor 0.6 $1.4M 145k 9.82
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.6 $1.4M 96k 14.50
Gigcapital2 Acq Corp 0.6 $1.4M 143k 9.83
Fellazo 0.6 $1.4M 140k 9.96
Nexpoint Credit Strategies Fund (NXDT) 0.6 $1.4M 76k 17.93
Western Asst High Incm Opprtnty Fnd (HIO) 0.6 $1.3M 258k 5.05
Pivotal Invt Corp Ii unit 06/01/2025 0.6 $1.3M 126k 10.18
Swiss Helvetia Fund (SWZ) 0.6 $1.2M 155k 8.03
Agba Acquisition 0.6 $1.2M 125k 9.95
Boxwood Merger Corp 0.5 $1.2M 119k 10.07
Aberdeen Chile Fund (AEF) 0.5 $1.1M 162k 6.96
Netfin Acquisition Corp unit 08/01/2024 0.5 $1.0M 104k 10.09
Barings Bdc (BBDC) 0.5 $1.0M 101k 10.15
Longevity Acquisition Corp ord 0.5 $1.0M 100k 10.31
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.4 $983k 74k 13.35
Sentinel Energy Svcs Inc cl a 0.4 $958k 93k 10.27
Trinity Pl Holdings (TPHS) 0.4 $925k 231k 4.00
Apollo Investment Corp. (MFIC) 0.4 $899k 59k 15.32
Amci Acquisition Corp class a 0.4 $859k 86k 10.03
Japan Equity Fund ietf (JEQ) 0.4 $837k 115k 7.28
Edtechx Hldgs Acquisition 0.4 $841k 83k 10.15
Monocle Acquisition Corp 0.4 $794k 80k 9.96
Sc Health Corp unit 99/99/9999 0.3 $773k 75k 10.35
Haymaker Acquisition Corp Ii 0.3 $752k 76k 9.90
Spdr S&p 500 Etf (SPY) 0.3 $730k 2.5k 296.63
Schultze Special Purpose Acquisi Unt 0.3 $725k 70k 10.36
Pure Acquisition Corp cl a 0.3 $716k 70k 10.25
Cf Fin Acquisition Corp unit 04/30/2025 0.3 $675k 67k 10.11
B Riley Principal Merger Cor cl a 0.3 $679k 69k 9.91
Western Asset Global High Income Fnd (EHI) 0.3 $595k 60k 9.94
Mudrick Cap Acquisition Corp 0.3 $578k 57k 10.20
Tenzing Acquisition Corp ord 0.2 $562k 54k 10.35
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $512k 69k 7.48
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.2 $509k 50k 10.18
Whitehorse Finance (WHF) 0.2 $482k 35k 13.92
Vectoiq Acquisition Corp 0.2 $493k 48k 10.20
Graf Industrial Red Unt 0.2 $482k 47k 10.31
Alberton Acquisition Corp ord 0.2 $467k 142k 3.29
First Trust/Aberdeen Global Opportunity (FAM) 0.2 $451k 43k 10.57
First Tr High Income L/s (FSD) 0.2 $428k 28k 15.15
Tottenham Acquisition I 0.2 $368k 36k 10.28
Hl Acquisitions Corp 0.2 $357k 35k 10.18
Proficient Alpha Acqustn Cor unit 04/30/2026 (PAACU) 0.2 $361k 36k 10.00
Pure Acquisition Corp *w exp 04/17/202 0.1 $301k 287k 1.05
Monocle Acquisition Corp unit 99/99/9999 0.1 $316k 30k 10.44
Andina Acquisition Corp Iii unit 09/24/2020 0.1 $289k 28k 10.51
Lf Cap Acquisition Corp unit 06/19/2025 0.1 $275k 26k 10.58
Garrison Capital 0.1 $229k 33k 6.92
Diamondpeak Hldgs Cor unit 99/99/9999 0.1 $233k 23k 10.21
Regalwood Global Energy 0.1 $193k 19k 10.32
Equus Total Return (EQS) 0.1 $172k 107k 1.61
Trinity Merger Corp *w exp 05/11/202 0.1 $179k 141k 1.27
B Riley Principal Merger Cor unit 99/99/9999 0.1 $182k 18k 10.11
Hl Acquisitions Corp unit 06/21/2023 0.1 $148k 14k 10.61
Allegro Merger Corp 0.1 $131k 218k 0.60
Crescent Acquisition Corp 0.1 $123k 13k 9.84
Tuscan Holdings Corp tuscan holdings corp-cw26 0.1 $118k 223k 0.53
Kbl Merger Corp Iv right 03/22/2019 0.0 $88k 440k 0.20
Tiberius Acquisition Corp w exp 02/28/202 0.0 $78k 133k 0.59
Allegro Merger Corp *w exp 01/06/202 0.0 $84k 381k 0.22
Allegro Merger Corp right 12/31/2023 0.0 $95k 381k 0.25
Boxwood Merger Corp *w exp 11/26/202 0.0 $83k 119k 0.70
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $93k 64k 1.44
Legacy Acquisition Corp wt 0.0 $64k 183k 0.35
Forum Merger Ii Corp warrant 0.0 $77k 131k 0.59
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $61k 255k 0.24
Orisun Acquisition Corp unit 99/99/9999 0.0 $70k 70k 1.00
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $39k 437k 0.09
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $34k 57k 0.60
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $46k 144k 0.32
Alberton Acquisition Corp right 10/04/2020 0.0 $34k 116k 0.29
Leisure Acquisiti 19 Wts Warrants Exp 12/05/19 warrants 0.0 $45k 62k 0.73
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $34k 169k 0.20
Andina Acquisition Corp Iii right 07/31/2020 0.0 $51k 169k 0.30
Kaixin Auto Hldgs 0.0 $45k 25k 1.80
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $41k 48k 0.85
Acamar Partners Acquisi-cw26 warrants 0.0 $36k 64k 0.56
Landcadia Holdings Ii -cw warrants 0.0 $39k 51k 0.77
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $38k 25k 1.50
Gigcapital2 Inc *w exp 02/28/202 0.0 $40k 143k 0.28
Gigcapital2 Inc right 02/28/2026 0.0 $42k 143k 0.29
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $12k 70k 0.17
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $23k 122k 0.19
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $21k 48k 0.43
Trident Acquisitions Corp *w exp 05/09/202 0.0 $29k 194k 0.15
Twelve Seas Investment Compa right 12/22/2019 0.0 $26k 82k 0.32
Greenland Acquisitin Corpora right 04/27/2025 0.0 $15k 25k 0.60
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $23k 255k 0.09
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $13k 116k 0.11
Longevity Acquisition Corp right 07/31/2020 0.0 $20k 100k 0.20
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $20k 83k 0.24
Amci Acquisition Corp *w exp 05/20/202 0.0 $30k 86k 0.35
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $33k 50k 0.66
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $33k 80k 0.41
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $23k 69k 0.33
Wealthbridge Acquisition Ltd right 11/02/2023 0.0 $14k 64k 0.22
B Riley Principal Merger Corwt warrant and righ 0.0 $15k 34k 0.44
Agba Acquisition Ltd-rights rights 0.0 $24k 125k 0.19
Pensare Acquisition Corp *w exp 07/27/202 0.0 $5.1k 21k 0.24
Pensare Acquisition Corp right 0.0 $9.0k 30k 0.30
Greenland Acquisitin Corpora *w exp 03/03/202 0.0 $5.0k 25k 0.20
Tottenham Acquisition I Ltd *w exp 05/06/202 0.0 $5.9k 37k 0.16
Hl Acquisitions Corp *w exp 06/21/202 0.0 $9.1k 35k 0.26
Hl Acquisitions Corp right 07/17/2023 0.0 $9.1k 35k 0.26
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $8.1k 37k 0.22
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $11k 121k 0.09
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $9.8k 54k 0.18
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $11k 31k 0.35
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.0 $7.0k 64k 0.11
Agba Acquisition Ltd -cw24 warrants 0.0 $10k 125k 0.08