Capstone Investment Advisors as of June 30, 2014
Portfolio Holdings for Capstone Investment Advisors
Capstone Investment Advisors holds 251 positions in its portfolio as reported in the June 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 24.9 | $1.9B | 20M | 92.93 | |
| Spdr S&p 500 Etf (SPY) | 8.0 | $605M | 3.1M | 195.72 | |
| iShares MSCI Emerging Markets Indx (EEM) | 3.7 | $280M | 6.5M | 43.22 | |
| Facebook Inc cl a (META) | 2.7 | $209M | 3.1M | 67.29 | |
| Chevron Corporation (CVX) | 2.3 | $173M | 1.3M | 130.55 | |
| SPDR Gold Trust (GLD) | 1.7 | $133M | 1.0M | 128.03 | |
| Exxon Mobil Corporation (XOM) | 1.7 | $131M | 1.3M | 100.68 | |
| Amazon (AMZN) | 1.6 | $118M | 363k | 324.77 | |
| Time Warner Cable | 1.5 | $114M | 771k | 147.30 | |
| International Business Machines (IBM) | 1.5 | $112M | 619k | 181.27 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 1.4 | $110M | 1.2M | 95.20 | |
| Goldman Sachs (GS) | 1.4 | $104M | 621k | 167.44 | |
| Caterpillar (CAT) | 1.3 | $97M | 897k | 108.67 | |
| Cemex Sab De Cv conv bnd | 1.2 | $95M | 62M | 1.52 | |
| Microsoft Corporation (MSFT) | 1.1 | $86M | 2.1M | 41.69 | |
| Wesco Intl Inc dbcv 6.000% 9/1 | 1.1 | $86M | 28M | 3.07 | |
| Baidu (BIDU) | 1.1 | $83M | 444k | 186.79 | |
| Netflix (NFLX) | 1.0 | $79M | 180k | 440.59 | |
| At&t (T) | 1.0 | $74M | 2.1M | 35.35 | |
| Directv | 1.0 | $74M | 865k | 85.01 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.9 | $72M | 1.1M | 68.37 | |
| Coca-Cola Company (KO) | 0.9 | $70M | 1.6M | 42.36 | |
| 0.9 | $66M | 1.6M | 40.97 | ||
| Trw Automotive 3.5% 12/01/15 conv | 0.8 | $64M | 21M | 3.03 | |
| Tesla Motors Inc bond | 0.8 | $62M | 64M | 0.97 | |
| Herbalife Ltd Com Stk (HLF) | 0.8 | $61M | 944k | 64.55 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.8 | $61M | 533k | 113.52 | |
| Cemex Sab De Cv conv bnd | 0.8 | $57M | 39M | 1.46 | |
| Hillshire Brands | 0.7 | $56M | 892k | 62.30 | |
| Micron Technology Inc bond | 0.7 | $56M | 17M | 3.37 | |
| Cisco Systems (CSCO) | 0.7 | $50M | 2.0M | 24.85 | |
| Altria (MO) | 0.7 | $51M | 1.2M | 41.93 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $49M | 857k | 57.62 | |
| Tesla Mtrs Inc note 1.500% 6/0 | 0.6 | $44M | 22M | 2.02 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.6 | $44M | 1.2M | 36.94 | |
| ConocoPhillips (COP) | 0.6 | $43M | 501k | 85.72 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.6 | $43M | 1.2M | 36.50 | |
| Dollar General (DG) | 0.6 | $42M | 730k | 57.36 | |
| Ipath S&p 500 Vix S/t Fu Etn | 0.5 | $41M | 1.4M | 28.60 | |
| Safeway | 0.5 | $39M | 1.1M | 34.34 | |
| Sandisk Corp note 1.500% 8/1 | 0.5 | $39M | 19M | 2.05 | |
| Microchip Technology Inc sdcv 2.125%12/1 | 0.5 | $38M | 20M | 1.91 | |
| priceline.com Incorporated | 0.5 | $35M | 29k | 1203.38 | |
| Forest Laboratories | 0.5 | $35M | 350k | 99.00 | |
| Procter & Gamble Company (PG) | 0.5 | $34M | 433k | 78.59 | |
| Iron Mountain Incorporated | 0.5 | $34M | 961k | 35.45 | |
| Citigroup (C) | 0.4 | $34M | 718k | 47.09 | |
| Johnson & Johnson (JNJ) | 0.4 | $33M | 311k | 104.60 | |
| Lowe's Companies (LOW) | 0.4 | $33M | 690k | 47.98 | |
| Yahoo! | 0.4 | $33M | 939k | 35.13 | |
| Verizon Communications (VZ) | 0.4 | $32M | 659k | 48.93 | |
| Covidien | 0.4 | $32M | 349k | 90.18 | |
| American International (AIG) | 0.4 | $31M | 559k | 54.58 | |
| Philip Morris International (PM) | 0.4 | $29M | 348k | 84.30 | |
| Perrigo Company (PRGO) | 0.4 | $30M | 205k | 145.76 | |
| American Rlty Cap Pptys Inc note 3.750%12/1 | 0.4 | $30M | 29M | 1.04 | |
| Lamar Advertising Company | 0.4 | $27M | 518k | 53.00 | |
| iShares MSCI Brazil Index (EWZ) | 0.4 | $28M | 581k | 47.78 | |
| Allergan | 0.3 | $26M | 156k | 169.19 | |
| Isis Us conv | 0.3 | $26M | 12M | 2.20 | |
| McDonald's Corporation (MCD) | 0.3 | $26M | 253k | 100.74 | |
| Intercontinental Exchange (ICE) | 0.3 | $24M | 125k | 188.89 | |
| Target Corporation (TGT) | 0.3 | $22M | 375k | 57.94 | |
| Xpo Logistics note 4.5% 10/1 | 0.3 | $22M | 12M | 1.86 | |
| Medtronic | 0.3 | $21M | 330k | 63.76 | |
| Aol | 0.3 | $21M | 530k | 39.79 | |
| Auxilium Pharmaceuticals note | 0.3 | $21M | 20M | 1.06 | |
| Slxp 1 1/2 03/15/19 | 0.3 | $22M | 11M | 1.96 | |
| Mylan | 0.3 | $21M | 405k | 51.56 | |
| CurrencyShares Australian Dollar Trust | 0.3 | $21M | 218k | 94.39 | |
| Wl Ross Holding Corp Uts | 0.3 | $21M | 2.0M | 10.32 | |
| Insulet Corp note 2.000% 6/1 | 0.3 | $20M | 18M | 1.11 | |
| Enersys note 3.375% 6/0 | 0.2 | $19M | 11M | 1.73 | |
| Dow Chemical Company | 0.2 | $19M | 368k | 51.46 | |
| CareFusion Corporation | 0.2 | $19M | 437k | 44.34 | |
| Chesapeake Energy Corp note 2.500% 5/1 | 0.2 | $19M | 18M | 1.08 | |
| Wellpoint Inc Note cb | 0.2 | $19M | 13M | 1.54 | |
| Silver Eagle Acquisition Cor Unit 99/99/9999 | 0.2 | $18M | 1.7M | 10.46 | |
| Vodafone Group New Adr F (VOD) | 0.2 | $18M | 539k | 33.39 | |
| BP (BP) | 0.2 | $17M | 327k | 52.75 | |
| Chesapeake Energy Corp note 2.500% 5/1 | 0.2 | $18M | 17M | 1.07 | |
| Pepsi (PEP) | 0.2 | $18M | 198k | 89.34 | |
| Akorn Inc note 3.500% 6/0 | 0.2 | $18M | 4.7M | 3.78 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.2 | $17M | 206k | 82.23 | |
| Walgreen Company | 0.2 | $16M | 213k | 74.13 | |
| Cadence Design Sys Cvt 2.625 6 convert | 0.2 | $16M | 7.0M | 2.33 | |
| Metropcs Communications (TMUS) | 0.2 | $16M | 474k | 33.62 | |
| iShares Silver Trust (SLV) | 0.2 | $15M | 761k | 20.25 | |
| Merck & Co (MRK) | 0.2 | $15M | 253k | 57.84 | |
| Ford Motor Company (F) | 0.2 | $14M | 824k | 17.24 | |
| Sina Corporation | 0.2 | $14M | 288k | 49.77 | |
| 0.2 | $13M | 23k | 584.65 | ||
| Rti Intl Metals Inc note 3.000%12/0 | 0.2 | $14M | 14M | 1.04 | |
| United Parcel Service (UPS) | 0.2 | $13M | 128k | 102.66 | |
| Intel Corporation (INTC) | 0.2 | $13M | 411k | 30.90 | |
| Tesla Motors Inc bond | 0.2 | $13M | 13M | 0.98 | |
| Monsanto Company | 0.2 | $13M | 100k | 124.74 | |
| Transocean (RIG) | 0.2 | $12M | 273k | 45.02 | |
| Lorillard | 0.2 | $13M | 205k | 60.97 | |
| Industries N shs - a - (LYB) | 0.2 | $12M | 123k | 97.65 | |
| Sprint | 0.2 | $13M | 1.5M | 8.53 | |
| Boeing Company (BA) | 0.1 | $11M | 89k | 127.21 | |
| Deere & Company (DE) | 0.1 | $11M | 116k | 90.44 | |
| Wynn Resorts (WYNN) | 0.1 | $10M | 50k | 207.52 | |
| Gen | 0.1 | $11M | 563k | 19.10 | |
| Ttm Technologies Inc conv | 0.1 | $11M | 10M | 1.09 | |
| Renewable Energy Group Inc mtnf 2.750% 6/1 | 0.1 | $11M | 9.5M | 1.11 | |
| Questcor Pharmaceuticals | 0.1 | $10M | 110k | 92.46 | |
| Starwood Ppty note 4.0% 1/15/ | 0.1 | $9.9M | 8.6M | 1.15 | |
| Group 1 Automotive Inc frnt 2.250% 6/1 | 0.1 | $9.3M | 6.5M | 1.43 | |
| Qualcomm (QCOM) | 0.1 | $9.2M | 116k | 79.19 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.1 | $9.3M | 36k | 256.80 | |
| Protective Life | 0.1 | $9.4M | 135k | 69.32 | |
| Navistar Intl Corp pfd sr d conv | 0.1 | $9.4M | 250k | 37.48 | |
| American Rlty Cap Pptys Inc note 3.000% 8/0 | 0.1 | $9.2M | 9.0M | 1.02 | |
| China Mobile | 0.1 | $8.3M | 170k | 48.61 | |
| J.C. Penney Company | 0.1 | $8.2M | 906k | 9.05 | |
| Pepco Holdings | 0.1 | $8.2M | 300k | 27.48 | |
| Salix Pharmaceuticals Inc note 2.750% 5/1 | 0.1 | $8.0M | 3.0M | 2.67 | |
| Teleflex Inc note 3.875% 8/0 | 0.1 | $8.3M | 4.8M | 1.75 | |
| Costco Wholesale Corporation (COST) | 0.1 | $7.5M | 65k | 115.10 | |
| MICROS Systems | 0.1 | $7.7M | 113k | 67.90 | |
| Domtar Corp | 0.1 | $7.4M | 172k | 42.85 | |
| Gilead Sciences (GILD) | 0.1 | $7.8M | 94k | 82.90 | |
| Tesla Motors (TSLA) | 0.1 | $7.6M | 32k | 239.99 | |
| Keurig Green Mtn | 0.1 | $7.7M | 62k | 124.61 | |
| Walt Disney Company (DIS) | 0.1 | $7.1M | 83k | 85.73 | |
| Sony Corporation (SONY) | 0.1 | $6.9M | 412k | 16.76 | |
| International Game Technology | 0.1 | $7.0M | 437k | 15.91 | |
| Rite Aid Corp note 8.500% 5/1 | 0.1 | $7.1M | 2.5M | 2.83 | |
| Allegheny Technologies Incorporated (ATI) | 0.1 | $6.9M | 154k | 45.10 | |
| FedEx Corporation (FDX) | 0.1 | $6.3M | 42k | 151.37 | |
| Chart Industries 2% conv | 0.1 | $6.0M | 4.3M | 1.40 | |
| Trak 1 1/2 03/15/17 | 0.1 | $6.0M | 4.5M | 1.34 | |
| Comcast Corporation (CMCSA) | 0.1 | $5.4M | 100k | 53.68 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $5.1M | 54k | 94.67 | |
| Hudson City Ban | 0.1 | $5.2M | 528k | 9.83 | |
| Newfield Exploration | 0.1 | $5.1M | 117k | 44.20 | |
| iShares Dow Jones Transport. Avg. (IYT) | 0.1 | $5.2M | 35k | 146.78 | |
| Prologis (PLD) | 0.1 | $5.1M | 124k | 41.07 | |
| Intermune Inc note 2.500% 9/1 | 0.1 | $5.3M | 3.5M | 1.50 | |
| Roi Acquisition Corp Ii | 0.1 | $5.4M | 525k | 10.23 | |
| Hennessy Capital Acquisition | 0.1 | $5.0M | 500k | 10.08 | |
| Spirit Realty Capital Inc convertible cor | 0.1 | $5.0M | 5.0M | 1.00 | |
| Mercadolibre Inc conv | 0.1 | $5.3M | 5.0M | 1.05 | |
| Ace Limited Cmn | 0.1 | $4.5M | 43k | 103.70 | |
| AFLAC Incorporated (AFL) | 0.1 | $4.9M | 79k | 62.23 | |
| E.I. du Pont de Nemours & Company | 0.1 | $4.4M | 68k | 65.44 | |
| DISH Network | 0.1 | $4.8M | 75k | 65.07 | |
| Hewlett-Packard Company | 0.1 | $4.6M | 136k | 33.68 | |
| Nexstar Broadcasting (NXST) | 0.1 | $4.3M | 83k | 51.59 | |
| Rockwood Holdings | 0.1 | $4.9M | 64k | 75.97 | |
| Market Vectors Gold Miners ETF | 0.1 | $4.9M | 186k | 26.45 | |
| Jive Software | 0.1 | $4.8M | 563k | 8.51 | |
| Comverse | 0.1 | $4.5M | 168k | 26.68 | |
| Cobalt Intl Energy Inc note 3.125% 5/1 | 0.1 | $4.3M | 4.0M | 1.08 | |
| Newmont Mining Corporation (NEM) | 0.1 | $3.8M | 150k | 25.44 | |
| BE Aerospace | 0.1 | $3.7M | 40k | 92.47 | |
| AstraZeneca (AZN) | 0.1 | $3.7M | 50k | 74.30 | |
| Kroger (KR) | 0.1 | $3.5M | 70k | 49.43 | |
| ON Semiconductor (ON) | 0.1 | $3.7M | 405k | 9.13 | |
| Elizabeth Arden | 0.1 | $3.9M | 181k | 21.42 | |
| Harvest Natural Resources | 0.1 | $3.6M | 713k | 4.99 | |
| Cubist Pharmaceuticals | 0.1 | $4.2M | 59k | 69.87 | |
| Coca-cola Enterprises | 0.1 | $3.5M | 74k | 47.77 | |
| Adt | 0.1 | $4.2M | 119k | 34.94 | |
| Intelsat Sa | 0.1 | $3.8M | 200k | 18.84 | |
| Web Com Group Inc note 1.000% 8/1 | 0.1 | $3.8M | 3.5M | 1.08 | |
| Solazyme Inc bond | 0.1 | $3.5M | 3.0M | 1.15 | |
| MasterCard Incorporated (MA) | 0.0 | $2.8M | 39k | 73.47 | |
| Take-Two Interactive Software (TTWO) | 0.0 | $3.0M | 135k | 22.24 | |
| Cincinnati Bell | 0.0 | $2.9M | 750k | 3.93 | |
| Rayonier (RYN) | 0.0 | $2.7M | 76k | 35.54 | |
| Expedia (EXPE) | 0.0 | $2.7M | 34k | 78.69 | |
| Royal Gold Inc conv | 0.0 | $2.7M | 2.5M | 1.08 | |
| WellCare Health Plans | 0.0 | $2.6M | 35k | 74.66 | |
| Honeywell International (HON) | 0.0 | $2.1M | 23k | 92.92 | |
| Starbucks Corporation (SBUX) | 0.0 | $2.5M | 32k | 77.38 | |
| GameStop (GME) | 0.0 | $2.0M | 50k | 40.46 | |
| Banco Santander (SAN) | 0.0 | $2.4M | 232k | 10.42 | |
| Talisman Energy Inc Com Stk | 0.0 | $2.1M | 200k | 10.60 | |
| Jos. A. Bank Clothiers | 0.0 | $2.3M | 35k | 64.97 | |
| MasTec (MTZ) | 0.0 | $2.0M | 66k | 30.77 | |
| Nabors Industries | 0.0 | $2.2M | 76k | 29.36 | |
| Valeant Pharmaceuticals Int | 0.0 | $2.2M | 17k | 126.12 | |
| Liberty Global Inc Com Ser A | 0.0 | $2.1M | 49k | 44.21 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $2.0M | 575k | 3.46 | |
| Abbott Laboratories (ABT) | 0.0 | $1.8M | 43k | 40.88 | |
| Emerson Electric (EMR) | 0.0 | $1.4M | 21k | 66.34 | |
| United Technologies Corporation | 0.0 | $1.2M | 10k | 115.40 | |
| Danaher Corporation (DHR) | 0.0 | $1.3M | 16k | 78.70 | |
| Whole Foods Market | 0.0 | $1.5M | 39k | 38.62 | |
| Oracle Corporation (ORCL) | 0.0 | $1.7M | 42k | 40.53 | |
| Equinix | 0.0 | $1.2M | 5.8k | 209.90 | |
| Chipotle Mexican Grill (CMG) | 0.0 | $1.8M | 3.0k | 592.33 | |
| Finisar Corporation | 0.0 | $1.3M | 65k | 19.74 | |
| Helix Energy Solutions (HLX) | 0.0 | $1.7M | 65k | 26.28 | |
| Cepheid | 0.0 | $1.6M | 33k | 47.90 | |
| United States Steel Corporation (X) | 0.0 | $1.2M | 45k | 26.02 | |
| Momenta Pharmaceuticals | 0.0 | $1.6M | 129k | 12.08 | |
| Insulet Corporation (PODD) | 0.0 | $1.2M | 30k | 39.63 | |
| Cobalt Intl Energy | 0.0 | $1.5M | 81k | 18.33 | |
| Level 3 Communications | 0.0 | $1.5M | 34k | 43.87 | |
| Depository Vipshop Holdings Ltd - Ads receipt (VIPS) | 0.0 | $1.6M | 8.5k | 187.54 | |
| Sarepta Therapeutics (SRPT) | 0.0 | $1.8M | 60k | 29.77 | |
| Restoration Hardware Hldgs I | 0.0 | $1.4M | 15k | 93.01 | |
| Outerwall | 0.0 | $1.6M | 27k | 59.32 | |
| Twenty-first Century Fox | 0.0 | $1.2M | 35k | 35.13 | |
| Akamai Technologies (AKAM) | 0.0 | $1.1M | 18k | 61.06 | |
| Morgan Stanley (MS) | 0.0 | $1.1M | 33k | 32.31 | |
| Las Vegas Sands (LVS) | 0.0 | $952k | 13k | 76.16 | |
| Tyson Foods (TSN) | 0.0 | $514k | 14k | 37.52 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $460k | 3.9k | 117.95 | |
| Anadarko Petroleum Corporation | 0.0 | $733k | 6.7k | 109.40 | |
| Capital One Financial (COF) | 0.0 | $673k | 8.2k | 82.52 | |
| Colgate-Palmolive Company (CL) | 0.0 | $533k | 7.8k | 68.11 | |
| Nike (NKE) | 0.0 | $454k | 5.9k | 77.54 | |
| Schlumberger (SLB) | 0.0 | $1.0M | 8.7k | 117.93 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $774k | 16k | 47.78 | |
| UnitedHealth (UNH) | 0.0 | $834k | 10k | 81.72 | |
| C.H. Robinson Worldwide (CHRW) | 0.0 | $688k | 11k | 63.70 | |
| Monster Worldwide | 0.0 | $958k | 146k | 6.54 | |
| Zimmer Holdings (ZBH) | 0.0 | $768k | 7.4k | 103.78 | |
| Goldcorp | 0.0 | $923k | 33k | 27.89 | |
| Micron Technology (MU) | 0.0 | $705k | 21k | 32.91 | |
| MetLife (MET) | 0.0 | $597k | 11k | 55.15 | |
| tw tele | 0.0 | $604k | 15k | 40.27 | |
| Idenix Pharmaceuticals | 0.0 | $643k | 27k | 24.08 | |
| Central Fd Cda Ltd cl a | 0.0 | $1.1M | 76k | 14.53 | |
| ChipMOS Technology Bermuda | 0.0 | $668k | 28k | 24.12 | |
| Api Technologies Corp | 0.0 | $814k | 297k | 2.74 | |
| American Tower Reit (AMT) | 0.0 | $719k | 8.0k | 89.88 | |
| Merrimack Pharmaceuticals In | 0.0 | $398k | 55k | 7.27 | |
| Dex Media | 0.0 | $389k | 35k | 11.11 | |
| Mallinckrodt Pub | 0.0 | $856k | 11k | 80.00 | |
| Leap Takeover | 0.0 | $1.0M | 400k | 2.52 | |
| American Express Company (AXP) | 0.0 | $259k | 2.7k | 94.53 | |
| PNC Financial Services (PNC) | 0.0 | $260k | 2.9k | 88.92 | |
| Nu Skin Enterprises (NUS) | 0.0 | $332k | 4.5k | 73.78 | |
| CVS Caremark Corporation (CVS) | 0.0 | $263k | 3.5k | 75.14 | |
| McKesson Corporation (MCK) | 0.0 | $374k | 2.0k | 185.79 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $370k | 3.6k | 102.61 | |
| Sinclair Broadcast | 0.0 | $0 | 50k | 0.00 | |
| Cash America International | 0.0 | $0 | 210k | 0.00 | |
| Chico's FAS | 0.0 | $254k | 15k | 16.93 | |
| MF Global Holdings | 0.0 | $0 | 25k | 0.00 | |
| Motorcar Parts of America (MPAA) | 0.0 | $0 | 13k | 0.00 | |
| D Fluidigm Corp Del (LAB) | 0.0 | $294k | 10k | 29.40 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $150k | 300k | 0.50 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $140k | 2.0M | 0.07 | |
| Seventy Seven Energy | 0.0 | $223k | 9.5k | 23.47 |
