Catawba Capital Management

Catawba Capital Management as of Sept. 30, 2016

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 244 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.1 $17M 154k 113.05
CVS Caremark Corporation (CVS) 2.6 $11M 124k 88.99
Microsoft Corporation (MSFT) 2.4 $9.9M 172k 57.60
Lowe's Companies (LOW) 2.0 $8.3M 115k 72.21
Walt Disney Company (DIS) 1.9 $8.0M 86k 92.86
Becton, Dickinson and (BDX) 1.9 $8.0M 44k 179.73
Union Pacific Corporation (UNP) 1.8 $7.7M 79k 97.52
Procter & Gamble Company (PG) 1.8 $7.7M 86k 89.75
Johnson & Johnson (JNJ) 1.6 $6.7M 57k 118.13
Pfizer (PFE) 1.6 $6.6M 196k 33.87
Target Corporation (TGT) 1.5 $6.3M 92k 68.68
Duke Energy (DUK) 1.5 $6.3M 79k 80.04
McKesson Corporation (MCK) 1.5 $6.2M 37k 166.75
Intel Corporation (INTC) 1.4 $6.1M 162k 37.75
BB&T Corporation 1.4 $6.0M 159k 37.72
Pepsi (PEP) 1.4 $5.9M 55k 108.76
Zimmer Holdings (ZBH) 1.4 $5.7M 44k 130.03
E.I. du Pont de Nemours & Company 1.3 $5.6M 83k 66.96
Lockheed Martin Corporation (LMT) 1.3 $5.6M 23k 239.72
BorgWarner (BWA) 1.2 $5.3M 150k 35.18
General Electric Company 1.2 $5.2M 177k 29.62
Enterprise Products Partners (EPD) 1.2 $5.2M 187k 27.63
Cisco Systems (CSCO) 1.2 $5.1M 161k 31.72
International Business Machines (IBM) 1.2 $5.1M 32k 158.84
MasterCard Incorporated (MA) 1.2 $5.0M 49k 101.76
Verizon Communications (VZ) 1.2 $5.0M 96k 51.98
FedEx Corporation (FDX) 1.1 $4.9M 28k 174.69
Schlumberger (SLB) 1.1 $4.7M 60k 78.65
Anthem (ELV) 1.1 $4.6M 37k 125.30
Wells Fargo & Company (WFC) 1.1 $4.6M 103k 44.28
Chevron Corporation (CVX) 1.0 $4.4M 42k 102.93
3M Company (MMM) 1.0 $4.1M 23k 176.21
Oracle Corporation (ORCL) 1.0 $4.1M 104k 39.28
Honeywell International (HON) 1.0 $4.1M 35k 116.60
Laboratory Corp. of America Holdings (LH) 0.9 $3.9M 28k 137.49
Rowe T Price Intl Fds Emerg Mk (PRMSX) 0.9 $3.9M 114k 34.25
Waste Management (WM) 0.9 $3.7M 58k 63.77
Welltower Inc Com reit (WELL) 0.8 $3.6M 48k 74.78
Dollar General (DG) 0.8 $3.5M 51k 70.00
Baxter International (BAX) 0.8 $3.4M 72k 47.59
At&t (T) 0.8 $3.4M 84k 40.61
Kimberly-Clark Corporation (KMB) 0.8 $3.4M 27k 126.15
Merck & Co (MRK) 0.8 $3.4M 54k 62.41
Nike (NKE) 0.8 $3.4M 64k 52.65
Harbor Fd Intl Fd mutual funds (HAINX) 0.8 $3.4M 54k 62.25
SYSCO Corporation (SYY) 0.8 $3.3M 67k 49.01
T. Rowe Price (TROW) 0.8 $3.2M 48k 66.50
Chubb (CB) 0.8 $3.1M 25k 125.66
Boeing Company (BA) 0.7 $3.1M 23k 131.73
Bristol Myers Squibb (BMY) 0.7 $2.9M 54k 53.92
Magellan Midstream Partners 0.7 $2.9M 41k 70.75
Exxon Mobil Corporation (XOM) 0.7 $2.8M 32k 87.27
L-3 Communications Holdings 0.6 $2.7M 18k 150.76
Fidelity Contra (FCNTX) 0.6 $2.7M 26k 102.09
Abbvie (ABBV) 0.6 $2.6M 41k 63.07
Allstate Corporation (ALL) 0.6 $2.5M 37k 69.18
Emerson Electric (EMR) 0.6 $2.5M 45k 54.51
Weyerhaeuser Company (WY) 0.6 $2.5M 77k 31.94
Nucor Corporation (NUE) 0.6 $2.4M 49k 49.44
Johnson Controls International Plc equity (JCI) 0.6 $2.3M 50k 46.53
Novartis (NVS) 0.5 $2.3M 29k 78.97
NetScout Systems (NTCT) 0.5 $2.3M 77k 29.24
Buckeye Partners 0.5 $2.0M 29k 71.59
Southern Company (SO) 0.5 $2.1M 40k 51.29
Stanley Black & Decker (SWK) 0.5 $2.0M 17k 122.96
Oneok Partners 0.5 $2.0M 51k 39.95
Vanguard Windsor Fund Ii mut (VWNFX) 0.5 $1.9M 54k 35.54
United Technologies Corporation 0.5 $1.9M 19k 101.59
Shire 0.5 $1.9M 9.9k 193.89
National-Oilwell Var 0.4 $1.9M 51k 36.73
Illinois Tool Works (ITW) 0.4 $1.8M 15k 119.83
PNC Financial Services (PNC) 0.4 $1.8M 20k 90.10
Dominion Resources (D) 0.4 $1.8M 24k 74.26
Abbott Laboratories (ABT) 0.4 $1.7M 41k 42.30
Texas Instruments Incorporated (TXN) 0.4 $1.7M 24k 70.19
Fidelity Low Priced (FLPSX) 0.4 $1.6M 34k 48.78
ConocoPhillips (COP) 0.4 $1.6M 37k 43.46
Xylem (XYL) 0.4 $1.6M 31k 52.44
Suncor Energy (SU) 0.4 $1.5M 55k 27.78
Leidos Holdings (LDOS) 0.3 $1.4M 32k 43.27
Berkshire Hathaway (BRK.B) 0.3 $1.3M 9.3k 144.44
Teva Pharmaceutical Industries (TEVA) 0.3 $1.3M 29k 46.00
Kinder Morgan (KMI) 0.3 $1.3M 56k 23.13
AFLAC Incorporated (AFL) 0.3 $1.3M 17k 71.89
Philip Morris International (PM) 0.3 $1.3M 13k 97.20
American Electric Power Company (AEP) 0.3 $1.3M 20k 64.19
Dover Corporation (DOV) 0.3 $1.3M 17k 73.66
J.M. Smucker Company (SJM) 0.3 $1.3M 9.2k 135.58
AstraZeneca (AZN) 0.3 $1.2M 37k 32.85
Fidelity Spartan 500 Index Fun 0.3 $1.2M 16k 76.65
Vanguard/wellingto.. (VWELX) 0.3 $1.2M 31k 38.82
Medtronic (MDT) 0.3 $1.2M 14k 86.43
Pentair cs (PNR) 0.3 $1.2M 18k 64.26
Vanguard REIT ETF (VNQ) 0.3 $1.1M 13k 86.73
Praxair 0.3 $1.1M 9.0k 120.87
Qualcomm (QCOM) 0.3 $1.1M 16k 68.53
Devon Energy Corporation (DVN) 0.2 $1.1M 24k 44.11
Enbridge Energy Partners 0.2 $1.0M 41k 25.43
Vanguard Total Stock Market ETF (VTI) 0.2 $1.0M 9.3k 111.31
Kraft Heinz (KHC) 0.2 $1.1M 12k 89.50
Comcast Corporation (CMCSA) 0.2 $1.0M 15k 66.33
Northrop Grumman Corporation (NOC) 0.2 $993k 4.6k 214.01
Plains All American Pipeline (PAA) 0.2 $1.0M 32k 31.42
TC Pipelines 0.2 $1.0M 18k 57.01
iShares Russell 3000 Index (IWV) 0.2 $1.0M 7.8k 128.25
Raytheon Company 0.2 $975k 7.2k 136.15
Cracker Barrel Old Country Store (CBRL) 0.2 $941k 7.1k 132.16
Amgen (AMGN) 0.2 $887k 5.3k 166.73
Energy Transfer Partners 0.2 $886k 24k 36.99
Time Warner 0.2 $854k 11k 79.57
GlaxoSmithKline 0.2 $857k 20k 43.13
HCP 0.2 $840k 22k 37.96
Sprott Physical Gold Trust (PHYS) 0.2 $825k 75k 10.95
Fidelity Magellan Fund (FMAGX) 0.2 $834k 9.1k 91.34
Suntrust Banks Inc $1.00 Par Cmn 0.2 $822k 19k 43.80
Consolidated Edison (ED) 0.2 $792k 11k 75.29
Spectra Energy 0.2 $820k 19k 42.77
Vulcan Materials Company (VMC) 0.2 $786k 6.9k 113.67
NuStar Energy (NS) 0.2 $781k 16k 49.60
Spectra Energy Partners 0.2 $813k 19k 43.67
Camden Property Trust (CPT) 0.2 $782k 9.3k 83.77
Bce (BCE) 0.2 $745k 16k 46.17
iShares Russell Midcap Index Fund (IWR) 0.2 $749k 4.3k 174.39
Vanguard 500 Index - Adm (VFIAX) 0.2 $748k 3.7k 200.32
Mplx (MPLX) 0.2 $743k 22k 33.84
Norfolk Southern (NSC) 0.2 $721k 7.4k 97.12
Genesis Energy (GEL) 0.2 $734k 19k 37.97
U.S. Bancorp (USB) 0.2 $681k 16k 42.90
Boston Scientific Corporation (BSX) 0.2 $673k 28k 23.79
Prin Protected Notes Of Pref T 0.2 $673k 641k 1.05
Tallgrass Energy Partners 0.2 $654k 14k 48.23
Eli Lilly & Co. (LLY) 0.1 $634k 7.9k 80.27
Darden Restaurants (DRI) 0.1 $648k 11k 61.33
Realty Income (O) 0.1 $650k 9.7k 66.94
Coca-Cola Company (KO) 0.1 $575k 14k 42.34
Maxim Integrated Products 0.1 $580k 15k 39.96
General Dynamics Corporation (GD) 0.1 $605k 3.9k 155.05
Clorox Company (CLX) 0.1 $578k 4.6k 125.14
Cinemark Holdings (CNK) 0.1 $571k 15k 38.30
Unilever (UL) 0.1 $576k 12k 47.41
RGC Resources (RGCO) 0.1 $597k 25k 23.80
Capital Income Builders Fd Sh (CAIBX) 0.1 $586k 9.9k 58.97
Powershares Etf Tr Ii s^p500 low vol 0.1 $571k 14k 41.52
Altria (MO) 0.1 $556k 8.8k 63.25
Danaher Corporation (DHR) 0.1 $555k 7.1k 78.46
Linear Technology Corporation 0.1 $533k 9.0k 59.33
iShares Silver Trust (SLV) 0.1 $552k 30k 18.20
Tesla Motors (TSLA) 0.1 $543k 2.7k 204.14
Prin Protected Notes Of Pref T 0.1 $553k 494k 1.12
Microchip Technology (MCHP) 0.1 $491k 7.9k 62.11
V.F. Corporation (VFC) 0.1 $506k 9.0k 56.08
CenturyLink 0.1 $502k 18k 27.41
UnitedHealth (UNH) 0.1 $527k 3.8k 139.97
SPDR Gold Trust (GLD) 0.1 $519k 4.1k 125.70
Federal Realty Inv. Trust 0.1 $493k 3.2k 154.01
Central Fd Cda Ltd cl a 0.1 $521k 38k 13.82
Stryker Corporation (SYK) 0.1 $457k 3.9k 116.49
Steel Dynamics (STLD) 0.1 $468k 19k 25.02
Ingersoll-rand Co Ltd-cl A 0.1 $443k 6.5k 67.99
Silver Wheaton Corp 0.1 $444k 16k 27.02
Rydex Russell Top 50 ETF 0.1 $450k 2.9k 152.80
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $476k 31k 15.24
Rowe T Price Small-cap Value F (PRSVX) 0.1 $465k 11k 41.52
Eqt Midstream Partners 0.1 $464k 6.1k 76.13
Westar Energy 0.1 $432k 7.6k 56.75
Udr (UDR) 0.1 $416k 12k 35.97
Caterpillar (CAT) 0.1 $372k 4.2k 88.68
Spdr S&p 500 Etf (SPY) 0.1 $366k 1.7k 216.31
Xilinx 0.1 $394k 7.3k 54.31
Intersil Corporation 0.1 $387k 18k 21.95
Tetra Tech (TTEK) 0.1 $391k 11k 35.50
Thermo Fisher Scientific (TMO) 0.1 $362k 2.3k 158.98
Ca 0.1 $399k 12k 33.06
Reaves Utility Income Fund (UTG) 0.1 $386k 13k 30.55
Vanguard S&p 500 Etf idx (VOO) 0.1 $397k 2.0k 198.60
Usaa Mut Fds Tr Va Bd Fd fund 0.1 $367k 32k 11.60
McDonald's Corporation (MCD) 0.1 $339k 2.9k 115.27
BioMarin Pharmaceutical (BMRN) 0.1 $318k 3.4k 92.44
Royal Dutch Shell 0.1 $347k 6.9k 50.10
Visa (V) 0.1 $327k 4.0k 82.58
iShares Dow Jones Select Dividend (DVY) 0.1 $336k 3.9k 85.71
Dodge & Cox Stk Fd Com mutual funds 0.1 $342k 2.0k 172.47
American Income Fnd Of America (AMECX) 0.1 $318k 15k 21.46
T. Rowe Price Dvd Growth Fnd mf (PRDGX) 0.1 $330k 8.9k 37.21
Fidelity Balanced (FBALX) 0.1 $342k 15k 22.35
Facebook Inc cl a (META) 0.1 $345k 2.7k 128.25
L Brands 0.1 $349k 4.9k 70.86
Eaton Corporation 0.1 $275k 4.2k 65.71
Public Storage (PSA) 0.1 $277k 1.2k 223.21
Healthcare Realty Trust Incorporated 0.1 $276k 8.1k 34.05
iShares Russell 2000 Index (IWM) 0.1 $312k 2.5k 124.25
SCANA Corporation 0.1 $281k 3.9k 72.35
Meridian Bioscience 0.1 $291k 15k 19.32
Utilities SPDR (XLU) 0.1 $292k 6.0k 49.03
American Fd Growth Fund Of Ame (AGTHX) 0.1 $290k 6.6k 44.14
T Rowe Price Mid Cap Gwth (RPMGX) 0.1 $296k 3.8k 77.49
American Balanced (ABALX) 0.1 $296k 12k 24.97
Rowe T Price Index Tr Equity I (PREIX) 0.1 $309k 5.3k 58.31
Vanguard Interm-term equity 0.1 $293k 25k 11.66
Cone Midstream Partners 0.1 $275k 15k 18.12
Sealed Air (SEE) 0.1 $258k 5.6k 45.77
Equity Residential (EQR) 0.1 $236k 3.7k 64.24
Photronics (PLAB) 0.1 $254k 25k 10.29
Williams Companies (WMB) 0.1 $262k 8.5k 30.72
Dr Pepper Snapple 0.1 $272k 3.0k 91.43
Highwoods Properties (HIW) 0.1 $247k 4.7k 52.07
Ventas (VTR) 0.1 $237k 3.4k 70.66
Black Hills Corporation (BKH) 0.1 $260k 4.3k 61.18
Calgon Carbon Corporation 0.1 $255k 17k 15.20
Generac Holdings (GNRC) 0.1 $254k 7.0k 36.29
Harbor Fd Intl Fd Inv Cl mutual funds 0.1 $243k 3.9k 61.60
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $256k 3.2k 80.38
American Capital Wld Grth & In (CWGIX) 0.1 $266k 5.9k 45.43
Invesco Insured Municipal Income Trust (IIM) 0.1 $237k 15k 16.37
Fidelity Growth Company (FDGRX) 0.1 $272k 1.9k 141.81
Spdr Series Trust S&p Biotech 0.1 $259k 3.9k 66.41
Reynolds American 0.1 $224k 4.8k 47.12
Nordstrom (JWN) 0.1 $218k 4.2k 51.97
Verisign (VRSN) 0.1 $222k 2.8k 78.14
Analog Devices (ADI) 0.1 $229k 3.6k 64.51
Cadence Design Systems (CDNS) 0.1 $219k 8.6k 25.52
Parker-Hannifin Corporation (PH) 0.1 $202k 1.6k 125.47
Biogen Idec (BIIB) 0.1 $216k 690.00 313.04
Kellogg Company (K) 0.1 $220k 2.8k 77.60
Cypress Semiconductor Corporation 0.1 $193k 16k 12.17
AmeriGas Partners 0.1 $210k 4.6k 45.70
MetLife (MET) 0.1 $219k 4.9k 44.33
McCormick & Company, Incorporated (MKC) 0.1 $205k 2.1k 100.00
Vanguard Scottsdale Fds cmn (VTHR) 0.1 $223k 2.2k 99.55
Fundamental Invs (ANCFX) 0.1 $214k 4.0k 54.00
Columbia Fds Ser Tr Sml Cap In 0.1 $222k 9.8k 22.60
Harris Assoc Oakmark Fund (OAKMX) 0.1 $203k 3.0k 68.65
T Rowe Price Blue Chip Growth (TRBCX) 0.1 $202k 2.8k 73.40
Geo Group Inc/the reit (GEO) 0.1 $225k 9.5k 23.77
Alphabet Inc Class A cs (GOOGL) 0.1 $215k 268.00 802.24
Alphabet Inc Class C cs (GOOG) 0.1 $221k 284.00 778.17
T. Rowe Price Intl (PRITX) 0.0 $171k 11k 16.33
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.0 $154k 13k 12.02
Bank Fincastle Va 0.0 $165k 36k 4.55
Hartford Multi Asset Income Cl fund 0.0 $183k 20k 9.10
Permian Basin Royalty Trust (PBT) 0.0 $139k 20k 6.95
T Rowe Price S/t Bond (PRWBX) 0.0 $125k 26k 4.75
Vanguard Mmk Prime 0.0 $33k 33k 0.99
Athersys 0.0 $21k 10k 2.10