Charles Schwab Investment Advisory

Charles Schwab Investment Advisory as of Sept. 30, 2016

Portfolio Holdings for Charles Schwab Investment Advisory

Charles Schwab Investment Advisory holds 72 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 7.3 $936M 30M 31.11
Schwab Strategic Tr us lrg cap etf (SCHX) 7.1 $907M 18M 51.62
Vanguard Mortgage Bkd Sects ETF (VMBS) 5.9 $755M 14M 53.96
Schwab International Equity ETF (SCHF) 5.2 $667M 23M 28.79
Sch Fnd Intl Lg Etf (FNDF) 5.2 $661M 26M 25.21
Ishares Tr 0-5yr hi yl cp (SHYG) 5.1 $650M 14M 47.28
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 4.6 $585M 19M 31.14
Jpm Em Local Currency Bond Etf 3.8 $477M 25M 19.08
iShares Russell 1000 Index (IWB) 3.7 $470M 3.9M 120.46
Vanguard Europe Pacific ETF (VEA) 3.4 $436M 12M 37.41
Schwab U S Small Cap ETF (SCHA) 3.4 $433M 7.5M 57.55
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 3.2 $404M 17M 23.73
iShares Gold Trust 3.1 $390M 31M 12.69
Schwab Strategic Tr schwb fdt int sc (FNDC) 3.0 $383M 13M 29.29
Schwab Emerging Markets Equity ETF (SCHE) 2.8 $360M 16M 23.06
Schwab Strategic Tr us reit etf (SCHH) 2.8 $358M 8.4M 42.65
Schwab Intl Small Cap Equity ETF (SCHC) 2.2 $275M 8.9M 30.88
Vanguard Charlotte Fds intl bd idx etf (BNDX) 1.9 $248M 4.4M 56.04
Schwab Strategic Tr intrm trm (SCHR) 1.6 $206M 3.7M 55.56
Flexshares Tr iboxx 5yr trgt (TDTF) 1.5 $196M 7.7M 25.48
Vanguard Intl Equity Index F glb ex us etf (VNQI) 1.4 $185M 3.3M 56.17
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 1.4 $182M 5.2M 34.91
Highland Fds i hi ld iboxx srln 1.4 $173M 9.3M 18.64
Ishares Inc core msci emkt (IEMG) 1.2 $159M 3.5M 45.61
iShares Russell 2000 Index (IWM) 1.2 $149M 1.2M 124.21
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.2 $149M 1.3M 111.88
Powershares Act Mang Comm Fd db opt yld div 1.0 $133M 7.6M 17.44
Schwab Strategic Tr 0 (SCHP) 1.0 $131M 2.3M 57.08
SPDR DJ Wilshire REIT (RWR) 1.0 $128M 1.3M 97.37
Schwab Strategic Tr us dividend eq (SCHD) 0.9 $119M 2.8M 42.31
Ishares Tr usa min vo (USMV) 0.8 $105M 2.3M 45.43
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.8 $105M 2.0M 52.41
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.8 $99M 803k 123.18
PowerShares FTSE RAFI US 1000 0.7 $91M 968k 93.60
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.7 $87M 684k 126.54
SPDR Barclays Capital High Yield B 0.6 $81M 2.2M 36.72
Vanguard S&p 500 Etf idx (VOO) 0.6 $77M 386k 198.69
SPDR S&P International Dividend (DWX) 0.6 $75M 2.0M 36.79
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.6 $70M 1.3M 52.20
iShares Barclays Agency Bond Fund (AGZ) 0.5 $58M 505k 115.60
PowerShares FTSE RAFI Developed Markets 0.4 $55M 1.5M 36.75
iShares Barclays TIPS Bond Fund (TIP) 0.4 $55M 473k 116.49
iShares Russell Microcap Index (IWC) 0.4 $52M 670k 78.01
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.4 $50M 995k 50.08
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.4 $47M 575k 81.63
PowerShares FTSE RAFI Emerging MarketETF 0.3 $40M 2.3M 17.92
PowerShares Insured Cali Muni Bond 0.3 $41M 1.6M 26.59
PowerShares FTSE RAFI US 1500 Small-Mid 0.3 $40M 375k 105.39
Vanguard Small-Cap ETF (VB) 0.3 $38M 310k 122.18
Powershares Global Etf Trust ex us sml port 0.3 $36M 1.3M 27.86
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $32M 318k 99.53
Ishares Trust Barclays (CMBS) 0.2 $29M 537k 53.08
Etfs Precious Metals Basket phys pm bskt 0.2 $25M 379k 66.65
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.1 $18M 402k 45.48
Global X Fds glbl x mlp etf 0.1 $12M 1.0M 11.61
Vanguard High Dividend Yield ETF (VYM) 0.0 $5.4M 75k 72.14
Flexshares Tr intl qltdv idx (IQDF) 0.0 $4.7M 208k 22.77
Vanguard REIT ETF (VNQ) 0.0 $4.3M 50k 86.75
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $3.1M 26k 120.71
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $853k 9.5k 89.60
Powershares Senior Loan Portfo mf 0.0 $749k 32k 23.21
Spdr S&p 500 Etf (SPY) 0.0 $310k 1.4k 215.73
Vanguard Total Stock Market ETF (VTI) 0.0 $272k 2.4k 111.25
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $205k 40k 5.12
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.0 $335k 11k 30.16
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $255k 6.5k 39.44
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.0 $266k 4.0k 66.83
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.0 $270k 2.7k 100.37
SPDR Barclays Capital Mortgage Back ETF (SPMB) 0.0 $523k 19k 27.18
Ishares Tr cmn (STIP) 0.0 $250k 2.5k 101.09
Direxion Zacks Mlp High Income Shares 0.0 $204k 11k 18.81
Comstock Res Inc note 7.750% 4/0 0.0 $20k 27k 0.74