Clear Harbor Asset Management as of June 30, 2013
Portfolio Holdings for Clear Harbor Asset Management
Clear Harbor Asset Management holds 191 positions in its portfolio as reported in the June 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Roper Industries (ROP) | 14.3 | $47M | 380k | 124.22 | |
| Pioneer Natural Resources | 4.9 | $16M | 112k | 144.75 | |
| American Water Works (AWK) | 3.3 | $11M | 266k | 41.23 | |
| Trimble Navigation (TRMB) | 2.8 | $9.2M | 354k | 25.99 | |
| Flextronics International Ltd Com Stk (FLEX) | 2.6 | $8.7M | 1.1M | 7.74 | |
| Core Laboratories | 2.6 | $8.5M | 56k | 151.67 | |
| Parker-Hannifin Corporation (PH) | 2.4 | $8.0M | 84k | 95.40 | |
| Energen Corporation | 2.3 | $7.6M | 146k | 52.26 | |
| Johnson Controls | 2.1 | $7.1M | 198k | 35.79 | |
| Exxon Mobil Corporation (XOM) | 2.1 | $7.0M | 77k | 90.35 | |
| Hartford Financial Services (HIG) | 1.8 | $6.0M | 194k | 30.92 | |
| Apache Corporation | 1.8 | $6.0M | 71k | 83.83 | |
| Questar Corporation | 1.8 | $5.8M | 245k | 23.85 | |
| Northwest Natural Gas | 1.7 | $5.6M | 132k | 42.48 | |
| Berkshire Hathaway (BRK.B) | 1.7 | $5.6M | 50k | 111.92 | |
| EQT Corporation (EQT) | 1.7 | $5.5M | 70k | 79.37 | |
| Caterpillar (CAT) | 1.7 | $5.5M | 67k | 82.49 | |
| Apple (AAPL) | 1.5 | $4.9M | 12k | 396.52 | |
| Johnson & Johnson (JNJ) | 1.3 | $4.4M | 51k | 85.85 | |
| QEP Resources | 1.3 | $4.2M | 152k | 27.78 | |
| Microsoft Corporation (MSFT) | 1.2 | $3.9M | 113k | 34.54 | |
| FX Energy | 1.2 | $3.9M | 1.2M | 3.21 | |
| Seagate Technology Com Stk | 1.2 | $3.8M | 86k | 44.83 | |
| Vodafone | 1.1 | $3.8M | 132k | 28.74 | |
| Connecticut Water Service | 1.1 | $3.7M | 130k | 28.70 | |
| New Jersey Resources Corporation (NJR) | 1.1 | $3.6M | 88k | 41.53 | |
| South Jersey Industries | 1.1 | $3.6M | 62k | 57.41 | |
| China Ceramics | 1.0 | $3.3M | 1.6M | 2.08 | |
| Hexcel Corporation (HXL) | 1.0 | $3.2M | 94k | 34.05 | |
| General Electric Company | 0.9 | $3.1M | 134k | 23.19 | |
| Chesapeake Utilities Corporation (CPK) | 0.9 | $3.0M | 58k | 51.49 | |
| EnerNOC | 0.9 | $3.0M | 226k | 13.26 | |
| Axis Capital Holdings (AXS) | 0.9 | $2.9M | 64k | 45.78 | |
| Occidental Petroleum Corporation (OXY) | 0.9 | $2.8M | 32k | 89.23 | |
| Getty Realty (GTY) | 0.9 | $2.9M | 138k | 20.65 | |
| Consolidated Edison (ED) | 0.7 | $2.3M | 40k | 58.31 | |
| California Water Service (CWT) | 0.7 | $2.1M | 110k | 19.51 | |
| Solar Senior Capital | 0.7 | $2.1M | 116k | 18.41 | |
| Hatteras Financial | 0.6 | $2.1M | 84k | 24.64 | |
| Jabil Circuit (JBL) | 0.6 | $2.0M | 99k | 20.38 | |
| Exterran Partners | 0.6 | $1.9M | 63k | 30.18 | |
| Union Pacific Corporation (UNP) | 0.6 | $1.9M | 12k | 154.32 | |
| Ford Motor Company (F) | 0.6 | $1.8M | 119k | 15.47 | |
| Titan International (TWI) | 0.6 | $1.8M | 110k | 16.87 | |
| Solar Cap (SLRC) | 0.5 | $1.8M | 77k | 23.09 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $1.7M | 32k | 52.79 | |
| Uni-Pixel | 0.5 | $1.7M | 116k | 14.66 | |
| UnitedHealth (UNH) | 0.5 | $1.6M | 25k | 65.48 | |
| Odyssey Marine Exploration | 0.5 | $1.6M | 537k | 2.96 | |
| General Mtrs Co *w exp 07/10/201 | 0.5 | $1.6M | 98k | 16.35 | |
| Aetna | 0.5 | $1.6M | 25k | 63.55 | |
| International Business Machines (IBM) | 0.5 | $1.5M | 7.9k | 191.10 | |
| Exterran Holdings | 0.5 | $1.5M | 53k | 28.12 | |
| W&T Offshore (WTI) | 0.4 | $1.5M | 102k | 14.29 | |
| Vectren Corporation | 0.4 | $1.4M | 41k | 33.84 | |
| Rda Microelectronics | 0.4 | $1.4M | 125k | 11.08 | |
| Procter & Gamble Company (PG) | 0.4 | $1.4M | 18k | 77.01 | |
| Matador Resources (MTDR) | 0.4 | $1.3M | 112k | 11.98 | |
| Chevron Corporation (CVX) | 0.4 | $1.2M | 10k | 118.34 | |
| SPDR Gold Trust (GLD) | 0.4 | $1.2M | 10k | 119.09 | |
| Vivus | 0.4 | $1.2M | 93k | 12.58 | |
| Cenovus Energy (CVE) | 0.3 | $1.1M | 39k | 28.53 | |
| Trade Str Residential | 0.3 | $1.1M | 127k | 8.80 | |
| NVIDIA Corporation (NVDA) | 0.3 | $1.1M | 79k | 14.04 | |
| Cisco Systems (CSCO) | 0.3 | $1.0M | 42k | 24.34 | |
| Itron (ITRI) | 0.3 | $1.0M | 24k | 42.43 | |
| Delta Natural Gas Company | 0.3 | $1.0M | 48k | 21.25 | |
| Kroger (KR) | 0.3 | $959k | 28k | 34.55 | |
| Newfield Exploration | 0.3 | $964k | 40k | 24.00 | |
| Merck & Co (MRK) | 0.3 | $956k | 21k | 46.46 | |
| Clayton Williams Energy | 0.3 | $973k | 22k | 43.51 | |
| Oxford Lane Cap Corp (OXLC) | 0.3 | $954k | 58k | 16.55 | |
| Pfizer (PFE) | 0.3 | $903k | 32k | 28.02 | |
| Aqua America | 0.3 | $877k | 28k | 31.31 | |
| SELECT INCOME REIT COM SH BEN int | 0.3 | $882k | 31k | 28.05 | |
| Schlumberger (SLB) | 0.3 | $856k | 12k | 71.65 | |
| Laboratory Corp. of America Holdings | 0.2 | $825k | 8.2k | 100.05 | |
| Ecolab (ECL) | 0.2 | $808k | 9.5k | 85.24 | |
| ConocoPhillips (COP) | 0.2 | $796k | 13k | 60.51 | |
| Energy Xxi | 0.2 | $790k | 36k | 22.19 | |
| URS Corporation | 0.2 | $809k | 17k | 47.24 | |
| INC-CLASS A Parametric Sound Corp cmn | 0.2 | $780k | 48k | 16.24 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $750k | 41k | 18.32 | |
| PNC Financial Services (PNC) | 0.2 | $771k | 11k | 72.92 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.2 | $765k | 17k | 45.60 | |
| J.M. Smucker Company (SJM) | 0.2 | $715k | 6.9k | 103.14 | |
| Intevac (IVAC) | 0.2 | $716k | 127k | 5.66 | |
| York Water Company (YORW) | 0.2 | $705k | 37k | 19.04 | |
| Newmont Mining Corporation (NEM) | 0.2 | $675k | 23k | 29.95 | |
| Lihua International | 0.2 | $652k | 136k | 4.81 | |
| Powershares Senior Loan Portfo mf | 0.2 | $674k | 27k | 24.73 | |
| McKesson Corporation (MCK) | 0.2 | $616k | 5.4k | 114.50 | |
| BHP Billiton (BHP) | 0.2 | $628k | 11k | 57.61 | |
| Pure Cycle Corporation (PCYO) | 0.2 | $602k | 108k | 5.59 | |
| Lowe's Companies (LOW) | 0.2 | $562k | 14k | 40.87 | |
| TICC Capital | 0.2 | $552k | 57k | 9.61 | |
| BofI Holding | 0.2 | $556k | 12k | 45.80 | |
| AGL Resources | 0.2 | $534k | 13k | 42.88 | |
| Emerson Electric (EMR) | 0.2 | $514k | 9.4k | 54.51 | |
| Colgate-Palmolive Company (CL) | 0.2 | $543k | 9.5k | 57.25 | |
| Whiting Petroleum Corporation | 0.2 | $521k | 11k | 45.82 | |
| Walgreen Company | 0.1 | $502k | 11k | 44.24 | |
| Xerox Corporation | 0.1 | $488k | 54k | 9.06 | |
| Fifth Street Finance | 0.1 | $488k | 47k | 10.44 | |
| Marvell Technology Group | 0.1 | $483k | 41k | 11.70 | |
| iShares Gold Trust | 0.1 | $500k | 42k | 11.99 | |
| Spectranetics Corporation | 0.1 | $495k | 27k | 18.67 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $494k | 4.8k | 102.60 | |
| Sandstorm Gold (SAND) | 0.1 | $481k | 82k | 5.85 | |
| Abbvie (ABBV) | 0.1 | $481k | 12k | 41.32 | |
| At&t (T) | 0.1 | $462k | 13k | 35.39 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $445k | 4.6k | 97.14 | |
| Intel Corporation (INTC) | 0.1 | $443k | 18k | 24.20 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $442k | 4.0k | 110.36 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $436k | 4.1k | 105.11 | |
| Two Harbors Investment | 0.1 | $385k | 38k | 10.25 | |
| Principal Financial (PFG) | 0.1 | $391k | 10k | 37.44 | |
| Abbott Laboratories (ABT) | 0.1 | $405k | 12k | 34.87 | |
| Western Digital (WDC) | 0.1 | $391k | 6.3k | 62.06 | |
| Pepsi (PEP) | 0.1 | $393k | 4.8k | 81.76 | |
| Piedmont Natural Gas Company | 0.1 | $398k | 12k | 33.73 | |
| Devon Energy Corporation (DVN) | 0.1 | $379k | 7.3k | 51.95 | |
| Bristol Myers Squibb (BMY) | 0.1 | $372k | 8.3k | 44.69 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $364k | 3.2k | 113.54 | |
| Coca-Cola Company (KO) | 0.1 | $345k | 8.6k | 40.12 | |
| Novartis (NVS) | 0.1 | $320k | 4.5k | 70.64 | |
| United Technologies Corporation | 0.1 | $326k | 3.5k | 93.06 | |
| EMC Corporation | 0.1 | $337k | 14k | 23.59 | |
| 0.1 | $337k | 383.00 | 879.90 | ||
| Macquarie Infrastructure Company | 0.1 | $321k | 6.0k | 53.50 | |
| Stillwater Mining Company | 0.1 | $336k | 31k | 10.75 | |
| BlackRock Income Trust | 0.1 | $324k | 47k | 6.84 | |
| Wisdomtree Asia Local Debt etf us | 0.1 | $331k | 6.8k | 48.75 | |
| Eqt Midstream Partners | 0.1 | $327k | 6.7k | 48.81 | |
| Philip Morris International (PM) | 0.1 | $311k | 3.6k | 86.63 | |
| Hawaiian Holdings | 0.1 | $299k | 49k | 6.10 | |
| Northern Oil & Gas | 0.1 | $295k | 739k | 0.40 | |
| Plains All American Pipeline (PAA) | 0.1 | $301k | 5.4k | 55.74 | |
| athenahealth | 0.1 | $301k | 3.6k | 84.79 | |
| Orbotech Ltd Com Stk | 0.1 | $299k | 24k | 12.46 | |
| Oracle Corporation (ORCL) | 0.1 | $259k | 8.4k | 30.72 | |
| Diana Shipping (DSX) | 0.1 | $260k | 26k | 10.04 | |
| Express Scripts Holding | 0.1 | $279k | 4.5k | 61.63 | |
| Direxion Shs Etf Tr | 0.1 | $266k | 261k | 1.02 | |
| Home Depot (HD) | 0.1 | $218k | 2.8k | 77.52 | |
| Plum Creek Timber | 0.1 | $243k | 5.2k | 46.73 | |
| Stericycle (SRCL) | 0.1 | $221k | 2.0k | 110.50 | |
| China Techfaith Wireless Comm. Tech | 0.1 | $228k | 223k | 1.02 | |
| Dime Community Bancshares | 0.1 | $223k | 15k | 15.34 | |
| Vitesse Semiconductor Corporate | 0.1 | $224k | 85k | 2.64 | |
| Nts Inc Nev | 0.1 | $224k | 143k | 1.57 | |
| Eaton (ETN) | 0.1 | $239k | 3.6k | 65.75 | |
| Enbridge Energy Partners | 0.1 | $201k | 6.6k | 30.45 | |
| Abb (ABBNY) | 0.1 | $203k | 9.4k | 21.62 | |
| Central Fd Cda Ltd cl a | 0.1 | $190k | 14k | 13.57 | |
| Ltx Credence Corporation | 0.1 | $190k | 32k | 5.98 | |
| Barrick Gold Corp (GOLD) | 0.1 | $180k | 11k | 15.75 | |
| Mbia (MBI) | 0.0 | $133k | 10k | 13.30 | |
| Direxion Daily Energy Bull 3X | 0.0 | $135k | 51k | 2.65 | |
| iShares Lehman 3-7 Yr Treasury Bond (IEI) | 0.0 | $145k | 1.2k | 120.83 | |
| Professional Diversity Net I | 0.0 | $144k | 34k | 4.19 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $85k | 934.00 | 91.01 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $84k | 1.0k | 84.00 | |
| WisdomTree Dreyfus NZ Dollar Fund | 0.0 | $109k | 5.6k | 19.64 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $63k | 1.1k | 60.00 | |
| Emmis Communications Corporation | 0.0 | $54k | 25k | 2.16 | |
| PetroQuest Energy | 0.0 | $51k | 13k | 3.92 | |
| Arena Pharmaceuticals | 0.0 | $77k | 10k | 7.70 | |
| Perma-Fix Environmental Services | 0.0 | $67k | 186k | 0.36 | |
| Spectrum Pharmaceuticals | 0.0 | $75k | 10k | 7.45 | |
| China Gerui Advanced Materials | 0.0 | $50k | 28k | 1.80 | |
| Crossroads Systems | 0.0 | $59k | 32k | 1.86 | |
| Dot Hill Systems | 0.0 | $29k | 13k | 2.19 | |
| Sirius XM Radio | 0.0 | $35k | 10k | 3.39 | |
| Exeter Res Corp | 0.0 | $26k | 36k | 0.72 | |
| Camtek (CAMT) | 0.0 | $37k | 16k | 2.39 | |
| Magnum Hunter Resources Corporation | 0.0 | $43k | 12k | 3.67 | |
| iShares MSCI EAFE Value Index (EFV) | 0.0 | $41k | 850.00 | 48.24 | |
| Direxion Daily Small Cp Bull 3X (TNA) | 0.0 | $43k | 17k | 2.59 | |
| Direxion Gold Miners Bull 3x | 0.0 | $48k | 120k | 0.40 | |
| Chyronhego | 0.0 | $38k | 28k | 1.38 | |
| Mediabistro | 0.0 | $33k | 20k | 1.63 | |
| Forest Oil Corporation | 0.0 | $0 | 40k | 0.00 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $7.0k | 5.0k | 1.40 | |
| General Motors Company (GM) | 0.0 | $5.0k | 150.00 | 33.33 | |
| iShares S&P AMT-Fr Mncpl Bnd (NYF) | 0.0 | $10k | 100.00 | 100.00 | |
| WisdomTree Pacific ex-Japan Eq | 0.0 | $6.0k | 115.00 | 52.17 | |
| Advanced Photonix | 0.0 | $11k | 17k | 0.65 | |
| Direxion Shs Exch Trd | 0.0 | $4.0k | 10k | 0.40 | |
| Wisdomtree Tr................... wsdm emktbd (EMCB) | 0.0 | $13k | 175.00 | 74.29 | |
| Burger King Worldwide | 0.0 | $1.0k | 20k | 0.05 |
