Clear Harbor Asset Management

Clear Harbor Asset Management as of Dec. 31, 2013

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 188 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.2 $53M 379k 138.68
Pioneer Natural Resources 5.0 $20M 108k 184.07
Trimble Navigation (TRMB) 3.1 $12M 355k 34.70
Core Laboratories 3.0 $12M 63k 190.95
American Water Works (AWK) 2.8 $11M 265k 42.26
Northern Oil & Gas 2.8 $11M 729k 15.07
Parker-Hannifin Corporation (PH) 2.8 $11M 85k 128.64
Exxon Mobil Corporation (XOM) 2.7 $11M 107k 101.20
Energen Corporation 2.6 $11M 149k 70.75
Johnson Controls 2.6 $10M 203k 51.30
Flextronics International Ltd Com Stk (FLEX) 2.2 $8.9M 1.1M 7.77
Caterpillar (CAT) 1.9 $7.6M 83k 90.81
Hartford Financial Services (HIG) 1.8 $7.1M 197k 36.23
EQT Corporation (EQT) 1.6 $6.4M 71k 89.78
Berkshire Hathaway (BRK.B) 1.5 $6.0M 50k 118.57
Apache Corporation 1.5 $5.8M 67k 85.95
Questar Corporation 1.4 $5.7M 250k 22.99
Apple (AAPL) 1.4 $5.6M 10k 560.99
Northwest Natural Gas 1.4 $5.6M 130k 42.82
QEP Resources 1.3 $5.0M 164k 30.65
Connecticut Water Service 1.2 $4.6M 130k 35.51
Microsoft Corporation (MSFT) 1.1 $4.5M 121k 37.41
FX Energy 1.1 $4.4M 1.2M 3.66
Johnson & Johnson (JNJ) 1.1 $4.4M 48k 91.59
New Jersey Resources Corporation (NJR) 1.1 $4.3M 92k 46.24
Hexcel Corporation (HXL) 1.1 $4.2M 94k 44.69
Arthur J. Gallagher & Co. (AJG) 1.0 $4.1M 87k 46.93
EnerNOC 1.0 $4.1M 236k 17.21
China Ceramics 1.0 $3.9M 1.6M 2.44
General Electric Company 0.9 $3.8M 135k 28.03
South Jersey Industries 0.9 $3.7M 67k 55.96
Chesapeake Utilities Corporation (CPK) 0.9 $3.6M 60k 60.02
Odyssey Marine Exploration 0.7 $2.8M 1.4M 2.02
Two Harbors Investment 0.7 $2.6M 285k 9.28
ValueClick 0.6 $2.5M 109k 23.37
Getty Realty (GTY) 0.6 $2.5M 137k 18.37
Uni-Pixel 0.6 $2.5M 252k 10.01
California Water Service (CWT) 0.6 $2.4M 106k 23.07
Solar Senior Capital 0.6 $2.2M 122k 18.22
Matador Resources (MTDR) 0.6 $2.2M 119k 18.64
Occidental Petroleum Corporation (OXY) 0.5 $2.1M 23k 95.09
Xerox Corporation 0.5 $2.1M 170k 12.17
Union Pacific Corporation (UNP) 0.5 $2.0M 12k 168.00
Titan International (TWI) 0.5 $2.0M 112k 17.98
Consolidated Edison (ED) 0.5 $2.0M 36k 55.28
Take-Two Interactive Software (TTWO) 0.5 $2.0M 112k 17.37
Merck & Co (MRK) 0.5 $1.9M 38k 50.06
Jabil Circuit (JBL) 0.5 $1.9M 106k 17.44
Exterran Holdings 0.5 $1.8M 53k 34.21
International Business Machines (IBM) 0.5 $1.8M 9.7k 187.55
JPMorgan Chase & Co. (JPM) 0.4 $1.8M 30k 58.47
Aetna 0.4 $1.7M 26k 68.57
Exterran Partners 0.4 $1.7M 58k 30.23
Axis Capital Holdings (AXS) 0.4 $1.7M 36k 47.58
Energy Xxi 0.4 $1.6M 60k 27.06
W&T Offshore (WTI) 0.4 $1.6M 102k 16.00
At&t (T) 0.4 $1.5M 42k 35.16
Procter & Gamble Company (PG) 0.4 $1.5M 18k 81.44
Vectren Corporation 0.4 $1.5M 42k 35.50
Vodafone 0.4 $1.4M 37k 39.31
URS Corporation 0.3 $1.4M 26k 52.98
American Capital Agency 0.3 $1.4M 72k 19.29
Chevron Corporation (CVX) 0.3 $1.3M 10k 124.87
MFA Mortgage Investments 0.3 $1.3M 182k 7.06
Ecolab (ECL) 0.3 $1.2M 11k 104.26
Fifth Street Finance 0.3 $1.2M 125k 9.25
SELECT INCOME REIT COM SH BEN int 0.3 $1.2M 44k 26.75
ConocoPhillips (COP) 0.3 $1.1M 16k 70.68
Schlumberger (SLB) 0.3 $1.1M 12k 90.12
SPDR Gold Trust (GLD) 0.3 $1.1M 9.5k 116.14
Hollyfrontier Corp 0.3 $1.1M 22k 49.71
Cenovus Energy (CVE) 0.3 $1.1M 37k 28.64
Pfizer (PFE) 0.3 $1.0M 33k 30.63
Oxford Lane Cap Corp (OXLC) 0.3 $1.0M 59k 17.34
General Mtrs Co *w exp 07/10/201 0.3 $1.0M 45k 23.13
EMC Corporation 0.2 $1.0M 40k 25.15
Solar Cap (SLRC) 0.2 $1.0M 45k 22.55
CF Industries Holdings (CF) 0.2 $1.0M 4.3k 232.99
Lihua International 0.2 $979k 171k 5.72
Itron (ITRI) 0.2 $955k 23k 41.42
Intevac (IVAC) 0.2 $957k 129k 7.43
1iqtech International 0.2 $968k 430k 2.25
Abb (ABBNY) 0.2 $919k 35k 26.56
Aqua America 0.2 $915k 39k 23.58
Hatteras Financial 0.2 $930k 57k 16.34
McKesson Corporation (MCK) 0.2 $868k 5.4k 161.34
WisdomTree Japan Total Dividend (DXJ) 0.2 $857k 17k 50.86
Ares Coml Real Estate (ACRE) 0.2 $874k 67k 13.10
Western Digital (WDC) 0.2 $784k 9.4k 83.85
Laboratory Corp. of America Holdings 0.2 $800k 8.8k 91.31
Republic Airways Holdings 0.2 $798k 75k 10.69
York Water Company (YORW) 0.2 $785k 38k 20.93
Trade Str Residential 0.2 $801k 127k 6.33
UnitedHealth (UNH) 0.2 $753k 10k 75.30
Clayton Williams Energy 0.2 $747k 9.1k 81.95
Taiwan Semiconductor Mfg (TSM) 0.2 $705k 40k 17.44
Kroger (KR) 0.2 $702k 18k 39.55
J.M. Smucker Company (SJM) 0.2 $724k 7.0k 103.62
Spectranetics Corporation 0.2 $728k 29k 25.01
Powershares Senior Loan Portfo mf 0.2 $699k 28k 24.87
Emerson Electric (EMR) 0.2 $666k 9.5k 70.19
BHP Billiton (BHP) 0.2 $689k 10k 68.22
Pure Cycle Corporation (PCYO) 0.2 $682k 108k 6.33
PNC Financial Services (PNC) 0.2 $622k 8.0k 77.56
V.F. Corporation (VFC) 0.2 $642k 10k 62.31
Walgreen Company 0.2 $650k 11k 57.48
TICC Capital 0.2 $633k 61k 10.33
Skyworks Solutions (SWKS) 0.2 $629k 22k 28.55
Abbvie (ABBV) 0.2 $640k 12k 52.85
Colgate-Palmolive Company (CL) 0.1 $612k 9.4k 65.22
United Technologies Corporation 0.1 $548k 4.8k 113.86
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $545k 5.5k 99.18
Principal Financial (PFG) 0.1 $515k 10k 49.31
Qualcomm (QCOM) 0.1 $515k 6.9k 74.31
Vanguard European ETF (VGK) 0.1 $499k 8.5k 58.77
Abbott Laboratories (ABT) 0.1 $463k 12k 38.31
Kimberly-Clark Corporation (KMB) 0.1 $479k 4.6k 104.56
Intel Corporation (INTC) 0.1 $480k 19k 25.96
athenahealth 0.1 $477k 3.6k 134.37
Rambus (RMBS) 0.1 $483k 51k 9.47
BofI Holding 0.1 $458k 5.8k 78.42
Bristol Myers Squibb (BMY) 0.1 $450k 8.5k 53.11
Ford Motor Company (F) 0.1 $434k 28k 15.43
Google 0.1 $457k 408.00 1120.10
Oracle Corporation (ORCL) 0.1 $452k 12k 38.22
Hawaiian Holdings 0.1 $426k 44k 9.64
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $423k 4.0k 105.54
Coca-Cola Company (KO) 0.1 $399k 9.7k 41.32
Gol Linhas Aereas Inteligentes SA 0.1 $393k 86k 4.58
Pepsi (PEP) 0.1 $402k 4.9k 82.87
Stillwater Mining Company 0.1 $386k 31k 12.35
Terex Corporation (TEX) 0.1 $402k 9.6k 41.94
Piedmont Natural Gas Company 0.1 $411k 12k 33.15
iShares Gold Trust 0.1 $416k 36k 11.69
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $382k 3.8k 101.73
Eqt Midstream Partners 0.1 $394k 6.7k 58.81
Newmont Mining Corporation (NEM) 0.1 $362k 16k 23.04
Novartis (NVS) 0.1 $364k 4.5k 80.35
Dillard's (DDS) 0.1 $340k 3.5k 97.14
China Techfaith Wireless Comm. Tech 0.1 $364k 218k 1.67
Orbotech Ltd Com Stk 0.1 $352k 26k 13.54
Cui Global 0.1 $361k 57k 6.33
Philip Morris International (PM) 0.1 $313k 3.6k 87.19
Macquarie Infrastructure Company 0.1 $327k 6.0k 54.50
Manitex International (MNTX) 0.1 $326k 21k 15.86
Proshares Tr Ii ultsh dj ubs cru 0.1 $322k 10k 31.60
Wisdomtree Asia Local Debt etf us 0.1 $322k 6.7k 47.81
Cherry Hill Mort (CHMI) 0.1 $328k 18k 17.80
Autodesk (ADSK) 0.1 $287k 5.7k 50.31
Lowe's Companies (LOW) 0.1 $283k 5.7k 49.56
Plains All American Pipeline (PAA) 0.1 $280k 5.4k 51.85
Hercules Offshore 0.1 $261k 40k 6.52
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $278k 2.4k 114.36
Home Depot (HD) 0.1 $232k 2.8k 82.50
3M Company (MMM) 0.1 $242k 1.7k 140.45
Plum Creek Timber 0.1 $242k 5.2k 46.54
Amgen (AMGN) 0.1 $227k 2.0k 113.96
Stericycle (SRCL) 0.1 $232k 2.0k 116.00
Dime Community Bancshares 0.1 $246k 15k 16.92
BlackRock Income Trust 0.1 $219k 34k 6.47
Barrick Gold Corp (GOLD) 0.1 $184k 10k 17.63
Stryker Corporation (SYK) 0.1 $204k 2.7k 75.17
Danaher Corporation (DHR) 0.1 $207k 2.7k 77.09
Southwestern Energy Company 0.1 $212k 5.4k 39.26
Comstock Resources 0.1 $183k 10k 18.30
Central Fd Cda Ltd cl a 0.1 $180k 14k 13.24
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $213k 6.3k 33.68
American Capital Mortgage In 0.1 $192k 11k 17.45
Nts Inc Nev 0.1 $204k 104k 1.97
Sandstorm Gold (SAND) 0.1 $201k 47k 4.31
Crossroads Systems 0.0 $153k 63k 2.41
Professional Diversity Net I 0.0 $162k 35k 4.62
Mbia (MBI) 0.0 $119k 10k 11.90
Progenics Pharmaceuticals 0.0 $107k 20k 5.35
Nuveen NY Municipal Value (NNY) 0.0 $137k 16k 8.75
Spectrum Pharmaceuticals 0.0 $89k 10k 8.84
Magnum Hunter Resources Corporation 0.0 $86k 12k 7.33
Direxion Daily Small Cp Bull 3X (TNA) 0.0 $62k 15k 4.13
Teekay Tankers Ltd cl a 0.0 $79k 20k 3.95
I.D. Systems 0.0 $90k 16k 5.77
Equal Energy 0.0 $89k 17k 5.33
Dot Hill Systems 0.0 $35k 10k 3.41
PetroQuest Energy 0.0 $56k 13k 4.31
Exeter Res Corp 0.0 $26k 49k 0.53
American DG Energy 0.0 $42k 24k 1.72
China Gerui Advanced Materials 0.0 $34k 27k 1.26
General Motors Company (GM) 0.0 $48k 30k 1.60
Mediabistro 0.0 $41k 13k 3.15