Clear Harbor Asset Management

Clear Harbor Asset Management as of Dec. 31, 2017

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 244 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 13.2 $72M 278k 259.00
Flextronics International Ltd Com Stk (FLEX) 3.6 $20M 1.1M 17.99
American Water Works (AWK) 3.6 $20M 213k 91.49
Apple (AAPL) 2.9 $16M 93k 169.23
Spdr S&p 500 Etf (SPY) 2.8 $15M 56k 266.90
Western Digital (WDC) 2.6 $14M 178k 79.53
Trimble Navigation (TRMB) 2.5 $14M 336k 40.64
Parker-Hannifin Corporation (PH) 2.3 $13M 62k 199.58
Pioneer Natural Resources 2.3 $13M 72k 172.85
Unknown 2.1 $11M 1.1M 10.70
Taiwan Semiconductor Mfg (TSM) 1.9 $10M 256k 39.65
Hartford Financial Services (HIG) 1.8 $9.6M 171k 56.28
Berkshire Hathaway (BRK.B) 1.6 $8.7M 44k 198.22
CBS Corporation 1.6 $8.6M 145k 59.00
Honeywell International (HON) 1.5 $8.0M 52k 153.35
Axis Capital Holdings (AXS) 1.3 $7.1M 141k 50.26
Energen Corporation 1.3 $7.0M 122k 57.57
Macquarie Infrastructure Company 1.3 $6.9M 107k 64.20
Walgreen Boots Alliance (WBA) 1.2 $6.4M 88k 72.62
Johnson & Johnson (JNJ) 1.1 $6.2M 45k 139.73
Chesapeake Utilities Corporation (CPK) 1.1 $6.1M 78k 78.55
Connecticut Water Service 1.1 $5.8M 102k 57.41
Voya Financial (VOYA) 1.1 $5.8M 118k 49.47
New Jersey Resources Corporation (NJR) 1.0 $5.6M 141k 40.20
Qorvo (QRVO) 1.0 $5.6M 84k 66.61
Caterpillar (CAT) 1.0 $5.4M 34k 157.58
JPMorgan Chase & Co. (JPM) 1.0 $5.3M 50k 106.94
Northwest Natural Gas 1.0 $5.3M 89k 59.65
Core Laboratories 0.9 $5.0M 46k 109.55
Exxon Mobil Corporation (XOM) 0.9 $4.7M 56k 83.63
Alphabet Inc Class C cs (GOOG) 0.8 $4.6M 4.4k 1046.48
Matador Resources (MTDR) 0.8 $4.6M 147k 31.13
Solar Cap (SLRC) 0.8 $4.5M 223k 20.21
Oaktree Specialty Lending Corp 0.8 $4.1M 834k 4.89
Everest Re Group (EG) 0.7 $4.0M 18k 221.28
California Water Service (CWT) 0.7 $3.9M 87k 45.35
South Jersey Industries 0.7 $3.8M 121k 31.23
Amc Networks Inc Cl A (AMCX) 0.7 $3.7M 69k 54.08
General Motors Company (GM) 0.7 $3.7M 90k 40.99
Goodyear Tire & Rubber Company (GT) 0.7 $3.6M 110k 32.31
Allergan 0.7 $3.5M 22k 163.57
Harris Corporation 0.6 $3.2M 23k 141.67
Cui Global 0.6 $3.2M 1.2M 2.75
Westrock (WRK) 0.6 $3.2M 51k 63.20
PNC Financial Services (PNC) 0.6 $3.1M 21k 144.29
EQT Corporation (EQT) 0.6 $3.1M 55k 56.92
Intellicheck Mobilisa (IDN) 0.6 $3.1M 1.2M 2.56
Alphabet Inc Class A cs (GOOGL) 0.6 $3.0M 2.9k 1053.30
Commscope Hldg (COMM) 0.5 $2.9M 78k 37.82
Microsoft Corporation (MSFT) 0.5 $2.9M 34k 85.53
Arthur J. Gallagher & Co. (AJG) 0.5 $2.8M 45k 63.27
S&p Global (SPGI) 0.5 $2.7M 16k 169.41
iShares Gold Trust 0.5 $2.6M 211k 12.51
Vanguard Total Bond Market ETF (BND) 0.5 $2.6M 31k 81.57
Citigroup (C) 0.5 $2.4M 33k 74.40
Titan International (TWI) 0.4 $2.4M 187k 12.88
Devon Energy Corporation (DVN) 0.4 $2.2M 54k 41.39
Ares Coml Real Estate (ACRE) 0.4 $2.2M 174k 12.90
Merck & Co (MRK) 0.4 $2.2M 38k 56.27
Solar Senior Capital 0.4 $2.2M 122k 17.76
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $2.1M 34k 63.70
Union Pacific Corporation (UNP) 0.4 $2.0M 15k 134.08
WisdomTree Japan Total Dividend (DXJ) 0.4 $2.0M 34k 59.34
Hexcel Corporation (HXL) 0.4 $2.0M 32k 61.85
Crestwood Equity Partners master ltd part 0.4 $2.0M 77k 25.80
Dillard's (DDS) 0.3 $1.9M 32k 60.04
Tecogen (TGEN) 0.3 $1.8M 670k 2.70
Himax Technologies (HIMX) 0.3 $1.7M 160k 10.42
Ecolab (ECL) 0.3 $1.6M 12k 134.15
V.F. Corporation (VFC) 0.3 $1.6M 22k 73.99
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.6M 11k 155.93
Pfizer (PFE) 0.3 $1.6M 43k 36.23
McKesson Corporation (MCK) 0.3 $1.6M 10k 155.91
Vanguard FTSE All-World ex-US ETF (VEU) 0.3 $1.5M 28k 54.70
Plains Gp Holdings Lp-cl A (PAGP) 0.3 $1.5M 66k 21.95
Ashford Hospitality Trust 0.3 $1.4M 210k 6.73
Blue Capital Reinsurance Hol 0.3 $1.4M 115k 12.05
Chevron Corporation (CVX) 0.2 $1.3M 11k 125.21
Consolidated Edison (ED) 0.2 $1.4M 16k 84.97
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $1.4M 13k 105.58
Illumina (ILMN) 0.2 $1.3M 6.1k 218.48
Hca Holdings (HCA) 0.2 $1.3M 15k 87.86
Procter & Gamble Company (PG) 0.2 $1.2M 13k 91.91
Vanguard Total Stock Market ETF (VTI) 0.2 $1.2M 8.7k 137.30
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.2M 23k 52.44
1iqtech International 0.2 $1.2M 2.1M 0.57
Aetna 0.2 $1.2M 6.4k 180.41
Avis Budget (CAR) 0.2 $1.2M 27k 43.87
York Water Company (YORW) 0.2 $1.1M 33k 33.90
Amgen (AMGN) 0.2 $1.1M 6.3k 173.86
Lowe's Companies (LOW) 0.2 $1.1M 12k 92.97
Aqua America 0.2 $1.1M 28k 39.22
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $1.1M 9.2k 121.59
Cherry Hill Mort (CHMI) 0.2 $1.1M 61k 17.99
Ishares Tr 0.2 $1.1M 45k 24.87
First Solar (FSLR) 0.2 $1.0M 15k 67.53
Oracle Corporation (ORCL) 0.2 $918k 19k 47.26
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $920k 7.3k 126.90
Marathon Petroleum Corp (MPC) 0.2 $928k 14k 65.99
Abbvie (ABBV) 0.2 $952k 9.8k 96.75
QEP Resources 0.2 $866k 91k 9.57
CSX Corporation (CSX) 0.1 $801k 15k 54.99
Qualcomm (QCOM) 0.1 $841k 13k 64.04
Gilead Sciences (GILD) 0.1 $802k 11k 71.64
J.M. Smucker Company (SJM) 0.1 $791k 6.4k 124.27
Pure Cycle Corporation (PCYO) 0.1 $835k 100k 8.35
3M Company (MMM) 0.1 $788k 3.3k 235.29
Intel Corporation (INTC) 0.1 $781k 17k 46.18
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $744k 6.1k 122.19
Zayo Group Hldgs 0.1 $786k 21k 36.79
UnitedHealth (UNH) 0.1 $720k 3.3k 220.52
Scorpio Tankers 0.1 $731k 240k 3.05
Synergy Pharmaceuticals 0.1 $710k 319k 2.23
Facebook Inc cl a (META) 0.1 $711k 4.0k 176.43
FedEx Corporation (FDX) 0.1 $648k 2.6k 249.42
Autodesk (ADSK) 0.1 $630k 6.0k 104.91
Vanguard European ETF (VGK) 0.1 $678k 12k 59.19
Discover Financial Services (DFS) 0.1 $594k 7.7k 76.86
Home Depot (HD) 0.1 $574k 3.0k 189.44
Illinois Tool Works (ITW) 0.1 $617k 3.7k 166.80
Amazon (AMZN) 0.1 $612k 523.00 1170.17
Ishares Trust Barclays (CMBS) 0.1 $598k 12k 51.29
Mylan Nv 0.1 $589k 14k 42.31
Granite Pt Mtg Tr (GPMT) 0.1 $617k 35k 17.73
Time Warner 0.1 $569k 6.2k 91.45
SPDR Gold Trust (GLD) 0.1 $541k 4.4k 123.71
Graphic Packaging Holding Company (GPK) 0.1 $543k 35k 15.45
Alerian Mlp Etf 0.1 $527k 49k 10.80
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $563k 5.4k 104.51
Pvh Corporation (PVH) 0.1 $523k 3.8k 137.27
Coca-Cola Company (KO) 0.1 $497k 11k 45.88
Abbott Laboratories (ABT) 0.1 $506k 8.9k 57.01
Bristol Myers Squibb (BMY) 0.1 $474k 7.7k 61.26
Kimberly-Clark Corporation (KMB) 0.1 $504k 4.2k 120.55
Colgate-Palmolive Company (CL) 0.1 $516k 6.8k 75.50
International Business Machines (IBM) 0.1 $483k 3.1k 153.53
Pepsi (PEP) 0.1 $499k 4.2k 119.98
United Technologies Corporation 0.1 $464k 3.6k 127.61
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $508k 5.8k 87.23
Information Services (III) 0.1 $501k 120k 4.17
Western Asset Global Cp Defi (GDO) 0.1 $463k 26k 18.02
Fs Investment Corporation 0.1 $485k 66k 7.35
Anadarko Petroleum Corporation 0.1 $434k 8.1k 53.58
Occidental Petroleum Corporation (OXY) 0.1 $425k 5.8k 73.70
Ez (EZPW) 0.1 $429k 35k 12.20
Vanguard Mid-Cap Value ETF (VOE) 0.1 $420k 3.8k 111.61
Western Asset Hgh Yld Dfnd (HYI) 0.1 $439k 29k 15.11
Eqt Midstream Partners 0.1 $450k 6.2k 73.17
United Ins Hldgs (ACIC) 0.1 $435k 25k 17.24
Monroe Cap (MRCC) 0.1 $439k 32k 13.74
Liberty Global Inc C 0.1 $422k 13k 33.87
Calatlantic 0.1 $417k 7.4k 56.35
Bank of America Corporation (BAC) 0.1 $373k 13k 29.54
NVIDIA Corporation (NVDA) 0.1 $397k 2.1k 193.66
Emerson Electric (EMR) 0.1 $381k 5.5k 69.74
CVS Caremark Corporation (CVS) 0.1 $391k 5.4k 72.43
Altria (MO) 0.1 $357k 5.0k 71.40
Deere & Company (DE) 0.1 $372k 2.4k 156.30
Liberty Media 0.1 $366k 15k 24.40
Philip Morris International (PM) 0.1 $379k 3.6k 105.57
Schlumberger (SLB) 0.1 $381k 5.7k 67.42
Stryker Corporation (SYK) 0.1 $370k 2.4k 154.88
Progenics Pharmaceuticals 0.1 $369k 62k 5.95
Us Silica Hldgs (SLCA) 0.1 $403k 12k 32.59
Mondelez Int (MDLZ) 0.1 $364k 8.5k 42.81
Ishares Tr trs flt rt bd (TFLO) 0.1 $377k 7.5k 50.27
Walt Disney Company (DIS) 0.1 $323k 3.0k 107.42
Norfolk Southern (NSC) 0.1 $324k 2.2k 144.90
At&t (T) 0.1 $303k 7.8k 38.87
Wells Fargo & Company (WFC) 0.1 $333k 5.5k 60.68
Boeing Company (BA) 0.1 $342k 1.2k 294.57
Danaher Corporation (DHR) 0.1 $346k 3.7k 92.86
Clorox Company (CLX) 0.1 $312k 2.1k 148.57
Fifth Third Ban (FITB) 0.1 $345k 11k 30.35
CF Industries Holdings (CF) 0.1 $317k 7.5k 42.52
Dime Community Bancshares 0.1 $305k 15k 20.98
Celgene Corporation 0.1 $347k 3.3k 104.33
EMC Insurance 0.1 $316k 11k 28.73
Infinity Pharmaceuticals (INFIQ) 0.1 $312k 154k 2.03
North Amern Energy Partners 0.1 $316k 64k 4.95
Whitestone REIT (WSR) 0.1 $338k 24k 14.41
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $329k 21k 15.53
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $333k 25k 13.31
Apollo Global Management 'a' 0.1 $333k 10k 33.47
Express Scripts Holding 0.1 $312k 4.2k 74.71
Ishares Inc etf (HYXU) 0.1 $345k 6.3k 54.46
Stonecastle Finl (BANX) 0.1 $309k 15k 20.13
Goldman Sachs (GS) 0.1 $253k 994.00 254.53
AutoNation (AN) 0.1 $266k 5.2k 51.40
McDonald's Corporation (MCD) 0.1 $250k 1.5k 172.41
General Electric Company 0.1 $282k 16k 17.46
Travelers Companies (TRV) 0.1 $246k 1.8k 135.91
Automatic Data Processing (ADP) 0.1 $263k 2.2k 117.20
Verizon Communications (VZ) 0.1 $272k 5.1k 52.85
BB&T Corporation 0.1 $286k 5.8k 49.69
Berkshire Hathaway (BRK.A) 0.1 $298k 1.00 298000.00
Nexstar Broadcasting (NXST) 0.1 $266k 3.4k 78.24
Entercom Communications 0.1 $245k 23k 10.79
athenahealth 0.1 $284k 2.1k 133.21
iShares Lehman MBS Bond Fund (MBB) 0.1 $290k 2.7k 106.58
Pandora Media 0.1 $276k 57k 4.82
Puma Biotechnology (PBYI) 0.1 $288k 2.9k 98.97
Nuveen Int Dur Qual Mun Trm 0.1 $275k 21k 12.87
Ishares Tr cur hdg ms emu (HEZU) 0.1 $247k 8.3k 29.81
Dell Technologies Inc Class V equity 0.1 $273k 3.4k 81.18
Baxter International (BAX) 0.0 $204k 3.2k 64.74
Cisco Systems (CSCO) 0.0 $231k 6.0k 38.35
Laboratory Corp. of America Holdings 0.0 $228k 1.4k 159.44
Macy's (M) 0.0 $212k 8.4k 25.15
Hershey Company (HSY) 0.0 $241k 2.1k 113.57
salesforce (CRM) 0.0 $204k 2.0k 102.05
Abb (ABBNY) 0.0 $211k 7.9k 26.79
BlackRock Income Trust 0.0 $230k 37k 6.18
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $201k 1.8k 110.62
Wisdomtree Asia Local Debt etf us 0.0 $200k 4.4k 45.87
Connectone Banc (CNOB) 0.0 $219k 8.5k 25.76
Direxion Shs Etf Tr daily sm cap bea 0.0 $240k 20k 12.26
Obsidian Energy 0.0 $235k 189k 1.24
Matlin & Partners Acquisitio cl a 0.0 $244k 25k 9.76
Dowdupont 0.0 $201k 2.8k 71.28
Xai Octagon Floatng Rate Alt (XFLT) 0.0 $204k 22k 9.41
Gran Tierra Energy 0.0 $152k 56k 2.70
Spectrum Pharmaceuticals 0.0 $190k 10k 18.92
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $174k 23k 7.70
Nuveen NY Municipal Value (NNY) 0.0 $136k 14k 9.48
Claymore Exchange Trd Fd Tr gugg shippng etf 0.0 $183k 16k 11.59
Nuveen Conn Prem Income Mun sh ben int 0.0 $184k 15k 11.93
Achaogen 0.0 $177k 17k 10.72
Black Stone Minerals (BSM) 0.0 $188k 11k 17.90
Hewlett Packard Enterprise (HPE) 0.0 $158k 11k 14.36
Rite Aid Corporation 0.0 $89k 45k 1.98
Capital Product 0.0 $91k 27k 3.35
Putnam Premier Income Trust (PPT) 0.0 $104k 20k 5.33
Putnam High Income Securities Fund 0.0 $93k 10k 9.01
Perma-fix Env. (PESI) 0.0 $89k 24k 3.65
Bellicum Pharma 0.0 $92k 11k 8.40
Nabriva Therapeutics 0.0 $92k 15k 5.99
Mbia (MBI) 0.0 $73k 10k 7.30
AVEO Pharmaceuticals 0.0 $70k 25k 2.80
WidePoint Corporation 0.0 $33k 50k 0.66
Avon Products 0.0 $5.0k 100k 0.05
PowerShares QQQ Trust, Series 1 0.0 $22k 25k 0.88
Sanofi Aventis Wi Conval Rt 0.0 $13k 34k 0.39
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $11k 25k 0.44